U.S. Biomedical Corp., (f/k/a United Textiles & Toys, Inc.), U.S. Environmental Solutions, Inc. (n/k/a EnviroResolutions, Inc.), USA Bridge Construction of N.Y., Inc., USA Broadband, Inc., USA Uranium Corp., and Utopia Marketing, Inc. (n/k/a Daytonabrands, Inc.); Order of Suspension of Trading, 9455 [2010-4375]
Download as PDF
Federal Register / Vol. 75, No. 40 / Tuesday, March 2, 2010 / Notices
Inc.) because it has not filed any
periodic reports since the period ended
September 30, 2000.
The Commission is of the opinion that
the public interest and the protection of
investors require a suspension of trading
in the securities of the above-listed
companies.
Therefore, it is ordered, pursuant to
Section 12(k) of the Securities Exchange
Act of 1934, that trading in the
securities of the above-listed companies
is suspended for the period from 9:30
a.m. EST on February 26, 2010, through
11:59 p.m. EST on March 11, 2010.
added, deleted or postponed, please
contact:
The Office of the Secretary at (202)
551–5400.
Dated: February 25, 2010.
Elizabeth M. Murphy,
Secretary.
[FR Doc. 2010–4333 Filed 2–26–10; 11:15 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[File No. 500–1]
U.S. Biomedical Corp., (f/k/a United
Textiles & Toys, Inc.), U.S.
Environmental Solutions, Inc. (n/k/a
EnviroResolutions, Inc.), USA Bridge
Construction of N.Y., Inc., USA
Broadband, Inc., USA Uranium Corp.,
and Utopia Marketing, Inc. (n/k/a
Daytonabrands, Inc.); Order of
Suspension of Trading
WReier-Aviles on DSKGBLS3C1PROD with NOTICES
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of U.S.
Biomedical Corp. (f/k/a United Textiles
& Toys, Inc.) because it has not filed any
periodic reports since the period ended
December 31, 2002.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of U.S.
Environmental Solutions, Inc. (n/k/a
EnviroResolutions, Inc.) because it has
not filed any periodic reports since the
period ended March 31, 1996.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of USA Bridge
Construction of N.Y., Inc. because it has
not filed any periodic reports since the
period ended September 30, 1998.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of USA
Broadband, Inc. because it has not filed
any periodic reports since the period
ended December 31, 2003.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of USA
Uranium Corp. because it has not filed
any periodic reports since the period
ended February 29, 2008.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of Utopia
Marketing, Inc. (n/k/a Daytonabrands,
15:07 Mar 01, 2010
[FR Doc. 2010–4375 Filed 2–26–10; 4:15 pm]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–61574; File No. SR–BATS–
2010–003]
February 26, 2010.
VerDate Nov<24>2008
By the Commission.
Jill M. Peterson,
Assistant Secretary.
Jkt 220001
Self-Regulatory Organizations; BATS
Exchange, Inc.; Notice of Filing and
Order Granting Accelerated Approval
of Proposed Rule Change To Amend
BATS Rule 5.5, Entitled ‘‘Information
Barrier Procedures,’’ and To Add New
BATS Rule 12.13, Entitled ‘‘Trading
Ahead of Research Reports’’
February 23, 2010.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’) 1 and Rule 19b–4 thereunder,2
notice is hereby given that on February
11, 2010, BATS Exchange, Inc. (‘‘BATS’’
or the ‘‘Exchange’’) filed with the
Securities and Exchange Commission
(‘‘Commission’’) the proposed rule
change as described in Items I and II
below, which Items have been prepared
by BATS. The Commission is
publishing this notice to solicit
comments on the proposed rule change
from interested persons and is
approving the proposed rule change on
an accelerated basis.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange is proposing to amend
BATS Rule 5.5, entitled ‘‘Information
Barrier Procedures,’’ to modify the
Exchange’s rule regarding information
barrier procedures required of certain
Exchange Members. The Exchange is
also proposing to add new Exchange
Rule 12.13, entitled ‘‘Trading Ahead of
Research Reports.’’
1 15
2 17
PO 00000
U.S.C. 78s(b)(1).
CFR 240.19b–4.
Frm 00076
Fmt 4703
The text of the proposed rule change
is available at the Exchange’s Web site
at https://www.batstrading.com, at the
principal office of the Exchange, and at
the Commission’s Public Reference
Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
Exchange included statements
concerning the purpose of and basis for
the proposed rule change and discussed
any comments it received on the
proposed rule change. The text of these
statements may be examined at the
places specified in Item III below. The
Exchange has prepared summaries, set
forth in Sections A, B, and C below, of
the most significant parts of such
statements.
A. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
1. Purpose
The Exchange proposes to eliminate
the requirements of BATS Rule 5.5 that
require a Member 3 that trades for its
own account or that has a specialist or
market maker operation on another
market (defined in BATS Rule 5.5(a) as
a ‘‘specialist’’) to establish and maintain
certain specifically prescribed
information barrier procedures and to
file such procedures with the Exchange.
At the same time, the Exchange
proposes to amend BATS Rule 5.5 to
more closely mirror the rules of other
self-regulatory organizations that create
certain obligations for all Member firms
related to the prevention of the misuse
of material, non-public information.
Finally, the Exchange proposes to add
new BATS Rule 12.13, which: (i)
Prohibits Members from trading ahead
of research reports, and (ii) requires
each Member to establish, maintain and
enforce procedures regarding the flow of
information between research
department personnel and trading
department personnel.
(i) All Members Must Maintain Policies
Concerning the Misuse of Material NonPublic Information
Presently, the Exchange requires that
each Member establish, maintain and
enforce written policies and procedures
reasonably designed to prevent the
misuse of material, non-public
information, which includes review of
employee and proprietary trading,
memorialization and documentation of
3 See
Sfmt 4703
9455
E:\FR\FM\02MRN1.SGM
BATS Rule 1.5(n).
02MRN1
Agencies
[Federal Register Volume 75, Number 40 (Tuesday, March 2, 2010)]
[Notices]
[Page 9455]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-4375]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[File No. 500-1]
U.S. Biomedical Corp., (f/k/a United Textiles & Toys, Inc.), U.S.
Environmental Solutions, Inc. (n/k/a EnviroResolutions, Inc.), USA
Bridge Construction of N.Y., Inc., USA Broadband, Inc., USA Uranium
Corp., and Utopia Marketing, Inc. (n/k/a Daytonabrands, Inc.); Order of
Suspension of Trading
February 26, 2010.
It appears to the Securities and Exchange Commission that there is
a lack of current and accurate information concerning the securities of
U.S. Biomedical Corp. (f/k/a United Textiles & Toys, Inc.) because it
has not filed any periodic reports since the period ended December 31,
2002.
It appears to the Securities and Exchange Commission that there is
a lack of current and accurate information concerning the securities of
U.S. Environmental Solutions, Inc. (n/k/a EnviroResolutions, Inc.)
because it has not filed any periodic reports since the period ended
March 31, 1996.
It appears to the Securities and Exchange Commission that there is
a lack of current and accurate information concerning the securities of
USA Bridge Construction of N.Y., Inc. because it has not filed any
periodic reports since the period ended September 30, 1998.
It appears to the Securities and Exchange Commission that there is
a lack of current and accurate information concerning the securities of
USA Broadband, Inc. because it has not filed any periodic reports since
the period ended December 31, 2003.
It appears to the Securities and Exchange Commission that there is
a lack of current and accurate information concerning the securities of
USA Uranium Corp. because it has not filed any periodic reports since
the period ended February 29, 2008.
It appears to the Securities and Exchange Commission that there is
a lack of current and accurate information concerning the securities of
Utopia Marketing, Inc. (n/k/a Daytonabrands, Inc.) because it has not
filed any periodic reports since the period ended September 30, 2000.
The Commission is of the opinion that the public interest and the
protection of investors require a suspension of trading in the
securities of the above-listed companies.
Therefore, it is ordered, pursuant to Section 12(k) of the
Securities Exchange Act of 1934, that trading in the securities of the
above-listed companies is suspended for the period from 9:30 a.m. EST
on February 26, 2010, through 11:59 p.m. EST on March 11, 2010.
By the Commission.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2010-4375 Filed 2-26-10; 4:15 pm]
BILLING CODE 8011-01-P