Electronic Game Card, Inc.; Order of Suspension of Trading, 8156 [2010-3643]
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8156
Federal Register / Vol. 75, No. 35 / Tuesday, February 23, 2010 / Notices
Commission, and recording secretaries
will attend the Closed Meeting. Certain
staff members who have an interest in
the matters also may be present.
The General Counsel of the
Commission, or his designee, has
certified that, in his opinion, one or
more of the exemptions set forth in 5
U.S.C. 552b(c)(3), (5), (7), 9(B) and (10)
and 17 CFR 200.402(a)(3), (5), (7), 9(ii)
and (10), permit consideration of the
scheduled matters at the Closed
Meeting.
Commissioner Casey, as duty officer,
voted to consider the items listed for the
Closed Meeting in a closed session, and
determined that no earlier notice thereof
was possible.
The subject matter of the Closed
Meeting scheduled for Thursday,
February 25, 2010 will be:
Institution and settlement of injunctive
actions; Institution and settlement of
administrative proceedings; and other
matters relating to enforcement
proceedings.
At times, changes in Commission
priorities require alterations in the
scheduling of meeting items.
For further information and to
ascertain what, if any, matters have been
added, deleted or postponed, please
contact:
The Office of the Secretary at (202)
551–5400.
Dated: February 18, 2010.
Elizabeth M. Murphy,
Secretary.
[FR Doc. 2010–3685 Filed 2–19–10; 4:15 pm]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[File No. 500–1]
Electronic Game Card, Inc.; Order of
Suspension of Trading
mstockstill on DSKH9S0YB1PROD with NOTICES
February 19, 2010.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of Electronic
Game Card, Inc. (‘‘EGMI’’) because of
questions regarding the accuracy of
assertions by EGMI, and by others, in
financial disclosures to investors
concerning, among other things, the
company’s assets.
The Commission is of the opinion that
the public interest and the protection of
investors require a suspension of trading
in the securities of the above-listed
company.
Therefore, it is ordered, pursuant to
Section 12(k) of the Securities Exchange
Act of 1934, that trading in the
VerDate Nov<24>2008
16:25 Feb 22, 2010
Jkt 220001
securities of the above-listed company is
suspended for the period from 9:30 a.m.
EST, on February 19, 2010, through
11:59 p.m. EST, on March 4, 2010.
By the Commission.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2010–3643 Filed 2–19–10; 4:15 pm]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–61521; File No. SR–
NASDAQ–2010–008]
Self-Regulatory Organizations; The
NASDAQ Stock Market LLC; Notice of
Filing and Immediate Effectiveness of
Proposed Rule Change To Modify the
Prior Notification Requirements When
Companies Release Material
Information Outside of Nasdaq Market
Hours
February 16, 2010.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on January
15, 2010, The NASDAQ Stock Market
LLC (‘‘Nasdaq’’ or the ‘‘Exchange’’) filed
with the Securities and Exchange
Commission (‘‘Commission’’) the
proposed rule change as described in
Items I and II below, which Items have
been prepared by Nasdaq. Nasdaq has
designated the proposed rule change as
effecting a change described under Rule
19b–4(f)(6) under the Act,3 which
renders the proposal effective upon
filing with the Commission. The
Commission is publishing this notice to
solicit comments on the proposed rule
change from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
Nasdaq proposes to modify the
requirement for companies to provide
prior notification to Nasdaq when
releasing material information outside
of Nasdaq market hours.
The text of the proposed rule change
is below. Proposed new language is in
italics; proposed deletions are in
brackets.4
*
*
*
*
*
5250. Obligations for Companies Listed on
the Nasdaq Stock Market
(a) No change.
1 15
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 17 CFR 240.19b–4(f)(6).
4 Changes are marked to the rule text that appears
in the electronic manual of Nasdaq found at
https://nasdaqomx.cchwallstreet.com.
2 17
PO 00000
Frm 00126
Fmt 4703
Sfmt 4703
(b) Obligation to Make Public Disclosure.
(1) Except in unusual circumstances, a
Nasdaq-listed Company shall make prompt
disclosure to the public through any
Regulation FD compliant method (or
combination of methods) of disclosure of any
material information that would reasonably
be expected to affect the value of its
securities or influence investors’ decisions.
The Company shall, prior to the release of the
information, provide notice of such
disclosure to Nasdaq’s MarketWatch
Department at least ten minutes prior to
public announcement if the information
involves any of the events set forth in IM–
5250–1 and the public release of the material
information is made during Nasdaq market
hours. If the public release of the material
information is made outside of Nasdaq
market hours, Nasdaq Companies must
notify MarketWatch of the material
information prior to 6:50 a.m. ET. As
described in IM–5250–1, prior notice to the
MarketWatch Department must be made
through the electronic disclosure submission
system available at https://www.nasdaq.net,
except in emergency situations.
(2)–(3) No change.
(c)–(f) No change.
IM–5250–1. Disclosure of Material
Information
Rule 5250(b)(1) requires that, except in
unusual circumstances, Nasdaq Companies
disclose promptly to the public through any
Regulation FD compliant method (or
combination of methods) of disclosure any
material information that would reasonably
be expected to affect the value of their
securities or influence investors’ decisions.
Nasdaq Companies must notify Nasdaq at
least ten minutes prior to the release to the
public of material information that involves
any of the events set forth below when the
public release of the information is made
during Nasdaq market hours (7 a.m. to 8 p.m.
ET). If the public release of the material
information is made outside of Nasdaq
market hours, Nasdaq Companies must
notify MarketWatch of the material
information prior to 6:50 a.m. ET. Under
unusual circumstances Companies may not
be required to make public disclosure of
material events; for example, where it is
possible to maintain confidentiality of those
events and immediate public disclosure
would prejudice the ability of the Company
to pursue its legitimate corporate objectives.
However, Nasdaq Companies remain
obligated to disclose this information to
Nasdaq upon request pursuant to Rule
5250(a).
Paragraph 2. No change.
Notification to Nasdaq MarketWatch
Department
Nasdaq Companies must notify Nasdaq’s
MarketWatch Department prior to the
distribution of certain material news at least
ten minutes prior to public announcement of
the news when the public release of the
information is made during Nasdaq market
hours (7 a.m. to 8 p.m. ET). If the public
release of the material information is made
outside of Nasdaq market hours, Nasdaq
Companies must notify MarketWatch of the
E:\FR\FM\23FEN1.SGM
23FEN1
Agencies
[Federal Register Volume 75, Number 35 (Tuesday, February 23, 2010)]
[Notices]
[Page 8156]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-3643]
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SECURITIES AND EXCHANGE COMMISSION
[File No. 500-1]
Electronic Game Card, Inc.; Order of Suspension of Trading
February 19, 2010.
It appears to the Securities and Exchange Commission that there is
a lack of current and accurate information concerning the securities of
Electronic Game Card, Inc. (``EGMI'') because of questions regarding
the accuracy of assertions by EGMI, and by others, in financial
disclosures to investors concerning, among other things, the company's
assets.
The Commission is of the opinion that the public interest and the
protection of investors require a suspension of trading in the
securities of the above-listed company.
Therefore, it is ordered, pursuant to Section 12(k) of the
Securities Exchange Act of 1934, that trading in the securities of the
above-listed company is suspended for the period from 9:30 a.m. EST, on
February 19, 2010, through 11:59 p.m. EST, on March 4, 2010.
By the Commission.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2010-3643 Filed 2-19-10; 4:15 pm]
BILLING CODE 8011-01-P