Civil Penalties, 5244-5248 [2010-1957]
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Authority: 5 U.S.C. 552; 31 U.S.C. 9701;
49 U.S.C. 322; E.O. 12600; 3 CFR, 1987
Comp., p. 235.
2. In Section 7.2, the introductory text
of the definition of ‘Department’ is
revised to read as follows:
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§ 7.2
Definitions.
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Department means the Department of
Transportation, including the Office of
the Secretary, the Office of Inspector
General, and the following DOT
Operating Administrations, all of which
may be referred to as DOT components.
Means of contacting each of these DOT
components appear in § 7.15. This
definition specifically excludes the
Surface Transportation Board, which
has its own FOIA regulations (49 CFR
Part 1001):
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PART 10—MAINTENANCE OF AND
ACCESS TO RECORDS PERTAINING
TO INDIVIDUALS
PART 40—PROCEDURES FOR
TRANSPORTATION WORKPLACE
DRUG AND ALCOHOL TESTING
PROGRAMS
§ 40.213
[Amended]
6. In § 40.213(a), remove the words,
‘‘400 7th Street, SW., Room 10403’’ and
add, in their place, the words ‘‘1200
New Jersey Avenue, SE.’’.
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Issued under authority delegated in 49 CFR
1.57(j) at Washington, DC, on January 19,
2010.
Robert S. Rivkin,
General Counsel, Department of
Transportation.
[FR Doc. 2010–1657 Filed 2–1–10; 8:45 am]
3. The authority citation for part 10
continues to read as follows:
[Amended]
4. In § 10.77, paragraph (c) is amended
by removing ‘Assistant Secretary for
Administration’ and replacing it with
‘Chief Information Officer’.
5. In Appendix to Part 10—
Exemptions, paragraph A of Part II is
amended by removing paragraphs 3.
through 12., and adding new paragraphs
3. through 7. to read as follows:
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Appendix to Part 10—Exemptions
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Part II. Specific Exemptions
A. * * *
3. Federal Motor Carrier Safety
Administration (FMCSA) Enforcement
Management Information System, maintained
by the Chief Counsel, FMCSA (DOT/FMCSA
002).
4. DOT/NHTSA Investigations of Alleged
Misconduct or Conflict of Interest,
maintained by the Associate Administrator
for Administration, National Highway Traffic
Safety Administration (DOT/NHTSA 458).
5. Civil Aviation Security System (DOT/
FAA 813), maintained by the Office of Civil
Aviation Security Policy and Planning,
Federal Aviation Administration.
6. Suspected Unapproved Parts (SUP)
Program, maintained by the Federal Aviation
Administration (DOT/FAA 852).
7. Motor Carrier Management Information
System (MCMIS), maintained by the Federal
Motor Carrier Safety Administration (DOT/
FMCSA 001).
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Issued in Washington, DC, on January 28,
2010.
Cynthia L. Quarterman,
Administrator.
[FR Doc. 2010–2186 Filed 2–1–10; 8:45 am]
BILLING CODE 4910–60–P
DEPARTMENT OF TRANSPORTATION
DEPARTMENT OF TRANSPORTATION
Pipeline and Hazardous Materials
Safety Administration
National Highway Traffic Safety
Administration
49 CFR Part 578
49 CFR Part 192
[Docket No. NHTSA–2009–0066; Notice 2]
RIN 2127–AK40
Civil Penalties
RIN 2137–AE15
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[Corrected]
2. On page 63934, in the first column,
in § 192.383:
■ a. In paragraph (a), ‘‘natural gas’’ is
corrected to read ‘‘gas’’ in both places it
appears; and
■ b. In paragraph (b), ‘‘February 2, 2010’’
is corrected to read ‘‘February 12, 2010.’’
■
BILLING CODE 4910–9X–P
Authority: 5 U.S.C. 552a; 49 U.S.C. 322.
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§ 192.383
[Docket No. PHMSA–RSPA–2004–19854;
Amdt. 192–113]
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§ 10.77
‘‘Effective Date: This Final Rule takes
effect on February 12, 2010.’’
Pipeline Safety: Integrity Management
Program for Gas Distribution
Pipelines; Correction
Pipeline and Hazardous
Materials Safety Administration
(PHMSA), DOT.
ACTION: Final rule; correction.
AGENCY:
SUMMARY: PHMSA is correcting a final
rule that appeared in the Federal
Register on December 4, 2009. That
final rule amended the Federal Pipeline
Safety Regulations to require operators
of gas distribution pipelines to develop
and implement integrity management
programs. In addition to a minor
correction in terminology, this
document corrects an erroneous
effective date given in the December 4
publication.
DATES: The effective date for the final
rule published December 4, 2009 (74 FR
63906), is correctly revised from
February 2, 2010, to February 12, 2010.
The correction to § 192.383 is effective
February 12, 2010.
FOR FURTHER INFORMATION CONTACT:
Mike Israni by phone at (202) 366–4571
or by e-mail at Mike.Israni@dot.gov.
SUPPLEMENTARY INFORMATION: In FR Doc.
E9–28467 appearing on page 63906 in
the Federal Register of Friday,
December 4, 2009 the following
corrections are made:
■ 1. On page 63906, in the first column,
the effective date is corrected to read
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AGENCY: National Highway Traffic
Safety Administration (NHTSA), DOT.
ACTION: Final rule.
SUMMARY: This document increases the
maximum civil penalty amounts for
violations of motor vehicle safety
requirements involving school buses,
bumper standards, consumer
information requirements, odometer
tampering and disclosure requirements,
and vehicle theft protection
requirements. This action is taken
pursuant to the Federal Civil Monetary
Penalty Inflation Adjustment Act of
1990, as amended by the Debt
Collection Improvement Act of 1996.
DATES: This final rule is effective March
4, 2010.
ADDRESSES: Petitions for reconsideration
should refer to the docket number and
be submitted to: Administrator, National
Highway Traffic Safety Administration,
1200 New Jersey Avenue, SE., West
Building, Fourth Floor, Washington, DC
20590, with a copy to the DOT docket.
Copies to the docket may be submitted
electronically [identified by DOT Docket
ID Number NHTSA–2009–0066] by
visiting the following Web site.
• Federal eRulemaking Portal: Go to
https://www.regulations.gov. Follow the
online instructions for submitting
comments.
Privacy Act: Anyone is able to search
the electronic form of all comments
received into any of our dockets by the
name of the individual submitting the
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comment (or signing the comment, if
submitted on behalf of an association,
business, labor union, etc.). You may
review DOT’s complete Privacy Act
Statement in the Federal Register
published on April 11, 2000 (65 FR
19477, 19477–78).
FOR FURTHER INFORMATION CONTACT:
Jessica Lang, Office of Chief Counsel,
NHTSA, telephone (202) 366–5263,
facsimile (202) 366–3820, 1200 New
Jersey Avenue, SE., Washington, DC
20590.
SUPPLEMENTARY INFORMATION:
Background
In order to preserve the remedial
impact of civil penalties and to foster
compliance with the law, the Federal
Civil Monetary Penalty Inflation
Adjustment Act of 1990 (28 U.S.C. 2461,
Notes, Pub. L. 101–410), as amended by
the Debt Collection Improvement Act of
1996 (Pub. L. 104–134) (referred to
collectively as the ‘‘Adjustment Act’’ or,
in context, the ‘‘Act’’), requires us and
other Federal agencies to adjust civil
penalties for inflation. Under the
Adjustment Act, following an initial
adjustment that was capped by the Act,
these agencies must make further
adjustments, as warranted, to the
amounts of penalties in statutes they
administer at least once every four
years.
NHTSA’s initial adjustment of civil
penalties under the Adjustment Act was
published on February 4, 1997. 62 FR
5167. At that time, we codified the
penalties under statutes administered by
NHTSA, as adjusted, in 49 CFR Part
578, Civil Penalties. On July 14, 1999,
we further adjusted certain penalties. 64
FR 37876. In 2000, the Transportation
Recall Enhancement, Accountability
and Documentation (‘‘TREAD’’) Act
increased the maximum penalties under
the National Traffic and Motor Vehicle
Safety Act as amended (sometimes
referred to as the ‘‘Motor Vehicle Safety
Act’’). We codified those amendments in
Part 578 on November 14, 2000. 65 FR
68108. On August 7, 2001, we also
adjusted certain penalty amounts
pertaining to odometer tampering and
disclosure requirements and vehicle
theft prevention. 66 FR 41149. On
September 28, 2004, we adjusted the
maximum penalty amounts for a related
series of violations involving the
agency’s provisions governing vehicle
safety, bumper standards, and consumer
information. 69 FR 57864. On
September 8, 2005, the agency adjusted
its penalty amounts for violations of its
vehicle theft protection standards and
those involving a related series of
odometer-related violations. 70 FR
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53308. On May 16, 2006, the agency
adjusted its penalty amounts for
violations of the Motor Vehicle Safety
Act, as amended, and codified
amendments made to the Motor Vehicle
Safety Act by the Safe, Accountable,
Flexible, Efficient Transportation Equity
Act—A Legacy for Users (SAFETEA–
LU), 119 Stat. 1144, 1942–43 (Aug. 10,
2005). 71 FR 28279. Most recently, on
February 25, 2008, the agency made
adjustments to odometer-related
violations and violations of certain
administrative provisions of the Energy
Policy and Conservation Act. 73 FR
9955.
The Energy Independence and
Security Act of 2007 (EISA), Public Law
No. 110–140, 121 Stat. 1492, 1506–07
(Dec. 19, 2007) (codified at 49 U.S.C.
32304A) established a separate penalty
provision for a new consumer tire
information provision. As a matter of
organization, we include this penalty
provision in 49 CFR 578.6(d). In order
to avoid confusion with the consumer
information penalty regarding
crashworthiness and damage
susceptibility currently in this section,
we bifurcated 49 CFR 578.6(d) into two
parts. The first addresses
crashworthiness and damage
susceptibility; the second codifies
consumer tire information under EISA.
We have decided to adopt text of this
rule that tracks the wording in EISA; it
does not interpret EISA.
On June 15, 2009, the Agency
published a Notice of Proposed
Rulemaking (NPRM) entitled ‘‘Civil
Penalties’’ which proposed the
adjustment of certain civil penalties for
inflation. 74 FR 28204. The Agency
received no comments to this NPRM.
We have reviewed the civil penalty
amounts in 49 CFR Part 578 and, in this
notice, adjust certain penalties under
the Adjustment Act. The civil penalties
that we now adjust are available for
violations of: (1) The Motor Vehicle
Safety Act involving school buses
(single violations and a related series of
violations), (2) bumper requirements (a
related series of violations), (3)
consumer information requirements
regarding crashworthiness and damage
susceptibility (a related series of
violations), (4) odometer requirements
including tampering and disclosure (a
related series of violations), and (5) the
vehicle theft protection requirements
(daily violations and a series of related
violations).
Method of Calculation—Adjustments
Under the Adjustment Act, we first
calculate the inflation adjustment for
each applicable civil penalty by
arithmetically increasing the maximum
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civil penalty amount per violation by a
cost-of-living adjustment. Section 5(b) of
the Adjustment Act defines the ‘‘cost-ofliving’’ adjustment as:
The percentage (if any) for each civil
monetary penalty by which—
(1) The Consumer Price Index for the
month of June of the calendar year
preceding the adjustment exceeds
(2) the Consumer Price Index for the
month of June of the calendar year in
which the amount of such civil
monetary penalty was last set or
adjusted pursuant to law.
Under the Adjustment Act, the
relevant Consumer Price Index (CPI) is
that for the month of June of the
preceding calendar year. This figure is
provided by the Department of Labor
and is adjusted annually using the base
year 1967 = 100. The Adjustment Act
uses the CPI for all urban consumers.
Because the adjustment will be effective
in 2010, the proper CPI is that from June
2009. The June 2009 CPI is 646.1.1 In
the NPRM, which was published in
2009, we had used the CPI for June 2008
(655.5).
Two of the penalty amounts that
NHTSA now adjusts involve a related
series of violations of bumper standards
and of consumer information
requirements regarding crashworthiness
and damage susceptibility. These
amounts were last adjusted in 2004 (CPI
= 568.2). Accordingly, the factor that we
used to calculate the increases for these
penalties is 1.14 (646.1/568.2).
The other penalty amounts that
NHTSA now adjusts are for single
violations and a related series of
violations pertaining to school bus
safety, a related series of violations
involving odometer tampering and
disclosure, as well as single violations
and a related series of violations
involving vehicle theft protection. These
amounts were last adjusted in 2005 (CPI
= 582.6). Accordingly, the factor that we
used to calculate the increases is 1.11
(646.1/582.6).
Next, using these inflation factors,
increases above the current maximum
penalty levels were calculated and were
then subject to a specific rounding
formula set forth in Section 5(a) of the
Adjustment Act. 28 U.S.C. 2461, Notes.
Under that formula:
Any increase shall be rounded to the
nearest
(1) Multiple of $10 in the case of
penalties less than or equal to $100;
1 Individuals interested in deriving the CPI
figures used by the agency may visit the Department
of Labor’s Consumer Price Index Home Page at
https://www.bls.gov/cpi/home.htm. Scroll down to
‘‘Most Requested Statistics’’ and select the ‘‘All
Urban Consumers (Current Series)’’ option, select
the ‘‘U.S. ALL ITEMS 1967–100–CUUR0000AA0’’
box, and click on the ‘‘Retrieve Data’’ button.
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(2) Multiple of $100 in the case of
penalties greater than $100 but less than
or equal to $1,000;
(3) Multiple of $1,000 in the case of
penalties greater than $1,000 but less
than or equal to $10,000;
(4) Multiple of $5,000 in the case of
penalties greater than $10,000 but less
than or equal to $100,000;
(5) Multiple of $10,000 in the case of
penalties greater than $100,000 but less
than or equal to $200,000; and
(6) Multiple of $25,000 in the case of
penalties greater than $200,000.
Amendments to Maximum Penalties
Change to Maximum Penalty (Single
Violations and a Related Series of
Violations) Under the School Bus Safety
Provisions, 49 U.S.C. Chapter 301, (49
CFR 578.6(a)(2))
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The maximum civil penalty for a
single violation under the school bus
safety provisions is $10,000, as specified
in 49 CFR 578.6(a)(2). The underlying
statutory provision is 49 U.S.C.
30165(a)(2), as amended in 2005.
Applying the appropriate inflation
factor (1.11) raises the $10,000 to
$11,100, an increase of $1,100. Under
the rounding formula, any increase in a
penalty’s amount shall be rounded to
the nearest $1,000 in the case of
penalties greater than $1,000 but less
than or equal to $10,000. Accordingly,
we now amend Section 578.6(a)(2) to
increase the maximum civil penalty for
a single violation from $10,000 to
$11,000.
The maximum civil penalty for a
related series of violations under the
school bus safety provisions is
$15,000,000, as specified in 49 CFR
578.6(a)(2). The underlying statutory
provision is 49 U.S.C. 30165(a)(2), as
amended in 2005. Applying the
appropriate inflation factor (1.11) raises
the $15,000,000 to $16,650,000, an
increase of $1,650,000. Under the
rounding formula, any increase in a
penalty’s amount shall be rounded to
the nearest multiple of $25,000 in the
case of penalties greater than $200,000.
Accordingly, we now amend Section
578.6(a)(2) to increase the maximum
civil penalty from $15,000,000 to
$16,650,000 for a series of related
violations.
Change to Maximum Penalty (Related
Series of Violations) Under the Bumper
Standards Provision, 49 U.S.C. Chapter
325 (49 CFR 578.6(c))
The maximum civil penalty for a
related series of violations of the
bumper standards provision or a
regulation prescribed thereunder is
$1,025,000 as specified in 49 CFR
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578.6(c)(2). The underlying statutory
civil penalty provision is contained in
49 U.S.C. 32507. Applying the
appropriate inflation factor (1.14) raises
the $1,025,000 figure to $1,168,500, an
increase of $143,500. Under the
rounding formula, any increase in a
penalty’s amount shall be rounded to
the nearest multiple of $25,000 in the
case of penalties greater than $200,000.
In this case, the increase is $150,000.
Accordingly, we now amend Section
578.6(c) to increase the maximum civil
penalty from $1,025,000 to $1,175,000
for a related series of violations.
Change to Maximum Penalty (Related
Series of Violations) Under the
Consumer Information Regarding
Crashworthiness and Damage
Susceptibility Requirements, 49 U.S.C.
Chapter 323 (49 CFR 578.6(d))
The maximum civil penalty for a
related series of violations of the
consumer information regarding
crashworthiness and damage
susceptibility requirements is $500,000,
as specified in 49 CFR 578.6(d). The
underlying statutory civil penalty
provision is 49 U.S.C. 32308(b).
Applying the appropriate inflation
factor (1.14) raises the $500,000 figure to
$570,000, an increase of $70,000. Under
the rounding formula, any increase in a
penalty’s amount shall be rounded to
the nearest multiple of $25,000 in the
case of penalties greater than $200,000.
In this case, the increase is $75,000.
Accordingly, we now amend Section
578.6(d) to increase the maximum civil
penalty from $500,000 to $575,000 for a
series of related violations.
Change to Maximum Penalty (Related
Series of Violations) Under the
Odometer Tampering and Disclosure
Requirements, 49 U.S.C. Chapter 327
(49 CFR 578.6(f))
The maximum civil penalty for a
related series of violations of the
odometer requirements is $130,000, as
specified in 49 CFR 578.6(f)(1). The
underlying statutory penalty provision
is 49 U.S.C. 32709. Applying the
appropriate inflation factor (1.11) raises
the $130,000 to $144,300, an increase of
$14,300. Under the rounding formula,
any increase in a penalty’s amount shall
be rounded to the nearest multiple of
$10,000 in the case of penalties greater
than $100,000 but less than or equal to
$200,000. Accordingly, we now amend
Section 578.6(f)(1) to increase the
maximum civil penalty from $130,000
to $140,000 for a series of related
violations.
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Change to Maximum Penalty (Daily
Violation and a Related Series of
Violations) Under the Vehicle Theft
Protection Provisions, 49 U.S.C. Chapter
331 (49 CFR 578.6(g)(1), (2))
The maximum civil penalty for a
daily violation of vehicle theft
protection provisions is $130,000, as
specified in 49 CFR 578.6(g)(2). The
underlying statutory penalty provision
is 49 U.S.C. 33115. Applying the
appropriate inflation factor (1.11) raises
the $130,000 figure to $144,300, an
increase of $14,300. Under the rounding
formula, any increase in a penalty’s
amount shall be rounded to the nearest
multiple of $10,000 in the case of
penalties greater than $100,000 but less
than or equal to $200,000. Accordingly,
we now amend Section 578.6(g)(2) to
increase the maximum civil penalty
from $130,000 to $140,000 for a daily
violation.
The maximum civil penalty for a
related series of violations of the vehicle
theft protection provisions is $325,000,
as specified in 49 CFR 578.6(g)(1). The
underlying statutory penalty provisions
is 49 U.S.C. 33115. Applying the
appropriate inflation factor (1.11) raises
the $325,000 to $360,750, an increase of
$35,750. Under the rounding formula,
any increase in a penalty’s amount shall
be rounded to the nearest multiple of
$25,000 in the case of penalties greater
than $200,000. Accordingly, we now
amend Section 578.6(g)(1) to increase
the maximum penalty from $325,000 to
$350,000 for a series of related
violations.
Rulemaking Analyses and Notices
Executive Order 12866 and DOT
Regulatory Policies and Procedures
We have considered the impact of this
rulemaking action under Executive
Order 12866 and the Department of
Transportation’s regulatory policies and
procedures. This rulemaking document
was not reviewed under Executive
Order 12866, ‘‘Regulatory Planning and
Review.’’ This action is limited to
adoption of adjustments of civil
penalties under statutes that the agency
enforces, and has been determined to be
not ‘‘significant’’ under the Department
of Transportation’s regulatory policies
and procedures.
Regulatory Flexibility Act
We have also considered the impacts
of this notice under the Regulatory
Flexibility Act. I certify that this final
rule will not have a significant
economic impact on a substantial
number of small entities. The following
provides the factual basis for this
certification under 5 U.S.C. 605(b).
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Federal Register / Vol. 75, No. 21 / Tuesday, February 2, 2010 / Rules and Regulations
The Small Business Administration
(SBA) regulations define a small
business in part as a business entity
‘‘which operates primarily within the
United States.’’ 13 CFR 121.105(a).
SBA’s size standards were previously
organized according to Standard
Industrial Classification (SIC) Codes.
SIC Code 336211 ‘‘Motor Vehicle Body
Manufacturing’’ applied a small
business size standard of 1,000
employees or fewer. SBA now uses size
standards based on the North American
Industry Classification System (NAICS),
Subsector 336—Transportation
Equipment Manufacturing, which
provides a small business size standard
of 1,000 employees or fewer for
automobile manufacturing businesses.
Other motor vehicle-related industries
have lower size requirements that range
between 500 and 750 employees.
Many small businesses are subject to
the penalty provisions of Title 49 U.S.C.
Chapters 301 (motor vehicles—school
bus safety), 325 (bumper standards), 323
(consumer information requirements),
327 (odometer requirements) and 331
(vehicle theft protection requirements);
therefore, small businesses may be
affected by the changes this final rule
makes. By the amendments, entities that
are potentially affected vary by statute
and may include manufacturers of
motor vehicles and motor vehicle
equipment, sellers of vehicles and
equipment, repair shops and others.
The adjustment to penalty amounts in
49 U.S.C. 30165(a)(2) and relating to
school bus safety potentially impacts
numerous entities including school bus
manufacturers, school bus equipment
manufacturers, school bus and
equipment sellers, and schools and
school systems. We do not have data on
how many other entities within the
ambit of 49 U.S.C. 30165(a)(2) are small
businesses, but the number is
considerable.
The adjustment to penalty amounts in
Chapter 325 relating to bumper
standards and to penalty amounts in
Chapter 323 involving crashworthiness,
damage susceptibility and country of
origin labeling potentially impacts
manufacturers of passenger motor
vehicles and, in some instances,
equipment manufacturers as variously
included and defined in the statutes and
regulations. We estimate that of the light
vehicle manufacturers reporting under
the early warning program (EWR), 49
CFR Part 579, six are small businesses.
We recognize that there are other,
relatively low production light vehicle
manufacturers that are not subject to
comprehensive EWR reporting. In
addition, these statutes cover other
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entities, but we do not have information
on the number of small businesses.
The adjustment to penalty amounts in
Chapter 327 relating to odometer
requirements potentially impacts a
number of small businesses including
repair businesses, used car dealers,
businesses that are lessors of vehicles,
auction houses, and entities making
devices that could change an odometer’s
mileage. Although we do not have
information on how many of these
entities are small businesses, we believe
a large percentage are small businesses.
The adjustment to penalty amounts in
Chapter 331 relating to theft prevention
potentially impact manufacturers of
regulated passenger motor vehicle parts
in passenger motor vehicles, some
multi-purpose vehicles, and some light
trucks in high theft lines. It also impacts
other entities including salvaging, repair
and chop shops. As previously stated, of
the manufacturers of passenger vehicles
reporting under the EWR program, three
are small businesses. Although we do
not have data on the numbers of
salvaging, repair or chop shops, we
believe many are small businesses.
Finally, the new tire fuel efficiency
information program under 49 U.S.C.
32304A may affect a number of entities.
We note that there are 28 tire
manufacturers, none of which is a small
business. There are estimated to be over
60,000 tire dealers and retailers; though
we do not have exact estimates, we
believe a substantial number are small
businesses.
As noted throughout this preamble,
this final rule on civil penalties
increases the maximum penalty
amounts that the Agency could obtain
for certain violations of provisions
related to school bus safety, bumper
standards, certain consumer
information, odometer tampering and
disclosure, and vehicle theft prevention.
It also codifies the penalty provisions
set out in 49 U.S.C. 32308(c). This final
rule does not set the amount of penalties
for any particular violation or series of
violations. Under the statutes for motor
vehicle safety/school buses, consumer
information, and vehicle theft
prevention, the penalty provisions
require the agency to take into account
the size of a business when determining
the appropriate penalty in an individual
case. See 49 U.S.C. 30165(c) (school bus
safety); 49 U.S.C. 32308(b)(3) (consumer
information); 49 U.S.C. 33115(a)(3)
(vehicle theft prevention). The statute
for odometers does not directly address
small business size as a consideration,
but does require consideration of ‘‘any
effect on the ability to continue doing
business.’’49 U.S.C. 32709(a)(3)(B). The
agency would consider the size of the
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business in such a calculation. While
the bumper standards penalty provision
does not specifically require the agency
to consider the size of the business, the
agency would consider business size
under its civil penalty policy when
determining the appropriate civil
penalty amount. See 62 FR 37115 (July
10, 1997) (NHTSA’s civil penalty policy
under the Small Business Regulatory
Enforcement Fairness Act (SBREFA)).
The penalty adjustments in this final
rule do not affect our civil penalty
policy under SBREFA. As a matter of
policy, we intend to continue to
consider the appropriateness of the
penalty amount to the size of the
business charged.
Because this regulation does not
establish penalty amounts, this final
rule will not have a significant
economic impact on small businesses.
Small organizations and governmental
jurisdictions will not be significantly
affected as the price of motor vehicles
and equipment ought not to change as
the result of this final rule. As explained
above, this action is limited to the
adoption of a statutory directive, and
has been determined to be not
‘‘significant’’ under the Department of
Transportation’s regulatory policies and
procedures.
Executive Order 13132 (Federalism)
Executive Order 13132 requires
NHTSA to develop an accountable
process to ensure ‘‘meaningful and
timely input by State and local officials
in the development of regulatory
policies that have federalism
implications.’’ ‘‘Policies that have
federalism implications’’ is defined in
the Executive Order to include
regulations that have ‘‘substantial direct
effects on the States, on the relationship
between the national government and
the States, or on the distribution of
power and responsibilities among the
various levels of government.’’ Under
Executive Order 13132, the agency may
not issue a regulation with Federalism
implications, that imposes substantial
direct compliance costs, and that is not
required by statute, unless the Federal
government provides the funds
necessary to pay the direct compliance
costs incurred by State and local
governments, the agency consults with
State and local governments, or the
agency consults with State and local
officials early in the process of
developing the regulation.
This rule will not have substantial
direct effects on the States, on the
relationship between the national
government and the States, or on the
distribution of power and
responsibilities among the various
E:\FR\FM\02FER1.SGM
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5248
Federal Register / Vol. 75, No. 21 / Tuesday, February 2, 2010 / Rules and Regulations
levels of government, as specified in
Executive Order 13132. Thus, the
requirements of Section 6 of the
Executive Order do not apply.
Unfunded Mandates Reform Act of 1995
The Unfunded Mandates Reform Act
of 1995, Public Law No. 104–4, requires
agencies to prepare a written assessment
of the cost, benefits and other effects of
proposed or final rules that include a
Federal mandate likely to result in the
expenditure by State, local, or tribal
governments, in the aggregate, or by the
private sector, of more than $100
million annually. Because this final rule
will not have a $100 million effect, no
Unfunded Mandates assessment will be
prepared.
Executive Order 12778 (Civil Justice
Reform)
This rule does not have a retroactive
or preemptive effect. Judicial review of
this rule may be obtained pursuant to 5
U.S.C. 702. That section does not
require that a petition for
reconsideration be filed prior to seeking
judicial review.
Paperwork Reduction Act
In accordance with the Paperwork
Reduction Act of 1980, we state that
there are no requirements for
information collection associated with
this rulemaking action.
List of Subjects in 49 CFR Part 578
Imports, Motor vehicle safety, Motor
vehicles, Rubber and rubber products,
Tires, Penalties.
■ In consideration of the foregoing, 49
CFR Part 578 is amended as set forth
below.
PART 578—CIVIL AND CRIMINAL
PENALTIES
1. Revise the authority citation for 49
CFR Part 578 to read as follows:
■
Authority: Pub. L. No. 101–410, Pub. L.
No. 104–134, 49 U.S.C. 30165, 30170, 30505,
32304A, 32308, 32309, 32507, 32709, 32710,
32912, and 33115 as amended; delegation of
authority at 49 CFR 1.50.
2. In § 578.6, revise paragraphs
(a)(2)(ii), (c)(2), (d), (f)(1), (g)(1) and
(g)(2), to read as follows:
■
erowe on DSKG8SOYB1PROD with RULES
§ 578.6 Civil penalties for violations of
specified provisions of Title 49 of the United
States Code.
(a) * * *
(2) * * *
(ii) Violates section 30112(a)(2) of
Title 49 United States Code, shall be
subject to a civil penalty of not more
than $11,000 for each violation. A
separate violation occurs for each motor
VerDate Nov<24>2008
14:43 Feb 01, 2010
Jkt 220001
vehicle or item of motor vehicle
equipment and for each failure or
refusal to allow or perform an act
required by this section. The maximum
penalty under this paragraph for a
related series of violations is
$16,650,000.
*
*
*
*
*
(c) * * *
(2) The maximum civil penalty under
this paragraph (c) for a related series of
violations is $1,175,000.
(d) Consumer information—(1)
Crashworthiness and damage
susceptibility. A person that violates 49
U.S.C. 32308(a), regarding
crashworthiness and damage
susceptibility, is liable to the United
States Government for a civil penalty of
not more than $1,100 for each violation.
Each failure to provide information or
comply with a regulation in violation of
49 U.S.C. 32308(a) is a separate
violation. The maximum penalty under
this paragraph for a related series of
violations is $575,000.
(2) Consumer tire information. Any
person who fails to comply with the
national tire fuel efficiency program
under 49 U.S.C. 32304A is liable to the
United States Government for a civil
penalty of not more than $50,000 for
each violation.
*
*
*
*
*
(f) * * *
(1) A person that violates 49 U.S.C.
Chapter 327 or a regulation prescribed
or order issued thereunder is liable to
the United States Government for a civil
penalty of not more than $3,200 for each
violation. A separate violation occurs
for each motor vehicle or device
involved in the violation. The maximum
civil penalty under this paragraph for a
related series of violations is $140,000.
*
*
*
*
*
(g) * * *
(1) A person that violates 49 U.S.C.
33114(a)(1)–(4) is liable to the United
States Government for a civil penalty of
not more than $1,100 for each violation.
The failure of more than one part of a
single motor vehicle to conform to an
applicable standard under 49 U.S.C.
33102 or 33103 is only a single
violation. The maximum penalty under
this paragraph for a related series of
violations is $350,000.
(2) A person that violates 49 U.S.C.
33114(a)(5) is liable to the United States
Government for a civil penalty of not
more than $140,000 a day for each
violation.
*
*
*
*
*
PO 00000
Frm 00024
Fmt 4700
Sfmt 4700
Issued on: January 26, 2010.
David L. Strickland,
Administrator.
[FR Doc. 2010–1957 Filed 2–1–10; 8:45 am]
BILLING CODE 4910–59–P
DEPARTMENT OF TRANSPORTATION
National Highway Traffic Safety
Administration
49 CFR Part 599
[Docket No. NHTSA–2009–0120; Notice 2]
RIN 2127–AK67
Requirements and Procedures for
Consumer Assistance To Recycle and
Save Program
AGENCY: National Highway Traffic
Safety Administration (NHTSA),
Department of Transportation (DOT).
ACTION: Final rule.
SUMMARY: This final rule amends the
regulations implementing the Consumer
Assistance to Recycle and Save (CARS)
program, published on July 29, 2009 in
the Federal Register under the CARS
Act. The rule change allows disposal
facilities an additional 90 days, for a
total of 270 days, to crush or shred a
vehicle traded in under the CARS
program. This additional time will
allow the public to benefit from the
availability of lower cost used vehicle
parts from vehicles traded in under the
CARS program and will provide
disposal facilities with an opportunity
to derive more revenue from those
vehicles prior to crushing or shredding.
DATES: This final rule is effective
February 2, 2010. Petitions: If you wish
to petition for reconsideration of this
rule, your petition must be received by
March 19, 2010.
ADDRESSES: If you submit a petition for
reconsideration of this rule, you should
refer in your petition to the docket
number of this document and submit
your petition to: Administrator,
National Highway Traffic Safety
Administration, 1200 New Jersey
Avenue, SE., West Building,
Washington, DC 20590.
The petition will be placed in the
public docket. Anyone is able to search
the electronic form of all documents
received into any of our dockets by the
name of the individual submitting the
document (or signing the document, if
submitted on behalf of an association,
business, labor union, etc.). You may
review the complete User notice and
Privacy Notice for Regulations.gov at
https://www.regulations.gov/search/
footer/privacyanduse.jsp.
E:\FR\FM\02FER1.SGM
02FER1
Agencies
[Federal Register Volume 75, Number 21 (Tuesday, February 2, 2010)]
[Rules and Regulations]
[Pages 5244-5248]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-1957]
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
National Highway Traffic Safety Administration
49 CFR Part 578
[Docket No. NHTSA-2009-0066; Notice 2]
RIN 2127-AK40
Civil Penalties
AGENCY: National Highway Traffic Safety Administration (NHTSA), DOT.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: This document increases the maximum civil penalty amounts for
violations of motor vehicle safety requirements involving school buses,
bumper standards, consumer information requirements, odometer tampering
and disclosure requirements, and vehicle theft protection requirements.
This action is taken pursuant to the Federal Civil Monetary Penalty
Inflation Adjustment Act of 1990, as amended by the Debt Collection
Improvement Act of 1996.
DATES: This final rule is effective March 4, 2010.
ADDRESSES: Petitions for reconsideration should refer to the docket
number and be submitted to: Administrator, National Highway Traffic
Safety Administration, 1200 New Jersey Avenue, SE., West Building,
Fourth Floor, Washington, DC 20590, with a copy to the DOT docket.
Copies to the docket may be submitted electronically [identified by DOT
Docket ID Number NHTSA-2009-0066] by visiting the following Web site.
Federal eRulemaking Portal: Go to https://www.regulations.gov. Follow the online instructions for submitting
comments.
Privacy Act: Anyone is able to search the electronic form of all
comments received into any of our dockets by the name of the individual
submitting the
[[Page 5245]]
comment (or signing the comment, if submitted on behalf of an
association, business, labor union, etc.). You may review DOT's
complete Privacy Act Statement in the Federal Register published on
April 11, 2000 (65 FR 19477, 19477-78).
FOR FURTHER INFORMATION CONTACT: Jessica Lang, Office of Chief Counsel,
NHTSA, telephone (202) 366-5263, facsimile (202) 366-3820, 1200 New
Jersey Avenue, SE., Washington, DC 20590.
SUPPLEMENTARY INFORMATION:
Background
In order to preserve the remedial impact of civil penalties and to
foster compliance with the law, the Federal Civil Monetary Penalty
Inflation Adjustment Act of 1990 (28 U.S.C. 2461, Notes, Pub. L. 101-
410), as amended by the Debt Collection Improvement Act of 1996 (Pub.
L. 104-134) (referred to collectively as the ``Adjustment Act'' or, in
context, the ``Act''), requires us and other Federal agencies to adjust
civil penalties for inflation. Under the Adjustment Act, following an
initial adjustment that was capped by the Act, these agencies must make
further adjustments, as warranted, to the amounts of penalties in
statutes they administer at least once every four years.
NHTSA's initial adjustment of civil penalties under the Adjustment
Act was published on February 4, 1997. 62 FR 5167. At that time, we
codified the penalties under statutes administered by NHTSA, as
adjusted, in 49 CFR Part 578, Civil Penalties. On July 14, 1999, we
further adjusted certain penalties. 64 FR 37876. In 2000, the
Transportation Recall Enhancement, Accountability and Documentation
(``TREAD'') Act increased the maximum penalties under the National
Traffic and Motor Vehicle Safety Act as amended (sometimes referred to
as the ``Motor Vehicle Safety Act''). We codified those amendments in
Part 578 on November 14, 2000. 65 FR 68108. On August 7, 2001, we also
adjusted certain penalty amounts pertaining to odometer tampering and
disclosure requirements and vehicle theft prevention. 66 FR 41149. On
September 28, 2004, we adjusted the maximum penalty amounts for a
related series of violations involving the agency's provisions
governing vehicle safety, bumper standards, and consumer information.
69 FR 57864. On September 8, 2005, the agency adjusted its penalty
amounts for violations of its vehicle theft protection standards and
those involving a related series of odometer-related violations. 70 FR
53308. On May 16, 2006, the agency adjusted its penalty amounts for
violations of the Motor Vehicle Safety Act, as amended, and codified
amendments made to the Motor Vehicle Safety Act by the Safe,
Accountable, Flexible, Efficient Transportation Equity Act--A Legacy
for Users (SAFETEA-LU), 119 Stat. 1144, 1942-43 (Aug. 10, 2005). 71 FR
28279. Most recently, on February 25, 2008, the agency made adjustments
to odometer-related violations and violations of certain administrative
provisions of the Energy Policy and Conservation Act. 73 FR 9955.
The Energy Independence and Security Act of 2007 (EISA), Public Law
No. 110-140, 121 Stat. 1492, 1506-07 (Dec. 19, 2007) (codified at 49
U.S.C. 32304A) established a separate penalty provision for a new
consumer tire information provision. As a matter of organization, we
include this penalty provision in 49 CFR 578.6(d). In order to avoid
confusion with the consumer information penalty regarding
crashworthiness and damage susceptibility currently in this section, we
bifurcated 49 CFR 578.6(d) into two parts. The first addresses
crashworthiness and damage susceptibility; the second codifies consumer
tire information under EISA. We have decided to adopt text of this rule
that tracks the wording in EISA; it does not interpret EISA.
On June 15, 2009, the Agency published a Notice of Proposed
Rulemaking (NPRM) entitled ``Civil Penalties'' which proposed the
adjustment of certain civil penalties for inflation. 74 FR 28204. The
Agency received no comments to this NPRM.
We have reviewed the civil penalty amounts in 49 CFR Part 578 and,
in this notice, adjust certain penalties under the Adjustment Act. The
civil penalties that we now adjust are available for violations of: (1)
The Motor Vehicle Safety Act involving school buses (single violations
and a related series of violations), (2) bumper requirements (a related
series of violations), (3) consumer information requirements regarding
crashworthiness and damage susceptibility (a related series of
violations), (4) odometer requirements including tampering and
disclosure (a related series of violations), and (5) the vehicle theft
protection requirements (daily violations and a series of related
violations).
Method of Calculation--Adjustments
Under the Adjustment Act, we first calculate the inflation
adjustment for each applicable civil penalty by arithmetically
increasing the maximum civil penalty amount per violation by a cost-of-
living adjustment. Section 5(b) of the Adjustment Act defines the
``cost-of-living'' adjustment as:
The percentage (if any) for each civil monetary penalty by which--
(1) The Consumer Price Index for the month of June of the calendar
year preceding the adjustment exceeds
(2) the Consumer Price Index for the month of June of the calendar
year in which the amount of such civil monetary penalty was last set or
adjusted pursuant to law.
Under the Adjustment Act, the relevant Consumer Price Index (CPI)
is that for the month of June of the preceding calendar year. This
figure is provided by the Department of Labor and is adjusted annually
using the base year 1967 = 100. The Adjustment Act uses the CPI for all
urban consumers. Because the adjustment will be effective in 2010, the
proper CPI is that from June 2009. The June 2009 CPI is 646.1.\1\ In
the NPRM, which was published in 2009, we had used the CPI for June
2008 (655.5).
---------------------------------------------------------------------------
\1\ Individuals interested in deriving the CPI figures used by
the agency may visit the Department of Labor's Consumer Price Index
Home Page at https://www.bls.gov/cpi/home.htm. Scroll down to ``Most
Requested Statistics'' and select the ``All Urban Consumers (Current
Series)'' option, select the ``U.S. ALL ITEMS 1967-100-CUUR0000AA0''
box, and click on the ``Retrieve Data'' button.
---------------------------------------------------------------------------
Two of the penalty amounts that NHTSA now adjusts involve a related
series of violations of bumper standards and of consumer information
requirements regarding crashworthiness and damage susceptibility. These
amounts were last adjusted in 2004 (CPI = 568.2). Accordingly, the
factor that we used to calculate the increases for these penalties is
1.14 (646.1/568.2).
The other penalty amounts that NHTSA now adjusts are for single
violations and a related series of violations pertaining to school bus
safety, a related series of violations involving odometer tampering and
disclosure, as well as single violations and a related series of
violations involving vehicle theft protection. These amounts were last
adjusted in 2005 (CPI = 582.6). Accordingly, the factor that we used to
calculate the increases is 1.11 (646.1/582.6).
Next, using these inflation factors, increases above the current
maximum penalty levels were calculated and were then subject to a
specific rounding formula set forth in Section 5(a) of the Adjustment
Act. 28 U.S.C. 2461, Notes. Under that formula:
Any increase shall be rounded to the nearest
(1) Multiple of $10 in the case of penalties less than or equal to
$100;
[[Page 5246]]
(2) Multiple of $100 in the case of penalties greater than $100 but
less than or equal to $1,000;
(3) Multiple of $1,000 in the case of penalties greater than $1,000
but less than or equal to $10,000;
(4) Multiple of $5,000 in the case of penalties greater than
$10,000 but less than or equal to $100,000;
(5) Multiple of $10,000 in the case of penalties greater than
$100,000 but less than or equal to $200,000; and
(6) Multiple of $25,000 in the case of penalties greater than
$200,000.
Amendments to Maximum Penalties
Change to Maximum Penalty (Single Violations and a Related Series of
Violations) Under the School Bus Safety Provisions, 49 U.S.C. Chapter
301, (49 CFR 578.6(a)(2))
The maximum civil penalty for a single violation under the school
bus safety provisions is $10,000, as specified in 49 CFR 578.6(a)(2).
The underlying statutory provision is 49 U.S.C. 30165(a)(2), as amended
in 2005. Applying the appropriate inflation factor (1.11) raises the
$10,000 to $11,100, an increase of $1,100. Under the rounding formula,
any increase in a penalty's amount shall be rounded to the nearest
$1,000 in the case of penalties greater than $1,000 but less than or
equal to $10,000. Accordingly, we now amend Section 578.6(a)(2) to
increase the maximum civil penalty for a single violation from $10,000
to $11,000.
The maximum civil penalty for a related series of violations under
the school bus safety provisions is $15,000,000, as specified in 49 CFR
578.6(a)(2). The underlying statutory provision is 49 U.S.C.
30165(a)(2), as amended in 2005. Applying the appropriate inflation
factor (1.11) raises the $15,000,000 to $16,650,000, an increase of
$1,650,000. Under the rounding formula, any increase in a penalty's
amount shall be rounded to the nearest multiple of $25,000 in the case
of penalties greater than $200,000. Accordingly, we now amend Section
578.6(a)(2) to increase the maximum civil penalty from $15,000,000 to
$16,650,000 for a series of related violations.
Change to Maximum Penalty (Related Series of Violations) Under the
Bumper Standards Provision, 49 U.S.C. Chapter 325 (49 CFR 578.6(c))
The maximum civil penalty for a related series of violations of the
bumper standards provision or a regulation prescribed thereunder is
$1,025,000 as specified in 49 CFR 578.6(c)(2). The underlying statutory
civil penalty provision is contained in 49 U.S.C. 32507. Applying the
appropriate inflation factor (1.14) raises the $1,025,000 figure to
$1,168,500, an increase of $143,500. Under the rounding formula, any
increase in a penalty's amount shall be rounded to the nearest multiple
of $25,000 in the case of penalties greater than $200,000. In this
case, the increase is $150,000. Accordingly, we now amend Section
578.6(c) to increase the maximum civil penalty from $1,025,000 to
$1,175,000 for a related series of violations.
Change to Maximum Penalty (Related Series of Violations) Under the
Consumer Information Regarding Crashworthiness and Damage
Susceptibility Requirements, 49 U.S.C. Chapter 323 (49 CFR 578.6(d))
The maximum civil penalty for a related series of violations of the
consumer information regarding crashworthiness and damage
susceptibility requirements is $500,000, as specified in 49 CFR
578.6(d). The underlying statutory civil penalty provision is 49 U.S.C.
32308(b). Applying the appropriate inflation factor (1.14) raises the
$500,000 figure to $570,000, an increase of $70,000. Under the rounding
formula, any increase in a penalty's amount shall be rounded to the
nearest multiple of $25,000 in the case of penalties greater than
$200,000. In this case, the increase is $75,000. Accordingly, we now
amend Section 578.6(d) to increase the maximum civil penalty from
$500,000 to $575,000 for a series of related violations.
Change to Maximum Penalty (Related Series of Violations) Under the
Odometer Tampering and Disclosure Requirements, 49 U.S.C. Chapter 327
(49 CFR 578.6(f))
The maximum civil penalty for a related series of violations of the
odometer requirements is $130,000, as specified in 49 CFR 578.6(f)(1).
The underlying statutory penalty provision is 49 U.S.C. 32709. Applying
the appropriate inflation factor (1.11) raises the $130,000 to
$144,300, an increase of $14,300. Under the rounding formula, any
increase in a penalty's amount shall be rounded to the nearest multiple
of $10,000 in the case of penalties greater than $100,000 but less than
or equal to $200,000. Accordingly, we now amend Section 578.6(f)(1) to
increase the maximum civil penalty from $130,000 to $140,000 for a
series of related violations.
Change to Maximum Penalty (Daily Violation and a Related Series of
Violations) Under the Vehicle Theft Protection Provisions, 49 U.S.C.
Chapter 331 (49 CFR 578.6(g)(1), (2))
The maximum civil penalty for a daily violation of vehicle theft
protection provisions is $130,000, as specified in 49 CFR 578.6(g)(2).
The underlying statutory penalty provision is 49 U.S.C. 33115. Applying
the appropriate inflation factor (1.11) raises the $130,000 figure to
$144,300, an increase of $14,300. Under the rounding formula, any
increase in a penalty's amount shall be rounded to the nearest multiple
of $10,000 in the case of penalties greater than $100,000 but less than
or equal to $200,000. Accordingly, we now amend Section 578.6(g)(2) to
increase the maximum civil penalty from $130,000 to $140,000 for a
daily violation.
The maximum civil penalty for a related series of violations of the
vehicle theft protection provisions is $325,000, as specified in 49 CFR
578.6(g)(1). The underlying statutory penalty provisions is 49 U.S.C.
33115. Applying the appropriate inflation factor (1.11) raises the
$325,000 to $360,750, an increase of $35,750. Under the rounding
formula, any increase in a penalty's amount shall be rounded to the
nearest multiple of $25,000 in the case of penalties greater than
$200,000. Accordingly, we now amend Section 578.6(g)(1) to increase the
maximum penalty from $325,000 to $350,000 for a series of related
violations.
Rulemaking Analyses and Notices
Executive Order 12866 and DOT Regulatory Policies and Procedures
We have considered the impact of this rulemaking action under
Executive Order 12866 and the Department of Transportation's regulatory
policies and procedures. This rulemaking document was not reviewed
under Executive Order 12866, ``Regulatory Planning and Review.'' This
action is limited to adoption of adjustments of civil penalties under
statutes that the agency enforces, and has been determined to be not
``significant'' under the Department of Transportation's regulatory
policies and procedures.
Regulatory Flexibility Act
We have also considered the impacts of this notice under the
Regulatory Flexibility Act. I certify that this final rule will not
have a significant economic impact on a substantial number of small
entities. The following provides the factual basis for this
certification under 5 U.S.C. 605(b).
[[Page 5247]]
The Small Business Administration (SBA) regulations define a small
business in part as a business entity ``which operates primarily within
the United States.'' 13 CFR 121.105(a). SBA's size standards were
previously organized according to Standard Industrial Classification
(SIC) Codes. SIC Code 336211 ``Motor Vehicle Body Manufacturing''
applied a small business size standard of 1,000 employees or fewer. SBA
now uses size standards based on the North American Industry
Classification System (NAICS), Subsector 336--Transportation Equipment
Manufacturing, which provides a small business size standard of 1,000
employees or fewer for automobile manufacturing businesses. Other motor
vehicle-related industries have lower size requirements that range
between 500 and 750 employees.
Many small businesses are subject to the penalty provisions of
Title 49 U.S.C. Chapters 301 (motor vehicles--school bus safety), 325
(bumper standards), 323 (consumer information requirements), 327
(odometer requirements) and 331 (vehicle theft protection
requirements); therefore, small businesses may be affected by the
changes this final rule makes. By the amendments, entities that are
potentially affected vary by statute and may include manufacturers of
motor vehicles and motor vehicle equipment, sellers of vehicles and
equipment, repair shops and others.
The adjustment to penalty amounts in 49 U.S.C. 30165(a)(2) and
relating to school bus safety potentially impacts numerous entities
including school bus manufacturers, school bus equipment manufacturers,
school bus and equipment sellers, and schools and school systems. We do
not have data on how many other entities within the ambit of 49 U.S.C.
30165(a)(2) are small businesses, but the number is considerable.
The adjustment to penalty amounts in Chapter 325 relating to bumper
standards and to penalty amounts in Chapter 323 involving
crashworthiness, damage susceptibility and country of origin labeling
potentially impacts manufacturers of passenger motor vehicles and, in
some instances, equipment manufacturers as variously included and
defined in the statutes and regulations. We estimate that of the light
vehicle manufacturers reporting under the early warning program (EWR),
49 CFR Part 579, six are small businesses. We recognize that there are
other, relatively low production light vehicle manufacturers that are
not subject to comprehensive EWR reporting. In addition, these statutes
cover other entities, but we do not have information on the number of
small businesses.
The adjustment to penalty amounts in Chapter 327 relating to
odometer requirements potentially impacts a number of small businesses
including repair businesses, used car dealers, businesses that are
lessors of vehicles, auction houses, and entities making devices that
could change an odometer's mileage. Although we do not have information
on how many of these entities are small businesses, we believe a large
percentage are small businesses.
The adjustment to penalty amounts in Chapter 331 relating to theft
prevention potentially impact manufacturers of regulated passenger
motor vehicle parts in passenger motor vehicles, some multi-purpose
vehicles, and some light trucks in high theft lines. It also impacts
other entities including salvaging, repair and chop shops. As
previously stated, of the manufacturers of passenger vehicles reporting
under the EWR program, three are small businesses. Although we do not
have data on the numbers of salvaging, repair or chop shops, we believe
many are small businesses.
Finally, the new tire fuel efficiency information program under 49
U.S.C. 32304A may affect a number of entities. We note that there are
28 tire manufacturers, none of which is a small business. There are
estimated to be over 60,000 tire dealers and retailers; though we do
not have exact estimates, we believe a substantial number are small
businesses.
As noted throughout this preamble, this final rule on civil
penalties increases the maximum penalty amounts that the Agency could
obtain for certain violations of provisions related to school bus
safety, bumper standards, certain consumer information, odometer
tampering and disclosure, and vehicle theft prevention. It also
codifies the penalty provisions set out in 49 U.S.C. 32308(c). This
final rule does not set the amount of penalties for any particular
violation or series of violations. Under the statutes for motor vehicle
safety/school buses, consumer information, and vehicle theft
prevention, the penalty provisions require the agency to take into
account the size of a business when determining the appropriate penalty
in an individual case. See 49 U.S.C. 30165(c) (school bus safety); 49
U.S.C. 32308(b)(3) (consumer information); 49 U.S.C. 33115(a)(3)
(vehicle theft prevention). The statute for odometers does not directly
address small business size as a consideration, but does require
consideration of ``any effect on the ability to continue doing
business.''49 U.S.C. 32709(a)(3)(B). The agency would consider the size
of the business in such a calculation. While the bumper standards
penalty provision does not specifically require the agency to consider
the size of the business, the agency would consider business size under
its civil penalty policy when determining the appropriate civil penalty
amount. See 62 FR 37115 (July 10, 1997) (NHTSA's civil penalty policy
under the Small Business Regulatory Enforcement Fairness Act (SBREFA)).
The penalty adjustments in this final rule do not affect our civil
penalty policy under SBREFA. As a matter of policy, we intend to
continue to consider the appropriateness of the penalty amount to the
size of the business charged.
Because this regulation does not establish penalty amounts, this
final rule will not have a significant economic impact on small
businesses.
Small organizations and governmental jurisdictions will not be
significantly affected as the price of motor vehicles and equipment
ought not to change as the result of this final rule. As explained
above, this action is limited to the adoption of a statutory directive,
and has been determined to be not ``significant'' under the Department
of Transportation's regulatory policies and procedures.
Executive Order 13132 (Federalism)
Executive Order 13132 requires NHTSA to develop an accountable
process to ensure ``meaningful and timely input by State and local
officials in the development of regulatory policies that have
federalism implications.'' ``Policies that have federalism
implications'' is defined in the Executive Order to include regulations
that have ``substantial direct effects on the States, on the
relationship between the national government and the States, or on the
distribution of power and responsibilities among the various levels of
government.'' Under Executive Order 13132, the agency may not issue a
regulation with Federalism implications, that imposes substantial
direct compliance costs, and that is not required by statute, unless
the Federal government provides the funds necessary to pay the direct
compliance costs incurred by State and local governments, the agency
consults with State and local governments, or the agency consults with
State and local officials early in the process of developing the
regulation.
This rule will not have substantial direct effects on the States,
on the relationship between the national government and the States, or
on the distribution of power and responsibilities among the various
[[Page 5248]]
levels of government, as specified in Executive Order 13132. Thus, the
requirements of Section 6 of the Executive Order do not apply.
Unfunded Mandates Reform Act of 1995
The Unfunded Mandates Reform Act of 1995, Public Law No. 104-4,
requires agencies to prepare a written assessment of the cost, benefits
and other effects of proposed or final rules that include a Federal
mandate likely to result in the expenditure by State, local, or tribal
governments, in the aggregate, or by the private sector, of more than
$100 million annually. Because this final rule will not have a $100
million effect, no Unfunded Mandates assessment will be prepared.
Executive Order 12778 (Civil Justice Reform)
This rule does not have a retroactive or preemptive effect.
Judicial review of this rule may be obtained pursuant to 5 U.S.C. 702.
That section does not require that a petition for reconsideration be
filed prior to seeking judicial review.
Paperwork Reduction Act
In accordance with the Paperwork Reduction Act of 1980, we state
that there are no requirements for information collection associated
with this rulemaking action.
List of Subjects in 49 CFR Part 578
Imports, Motor vehicle safety, Motor vehicles, Rubber and rubber
products, Tires, Penalties.
0
In consideration of the foregoing, 49 CFR Part 578 is amended as set
forth below.
PART 578--CIVIL AND CRIMINAL PENALTIES
0
1. Revise the authority citation for 49 CFR Part 578 to read as
follows:
Authority: Pub. L. No. 101-410, Pub. L. No. 104-134, 49 U.S.C.
30165, 30170, 30505, 32304A, 32308, 32309, 32507, 32709, 32710,
32912, and 33115 as amended; delegation of authority at 49 CFR 1.50.
0
2. In Sec. 578.6, revise paragraphs (a)(2)(ii), (c)(2), (d), (f)(1),
(g)(1) and (g)(2), to read as follows:
Sec. 578.6 Civil penalties for violations of specified provisions of
Title 49 of the United States Code.
(a) * * *
(2) * * *
(ii) Violates section 30112(a)(2) of Title 49 United States Code,
shall be subject to a civil penalty of not more than $11,000 for each
violation. A separate violation occurs for each motor vehicle or item
of motor vehicle equipment and for each failure or refusal to allow or
perform an act required by this section. The maximum penalty under this
paragraph for a related series of violations is $16,650,000.
* * * * *
(c) * * *
(2) The maximum civil penalty under this paragraph (c) for a
related series of violations is $1,175,000.
(d) Consumer information--(1) Crashworthiness and damage
susceptibility. A person that violates 49 U.S.C. 32308(a), regarding
crashworthiness and damage susceptibility, is liable to the United
States Government for a civil penalty of not more than $1,100 for each
violation. Each failure to provide information or comply with a
regulation in violation of 49 U.S.C. 32308(a) is a separate violation.
The maximum penalty under this paragraph for a related series of
violations is $575,000.
(2) Consumer tire information. Any person who fails to comply with
the national tire fuel efficiency program under 49 U.S.C. 32304A is
liable to the United States Government for a civil penalty of not more
than $50,000 for each violation.
* * * * *
(f) * * *
(1) A person that violates 49 U.S.C. Chapter 327 or a regulation
prescribed or order issued thereunder is liable to the United States
Government for a civil penalty of not more than $3,200 for each
violation. A separate violation occurs for each motor vehicle or device
involved in the violation. The maximum civil penalty under this
paragraph for a related series of violations is $140,000.
* * * * *
(g) * * *
(1) A person that violates 49 U.S.C. 33114(a)(1)-(4) is liable to
the United States Government for a civil penalty of not more than
$1,100 for each violation. The failure of more than one part of a
single motor vehicle to conform to an applicable standard under 49
U.S.C. 33102 or 33103 is only a single violation. The maximum penalty
under this paragraph for a related series of violations is $350,000.
(2) A person that violates 49 U.S.C. 33114(a)(5) is liable to the
United States Government for a civil penalty of not more than $140,000
a day for each violation.
* * * * *
Issued on: January 26, 2010.
David L. Strickland,
Administrator.
[FR Doc. 2010-1957 Filed 2-1-10; 8:45 am]
BILLING CODE 4910-59-P