Sunshine Act Meeting Notice, 1009 [2010-117]

Download as PDF Federal Register / Vol. 75, No. 4 / Thursday, January 7, 2010 / Notices For the Commission, by the Division of Investment Management, under delegated authority. Florence E. Harmon, Deputy Secretary. [FR Doc. 2010–1 Filed 1–6–10; 8:45 am] DEPARTMENT OF STATE [Public Notice 6860] Culturally Significant Objects Imported for Exhibition Determinations: ‘‘Habsburg Treasures’’ SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meeting Notice WReier-Aviles on DSKGBLS3C1PROD with NOTICES Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94–409, that the Securities and Exchange Commission will hold an Open Meeting on January 11, 2010 at 9:30 a.m., in the Auditorium, Room L–002, to hear oral argument in an appeal by Diane M. Keefe (‘‘Keefe’’), a former employee of Pax World Management Corp. (‘‘Pax Management’’), a registered investment adviser, from the decision of an administrative law judge. The law judge found that Keefe, a portfolio manager of the Pax World High Yield Fund (‘‘Fund’’), an investment company registered with the Commission and advised by Pax Management, willfully violated Section 34(b) of the Investment Company Act of 1940. The law judge suspended Keefe for twelve months from association with an investment adviser, broker, or dealer. Among the issues likely to be argued are whether Keefe willfully violated Investment Company Act Section 34(b) and, if so, whether and to what extent sanctions should be imposed on her. Commissioner Paredes, as duty officer, determined that no earlier notice thereof was possible. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 551–5400. BILLING CODE 8011–01–P SUMMARY: Notice is hereby given of the following determinations: Pursuant to the authority vested in me by the Act of October 19, 1965 (79 Stat. 985; 22 U.S.C. 2459), Executive Order 12047 of March 27, 1978, the Foreign Affairs Reform and Restructuring Act of 1998 (112 Stat. 2681, et seq.; 22 U.S.C. 6501 note, et seq.), Delegation of Authority No. 234 of October 1, 1999, Delegation of Authority No. 236 of October 19, 1999, as amended, and Delegation of Authority No. 257 of April 15, 2003 [68 FR 19875], I hereby determine that the objects to be included in the exhibition ‘‘Habsburg Treasures,’’ imported from abroad for temporary exhibition within the United States, are of cultural significance. The objects are imported pursuant to a loan agreement with the foreign owner or custodian. I also determine that the exhibition or display of the exhibit objects at the Norton Museum of Art, West Palm Beach, Florida, from on or about January 16, 2010, until on or about April 11, 2010; the Columbia Museum of Art, Columbia, South Carolina, from on or about May 21, 2010, until on or about September 19, 2010; the John and Mable Ringling Museum of Art, Sarasota, Florida, from on or about October 7, 2010, until on or about December 30, 2010, and at possible additional exhibitions or venues yet to be determined, is in the national interest. I have ordered that Public Notice of these Determinations be published in the Federal Register. FOR FURTHER INFORMATION CONTACT: For further information, including a list of the exhibit objects, contact Paul W. Manning, Attorney-Adviser, Office of the Legal Adviser, U.S. Department of State (telephone: 202–632–6469). The mailing address is U.S. Department of State, SA–5, L/PD, Fifth Floor (Suite 5H03), Washington, DC 20522–0505. Dated: January 4, 2010. Maura M. Pally, Deputy Assistant Secretary for Professional and Cultural Exchanges, Bureau of Educational and Cultural Affairs, Department of State. [FR Doc. 2010–113 Filed 1–6–10; 8:45 am] BILLING CODE 4710–05–P VerDate Nov<24>2008 14:42 Jan 06, 2010 Jkt 220001 DEPARTMENT OF STATE [Public Notice 6861] BILLING CODE 8011–01–P Dated: January 5, 2010. Florence E. Harmon, Deputy Secretary. [FR Doc. 2010–117 Filed 1–5–10; 4:15 pm] 1009 PO 00000 Frm 00042 Fmt 4703 Sfmt 4703 Termination of Ineligible Status and Statutory Debarment Pursuant to Section 38(g)(4) of the Arms Export Control Act and Section 127.7 of the International Traffic in Arms Regulations for Earlene Christenson (a.k.a. Earlene Larson Christenson; Earlene Larson) ACTION: Notice. SUMMARY: Notice is hereby given that the Department of State has terminated the ineligible status and statutory debarment of Earlene Christenson (a.k.a. Earlene Larson Christenson; Earlene Larson), pursuant to section 38(g)(4) of the Arms Export Control Act (AECA) (22 U.S.C. 2778(g)(4)) and section 127.7 of the International Traffic in Arms Regulations (ITAR). DATES: Effective Date: January 7, 2010. FOR FURTHER INFORMATION CONTACT: Daniel J. Buzby, Acting Director, Office of Defense Trade Controls Compliance, Directorate of Defense Trade Controls, Bureau of Political-Military Affairs, Department of State (202) 663–2812. SUPPLEMENTARY INFORMATION: Section 38(g)(4) of the AECA and section 127.7 of the ITAR prohibit the issuance of export licenses or other approvals to a person if that person, or any party to the export, has been convicted of violating the AECA and certain other U.S. criminal statutes enumerated at section 38(g)(1) of the AECA and section 120.27 of the ITAR. Such individuals are considered ineligible in accordance with section 120.1 of the ITAR. Also, a person convicted of violating the AECA is subject to statutory debarment under section 127.7 of the ITAR. In September 2003, Earlene Christenson was statutorily debarred pursuant to section 127.7 of the ITAR. Ms. Christenson was thus prohibited from participating directly or indirectly in exports of defense articles and defense services. Notice of debarment was published in the Federal Register (68 FR 52436, September 3, 2003). In accordance with section 38(g)(4) of the AECA and section 127.7 of the ITAR, the statutory debarment may be terminated after consultation with other appropriate U.S. agencies, after a thorough review of the circumstances surrounding the conviction, and a finding that appropriate steps have been taken to mitigate any law enforcement concerns. Ms. Christenson, even after reinstatement, will not be eligible to participate directly or indirectly in any activities regulated under the ITAR E:\FR\FM\07JAN1.SGM 07JAN1

Agencies

[Federal Register Volume 75, Number 4 (Thursday, January 7, 2010)]
[Notices]
[Page 1009]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-117]


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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meeting Notice

    Notice is hereby given, pursuant to the provisions of the 
Government in the Sunshine Act, Public Law 94-409, that the Securities 
and Exchange Commission will hold an Open Meeting on January 11, 2010 
at 9:30 a.m., in the Auditorium, Room L-002, to hear oral argument in 
an appeal by Diane M. Keefe (``Keefe''), a former employee of Pax World 
Management Corp. (``Pax Management''), a registered investment adviser, 
from the decision of an administrative law judge. The law judge found 
that Keefe, a portfolio manager of the Pax World High Yield Fund 
(``Fund''), an investment company registered with the Commission and 
advised by Pax Management, willfully violated Section 34(b) of the 
Investment Company Act of 1940. The law judge suspended Keefe for 
twelve months from association with an investment adviser, broker, or 
dealer.
    Among the issues likely to be argued are whether Keefe willfully 
violated Investment Company Act Section 34(b) and, if so, whether and 
to what extent sanctions should be imposed on her.
    Commissioner Paredes, as duty officer, determined that no earlier 
notice thereof was possible.
    At times, changes in Commission priorities require alterations in 
the scheduling of meeting items.
    For further information and to ascertain what, if any, matters have 
been added, deleted or postponed, please contact:
    The Office of the Secretary at (202) 551-5400.

    Dated: January 5, 2010.
Florence E. Harmon,
Deputy Secretary.
 [FR Doc. 2010-117 Filed 1-5-10; 4:15 pm]
BILLING CODE 8011-01-P
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