Sunshine Act Meeting Notice, 1009 [2010-117]
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Federal Register / Vol. 75, No. 4 / Thursday, January 7, 2010 / Notices
For the Commission, by the Division of
Investment Management, under delegated
authority.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. 2010–1 Filed 1–6–10; 8:45 am]
DEPARTMENT OF STATE
[Public Notice 6860]
Culturally Significant Objects Imported
for Exhibition Determinations:
‘‘Habsburg Treasures’’
SECURITIES AND EXCHANGE
COMMISSION
Sunshine Act Meeting Notice
WReier-Aviles on DSKGBLS3C1PROD with NOTICES
Notice is hereby given, pursuant to
the provisions of the Government in the
Sunshine Act, Public Law 94–409, that
the Securities and Exchange
Commission will hold an Open Meeting
on January 11, 2010 at 9:30 a.m., in the
Auditorium, Room L–002, to hear oral
argument in an appeal by Diane M.
Keefe (‘‘Keefe’’), a former employee of
Pax World Management Corp. (‘‘Pax
Management’’), a registered investment
adviser, from the decision of an
administrative law judge. The law judge
found that Keefe, a portfolio manager of
the Pax World High Yield Fund
(‘‘Fund’’), an investment company
registered with the Commission and
advised by Pax Management, willfully
violated Section 34(b) of the Investment
Company Act of 1940. The law judge
suspended Keefe for twelve months
from association with an investment
adviser, broker, or dealer.
Among the issues likely to be argued
are whether Keefe willfully violated
Investment Company Act Section 34(b)
and, if so, whether and to what extent
sanctions should be imposed on her.
Commissioner Paredes, as duty
officer, determined that no earlier notice
thereof was possible.
At times, changes in Commission
priorities require alterations in the
scheduling of meeting items.
For further information and to
ascertain what, if any, matters have been
added, deleted or postponed, please
contact:
The Office of the Secretary at (202)
551–5400.
BILLING CODE 8011–01–P
SUMMARY: Notice is hereby given of the
following determinations: Pursuant to
the authority vested in me by the Act of
October 19, 1965 (79 Stat. 985; 22 U.S.C.
2459), Executive Order 12047 of March
27, 1978, the Foreign Affairs Reform and
Restructuring Act of 1998 (112 Stat.
2681, et seq.; 22 U.S.C. 6501 note, et
seq.), Delegation of Authority No. 234 of
October 1, 1999, Delegation of Authority
No. 236 of October 19, 1999, as
amended, and Delegation of Authority
No. 257 of April 15, 2003 [68 FR 19875],
I hereby determine that the objects to be
included in the exhibition ‘‘Habsburg
Treasures,’’ imported from abroad for
temporary exhibition within the United
States, are of cultural significance. The
objects are imported pursuant to a loan
agreement with the foreign owner or
custodian. I also determine that the
exhibition or display of the exhibit
objects at the Norton Museum of Art,
West Palm Beach, Florida, from on or
about January 16, 2010, until on or
about April 11, 2010; the Columbia
Museum of Art, Columbia, South
Carolina, from on or about May 21,
2010, until on or about September 19,
2010; the John and Mable Ringling
Museum of Art, Sarasota, Florida, from
on or about October 7, 2010, until on or
about December 30, 2010, and at
possible additional exhibitions or
venues yet to be determined, is in the
national interest. I have ordered that
Public Notice of these Determinations
be published in the Federal Register.
FOR FURTHER INFORMATION CONTACT: For
further information, including a list of
the exhibit objects, contact Paul W.
Manning, Attorney-Adviser, Office of
the Legal Adviser, U.S. Department of
State (telephone: 202–632–6469). The
mailing address is U.S. Department of
State, SA–5, L/PD, Fifth Floor (Suite
5H03), Washington, DC 20522–0505.
Dated: January 4, 2010.
Maura M. Pally,
Deputy Assistant Secretary for Professional
and Cultural Exchanges, Bureau of
Educational and Cultural Affairs, Department
of State.
[FR Doc. 2010–113 Filed 1–6–10; 8:45 am]
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DEPARTMENT OF STATE
[Public Notice 6861]
BILLING CODE 8011–01–P
Dated: January 5, 2010.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. 2010–117 Filed 1–5–10; 4:15 pm]
1009
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Termination of Ineligible Status and
Statutory Debarment Pursuant to
Section 38(g)(4) of the Arms Export
Control Act and Section 127.7 of the
International Traffic in Arms
Regulations for Earlene Christenson
(a.k.a. Earlene Larson Christenson;
Earlene Larson)
ACTION:
Notice.
SUMMARY: Notice is hereby given that
the Department of State has terminated
the ineligible status and statutory
debarment of Earlene Christenson (a.k.a.
Earlene Larson Christenson; Earlene
Larson), pursuant to section 38(g)(4) of
the Arms Export Control Act (AECA) (22
U.S.C. 2778(g)(4)) and section 127.7 of
the International Traffic in Arms
Regulations (ITAR).
DATES: Effective Date: January 7, 2010.
FOR FURTHER INFORMATION CONTACT:
Daniel J. Buzby, Acting Director, Office
of Defense Trade Controls Compliance,
Directorate of Defense Trade Controls,
Bureau of Political-Military Affairs,
Department of State (202) 663–2812.
SUPPLEMENTARY INFORMATION: Section
38(g)(4) of the AECA and section 127.7
of the ITAR prohibit the issuance of
export licenses or other approvals to a
person if that person, or any party to the
export, has been convicted of violating
the AECA and certain other U.S.
criminal statutes enumerated at section
38(g)(1) of the AECA and section 120.27
of the ITAR. Such individuals are
considered ineligible in accordance
with section 120.1 of the ITAR. Also, a
person convicted of violating the AECA
is subject to statutory debarment under
section 127.7 of the ITAR.
In September 2003, Earlene
Christenson was statutorily debarred
pursuant to section 127.7 of the ITAR.
Ms. Christenson was thus prohibited
from participating directly or indirectly
in exports of defense articles and
defense services. Notice of debarment
was published in the Federal Register
(68 FR 52436, September 3, 2003).
In accordance with section 38(g)(4) of
the AECA and section 127.7 of the
ITAR, the statutory debarment may be
terminated after consultation with other
appropriate U.S. agencies, after a
thorough review of the circumstances
surrounding the conviction, and a
finding that appropriate steps have been
taken to mitigate any law enforcement
concerns. Ms. Christenson, even after
reinstatement, will not be eligible to
participate directly or indirectly in any
activities regulated under the ITAR
E:\FR\FM\07JAN1.SGM
07JAN1
Agencies
[Federal Register Volume 75, Number 4 (Thursday, January 7, 2010)]
[Notices]
[Page 1009]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: 2010-117]
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SECURITIES AND EXCHANGE COMMISSION
Sunshine Act Meeting Notice
Notice is hereby given, pursuant to the provisions of the
Government in the Sunshine Act, Public Law 94-409, that the Securities
and Exchange Commission will hold an Open Meeting on January 11, 2010
at 9:30 a.m., in the Auditorium, Room L-002, to hear oral argument in
an appeal by Diane M. Keefe (``Keefe''), a former employee of Pax World
Management Corp. (``Pax Management''), a registered investment adviser,
from the decision of an administrative law judge. The law judge found
that Keefe, a portfolio manager of the Pax World High Yield Fund
(``Fund''), an investment company registered with the Commission and
advised by Pax Management, willfully violated Section 34(b) of the
Investment Company Act of 1940. The law judge suspended Keefe for
twelve months from association with an investment adviser, broker, or
dealer.
Among the issues likely to be argued are whether Keefe willfully
violated Investment Company Act Section 34(b) and, if so, whether and
to what extent sanctions should be imposed on her.
Commissioner Paredes, as duty officer, determined that no earlier
notice thereof was possible.
At times, changes in Commission priorities require alterations in
the scheduling of meeting items.
For further information and to ascertain what, if any, matters have
been added, deleted or postponed, please contact:
The Office of the Secretary at (202) 551-5400.
Dated: January 5, 2010.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. 2010-117 Filed 1-5-10; 4:15 pm]
BILLING CODE 8011-01-P