Dorel Juvenile Group; Denial of Appeal of Decision on Inconsequential Noncompliance, 507-516 [E9-31334]
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[FR Doc. E9–31225 Filed 1–4–10; 8:45 am]
BILLING CODE 4910–9X–P
DEPARTMENT OF TRANSPORTATION
National Highway Traffic Safety
Administration
[Docket No. NHTSA–2008–0132]
Dorel Juvenile Group; Denial of Appeal
of Decision on Inconsequential
Noncompliance
Dorel Juvenile Group (DJG or Cosco),
of Columbus, Indiana, has appealed a
decision by the National Highway
Traffic Safety Administration (NHTSA)
that denied its petitions for
determinations that the noncompliance
of the tether and harness webbing in
some child restraint systems (CRS) that
it manufactured and sold with Federal
Motor Vehicle Safety Standard (FMVSS)
No. 213, ‘‘Child Restraint Systems,’’ is
inconsequential to safety. DJG had
applied to be exempt from the
notification and remedy (collectively,
recall) requirements of 49 U.S.C.
Chapter 301—‘‘Motor Vehicle Safety’’
(Vehicle Safety Act). This notice
announces and explains our denial of
DJG’s appeal.
I. Webbing Strength Requirements of
FMVSS No. 213
FMVSS No. 213, S5.4.1(a) 1 requires
that the webbing of belts provided with
a child restraint system, after being
subjected to abrasion as specified in
S5.1(d) or S5.3(c) of FMVSS No. 209,
‘‘Seat Belt Assemblies,’’ have a breaking
strength of not less than 75 percent of
the strength of the unabraded webbing
when tested by the procedure specified
in S5.1(b) of FMVSS No. 209. The test
is referred to as an abrasion test and the
requirement is referred to as a percentof-strength requirement.
FMVSS No. 213, S5.4.1(b) requires
that the webbing of belts provided with
a child restraint system shall meet the
requirements of S4.2(e) of FMVSS No.
1 Throughout this Notice, references to FMVSS
No. 213 are, unless otherwise noted, based on the
version of the standard in effect at the time DJG
manufactured the child restraints with the
noncompliant webbing.
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507
209, which requires a breaking strength
of not less than 60 percent of the
strength before exposure to carbon arc
light when tested by the procedure
specified in S5.1(e) of FMVSS No. 209.
The test is referred to as a light exposure
test and the requirement is referred to as
a percent-of-strength requirement.
Webbings used in child restraints may
deteriorate from abrasion or exposure to
sunlight or both. When they deteriorate,
they lose strength. A webbing with
insufficient strength will not restrain a
child in a crash. The purpose of both the
abrasion and light exposure
requirements is to ‘‘ensure the safe
performance of the belts and associated
hardware used to attach the child
restraint to the vehicle.’’ Child Restraint
Systems; Seat Belt Assemblies and
Anchorages: Proposed Rulemaking and
Invitation for Applications for Financial
Assistance, 43 FR 21470, 21475 (May
18, 1978) (Docket No. 74–9). The
purpose of FMVSS No. 213 is to ‘‘reduce
the number of children killed or injured
in motor vehicle crashes.’’ 49 CFR
571.213 S2.
II. The Noncompliance
The noncompliant tether webbing 2 on
certain DJG child restraints failed to
meet the percent-of-strength
requirement of FMVSS No. 213 when
subjected to the abrasion test. The tether
webbing had an initial strength of
19,803 Newtons (N), and a post-abrasion
strength of 10,903 N. The tether
webbing thus retained only 55 percent
of its new webbing strength; 75 percent
is required by the standard. Affected are
a total of 39 models and 3,957,826 units,
manufactured between January 2000
and September 30, 2001.
The noncompliant harness webbing
on certain DJG child restraints failed to
meet the percent-of-strength
requirement of FMVSS No. 213 when
exposed to a carbon arc light. Upon
testing, the new harness webbing had a
strength of 12,371 N, and the lightexposed webbing a strength of 4,539 N.
The harness webbing thus retained only
37 percent of its new webbing strength;
60 percent is required by the standard.
A total of 14 models and 54,400 units,
manufactured between March 15, 2002
and August 1, 2002, are affected by this
non-compliance.
2 ‘‘Tether webbing’’ refers to the strip of fabric
that is secured to the seat back of a CRS, and is
connected to a tether hook that transfers the load
from the CRS to the tether anchorage.
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III. DJG’s Inconsequentiality Petitions,
Subsequent Rulemaking and NHTSA’s
Denial
1. DJG’s Petitions
DJG petitioned for relief from the
recall provisions of the Vehicle Safety
Act with respect to both the tether
webbing noncompliance and the
harness webbing noncompliance. See 49
U.S.C. 30118(d), 30120(h); 49 CFR part
556. NHTSA published receipt of DJG’s
applications for determination of
inconsequential non-compliance
regarding the tether webbing and the
harness webbing on July 30, 2002 and
December 3, 2002, in the Federal
Register (67 FR 49387 and 67 FR 72025,
respectively).
DJG argued that the noncompliance of
the tether webbing was inconsequential
to safety because the absolute strength
of the abraded webbing was sufficiently
high. DJG also argued that the abrasion
test in effect at the time the tethers were
manufactured was flawed: Since it
lacked a minimum breaking strength
requirement, webbing with a relatively
low unabraded strength was subject to
a correspondingly low abraded strength
requirement, while webbing with a
relatively high unabraded strength—
such as that in child restraints
manufactured by DJG—was subject to a
proportionately higher post-abrasion
strength requirement. Thus, DJG argued
that the noncompliance with the
abrasion test was inconsequential
because, even though the abraded
webbing retained only 55 percent of the
strength of the new webbing, the postabrasion strength was nonetheless
adequate due to the relatively high
strength of the new webbing. To support
this contention, DJG argued that the
strength of the abraded webbing (10,903
N) exceeded the anchor strength
requirements of FMVSS No. 225, Child
Restraint Anchorage Systems (5,296 N).
DJG further argued that testing, both by
it and in connection with the FMVSS
No. 225 rulemaking, demonstrated that
the strength of the abraded webbing
exceeded both the loading on tethers
observed in dynamic testing (between
3,400 N and 5,800 N) and the tether
assembly break strength as determined
in tensile strength tests (about 9,800 N).
DJG asserted that, since the design of the
tether assembly uses two belt slides that
act as a manual adjuster, the tether strap
is not exposed to abrasion in ordinary
and reasonably foreseeable use.
With respect to the harness webbing
noncompliance, DJG again argued that
the absence of a minimum strength
requirement in the exposure test
penalized manufacturers of child
restraints with webbing with a high pre-
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exposure strength. DJG argued that the
noncompliance of its webbing was
inconsequential to safety because the
strength of the webbing, even after
exposure, exceeded the loads observed
in dynamic tests. DJG maintained that
the absence of a minimum strength
requirement would allow manufacturers
to produce compliant webbing with low
pre-exposure strength. DJG also asserted
that while the webbing was
noncompliant when exposed to carbon
arc light filtered by a Corex-D filter, the
webbing was compliant when exposed
to xenon arc light.3 DJG argued that
carbon arc light does not have the same
spectral characteristics as sunlight and
delivers excessive relative photon
energy to the test specimen in the
ultraviolet and low visual spectrum
which is more damaging than natural
sunlight. However, it noted that xenon
arc light systems more closely resemble
natural sunlight characteristics. DJG also
contended that carbon arc light systems
are now obsolete since they have been
replaced by xenon arc systems.
With respect to the first petition, one
comment was received from Advocates
for Highway and Auto Safety
(Advocates) in support of a minimum
breaking strength requirement. With
respect to the second petition, no
comments were received.
2. The 2006 Rule
NHTSA gave considerable attention to
the statements and comment suggesting
a minimum breaking strength
requirement. In 2005, NHTSA initiated
a rulemaking with respect to minimum
breaking strength for webbing in child
restraints. In 2006, NHTSA published a
final rule that amended FMVSS No. 213
to include a minimum breaking strength
of 15,000 N for new webbing used to
secure a child restraint system to the
vehicle (including the tether and lower
anchorages of a child restraint
anchorage system). Child Restraint
Systems; Final Rule, 71 FR 32855 (June
7, 2006), codified at 49 CFR 571.213
S5.4.1.2(a). NHTSA noted that without
a specified initial breaking strength
requirement, the percentage-of-strength
requirement alone did not provide an
effective floor for acceptable
performance. 71 FR 32858; see 49 CFR
571.213 S5.4.1.2(b). The rule
maintained the minimum percentage-ofstrength of new webbing requirement, as
a means of limiting degradation. 71 FR
32858. The agency concluded that ‘‘[a]n
excessive degradation rate (e.g., over
3 DJG also argued that the webbing was compliant
when exposed to carbon arc light filtered by a sodalime glass filter, but does not reassert this argument
on appeal.
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25% when subjected to the abrasion
test) indicates a problem with the
quality and/or durability of the selected
material.’’ 71 FR 32858. The agency
expressed its desire to prevent the use
of webbing that degraded more than 25
percent when abraded, or 40 percent
when exposed to light, because it may
not last as long as necessary to protect
children using the restraint (including
for second-hand use).4
3. NHTSA’s Decision on Dorel’s
Inconsequentiality Petitions
On July 18, 2008, NHTSA published
a notice in the Federal Register denying
both of DJG’s petitions (73 FR 41397),
stating that the petitioner had not met
its burden of persuasion that the
noncompliances were inconsequential
to motor vehicle safety. In its denial of
the petitions, NHTSA noted that at the
time of receiving these petitions,
NHTSA had undertaken a rulemaking to
consider whether to amend FMVSS No.
213 to require a minimum breaking
strength for CRS webbing. NHTSA had
postponed final determinations on these
petitions in order to obtain the benefit
of public comments responding to the
proposed breaking strength
requirements. After completing this
rulemaking action—specifying both a
minimum breaking strength and a
percentage-of-strength retention after
abrasion and light exposure (discussed
above)—NHTSA addressed these two
DJG petitions for determination of
inconsequential noncompliance.
In its denial of the petition relating to
the tether webbing, NHTSA explained
that both the unabraded webbing
strength and the degradation rate
requirements are important from a
safety perspective. NHTSA stated that
the lack of sufficient breaking strength
retention after the abrasion test signals
a distinct probability that the webbing
strength would be insufficient
throughout a lifetime of use. The high
degradation rate of the DJG tether
webbing meant that, over time, the
webbing could abrade to the point
where the webbing strength is lower
than the tether anchor strength,
providing for an unsafe connection to
the vehicle. NHTSA also noted that,
under the 2006 rule, the minimum
strength for new webbing is 15,000 N.
That rule did not change the 75 percent
strength retention requirement.
4 Information available at the time of a decision
on an inconsequentiality petition may be
considered in making the decision; this includes
information in rulemakings that post dated the
violation. However, the motor vehicle equipment
would not be in violation of a rule that was adopted
after the equipment was manufactured.
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In its denial of the petition relating to
the harness webbing, NHTSA stated that
DJG’s concern that under a standard that
lacks a specific minimum strength
requirement, manufacturers could
produce webbing with very low afterexposure strength if the pre-exposure
strength was also low, was theoretical;
NHTSA also noted that minimum
breaking strengths were added to the
standard in 2006. NHTSA also stated
that carbon arc light filtered by a sodalime glass is not in accordance with
FMVSS No. 213 requirements and is not
appropriate for light exposure testing of
nylon webbing. Requirements for carbon
arc light exposure testing with a sodalime glass filter are clearly specified
only for polyester materials. NHTSA
also stated that its rulemaking to use
xenon arc light for weathering tests of
glazing material does not mean that the
carbon arc is not indicative of the
sunlight spectral power distribution or
that it produces invalid weathering
results for webbing materials. In
response to DJG’s argument regarding
dynamic testing, NHTSA pointed out
that the test conditions in FMVSS No.
213 reflect the concern that child
restraint systems will withstand even
the most severe crashes which are well
above 30 mph. Therefore, DJG’s
assertion was not persuasive evidence of
the noncompliance being
inconsequential to safety.
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IV. DJG’s Appeal
On August 1, 2008, DJG appealed
NHTSA’s denials of both petitions.
Notice of the appeal with an
opportunity for comment was published
in the Federal Register on Wednesday,
November 26, 2008 (73 FR 72111).
Tether Webbing
In its appeal, DJG reiterates the
arguments it made in its initial petition
that the strength of the abraded webbing
is sufficiently higher than reasonably
foreseeable crash forces, since the
strength of the abraded webbing
exceeded both the loading on tethers
observed in dynamic testing and the
break strength of the tether assembly
(particularly the tether hook) as
determined in tensile strength tests.
DJG’s appeal goes on to note that
NHTSA’s initial decision relied on a
concern that the webbing might not
retain sufficient strength throughout a
lifetime of use. DJG makes several
arguments in response to this concern.
DJG argues that NHTSA has
recognized that a child restraint system
should not be used beyond its useful life
and that a NHTSA Tip (as well as a
Juvenile Products Manufacturers
Association guideline) for the useful life
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of child restraints is 6 years. DJG notes
that most of the noncompliant CRSs are
already beyond this useful life given the
passage of time between the filing of
DJG’s petition and the denial decision.
DJG further points out that there have
been no complaints of tether webbing
degradation or failure in crashes.
Accordingly, it asserts, since the
purpose of the regulation is to protect
children throughout the useful life of
the restraint, this performance
demonstrates that it has been adequate.
Moreover, DJG argues that this
performance resolves NHTSA’s concern.
DJG also asserts that the
noncompliance is inconsequential to
safety because the degradation allowed
for CRS webbing is identical to that for
vehicle seat belts, even though, DJG
argues, vehicle seat belts are expected to
last longer and are subject to more use
than is CRS webbing. DJG claims that
the vehicle seat belt assembly is
expected to last the life of the vehicle
which, DJG asserts, is up to twice as
long as the useful life of a CRS. DJG also
maintains that the tether webbing is
subject to less-frequent use than is seat
belt webbing, because there will always
be a driver when a CRS is used in a
vehicle, but the reverse is not true. DJG
argues that this is particularly true in
the case of the convertible restraints at
issue in its appeal, where the tether is
not used when the restraint is installed
in the rear-facing position or when used
as a booster seat. DJG concludes, based
on these arguments, that it is
unreasonable for the agency to conclude
that the noncompliant tether webbing
creates a consequential safety risk
because it ‘‘degrades somewhat more
than 75 percent’’ in the abrasion test.
Next, DJG argues that, in everyday
use, the noncompliant webbing is not
subject to the severe abrasion simulated
in the test. DJG provides tether webbing
strength data for a small sample of
compliant and noncompliant used child
restraints showing that the tether
webbing strength after 6 to 8 years of
use ranges from 82.4 to 99.6 percent of
initial breaking strength. DJG argues that
these test results show that the tether
webbing from compliant and
noncompliant child restraints
performed comparably, and demonstrate
that NHTSA need not be concerned
about degradation. In addition, on
December 26, 2008, DJG submitted
supplemental data from eight used
noncompliant child restraints (8–9 years
old) that showed that tether strength,
after being used in the field, ranged
from 15,168 N (3,410 pounds) to 19,038
N (4,280 pounds) (76.6 to 96.1 percent
of new tether webbing strength). DJG
argues that the strength of these used
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509
tethers is greater than the current
minimum breaking strength requirement
of 15,000 N for new tether webbing. DJG
also argues that the location and twobelt slide design of the tether guarantee
that it is not exposed to abrasion in
ordinary and reasonably foreseeable use.
DJG also contends that the
noncompliance does not significantly
increase the risk of harm to children in
crashes, compared to compliant
webbing, because the post-abrasion
strength of the non-compliant webbing
is just 3 percent below what DJG argues
is the ‘‘effective minimum’’ required by
the current standard. The revision of
FMVSS No. 213, effective September
2007, requires that new (unabraded)
webbing have a minimum breaking
strength of at least 15,000 N. DJG argues
that 75 percent of 15,000 implies what
DJG terms an ‘‘effective minimum’’ of
11,250 N. DJG further argues that since
the tether’s post-abrasion strength
(10,903 N) is just 3 percent less than this
‘‘effective minimum,’’ the
noncompliance is inconsequential to
safety.
Then, DJG maintains that its petition
is analogous to an inconsequentiality
petition for tether webbing that
degraded on certain Evenflo child
restraints that NHTSA did grant. DJG
states that the Evenflo grant was based
on both dynamic testing and a favorable
evaluation of the webbing under the
regulations in effect from 1971–1979 for
a Type 3 belt. DJG argues that its
petition was supported with similar
dynamic test data demonstrating that
the noncompliant tether webbing
exceeded measured maximum tensile
loads in dynamic testing. DJG also
argues that the webbing would have
satisfied the prior version of NHTSA’s
regulations for a Type 3 belt.
Finally, DJG asserts that compliance
test results in connection with NHTSA’s
rulemaking on minimum breaking
strength requirements (docket no.
NHTSA–2005–21243–0002)
demonstrate that DJG’s tether webbing
post-abrasion breaking strength was
higher than the post-abrasion breaking
strength for at least one Britax model in
the marketplace at the time. DJG asserts
that since this Britax webbing complied
with the FMVSS No. 213 requirements,
its noncompliant tether webbing with a
post-abrasion tether breaking strength of
more than two times that of the Britax
webbing poses no safety risk.
Harness Webbing
DJG also argues that the harness
webbing noncompliance is
inconsequential to safety.
First, DJG argues that a xenon arc
lamp is a better surrogate of sunlight
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exposure than a carbon arc lamp, and
that the carbon arc lamp is obsolete. DJG
argues that while the webbing (made of
nylon fabric) was noncompliant when
exposed to carbon arc light filtered by
a Corex-D filter (tested according to the
standard’s specifications), the harness
webbing retained 93.5 percent of its
initial breaking strength when it was
exposed to a xenon arc lamp for 300
hours (3 times longer than that required
by the standard). DJG also notes that
FMVSS No. 205 specifies a xenon arc
lamp to test glazing materials, and notes
NHTSA’s discussion of the use of xenon
arc lamps in this context.
Second, DJG asserts that the breaking
strength of its light-exposed harness
webbing exceeded the corresponding
harness loads in 30 mph sled tests. The
median dynamic load in the 30 mph
sled tests was 1,138 N, which DJG
estimates corresponds to a load of 4,552
N in a 60 mph crash. DJG argues that
this is virtually identical to the breaking
strength of the exposed DJG webbing
(4,539 N), and no child restraint is
expected to afford protection in a 60
mph crash. DJG states that while
NHTSA’s initial decision stated that a
30 mph test is not indicative of the
upper limit of safety, NHTSA granted
three separate petitions in which a 30
mph dynamic test was wholly, or in
part, stated as a reason for granting the
petition.
Third, on December 26, 2008, DJG
provided supplemental data from four
used noncompliant child restraints
showing that the harness webbing
strength, after real world use, ranged
from 8,665 N (1,948 pounds) to 11,000
N (2,473 pounds). DJG notes that all
these values exceed 60 percent of the
breaking strength of the original new
harness webbing. DJG also references
the 2006 rule’s minimum breaking
strength for new webbing and states that
a post-exposure strength of 60 percent of
this is allowable. DJG argues that this
data shows that no safety problem
exists.
Fourth, DJG maintains that its postexposure webbing strength is greater
than that of compliant Safeline webbing,
which had low initial breaking strength.
(NHTSA Docket 2005–21243–0002,
Table 4). DJG argues that its webbing
cannot pose a consequential risk to
safety if webbing with a lower postexposure strength is compliant.
Fifth, DJG argues that NHTSA’s
concerns about degradation are belied
by an absence of consumer complaints.
V. Comments Submitted on the Notice
of Appeal
In response to DJG’s appeal, Joe
Colella of Traffic Safety Projects
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commented that requiring the repair of
child restraints that were manufactured
more than 6 years ago conflicts with the
consistent educational messaging that
NHTSA and other organizations try to
maintain regarding the use of older
child restraints. NHTSA includes on its
website a recommendation developed
by child restraint manufacturers that a
second-hand child safety restraint is
recommended for use only if it is less
than 6 years old. According to Mr.
Colella, requiring the repair of these
affected seats would potentially keep
them in use for several more years,
which the commenter believes could
place child occupants at increased risk
of injury. Mr. Colella also reiterates the
comment made by Advocates, and states
that NHTSA should fully evaluate
whether there are real safety
implications for the actual abraded or
exposed webbing.
VI. NHTSA’s Consideration of DJG’s
Inconsequentiality Petition
A. General Principles
Manufacturers may not sell motor
vehicles or equipment unless they
comply with the applicable motor
vehicle safety standards. 49 U.S.C.
30112(a)(1). Manufacturers whose
products fail to comply with these
standards are normally required to
conduct a safety recall under which
they must notify owners, purchasers,
and dealers of the noncompliance and
provide a remedy without charge. 49
U.S.C. 30118–30120. A manufacturer
may, however, petition for exemption
from these notification and remedy
requirements on the grounds that the
noncompliance is inconsequential to
motor vehicle safety. 49 U.S.C.
30118(d); 30120(h); 49 CFR 556.4(a).
The petitioner bears the burden of
demonstrating that the noncompliance
is inconsequential to safety. See General
Motors Corp; Ruling on Petition for
Determination of Inconsequential
Noncompliance, 69 FR 19897 (April 14,
2004) (NHTSA 2002–12366). NHTSA
must publish a notice of the petition in
the Federal Register and allow an
opportunity for members of the public
to present information, views, and
arguments on the petition. § 556.5. An
absence of opposing argument and data,
however, does not require the agency to
grant the petition. General Motors Corp,
69 FR 19899.
In order to demonstrate
inconsequentiality, the petitioner must
demonstrate that the noncompliance
‘‘do[es] not create a significant safety
risk.’’ Cosco, Inc.: Denial of Application
for Decision of Inconsequential
Noncompliance, 64 FR 29408, 29409
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Fmt 4703
Sfmt 4703
(June 1, 1999) (NHTSA–98–4033). The
relevant issue is whether an occupant
who is affected by the noncompliance is
likely to be exposed to a significantly
greater risk than an occupant using a
compliant vehicle or equipment. GM
Corp., 69 FR 19900; Cosco, Inc., 64 FR
29409. The number or percentage of
vehicles or equipment affected by the
noncompliance is not relevant to the
issue of consequentiality. GM Corp., 69
FR 19900; Cosco, Inc., 64 FR 29409.
Further, a consequentiality petition is
not the appropriate means to challenge
the methodology of a specific test
specified in a FMVSS, or to argue that
the specified test is unreasonable
because of a low likelihood of
encountering, in actual use, the problem
the test is designed to prevent. Int’l
Truck and Engine Corp.; Denial of
Application for Inconsequential
Noncompliance, 68 FR 20043, 20044
(April 23, 2003) (NHTSA 2002–12005).
The appropriate venue for such
arguments is a petition for rulemaking
to amend the current safety standard. Id.
The agency rarely grants
inconsequentiality petitions for
noncompliance with performance
standards. GM Corp., 69 FR 19899 (and
decisions cited therein). See also Cosco,
Inc., 64 FR 29408. In GM Corp. the
agency denied, in part, an
inconsequentiality petition by GM
regarding non-compliance with FMVSS
No. 209. There, a number of models of
seat belt retractors did not comply with
the performance requirements
pertaining to emergency locking. GM
supported its petition with a risk
analysis—which estimated that very few
occupants would be exposed to
noncomplying equipment—and with
the results of dynamic tests. Id. at
19899. The agency found that the risk
analysis was not compelling because
‘‘the percentage of potential occupants
that could be adversely affected by a
noncompliance is irrelevant’’ to the
inconsequentiality analysis. Id. at
19900. The agency did, however,
consider the dynamic test data provided
by GM. GM used the tests to evaluate
the safety-related performance of the
compliant and noncompliant retractors.
The agency found that for one class of
vehicles in which certain noncompliant
retractors were installed, there were
extremely small differences between the
compliant and noncompliant retractors
with respect to seat belt payout and
locking time. Since the noncompliant
retractors did not expose a vehicle
occupant to a significantly greater risk,
the agency granted the petition with
respect to retractors in that class of
vehicles. However, for other retractors
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in a different class of vehicles, there was
a significant difference in the
performance of the compliant and
noncompliant retractors. Accordingly,
the agency denied the petition with
respect to retractors installed in that
class of vehicles.
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B. Assessment of DJG’s Arguments in
Support of Its Petitions
The agency has determined that DJG
has not met its burden of persuasion
that the noncompliances are
inconsequential to safety. The agency is
thus denying the appeals with respect to
both the tether and harness webbing.
The agency’s reasons for the denial of
each appeal are discussed below.
Tether Webbing
The agency finds that the arguments
DJG reasserts from its original petition,
as well as its new arguments, are
unpersuasive.
DJG argues that the strength of the
abraded webbing is sufficiently higher
than reasonably foreseeable crash forces,
since the strength of the abraded
webbing as measured after the abrasion
test exceeded both the loading on
tethers observed in dynamic testing, and
the break strength of the tether assembly
(particularly the tether hook) as
determined in tensile strength tests.
DJG’s argument amounts to an assertion
that from a safety perspective, all that
matters is whether webbing that has
been subjected to the abrasion test is
stronger than some minimum strength.
This approach is inconsistent with the
two-faceted regulatory structure that
NHTSA adopted in the 2005–2006
rulemaking.
In the 2005–2006 rulemaking that
amended FMVSS No. 213, NHTSA
explicitly considered—and ultimately
rejected—DJG’s approach. The 2005
NPRM proposed amending FMVSS No.
213 so that webbing, before and after
abrasion, would have to meet or exceed
specified minimum breaking strengths.
70 FR 37732, 37739. As specified in the
proposed rule, the regulatory gauge
would be breaking strength. The agency
‘‘tentative[ely] conclude[d]’’ that the
percent of strength requirement that had
been in the rule up to that point was no
longer necessary, and that holding
abraded webbing to this minimum
strength requirement was sufficient to
ensure adequate webbing strength, and
thus, safety. 70 FR 37732.
However, after receiving comments on
this proposed rule, the agency
concluded that the final rule should
have two facets: It should retain the
historical percent of strength
requirement for abraded webbing, and
add a minimum strength requirement
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for new webbing. See 49 CFR 571.213
S5.4.1.2(a), (b). One commenter that
manufactures child restraints (Britax)
pointed out that the proposed rule
‘‘potentially permits a greater
percentage of degradation’’ and that this
‘‘wider window of degradability’’ could
lead to an increased safety risk. 71 FR
32858. The agency concluded, in the
final rule, that the proposed minimum
strength requirement for abraded
webbing ‘‘did not sufficiently limit the
degradation rate of webbing material
and thus did not adequately fulfill the
second of the agency’s goals for the
rulemaking.’’ 71 FR 32858. As the
agency explained, the fact that webbing
has a particular strength after being
subjected to the abrasion test does not
mean that further degradation is not
possible. See 71 FR 32858–32859. The
abrasion test is intended to be a measure
of material durability and performance,
but, is ‘‘not intended to and [does] not
assess how strong a particular tested
specimen will be at the end of its life.’’
71 FR 32859. Rather, the test is an
accelerated aging test which measures
how the webbing performs after
prolonged—but not necessarily
lifetime—exposure to environmental
conditions. Id. Accordingly, the fact that
the strength of the webbing, after being
subjected to the abrasion test, exceeds
the required or actual strength of the
tether assembly or the tether loads
observed in dynamic tests, is not
dispositive. Over an entire lifetime of
actual use the webbing strength could
degrade to levels even lower than
observed after the abrasion test, and the
degradation rates are indicative of
further degradation: ‘‘Exceeding the
degradation rates of the standard
indicates a quality problem with the
webbing material selection and raises
concern that the webbing may not
satisfactorily perform at the end of its
product life as it did at the beginning,
even if the exposed webbing has a
breaking strength that is higher in
magnitude than a competitor’s webbing
that met the percent-of-strength
requirement.’’ 71 FR 32859.
Accordingly, the 2006 final rule
retained the 75 percent of strength
requirement for abraded webbing.
The noncompliant DJG webbing
degraded to 55 percent of its unabraded
strength in the abrasion test. The high
degradation rate of the DJG webbing
gives significant justification for
concerns that the webbing could further
abrade to the point where the webbing
strength is lower than the tether anchor
strength or the tether loads observed in
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511
dynamic tests, providing for an unsafe
connection to the vehicle.5
DJG, in response to NHTSA’s
degradation concerns, asserts that most
of the child restraints at issue are now
more than seven years old and beyond
their useful life. DJG adds that there
have been no complaints of tether
webbing abrasion or failure in crashes.
DJG concludes in its appeal that this
proves that the noncompliance of the
tether and harness webbing is
inconsequential to safety. Similarly, Mr.
Colella argues that requiring recall of
the noncompliant restraints would
potentially keep them in use for several
more years, perhaps placing children
occupants at increased risk of injury.
The assertion by DJG that the majority
of the subject noncompliant restraints
are already beyond their useful life is
essentially a claim that only a small
number or percentage of child restraints
actually in use would be noncompliant.
This type of argument is not relevant to
the inconsequentiality analysis. See GM
Corp., 69 FR 19899; Costco, Inc., 64 FR
29408. Even assuming, however, that
this assertion, if proved, would provide
sufficient grounds for granting an
inconsequentiality petition, the agency
has concluded that DJG has not shown
that the restraints could not and would
not be used by a parent to restrain a
child. Current industry practice is to
place an expiration date on new child
restraints. However, the noncompliant
DJG child restraints lack such labeling
so that a person owning a noncompliant
DJG restraint might not be aware that
the age of the restraint exceeded the
recommended retirement age.
Additionally, despite the
recommendation of JPMA and consumer
organizations for a 6 year useful
lifespan, even consumers that hear
5 DJG asserts that NHTSA has provided no
evidence for its concern about webbing degradation.
As NHTSA pointed out in the preamble to the 2006
final rule, the use of a degradation rate for material
selection and performance is standard industry
practice and is supported by the engineering
literature. 71 FR 32858. And, more specifically, the
75% post-abrasion strength retention requirement,
expressed as a percentage of the webbing’s preabrasion strength, was based on ‘‘an SAE standard
(Motor Vehicle Seat Belt Assemblies SAE J4C, 1966)
whose requirements were originally adopted into
FMVSS No. 209, and subsequently into FMVSS No.
213.’’ Child Restraint Systems; Notice of proposed
Rulemaking, 70 FR 37733 (June 30, 2005) (NHTSA–
2005–21243). There is also empirical evidence that
webbing strength degrades after being exposed to
the abrasion test. See Louise Robinson, Health and
Safety Laboratory, Assessment of the effects of
different types of abrasion on the tensile strength
of safety harness and lanyard webbings (2007), at
https://www.hse.gov.uk/research/hsl_pdf/2007/
hsl0712.pdf (last visited Sept. 9, 2009) (study
finding that webbing subjected to 5,000 cycles of
the FMVSS No. 209 hexagonal bar abrasion test had
lower tensile strength than webbing subjected to
1,000 cycles of the test).
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about these recommendations might not
heed them—particularly in tough
economic times—and continue, instead,
to use the noncompliant child restraints.
In any event, NHTSA does not accept
the assertion that an industry
recommendation on product life span
terminates a manufacturer’s recall
responsibilities.
DJG goes on to argue that not only are
the noncompliant restraints past their
‘‘useful lives,’’ there also have been no
complaints of tether webbing abrasion
or failure during the entire time the
restraints have been in use. NHTSA,
however, does not consider the absence
of complaints to show that the
noncompliances are inconsequential to
safety. The overall concern with the
abrasion test is the degradation of the
strength of the webbing. The
degradation of the abraded tethers was
very high. Particularly on older
products, which may have been handed
down, the absence of a complaint does
not mean there have not been any
problems or failures. And it does not
mean that there will not be failures in
the future.
DJG’s comparison of the safety
standard for tether webbing to the
similar standard for vehicle seat belt
webbing does not meet its burden. This
argument challenges the reasonableness
of the standard, and, as such, is inapt for
an inconsequentiality petition. Child
restraint manufacturers, such as DJG,
had opportunity to challenge the
incorporation of the FMVSS No. 209
requirements into FMVSS No. 213
during the rulemaking process and they
did not. Even assuming that these
arguments are relevant, the agency does
not accept them. DJG’s argument that it
is unreasonable to subject CRS webbing
to the same degradation requirement as
seat belt webbing because the ‘‘useful
life’’ of seatbelts is longer than that of
the CRS webbing is unpersuasive
because, as discussed above, the agency
is not persuaded that the real-world use
of the noncompliant child restraints will
be limited to six years. DJG’s related
argument that the CRS webbing is
subject to less-frequent use than seatbelt webbing is unpersuasive because it
does not fairly address seat belt use and
is unsupported. DJG focuses on the seat
belt used by the driver, but ignores seat
belts for other designated seating
positions—such as passengers—which,
if anything, are subject to less use than
the driver’s seat belt. DJG also ignores
the fact that vehicle seat belt webbing is
subject to the same abrasion test
requirement in FMVSS No. 209
regardless of where the belt is located in
the vehicle. The agency’s vehicle seat
belt webbing requirements do not vary
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based on probable use patterns; instead,
because of the crucial safety function of
the webbing, the agency subjects all
vehicle webbing to the same high
standard. Indeed, when the agency
established FMVSS No. 213, it explicitly
adopted some of the buckle and belt
requirements of FMVSS No. 209 such as
those relating to abrasion and resistance
to light, and the adoption of these
requirements was not opposed by any of
the commenters. Child Restraint
Systems Seat Belt Assemblies and
Anchorages: Final Rule, 44 FR 72136
(Dec. 13, 1979). Additionally, DJG’s
argument that CRS webbing is subject to
less-frequent use than is seat belt
webbing, particularly in the case of the
convertible restraints, ignores hand-medown use of child restraints by children
other than the first user.
DJG’s arguments that, in actual use,
the restraints are not subject to the
severe abrasion reflected in the test, are
also unavailing. These arguments
challenge the validity of the test
methodology in the standard; as noted
above, a petition for rulemaking, not an
inconsequentiality petition, is the
appropriate means for such an
argument. And, even if these arguments
were relevant, the agency does not find
them persuasive. NHTSA has examined
the limited test data of used child
restraints (between 6–9 years old)
submitted by DJG, including the
supplemental submission of December
26, 2008, and notes that although the
restraints were from the affected
population of noncomplying restraints,
the precise history of their use is
unknown. DJG did not make a showing
that these restraints have seen many
years of hard, real world use. Therefore,
DJG’s data showing that the tether
webbing on these used restraints
retained more than the minimum
strength required by the standard for
new webbing is not compelling
evidence that the noncompliance is
inconsequential to safety. The
supplemental DJG data reflects
substantial degradation. Of the 8
restraints tested, one (#7B) was 77
percent of the strength of new webbing
(15,168 N [3,410 pounds]/19,803 N
[4,452 pounds]) and another (#2B) was
78 percent of the strength of new
webbing (15,489 N [3,482 pounds]/
19,803 N [4,452 pounds]). The standard
is 75 percent. DJG’s other argument that
the location and two-belt slide design of
the tether guarantee that it is not
exposed to abrasion in typical use is
also unpersuasive. DJG did not provide
any additional information or data to
support this claim. Therefore, the
agency finds this claim to be
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unsubstantiated. In addition, there have
been complaints about tether webbing
fraying.6 These documented complaints
undermine DJG’s claim of the lack of
abrasion during actual use.
DJG’s argument that the tether’s postabrasion strength is inconsequential to
safety because it is just 3 percent below
what DJG calls the new ‘‘effective
minimum’’ is also unpersuasive. The
current standard contains a minimum
breaking strength requirement for new
webbing, and retains the pre-2006
standard’s 75 percent-of-strength
requirement. 49 CFR 571.213 S5.4.1.2
(2009). The percent-of-strength
requirement is calculated as a
percentage of the strength of the new
(unabraded) tether, not as a percentage
of the minimum breaking strength
requirement. The current standard thus
does not require or imply an ‘‘effective
minimum’’ post-abrasion strength of
11,250 N.7 The abraded DJG tether
webbing retained only 55 percent of its
unabraded breaking strength—20
percentage points below the allowable
minimum. DJG’s argument that the postabrasion strength of its tether should be
evaluated relative to the required
minimum breaking strength ignores the
safety concerns reflected in the
standard—that a diminution in webbing
strength of more than 25 percent when
abraded in testing ‘‘indicates a problem
with the quality and/or durability of the
selected material,’’ such that the
webbing ‘‘may not last as long as
necessary to protect children using the
restraint (including for second-hand
restraint use).’’ 71 FR 32858–32859.
The agency’s resolution of the Evenflo
petition is not controlling, as it was
based on dated considerations. Evenflo
Co., Inc.; Grant of Application for
Decision of Inconsequential
Noncompliance, 67 FR 21798 (May 1,
2002) (NHTSA Docket 2000–7818). Prior
to NHTSA’s 2006 amendments to
FMVSS No. 213, NHTSA granted an
inconsequentiality petition by Evenflo
regarding child restraint tether straps
that did not comply with the abrasion
test. The noncompliant webbing
retained 67.1 percent of its unabraded
strength. The child restraint
performance requirements in effect at
the time of this grant did not specify a
minimum breaking strength
requirement, and the agency, as it noted
in its decision, had come to believe that
the absence of such a requirement was
inappropriate. 67 FR 21799. The agency
6 See
DJG letter to NHTSA dated August 24, 2001.
the 2005 NPRM, the agency did propose
calculating the post-abrasion strength in this
manner, but, in the 2006 final rule, explicitly
declined to do so. Compare 70 FR 37734 with 71
FR 32858–32859.
7 In
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also noted that it planned to initiate
rulemaking to amend the standard.
During this time frame when the agency
had not resolved what strength would
be required, the agency considered the
Evenflo webbing in light of a version of
FMVSS Nos. 213 and 209 in effect from
1971 to 1979 that included a minimum
breaking strength requirement for child
seat webbing. Evenflo’s webbing would
have complied with this earlier
standard. The agency also considered
the results of dynamic testing, which
showed that the tensile strength of
abraded Evenflo tethers was greater than
the measured maximum tensile loads.
After the Evenflo petition was granted,
the agency initiated rulemaking to
amend FMVSS No. 213. In the NPRM,
the agency proposed to include a
minimum breaking strength requirement
for new (unabraded) tether webbing. 70
FR 37731. The agency also proposed
replacing the percent of unabraded
strength degradation requirement with a
minimum breaking strength requirement
for exposed webbing. 70 FR 37731.
However, in its final rule the agency
concluded that the proposed rule did
not sufficiently limit the degradation
rate of webbing material. Accordingly,
the final rule retained the percent of
unabraded strength degradation
requirement.
The agency now considers DJG’s
inconsequentiality appeal in light of its
safety concerns based on both the
strength of the unabraded webbing and
the percent of unabraded strength
degradation requirement. It is thus
inappropriate to apply the 1971–1979
version of the standard—which did not
specify a percent of strength
requirement based on the unabraded
webbing—because the agency has
concluded that exposed webbing should
be required to maintain a minimum
percentage of its unabraded strength. 71
FR 32858.
In any event, if DJG’s noncompliant
tethers were evaluated using the
reasoning laid out in the resolution of
the Evenflo petition, DJG’s
noncompliance would still not be
inconsequential to safety. There are
three main reasons for this.
First, DJG’s tether webbing is not
compliant if evaluated under the 1971–
1979 FMVSS No. 213. From 1971–1979,
FMVSS No. 213 required that child
restraint webbing meet the webbing
requirements for Type 3 seat belt
assemblies 8 specified in FMVSS No.
8 A Type 3 seat belt assembly was defined as ‘‘a
combination pelvic and upper torso restraint for
persons weighing not more than 50 pounds or 23
kilograms and capable of sitting upright by
themselves, that is children in the approximate age
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209. During this period, FMVSS No. 209
specified webbing breaking strength
requirements for various elements and
configurations of Type 3 seat belt
assemblies. FMVSS No. 213 required
that child restraint webbing meet the
post-abrasion strength requirement
contained in FMVSS No. 209 S4.2(d).
Section 4.2(d) specified that webbing
retain a post-abrasion strength of not
less than 75 percent of the minimum
breaking strength required of new
webbing for that particular type of belt
assembly.9 The minimum breaking
strength requirements were specified in
FMVSS No. 209 S4.2(b), which
specified different new webbing
minimum breaking strengths for each
element and configuration of Type 3
seat belt assembly. The most stringent of
these minimum breaking strength
requirements for new webbing was
17,793 N 10 and the agency referenced
this requirement in considering the
Evenflo petition. Multiplying the 75
percent post-abrasion strength
requirement with this most stringent
new webbing strength requirement
yields a post-abrasion strength
requirement of 13,345 N. Evenflo’s
tether—with an unabraded strength of
20,426 N, and an abraded strength of
13,706 N—met both the abraded and
unabraded strength requirements for
this most stringent Type 3 webbing
breaking strength under the 1971–1979
version of FMVSS No. 213.
DJG argues that its noncompliant
tethers should be evaluated using the
less stringent breaking strength
requirement for the Type 3 seat belt
configuration consisting of ‘‘webbing
connecting pelvic and upper torso
restraint to attachment hardware when
assembly has two or more webbing
connections.’’ S4.2(b) (1979). DJG notes
that since its noncompliant restraints
are not equipped with lower LATCH
anchors,11 they are secured to the
vehicle by means of both the tether and
vehicle safety belt, and that this less
range of 8 months to 6 years.’’ FMVSS No. 209 S3
(1979).
9 This specification of the post-abrasion strength
requirement—in terms of the minimum breaking
strength requirement—differs from the specification
set out in the versions of FMVSS No. 213 in effect
currently, and when DJG’s noncompliant webbing
was manufactured, which requires that postabrasion strength be calculated as a percentage of
the strength of the new (unabraded) webbing.
10 This was the requirement for a Type 3 seat belt
assembly with ‘‘webbing in seat back retainer and
for webbing connecting pelvic and upper torso
restraints to attachment hardware when assembly
has single webbing connection.’’ FMVSS No. 209
S4.2(b) (1979). The standard was 4000 pounds. The
conversion from pounds to Newtons is 1 pound
force = 4.448 N.
11 See FMVSS No. 213 S5.9(a) (2008); FMVSS No.
225 S9.1 (2008) et seq.
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513
stringent requirement is therefore
appropriate. The breaking strength
requirement for new webbing having
this Type 3 configuration was 3,000
pounds (13,345 N), and the postabrasion strength requirement was 75
percent of this, or 2,250 pounds (10,008
N). DJG concludes that since its
noncompliant tethers satisfy the less
stringent abraded and unabraded
strength requirements for this Type 3
configuration, the noncompliance is
inconsequential to safety.
While we do not agree that the old
Type 3 provisions are the appropriate
frame of reference, if one were
considered, the most stringent Type 3
requirement would be considered in
reviewing DJG’s restraint, as it was to
Evenflo’s. Since both Evenflo and DJG’s
noncompliant restraints pre-date
LATCH, neither is equipped with lower
anchors. See 49 CFR 571.225 S9.1 et
seq. The restraints at issue in both
petitions are therefore secured to the
vehicle in the same manner—by means
of the seat belt and tether. Since the
restraints are attached to the vehicle in
the same manner, a similar application
of the Evenflo analysis to DJG’s petition
would require that the same—more
stringent—strength requirement also be
applied. As noted earlier, the postabrasion strength requirement
associated with the most stringent Type
3 webbing requirement was 13,345 N.
Since the post-abrasion strength of DJG’s
tethers was only 10,903 N, they would
not satisfy the prior standard.
Second, the agency notes that while
Evenflo’s noncompliant restraints
retained 67 percent of their strength
after being subjected to the abrasion test,
DJG’s restraints retained only 55
percent. This is a significant difference.
Third, for Evenflo, the sled tests alone
were not sufficient to establish
inconsequentiality—it was only in
conjunction with the fact that the
Evenflo tether webbing surpassed the
previous requirements for Type 3
webbing in both the unabraded and
abraded condition.
The performance of DJG’s webbing is
also distinguishable from that of a Britax
restraint cited by DJG. DJG cited
information docketed in connection
with NHTSA’s rulemaking to add a
minimum breaking strength requirement
to FMVSS No. 213, which showed that
the webbing of at least one Britax child
restraint model had a lower postabrasion strength than DJG’s
noncompliant tethers. NHTSA–2005–
21243–0002 (Table 1). NHTSA notes
that the 2006 final rule amended
FMVSS No. 213 to include a minimum
breaking strength of 15,000 N for new
webbing used to secure a child restraint
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system to the vehicle (including the
tether and lower anchorages of a child
restraint anchorage system). In addition,
the 2006 final rule affirmed that
retaining control over webbing material
degradation rates is critical to ensure
sufficient webbing strength over time.
The Britax child restraint referenced by
DJG showed literally no signs of
degradation after being abraded, and
therefore does not present the same
degradation risks associated with the
subject DJG restraints. While the Britax
CRS complied with the standard in
effect at the time of manufacture, the
DJG CRS neither complied with the
standard in effect at the time of
manufacture nor does it comply with
the new requirements established in the
2006 Final Rule. The agency notes that
in the course of the rulemaking that
resulted in the 2006 Final Rule, the
agency looked at tether webbing
abrasion compliance test data for 20
child restraints. See NHTSA–2005–
21243–0002. The average strength for
new tether webbing was 17,153 N and
the median was 18,156 N. The average
strength for tether webbing after being
subjected to the abrasion test was 15,689
N and the median was 16,287 N. The
average percentage of strength retained
was thus 92 percent, and the median
was 96 percent. The noncompliant DJG
webbing retained only 55 percent of its
new webbing strength after the abrasion
test—the lowest retention percentage of
any of the 20 child restraints examined
in these compliance tests. A concern
with the DJG tether webbing is the high
degradation in its breaking strength after
the abrasion test. This lack of breaking
strength retention signals a distinct
probability that the webbing strength
would be insufficient throughout a
lifetime of use and therefore, may pose
a safety risk with long term usage.
Harness Webbing
The agency finds similarly
unpersuasive the arguments that DJG
reasserts from its original petition, as
well as its new arguments, regarding the
inconsequentiality of the harness
webbing noncompliance.
First, as to DJG’s disagreement with
NHTSA’s reliance on a carbon arc lamp
as provided by the standard, instead of
a xenon arc lamp which DJG now
prefers, NHTSA’s regulations require
and NHTSA’s position is that the carbon
arc light is to be used in exposure tests
for webbing materials. As noted earlier,
an inconsequentiality petition is not the
appropriate means for challenging
testing methodology. Nevertheless, as
NHTSA noted in its initial denial, the
use of xenon arc light, which is used in
weathering tests of glazing material
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under FMVSS No. 205, and is favored
by DJG, does not invalidate the use of
carbon arc light for webbing materials.
The xenon arc light has not been
evaluated adequately by the agency to
justify its use with respect to webbing
materials. The agency does not have
adequate testing information regarding
the effect of xenon arc light on different
webbing materials to develop an
appropriate test while ensuring
sufficient safety performance
requirements are maintained. It is
common for child restraint webbing to
be produced from polyester or nylon
materials. Preliminary studies of carbon
arc and xenon arc light exposure testing
of polyester and nylon webbing
materials conducted by NHTSA showed
that while carbon arc testing was more
severe (i.e., resulted in higher strength
degradation rates) for nylon webbing
materials as compared to xenon arc
testing, the opposite result was observed
for polyester webbing materials. NHTSA
can not simplistically conclude, as DJG
would have it, that xenon arc light
testing adequately assures safety.
Carbon arc testing is specified in the
standard and the agency continues to
adhere to the standard for evaluation of
webbing materials.12
Second, DJG’s reliance on sled test
results, which DJG refers to as dynamic
tests, is also unavailing. In the course of
the rulemaking that resulted in the 2006
rule, NHTSA looked at harness webbing
compliance test data for 109 child seats,
spanning several different
manufacturers and years. 70 FR 37735–
37736; Docket NHTSA–2005–21243–2.
The average strength for new harness
webbing was 13,519 N and the median
was 12,594 N. The average strength for
harness webbing after exposure to light
was 11,287 N and the median was
10,636 N. The average percentage of
strength retained was thus 83 percent,
and the median was 84 percent. The
noncompliant DJG harness webbing
retained only 37 percent of its new
webbing strength after exposure to light,
falling from a pre-exposure strength of
12,371 N to a post-exposure strength of
only 4,539 N. 60 percent was required.
Even more, the DJG harness webbing’s
37 percent retention was the lowest of
any of the 109 different child seats
examined in these compliance tests.
Docket NHTSA–2005–21243–2. DJG
offers dynamic test data at 30 mph. DJG
has not shown that this data supports its
contention that the noncompliant
12 DJG also argues that it is unable to purchase
carbon arc lamps meeting NHTSA requirements.
Carbon arc lights are available for purchase. One
supplier is Atlas Material Testing, 4114 North
Ravenswood Ave., Chicago, IL 60613.
PO 00000
Frm 00179
Fmt 4703
Sfmt 4703
harness webbing does not pose a
significant safety risk. Crucially, DJG’s
dynamic test analysis does not address
the agency’s concern with possible
further loss in webbing strength with
continued long term use. Moreover, DJG
does not describe the deceleration pulse
or measurement technique in the tests.
DJG’s argument that the noncompliant
webbing is virtually strong enough to
withstand crash forces even greater than
those generated in a 30 mph crash is
also flawed. DJG notes that the median
load measured in its 30 mph dynamic
tests (1,138 N) would yield a load of
approximately 4,552 N in a 60 mph test,
which is approximately the same as the
post-light exposure webbing strength.
DJG bases its 60 mph load calculations
on the median measured webbing load.
However, if the maximum measured
load (1,432 N) is instead used to
calculated the 60 mph-equivalent load,
the resulting load (5,728 N) is, in fact,
in excess of the post-exposure strength
of the noncompliant webbing.
DJG cites NHTSA’s granting of certain
petitions for inconsequential
noncompliance as supporting use of a
30 mph sled test. Those grants are not
controlling.
The first petition, from Evenflo (67 FR
21799) was previously discussed. This
petition was granted when safety
concerns were not as developed as they
are today (see discussion above). Also,
the agency’s grant focused on the fact
that the noncompliant Evenflo webbing
met the most stringent of the 1971–1979
Type 3 webbing strength requirements.
The second petition cited by DJG, also
from Evenflo, concerned a
noncompliance with the tether hook
dimensional requirements of FMVSS
No. 213. See 69 FR 39545. FMVSS No.
213 section 5.9(b) (2003) requires that
the height of the tether hook shall not
exceed 20 millimeters. The maximum
Evenflo tether hook height measured by
NHTSA was 20.38 millimeters. The
dimensional requirements were
intended to minimize the chances of
incompatibility between the seat and
the vehicle. 62 FR 7873. Evenflo
supported its petition with testing
evidence showing that actual users
would not have difficulty attaching the
tether hook to the anchorage, as well as
the results 30 mph dynamic test data to
show that there was no failure and the
slight noncompliance in the tether hook
dimension was inconsequential to
motor vehicle safety. DJG’s reliance on
the agency’s grant of the Evenflo
petition is unpersuasive because the two
noncompliances are dissimilar. There
was no concern that the noncompliant
Evenflo tether hook would degrade over
time; thus, Evenflo’s user test data, as
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well as the dynamic tests, sufficed to
demonstrate inconsequential
noncompliance. On the other hand, as
discussed previously, one of the
agency’s concerns with DJG’s
noncompliant harness webbing is that it
will further degrade over time so that its
strength would be insufficient to
withstand the forces in crashes. In
addition, the Evenflo noncompliance
involved a small—.38 millimeters, or 2
percent—dimensional difference
between the compliant and noncompliant equipment; in contrast, the
post-exposure strength of DJG’s harness
webbing was 23 percentage points less
than the required minimum.
The third petition relied on by DJG
came from Baby Trend regarding the
head foam compression-deflection
resistance (i.e., stiffness) in their rear
facing infant seat. 69 FR 59302 (October
4, 2004). Baby Trend’s head foam had a
measured stiffness of 0.3 pounds per
square inch. FMVSS No. 213 requires a
head foam stiffness of between 0.5 and
10 pounds per square inch. Prior to
NHTSA granting Baby Trend’s petition,
FMVSS No. 213 was amended to use a
CRABI test dummy to directly measure
Head Injury Criteria (HIC) in lieu of the
head foam stiffness test. Baby Trend
provided dynamic test data showing
compliance with the new FMVSS No.
213 dynamic test requirements using the
CRABI dummy. The noncompliance
was determined inconsequential to
safety. Thus, with the noncompliant
head foam, the child restraint would
comply with the requirement that
became effective after the date on which
Baby Trend’s noncompliant head foam
was manufactured. DJG’s harness
webbing, on the other hand,
manufactured in 2002, is not compliant
with FMVSS No. 213, as amended by
the 2006 final rule. This final rule
retained the percent-of-strength
requirement, while adding a minimum
breaking strength for new (unexposed)
webbing. DJG’s harness webbing does
not satisfy the percent-of-strength
requirement. Accordingly, DJG’s
petition is distinguishable from Baby
Trend’s petition.
Third, the argument advanced by DJG
in its supplemental submission of
December 26, 2008 that the strength of
the harness webbing on certain used
restraints shows that no safety problem
exists is also unavailing. This argument
essentially claims that the restraints are
not subject to the severe degradation
reflected in the compliance test; as such,
it challenges the validity of the test
methodology in the standard. However,
as noted earlier regarding the tether
webbing, a petition for rulemaking, not
an inconsequentiality petition, is the
VerDate Nov<24>2008
16:41 Jan 04, 2010
Jkt 220001
appropriate means for such an
argument. In any case, NHTSA has
examined this limited test data on four
restraints, and notes that although the
webbing was from the affected
population of noncomplying restraints,
the precise history of their use is
unknown. DJG did not provide evidence
showing that these restraints have seen
many years of exposure to sunlight.
Therefore, DJG’s data showing that the
harness webbing on these used
restraints retained more than the
minimum strength required by the
standard is not compelling evidence
that the noncompliance is
inconsequential to safety. DJG further
suggests that the fact that the strength of
the webbing on these used restraints
exceeds 60 percent of the new webbing
minimum breaking strength requirement
of 11,000 N in the 2006 regulation also
shows that the noncompliance is
inconsequential to safety. This argument
is similar to the argument DJG makes, in
connection with its tether webbing
appeal, that the standard adopted in
2006 instituted an ‘‘effective minimum’’
based on the minimum breaking
strength requirement for new webbing.
As discussed in detail above, the agency
finds this argument unpersuasive.
Fourth, DJG’s assertion that the
noncompliance is inconsequential to
safety because the post-exposure
strength of its webbing was higher than
that of certain Safeline child restraints
that did comply with the exposure test,
is similarly not persuasive. These
Safeline restraints, manufactured from
2000–2002, had harness webbing postexposure strengths ranging from 4,005 N
to 5,563 N, and strength retentions
between 62 percent to 81 percent. See
Docket NHTSA–2005–21243–002. These
restraints were required to comply with
the version of FMVSS No. 213 in effect
at the time these restraints were
manufactured. As discussed previously,
the version of FMVSS No. 213 in effect
from 2000–2002 did not have a
minimum breaking strength requirement
for new webbing. Accordingly, these
Safeline restraints complied with the
standard because they retained at least
60 percent of their strength after being
exposed to light, even though the
strength of the new webbing was
relatively low—and, would have been
too low to have complied with the
minimum breaking strength requirement
that was added to the standard in 2006.
DJG points out that the post-exposure
strength of its webbing was greater than
the post-exposure strength of the
Safeline webbing, and goes on to argue
that the Safeline webbing was compliant
because it had a low initial breaking
strength. DJG cites this result as
PO 00000
Frm 00180
Fmt 4703
Sfmt 4703
515
confirmation of its argument that the
noncompliance of its harness webbing is
inconsequential to safety. NHTSA does
not find this argument persuasive. As
discussed above, the 2006 rulemaking
codified and highlighted the agency’s
two concerns regarding webbing
strength—that it be sufficiently strong
when new, and suffer limited
diminution in strength after being
exposed to environmental conditions
such as light and abrasion. DJG’s
comparison of its noncompliant
webbing to Safeline’s compliant
webbing addresses the agency’s concern
that new webbing be sufficiently strong,
but does not address the agency’s
concerns about the degradation of DJG’s
webbing. While DJG points out that the
Safeline webbing had a low initial
breaking strength and that the postexposure strength of its webbing was
greater than that of Safeline’s, this
argument does not address NHTSA’s
concern that the extremely high
degradation rate of DJG’s webbing—
almost double that of the Safeline
webbing—indicates that the webbing
strength could be insufficient
throughout a lifetime of use and expose
child occupants to a risk that increased
with long-term usage. While it is true
that the strength of the unexposed
Safeline webbing would not comply
with FMVSS No. 213 as amended in
2006, the fact that another
manufacturer’s webbing complied with
a standard that the Agency later
determined to insufficiently protect
against certain safety risks does not
excuse DJG’s noncompliance. This is
especially true when the amended
version of the standard re-affirms the
requirement—namely, the postexposure percent-of-strength
requirement—with which DJG’s
webbing was noncompliant.
Finally, as discussed above, the
agency finds that the absence of
consumer complaints is insufficient
evidence of an inconsequential effect on
safety of the webbing.
VII. Conclusion
After carefully considering the
arguments presented on this matter,
NHTSA has decided that the petitioner
has not met its burden of persuasion in
establishing that the noncompliances
described are inconsequential to motor
vehicle safety. Accordingly, Dorel
Juvenile Group’s appeal of NHTSA’s
decision on its inconsequential
noncompliance petitions is hereby
denied. This decision constitutes final
agency action, and the petitioner has no
further administrative review of
NHTSA’s denial.
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Federal Register / Vol. 75, No. 2 / Tuesday, January 5, 2010 / Notices
(Authority: 49 U.S.C. 30118, 30120;
delegations of authority at 49 CFR 1.50 and
501.8).
Issued on: December 30, 2009.
Ronald L. Medford,
Acting Deputy Administrator.
[FR Doc. E9–31334 Filed 1–4–10; 8:45 am]
BILLING CODE 4910–59–P
DEPARTMENT OF TRANSPORTATION
Surface Transportation Board
[STB Docket No. AB–290 (Sub-No. 311X)]
srobinson on DSKHWCL6B1PROD with PROPOSALS
Norfolk Southern Railway Company—
Petition for Exemption—in Baltimore
City and Baltimore County, MD
On December 16, 2009, Norfolk
Southern Railway Company (NSR) filed
with the Surface Transportation Board a
petition under 49 U.S.C. 10502 for
exemption from the provisions of 49
U.S.C. 10903 to abandon its rail freight
operating rights and freight service
operations over a 13.26-mile dead-end
segment (‘‘Line’’) of a line of railroad
commonly known in recent years as the
Cockeysville Industrial Track (‘‘CIT’’).
The Line is located between railroad
milepost UU–1.00 (located just north of
Wyman Park Drive, formerly Cedar
Avenue) and the end of the CIT line
south of the bridge at railroad milepost
UU–15.44 in the City of Baltimore and
in Baltimore County, MD.
In addition to an exemption from the
prior approval requirements of 49 U.S.C.
10903, NSR seeks exemption from 49
U.S.C. 10904 [offer of financial
assistance procedures] and 49 U.S.C.
10905 [public use conditions]. In
support, NSR states that, following
abandonment of the freight service
operating rights and freight service
operations, the Line will remain in use
for a public purpose as a passenger rail
transit line of railroad operated by the
Maryland Transportation
Administration (MTA) and owned by
the Maryland Department of
Transportation (MDOT). This request
will be addressed in the final decision.
The line does not contain Federally
granted rights-of-way. Any
documentation in NSR’s possession
concerning this matter will be made
available promptly to those requesting
it.
The interest of railroad employees
will be protected by the conditions set
forth in Oregon Short Line R. Co.–
Abandonment–Goshen, 360 I.C.C. 91
(1979).
By issuing this notice, the Board is
instituting an exemption proceeding
pursuant to 49 U.S.C. 10502(b). A final
decision will be issued by April 5, 2010.
VerDate Nov<24>2008
16:41 Jan 04, 2010
Jkt 220001
Any offer of financial assistance
(OFA) under 49 CFR 1152.27(b)(2) will
be due no later than 10 days after
service of a decision granting the
petition for exemption. Each OFA must
be accompanied by a $1,500 filing fee.
See 49 CFR 1002.2(f)(25).
All interested persons should be
aware that, following abandonment of
rail service and salvage of the line, the
line may be suitable for other public
use, including interim trail use.1 Any
request for a public use condition under
49 CFR 1152.28 or for trail use/rail
banking under 49 CFR 1152.29 will be
due no later than [20 DAYS AFTER
SERVICE DATE]. Each trail use request
must be accompanied by a $250 filing
fee. See 49 CFR 1002.2(f)(27).
All filings in response to this notice
must refer to STB Docket No. AB–290
(Sub-No. 311X), and must be sent to: (1)
Surface Transportation Board, 395 E
Street, SW., Washington, DC 20423–
0001; and (2) James R. Paschall, Senior
General Attorney, Norfolk Southern
Railway Corporation, Three Commercial
Place, Norfolk, VA 23510. Replies to
NSR’s petition are due on or before [20
DAYS AFTER SERVICE DATE].
Persons seeking further information
concerning abandonment procedures
may contact the Board’s Office of Public
Assistance, Governmental Affairs, and
Compliance at (202) 245–0238 or refer
to the full abandonment or
discontinuance regulations at 49 CFR
part 1152. Questions concerning
environmental issues may be directed to
the Board’s Section of Environmental
Analysis (SEA) at (202) 245–0305.
Assistance for the hearing impaired is
available through the Federal
Information Relay Service (FIRS) at
1–800–877–8339.
An environmental assessment (EA) (or
environmental impact statement (EIS), if
necessary) prepared by SEA will be
served upon all parties of record and
upon any agencies or other persons who
commented during its preparation.
Other interested persons may contact
SEA to obtain a copy of the EA (or EIS).
EAs in these abandonment proceedings
normally will be made available within
60 days of the filing of the petition. The
deadline for submission of comments on
the EA will generally be within 30 days
of its service.
This action will not significantly
affect either the quality of the human
environment or the conservation of
energy resources.
1 In the petition, NSR states that it does not have
a sufficient property interest in the right-of-way that
NSR could convey to a third party for additional
public use. NSR therefore claims that the Line’s
right-of-way property is not suitable for additional
public use.
PO 00000
Frm 00181
Fmt 4703
Sfmt 4703
Decided: December 24, 2009.
By the Board.
Rachel D. Campbell,
Director, Office of Proceedings.
Andrea Pope-Matheson,
Clearance Clerk.
[FR Doc. E9–31041 Filed 1–4–10; 8:45 am]
BILLING CODE 4915–01–P
DEPARTMENT OF TRANSPORTATION
Surface Transportation Board
[STB Docket No. AB–290 (Sub-No. 311X)]
Norfolk Southern Railway Company—
Petition for Exemption—in Baltimore
City and Baltimore County, MD
On December 16, 2009, Norfolk
Southern Railway Company (NSR) filed
with the Surface Transportation Board a
petition under 49 U.S.C. 10502 for
exemption from the provisions of 49
U.S.C. 10903 to abandon its rail freight
operating rights and freight service
operations over a 13.26-mile dead-end
segment (‘‘Line’’) of a line of railroad
commonly known in recent years as the
Cockeysville Industrial Track (‘‘CIT’’).
The Line is located between railroad
milepost UU–1.00 (located just north of
Wyman Park Drive, formerly Cedar
Avenue) and the end of the CIT line
south of the bridge at railroad milepost
UU–15.44 in the City of Baltimore and
in Baltimore County, MD.
In addition to an exemption from the
prior approval requirements of 49 U.S.C.
10903, NSR seeks exemption from 49
U.S.C. 10904 (offer of financial
assistance Procedures) and 49 U.S.C.
10905 (public use conditions). In
support, NSR states that, following
abandonment of the freight service
operating rights and freight service
operations, the Line will remain in use
for a public purpose as a passenger rail
transit line of railroad operated by the
Maryland Transit Administration (MTA)
and owned by the Maryland Department
of Transportation (MDOT). This request
will be addressed in the final decision.
The line does not contain federally
granted rights-of-way. Any
documentation in NSR’s possession
concerning this matter will be made
available promptly to those requesting
it.
The interest of railroad employees
will be protected by the conditions set
forth in Oregon Short Line R. Co.—
Abandonment—Goshen, 360 I.C.C. 91
(1979).
By issuing this notice, the Board is
instituting an exemption proceeding
pursuant to 49 U.S.C. 10502(b). A final
decision will be issued by April 5, 2010.
E:\FR\FM\05JAN1.SGM
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Agencies
[Federal Register Volume 75, Number 2 (Tuesday, January 5, 2010)]
[Notices]
[Pages 507-516]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-31334]
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
National Highway Traffic Safety Administration
[Docket No. NHTSA-2008-0132]
Dorel Juvenile Group; Denial of Appeal of Decision on
Inconsequential Noncompliance
Dorel Juvenile Group (DJG or Cosco), of Columbus, Indiana, has
appealed a decision by the National Highway Traffic Safety
Administration (NHTSA) that denied its petitions for determinations
that the noncompliance of the tether and harness webbing in some child
restraint systems (CRS) that it manufactured and sold with Federal
Motor Vehicle Safety Standard (FMVSS) No. 213, ``Child Restraint
Systems,'' is inconsequential to safety. DJG had applied to be exempt
from the notification and remedy (collectively, recall) requirements of
49 U.S.C. Chapter 301--``Motor Vehicle Safety'' (Vehicle Safety Act).
This notice announces and explains our denial of DJG's appeal.
I. Webbing Strength Requirements of FMVSS No. 213
FMVSS No. 213, S5.4.1(a) \1\ requires that the webbing of belts
provided with a child restraint system, after being subjected to
abrasion as specified in S5.1(d) or S5.3(c) of FMVSS No. 209, ``Seat
Belt Assemblies,'' have a breaking strength of not less than 75 percent
of the strength of the unabraded webbing when tested by the procedure
specified in S5.1(b) of FMVSS No. 209. The test is referred to as an
abrasion test and the requirement is referred to as a percent-of-
strength requirement.
---------------------------------------------------------------------------
\1\ Throughout this Notice, references to FMVSS No. 213 are,
unless otherwise noted, based on the version of the standard in
effect at the time DJG manufactured the child restraints with the
noncompliant webbing.
---------------------------------------------------------------------------
FMVSS No. 213, S5.4.1(b) requires that the webbing of belts
provided with a child restraint system shall meet the requirements of
S4.2(e) of FMVSS No. 209, which requires a breaking strength of not
less than 60 percent of the strength before exposure to carbon arc
light when tested by the procedure specified in S5.1(e) of FMVSS No.
209. The test is referred to as a light exposure test and the
requirement is referred to as a percent-of-strength requirement.
Webbings used in child restraints may deteriorate from abrasion or
exposure to sunlight or both. When they deteriorate, they lose
strength. A webbing with insufficient strength will not restrain a
child in a crash. The purpose of both the abrasion and light exposure
requirements is to ``ensure the safe performance of the belts and
associated hardware used to attach the child restraint to the
vehicle.'' Child Restraint Systems; Seat Belt Assemblies and
Anchorages: Proposed Rulemaking and Invitation for Applications for
Financial Assistance, 43 FR 21470, 21475 (May 18, 1978) (Docket No. 74-
9). The purpose of FMVSS No. 213 is to ``reduce the number of children
killed or injured in motor vehicle crashes.'' 49 CFR 571.213 S2.
II. The Noncompliance
The noncompliant tether webbing \2\ on certain DJG child restraints
failed to meet the percent-of-strength requirement of FMVSS No. 213
when subjected to the abrasion test. The tether webbing had an initial
strength of 19,803 Newtons (N), and a post-abrasion strength of 10,903
N. The tether webbing thus retained only 55 percent of its new webbing
strength; 75 percent is required by the standard. Affected are a total
of 39 models and 3,957,826 units, manufactured between January 2000 and
September 30, 2001.
---------------------------------------------------------------------------
\2\ ``Tether webbing'' refers to the strip of fabric that is
secured to the seat back of a CRS, and is connected to a tether hook
that transfers the load from the CRS to the tether anchorage.
---------------------------------------------------------------------------
The noncompliant harness webbing on certain DJG child restraints
failed to meet the percent-of-strength requirement of FMVSS No. 213
when exposed to a carbon arc light. Upon testing, the new harness
webbing had a strength of 12,371 N, and the light-exposed webbing a
strength of 4,539 N. The harness webbing thus retained only 37 percent
of its new webbing strength; 60 percent is required by the standard. A
total of 14 models and 54,400 units, manufactured between March 15,
2002 and August 1, 2002, are affected by this non-compliance.
[[Page 508]]
III. DJG's Inconsequentiality Petitions, Subsequent Rulemaking and
NHTSA's Denial
1. DJG's Petitions
DJG petitioned for relief from the recall provisions of the Vehicle
Safety Act with respect to both the tether webbing noncompliance and
the harness webbing noncompliance. See 49 U.S.C. 30118(d), 30120(h); 49
CFR part 556. NHTSA published receipt of DJG's applications for
determination of inconsequential non-compliance regarding the tether
webbing and the harness webbing on July 30, 2002 and December 3, 2002,
in the Federal Register (67 FR 49387 and 67 FR 72025, respectively).
DJG argued that the noncompliance of the tether webbing was
inconsequential to safety because the absolute strength of the abraded
webbing was sufficiently high. DJG also argued that the abrasion test
in effect at the time the tethers were manufactured was flawed: Since
it lacked a minimum breaking strength requirement, webbing with a
relatively low unabraded strength was subject to a correspondingly low
abraded strength requirement, while webbing with a relatively high
unabraded strength--such as that in child restraints manufactured by
DJG--was subject to a proportionately higher post-abrasion strength
requirement. Thus, DJG argued that the noncompliance with the abrasion
test was inconsequential because, even though the abraded webbing
retained only 55 percent of the strength of the new webbing, the post-
abrasion strength was nonetheless adequate due to the relatively high
strength of the new webbing. To support this contention, DJG argued
that the strength of the abraded webbing (10,903 N) exceeded the anchor
strength requirements of FMVSS No. 225, Child Restraint Anchorage
Systems (5,296 N). DJG further argued that testing, both by it and in
connection with the FMVSS No. 225 rulemaking, demonstrated that the
strength of the abraded webbing exceeded both the loading on tethers
observed in dynamic testing (between 3,400 N and 5,800 N) and the
tether assembly break strength as determined in tensile strength tests
(about 9,800 N). DJG asserted that, since the design of the tether
assembly uses two belt slides that act as a manual adjuster, the tether
strap is not exposed to abrasion in ordinary and reasonably foreseeable
use.
With respect to the harness webbing noncompliance, DJG again argued
that the absence of a minimum strength requirement in the exposure test
penalized manufacturers of child restraints with webbing with a high
pre-exposure strength. DJG argued that the noncompliance of its webbing
was inconsequential to safety because the strength of the webbing, even
after exposure, exceeded the loads observed in dynamic tests. DJG
maintained that the absence of a minimum strength requirement would
allow manufacturers to produce compliant webbing with low pre-exposure
strength. DJG also asserted that while the webbing was noncompliant
when exposed to carbon arc light filtered by a Corex-D filter, the
webbing was compliant when exposed to xenon arc light.\3\ DJG argued
that carbon arc light does not have the same spectral characteristics
as sunlight and delivers excessive relative photon energy to the test
specimen in the ultraviolet and low visual spectrum which is more
damaging than natural sunlight. However, it noted that xenon arc light
systems more closely resemble natural sunlight characteristics. DJG
also contended that carbon arc light systems are now obsolete since
they have been replaced by xenon arc systems.
---------------------------------------------------------------------------
\3\ DJG also argued that the webbing was compliant when exposed
to carbon arc light filtered by a soda-lime glass filter, but does
not reassert this argument on appeal.
---------------------------------------------------------------------------
With respect to the first petition, one comment was received from
Advocates for Highway and Auto Safety (Advocates) in support of a
minimum breaking strength requirement. With respect to the second
petition, no comments were received.
2. The 2006 Rule
NHTSA gave considerable attention to the statements and comment
suggesting a minimum breaking strength requirement. In 2005, NHTSA
initiated a rulemaking with respect to minimum breaking strength for
webbing in child restraints. In 2006, NHTSA published a final rule that
amended FMVSS No. 213 to include a minimum breaking strength of 15,000
N for new webbing used to secure a child restraint system to the
vehicle (including the tether and lower anchorages of a child restraint
anchorage system). Child Restraint Systems; Final Rule, 71 FR 32855
(June 7, 2006), codified at 49 CFR 571.213 S5.4.1.2(a). NHTSA noted
that without a specified initial breaking strength requirement, the
percentage-of-strength requirement alone did not provide an effective
floor for acceptable performance. 71 FR 32858; see 49 CFR 571.213
S5.4.1.2(b). The rule maintained the minimum percentage-of-strength of
new webbing requirement, as a means of limiting degradation. 71 FR
32858. The agency concluded that ``[a]n excessive degradation rate
(e.g., over 25% when subjected to the abrasion test) indicates a
problem with the quality and/or durability of the selected material.''
71 FR 32858. The agency expressed its desire to prevent the use of
webbing that degraded more than 25 percent when abraded, or 40 percent
when exposed to light, because it may not last as long as necessary to
protect children using the restraint (including for second-hand
use).\4\
---------------------------------------------------------------------------
\4\ Information available at the time of a decision on an
inconsequentiality petition may be considered in making the
decision; this includes information in rulemakings that post dated
the violation. However, the motor vehicle equipment would not be in
violation of a rule that was adopted after the equipment was
manufactured.
---------------------------------------------------------------------------
3. NHTSA's Decision on Dorel's Inconsequentiality Petitions
On July 18, 2008, NHTSA published a notice in the Federal Register
denying both of DJG's petitions (73 FR 41397), stating that the
petitioner had not met its burden of persuasion that the noncompliances
were inconsequential to motor vehicle safety. In its denial of the
petitions, NHTSA noted that at the time of receiving these petitions,
NHTSA had undertaken a rulemaking to consider whether to amend FMVSS
No. 213 to require a minimum breaking strength for CRS webbing. NHTSA
had postponed final determinations on these petitions in order to
obtain the benefit of public comments responding to the proposed
breaking strength requirements. After completing this rulemaking
action--specifying both a minimum breaking strength and a percentage-
of-strength retention after abrasion and light exposure (discussed
above)--NHTSA addressed these two DJG petitions for determination of
inconsequential noncompliance.
In its denial of the petition relating to the tether webbing, NHTSA
explained that both the unabraded webbing strength and the degradation
rate requirements are important from a safety perspective. NHTSA stated
that the lack of sufficient breaking strength retention after the
abrasion test signals a distinct probability that the webbing strength
would be insufficient throughout a lifetime of use. The high
degradation rate of the DJG tether webbing meant that, over time, the
webbing could abrade to the point where the webbing strength is lower
than the tether anchor strength, providing for an unsafe connection to
the vehicle. NHTSA also noted that, under the 2006 rule, the minimum
strength for new webbing is 15,000 N. That rule did not change the 75
percent strength retention requirement.
[[Page 509]]
In its denial of the petition relating to the harness webbing,
NHTSA stated that DJG's concern that under a standard that lacks a
specific minimum strength requirement, manufacturers could produce
webbing with very low after-exposure strength if the pre-exposure
strength was also low, was theoretical; NHTSA also noted that minimum
breaking strengths were added to the standard in 2006. NHTSA also
stated that carbon arc light filtered by a soda-lime glass is not in
accordance with FMVSS No. 213 requirements and is not appropriate for
light exposure testing of nylon webbing. Requirements for carbon arc
light exposure testing with a soda-lime glass filter are clearly
specified only for polyester materials. NHTSA also stated that its
rulemaking to use xenon arc light for weathering tests of glazing
material does not mean that the carbon arc is not indicative of the
sunlight spectral power distribution or that it produces invalid
weathering results for webbing materials. In response to DJG's argument
regarding dynamic testing, NHTSA pointed out that the test conditions
in FMVSS No. 213 reflect the concern that child restraint systems will
withstand even the most severe crashes which are well above 30 mph.
Therefore, DJG's assertion was not persuasive evidence of the
noncompliance being inconsequential to safety.
IV. DJG's Appeal
On August 1, 2008, DJG appealed NHTSA's denials of both petitions.
Notice of the appeal with an opportunity for comment was published in
the Federal Register on Wednesday, November 26, 2008 (73 FR 72111).
Tether Webbing
In its appeal, DJG reiterates the arguments it made in its initial
petition that the strength of the abraded webbing is sufficiently
higher than reasonably foreseeable crash forces, since the strength of
the abraded webbing exceeded both the loading on tethers observed in
dynamic testing and the break strength of the tether assembly
(particularly the tether hook) as determined in tensile strength tests.
DJG's appeal goes on to note that NHTSA's initial decision relied on a
concern that the webbing might not retain sufficient strength
throughout a lifetime of use. DJG makes several arguments in response
to this concern.
DJG argues that NHTSA has recognized that a child restraint system
should not be used beyond its useful life and that a NHTSA Tip (as well
as a Juvenile Products Manufacturers Association guideline) for the
useful life of child restraints is 6 years. DJG notes that most of the
noncompliant CRSs are already beyond this useful life given the passage
of time between the filing of DJG's petition and the denial decision.
DJG further points out that there have been no complaints of tether
webbing degradation or failure in crashes. Accordingly, it asserts,
since the purpose of the regulation is to protect children throughout
the useful life of the restraint, this performance demonstrates that it
has been adequate. Moreover, DJG argues that this performance resolves
NHTSA's concern.
DJG also asserts that the noncompliance is inconsequential to
safety because the degradation allowed for CRS webbing is identical to
that for vehicle seat belts, even though, DJG argues, vehicle seat
belts are expected to last longer and are subject to more use than is
CRS webbing. DJG claims that the vehicle seat belt assembly is expected
to last the life of the vehicle which, DJG asserts, is up to twice as
long as the useful life of a CRS. DJG also maintains that the tether
webbing is subject to less-frequent use than is seat belt webbing,
because there will always be a driver when a CRS is used in a vehicle,
but the reverse is not true. DJG argues that this is particularly true
in the case of the convertible restraints at issue in its appeal, where
the tether is not used when the restraint is installed in the rear-
facing position or when used as a booster seat. DJG concludes, based on
these arguments, that it is unreasonable for the agency to conclude
that the noncompliant tether webbing creates a consequential safety
risk because it ``degrades somewhat more than 75 percent'' in the
abrasion test.
Next, DJG argues that, in everyday use, the noncompliant webbing is
not subject to the severe abrasion simulated in the test. DJG provides
tether webbing strength data for a small sample of compliant and
noncompliant used child restraints showing that the tether webbing
strength after 6 to 8 years of use ranges from 82.4 to 99.6 percent of
initial breaking strength. DJG argues that these test results show that
the tether webbing from compliant and noncompliant child restraints
performed comparably, and demonstrate that NHTSA need not be concerned
about degradation. In addition, on December 26, 2008, DJG submitted
supplemental data from eight used noncompliant child restraints (8-9
years old) that showed that tether strength, after being used in the
field, ranged from 15,168 N (3,410 pounds) to 19,038 N (4,280 pounds)
(76.6 to 96.1 percent of new tether webbing strength). DJG argues that
the strength of these used tethers is greater than the current minimum
breaking strength requirement of 15,000 N for new tether webbing. DJG
also argues that the location and two-belt slide design of the tether
guarantee that it is not exposed to abrasion in ordinary and reasonably
foreseeable use.
DJG also contends that the noncompliance does not significantly
increase the risk of harm to children in crashes, compared to compliant
webbing, because the post-abrasion strength of the non-compliant
webbing is just 3 percent below what DJG argues is the ``effective
minimum'' required by the current standard. The revision of FMVSS No.
213, effective September 2007, requires that new (unabraded) webbing
have a minimum breaking strength of at least 15,000 N. DJG argues that
75 percent of 15,000 implies what DJG terms an ``effective minimum'' of
11,250 N. DJG further argues that since the tether's post-abrasion
strength (10,903 N) is just 3 percent less than this ``effective
minimum,'' the noncompliance is inconsequential to safety.
Then, DJG maintains that its petition is analogous to an
inconsequentiality petition for tether webbing that degraded on certain
Evenflo child restraints that NHTSA did grant. DJG states that the
Evenflo grant was based on both dynamic testing and a favorable
evaluation of the webbing under the regulations in effect from 1971-
1979 for a Type 3 belt. DJG argues that its petition was supported with
similar dynamic test data demonstrating that the noncompliant tether
webbing exceeded measured maximum tensile loads in dynamic testing. DJG
also argues that the webbing would have satisfied the prior version of
NHTSA's regulations for a Type 3 belt.
Finally, DJG asserts that compliance test results in connection
with NHTSA's rulemaking on minimum breaking strength requirements
(docket no. NHTSA-2005-21243-0002) demonstrate that DJG's tether
webbing post-abrasion breaking strength was higher than the post-
abrasion breaking strength for at least one Britax model in the
marketplace at the time. DJG asserts that since this Britax webbing
complied with the FMVSS No. 213 requirements, its noncompliant tether
webbing with a post-abrasion tether breaking strength of more than two
times that of the Britax webbing poses no safety risk.
Harness Webbing
DJG also argues that the harness webbing noncompliance is
inconsequential to safety.
First, DJG argues that a xenon arc lamp is a better surrogate of
sunlight
[[Page 510]]
exposure than a carbon arc lamp, and that the carbon arc lamp is
obsolete. DJG argues that while the webbing (made of nylon fabric) was
noncompliant when exposed to carbon arc light filtered by a Corex-D
filter (tested according to the standard's specifications), the harness
webbing retained 93.5 percent of its initial breaking strength when it
was exposed to a xenon arc lamp for 300 hours (3 times longer than that
required by the standard). DJG also notes that FMVSS No. 205 specifies
a xenon arc lamp to test glazing materials, and notes NHTSA's
discussion of the use of xenon arc lamps in this context.
Second, DJG asserts that the breaking strength of its light-exposed
harness webbing exceeded the corresponding harness loads in 30 mph sled
tests. The median dynamic load in the 30 mph sled tests was 1,138 N,
which DJG estimates corresponds to a load of 4,552 N in a 60 mph crash.
DJG argues that this is virtually identical to the breaking strength of
the exposed DJG webbing (4,539 N), and no child restraint is expected
to afford protection in a 60 mph crash. DJG states that while NHTSA's
initial decision stated that a 30 mph test is not indicative of the
upper limit of safety, NHTSA granted three separate petitions in which
a 30 mph dynamic test was wholly, or in part, stated as a reason for
granting the petition.
Third, on December 26, 2008, DJG provided supplemental data from
four used noncompliant child restraints showing that the harness
webbing strength, after real world use, ranged from 8,665 N (1,948
pounds) to 11,000 N (2,473 pounds). DJG notes that all these values
exceed 60 percent of the breaking strength of the original new harness
webbing. DJG also references the 2006 rule's minimum breaking strength
for new webbing and states that a post-exposure strength of 60 percent
of this is allowable. DJG argues that this data shows that no safety
problem exists.
Fourth, DJG maintains that its post-exposure webbing strength is
greater than that of compliant Safeline webbing, which had low initial
breaking strength. (NHTSA Docket 2005-21243-0002, Table 4). DJG argues
that its webbing cannot pose a consequential risk to safety if webbing
with a lower post-exposure strength is compliant.
Fifth, DJG argues that NHTSA's concerns about degradation are
belied by an absence of consumer complaints.
V. Comments Submitted on the Notice of Appeal
In response to DJG's appeal, Joe Colella of Traffic Safety Projects
commented that requiring the repair of child restraints that were
manufactured more than 6 years ago conflicts with the consistent
educational messaging that NHTSA and other organizations try to
maintain regarding the use of older child restraints. NHTSA includes on
its website a recommendation developed by child restraint manufacturers
that a second-hand child safety restraint is recommended for use only
if it is less than 6 years old. According to Mr. Colella, requiring the
repair of these affected seats would potentially keep them in use for
several more years, which the commenter believes could place child
occupants at increased risk of injury. Mr. Colella also reiterates the
comment made by Advocates, and states that NHTSA should fully evaluate
whether there are real safety implications for the actual abraded or
exposed webbing.
VI. NHTSA's Consideration of DJG's Inconsequentiality Petition
A. General Principles
Manufacturers may not sell motor vehicles or equipment unless they
comply with the applicable motor vehicle safety standards. 49 U.S.C.
30112(a)(1). Manufacturers whose products fail to comply with these
standards are normally required to conduct a safety recall under which
they must notify owners, purchasers, and dealers of the noncompliance
and provide a remedy without charge. 49 U.S.C. 30118-30120. A
manufacturer may, however, petition for exemption from these
notification and remedy requirements on the grounds that the
noncompliance is inconsequential to motor vehicle safety. 49 U.S.C.
30118(d); 30120(h); 49 CFR 556.4(a). The petitioner bears the burden of
demonstrating that the noncompliance is inconsequential to safety. See
General Motors Corp; Ruling on Petition for Determination of
Inconsequential Noncompliance, 69 FR 19897 (April 14, 2004) (NHTSA
2002-12366). NHTSA must publish a notice of the petition in the Federal
Register and allow an opportunity for members of the public to present
information, views, and arguments on the petition. Sec. 556.5. An
absence of opposing argument and data, however, does not require the
agency to grant the petition. General Motors Corp, 69 FR 19899.
In order to demonstrate inconsequentiality, the petitioner must
demonstrate that the noncompliance ``do[es] not create a significant
safety risk.'' Cosco, Inc.: Denial of Application for Decision of
Inconsequential Noncompliance, 64 FR 29408, 29409 (June 1, 1999)
(NHTSA-98-4033). The relevant issue is whether an occupant who is
affected by the noncompliance is likely to be exposed to a
significantly greater risk than an occupant using a compliant vehicle
or equipment. GM Corp., 69 FR 19900; Cosco, Inc., 64 FR 29409. The
number or percentage of vehicles or equipment affected by the
noncompliance is not relevant to the issue of consequentiality. GM
Corp., 69 FR 19900; Cosco, Inc., 64 FR 29409. Further, a
consequentiality petition is not the appropriate means to challenge the
methodology of a specific test specified in a FMVSS, or to argue that
the specified test is unreasonable because of a low likelihood of
encountering, in actual use, the problem the test is designed to
prevent. Int'l Truck and Engine Corp.; Denial of Application for
Inconsequential Noncompliance, 68 FR 20043, 20044 (April 23, 2003)
(NHTSA 2002-12005). The appropriate venue for such arguments is a
petition for rulemaking to amend the current safety standard. Id.
The agency rarely grants inconsequentiality petitions for
noncompliance with performance standards. GM Corp., 69 FR 19899 (and
decisions cited therein). See also Cosco, Inc., 64 FR 29408. In GM
Corp. the agency denied, in part, an inconsequentiality petition by GM
regarding non-compliance with FMVSS No. 209. There, a number of models
of seat belt retractors did not comply with the performance
requirements pertaining to emergency locking. GM supported its petition
with a risk analysis--which estimated that very few occupants would be
exposed to noncomplying equipment--and with the results of dynamic
tests. Id. at 19899. The agency found that the risk analysis was not
compelling because ``the percentage of potential occupants that could
be adversely affected by a noncompliance is irrelevant'' to the
inconsequentiality analysis. Id. at 19900. The agency did, however,
consider the dynamic test data provided by GM. GM used the tests to
evaluate the safety-related performance of the compliant and
noncompliant retractors. The agency found that for one class of
vehicles in which certain noncompliant retractors were installed, there
were extremely small differences between the compliant and noncompliant
retractors with respect to seat belt payout and locking time. Since the
noncompliant retractors did not expose a vehicle occupant to a
significantly greater risk, the agency granted the petition with
respect to retractors in that class of vehicles. However, for other
retractors
[[Page 511]]
in a different class of vehicles, there was a significant difference in
the performance of the compliant and noncompliant retractors.
Accordingly, the agency denied the petition with respect to retractors
installed in that class of vehicles.
B. Assessment of DJG's Arguments in Support of Its Petitions
The agency has determined that DJG has not met its burden of
persuasion that the noncompliances are inconsequential to safety. The
agency is thus denying the appeals with respect to both the tether and
harness webbing. The agency's reasons for the denial of each appeal are
discussed below.
Tether Webbing
The agency finds that the arguments DJG reasserts from its original
petition, as well as its new arguments, are unpersuasive.
DJG argues that the strength of the abraded webbing is sufficiently
higher than reasonably foreseeable crash forces, since the strength of
the abraded webbing as measured after the abrasion test exceeded both
the loading on tethers observed in dynamic testing, and the break
strength of the tether assembly (particularly the tether hook) as
determined in tensile strength tests. DJG's argument amounts to an
assertion that from a safety perspective, all that matters is whether
webbing that has been subjected to the abrasion test is stronger than
some minimum strength. This approach is inconsistent with the two-
faceted regulatory structure that NHTSA adopted in the 2005-2006
rulemaking.
In the 2005-2006 rulemaking that amended FMVSS No. 213, NHTSA
explicitly considered--and ultimately rejected--DJG's approach. The
2005 NPRM proposed amending FMVSS No. 213 so that webbing, before and
after abrasion, would have to meet or exceed specified minimum breaking
strengths. 70 FR 37732, 37739. As specified in the proposed rule, the
regulatory gauge would be breaking strength. The agency
``tentative[ely] conclude[d]'' that the percent of strength requirement
that had been in the rule up to that point was no longer necessary, and
that holding abraded webbing to this minimum strength requirement was
sufficient to ensure adequate webbing strength, and thus, safety. 70 FR
37732.
However, after receiving comments on this proposed rule, the agency
concluded that the final rule should have two facets: It should retain
the historical percent of strength requirement for abraded webbing, and
add a minimum strength requirement for new webbing. See 49 CFR 571.213
S5.4.1.2(a), (b). One commenter that manufactures child restraints
(Britax) pointed out that the proposed rule ``potentially permits a
greater percentage of degradation'' and that this ``wider window of
degradability'' could lead to an increased safety risk. 71 FR 32858.
The agency concluded, in the final rule, that the proposed minimum
strength requirement for abraded webbing ``did not sufficiently limit
the degradation rate of webbing material and thus did not adequately
fulfill the second of the agency's goals for the rulemaking.'' 71 FR
32858. As the agency explained, the fact that webbing has a particular
strength after being subjected to the abrasion test does not mean that
further degradation is not possible. See 71 FR 32858-32859. The
abrasion test is intended to be a measure of material durability and
performance, but, is ``not intended to and [does] not assess how strong
a particular tested specimen will be at the end of its life.'' 71 FR
32859. Rather, the test is an accelerated aging test which measures how
the webbing performs after prolonged--but not necessarily lifetime--
exposure to environmental conditions. Id. Accordingly, the fact that
the strength of the webbing, after being subjected to the abrasion
test, exceeds the required or actual strength of the tether assembly or
the tether loads observed in dynamic tests, is not dispositive. Over an
entire lifetime of actual use the webbing strength could degrade to
levels even lower than observed after the abrasion test, and the
degradation rates are indicative of further degradation: ``Exceeding
the degradation rates of the standard indicates a quality problem with
the webbing material selection and raises concern that the webbing may
not satisfactorily perform at the end of its product life as it did at
the beginning, even if the exposed webbing has a breaking strength that
is higher in magnitude than a competitor's webbing that met the
percent-of-strength requirement.'' 71 FR 32859. Accordingly, the 2006
final rule retained the 75 percent of strength requirement for abraded
webbing.
The noncompliant DJG webbing degraded to 55 percent of its
unabraded strength in the abrasion test. The high degradation rate of
the DJG webbing gives significant justification for concerns that the
webbing could further abrade to the point where the webbing strength is
lower than the tether anchor strength or the tether loads observed in
dynamic tests, providing for an unsafe connection to the vehicle.\5\
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\5\ DJG asserts that NHTSA has provided no evidence for its
concern about webbing degradation. As NHTSA pointed out in the
preamble to the 2006 final rule, the use of a degradation rate for
material selection and performance is standard industry practice and
is supported by the engineering literature. 71 FR 32858. And, more
specifically, the 75% post-abrasion strength retention requirement,
expressed as a percentage of the webbing's pre-abrasion strength,
was based on ``an SAE standard (Motor Vehicle Seat Belt Assemblies
SAE J4C, 1966) whose requirements were originally adopted into FMVSS
No. 209, and subsequently into FMVSS No. 213.'' Child Restraint
Systems; Notice of proposed Rulemaking, 70 FR 37733 (June 30, 2005)
(NHTSA-2005-21243). There is also empirical evidence that webbing
strength degrades after being exposed to the abrasion test. See
Louise Robinson, Health and Safety Laboratory, Assessment of the
effects of different types of abrasion on the tensile strength of
safety harness and lanyard webbings (2007), at https://www.hse.gov.uk/research/hsl_pdf/2007/hsl0712.pdf (last visited
Sept. 9, 2009) (study finding that webbing subjected to 5,000 cycles
of the FMVSS No. 209 hexagonal bar abrasion test had lower tensile
strength than webbing subjected to 1,000 cycles of the test).
---------------------------------------------------------------------------
DJG, in response to NHTSA's degradation concerns, asserts that most
of the child restraints at issue are now more than seven years old and
beyond their useful life. DJG adds that there have been no complaints
of tether webbing abrasion or failure in crashes. DJG concludes in its
appeal that this proves that the noncompliance of the tether and
harness webbing is inconsequential to safety. Similarly, Mr. Colella
argues that requiring recall of the noncompliant restraints would
potentially keep them in use for several more years, perhaps placing
children occupants at increased risk of injury.
The assertion by DJG that the majority of the subject noncompliant
restraints are already beyond their useful life is essentially a claim
that only a small number or percentage of child restraints actually in
use would be noncompliant. This type of argument is not relevant to the
inconsequentiality analysis. See GM Corp., 69 FR 19899; Costco, Inc.,
64 FR 29408. Even assuming, however, that this assertion, if proved,
would provide sufficient grounds for granting an inconsequentiality
petition, the agency has concluded that DJG has not shown that the
restraints could not and would not be used by a parent to restrain a
child. Current industry practice is to place an expiration date on new
child restraints. However, the noncompliant DJG child restraints lack
such labeling so that a person owning a noncompliant DJG restraint
might not be aware that the age of the restraint exceeded the
recommended retirement age. Additionally, despite the recommendation of
JPMA and consumer organizations for a 6 year useful lifespan, even
consumers that hear
[[Page 512]]
about these recommendations might not heed them--particularly in tough
economic times--and continue, instead, to use the noncompliant child
restraints. In any event, NHTSA does not accept the assertion that an
industry recommendation on product life span terminates a
manufacturer's recall responsibilities.
DJG goes on to argue that not only are the noncompliant restraints
past their ``useful lives,'' there also have been no complaints of
tether webbing abrasion or failure during the entire time the
restraints have been in use. NHTSA, however, does not consider the
absence of complaints to show that the noncompliances are
inconsequential to safety. The overall concern with the abrasion test
is the degradation of the strength of the webbing. The degradation of
the abraded tethers was very high. Particularly on older products,
which may have been handed down, the absence of a complaint does not
mean there have not been any problems or failures. And it does not mean
that there will not be failures in the future.
DJG's comparison of the safety standard for tether webbing to the
similar standard for vehicle seat belt webbing does not meet its
burden. This argument challenges the reasonableness of the standard,
and, as such, is inapt for an inconsequentiality petition. Child
restraint manufacturers, such as DJG, had opportunity to challenge the
incorporation of the FMVSS No. 209 requirements into FMVSS No. 213
during the rulemaking process and they did not. Even assuming that
these arguments are relevant, the agency does not accept them. DJG's
argument that it is unreasonable to subject CRS webbing to the same
degradation requirement as seat belt webbing because the ``useful
life'' of seatbelts is longer than that of the CRS webbing is
unpersuasive because, as discussed above, the agency is not persuaded
that the real-world use of the noncompliant child restraints will be
limited to six years. DJG's related argument that the CRS webbing is
subject to less-frequent use than seat-belt webbing is unpersuasive
because it does not fairly address seat belt use and is unsupported.
DJG focuses on the seat belt used by the driver, but ignores seat belts
for other designated seating positions--such as passengers--which, if
anything, are subject to less use than the driver's seat belt. DJG also
ignores the fact that vehicle seat belt webbing is subject to the same
abrasion test requirement in FMVSS No. 209 regardless of where the belt
is located in the vehicle. The agency's vehicle seat belt webbing
requirements do not vary based on probable use patterns; instead,
because of the crucial safety function of the webbing, the agency
subjects all vehicle webbing to the same high standard. Indeed, when
the agency established FMVSS No. 213, it explicitly adopted some of the
buckle and belt requirements of FMVSS No. 209 such as those relating to
abrasion and resistance to light, and the adoption of these
requirements was not opposed by any of the commenters. Child Restraint
Systems Seat Belt Assemblies and Anchorages: Final Rule, 44 FR 72136
(Dec. 13, 1979). Additionally, DJG's argument that CRS webbing is
subject to less-frequent use than is seat belt webbing, particularly in
the case of the convertible restraints, ignores hand-me-down use of
child restraints by children other than the first user.
DJG's arguments that, in actual use, the restraints are not subject
to the severe abrasion reflected in the test, are also unavailing.
These arguments challenge the validity of the test methodology in the
standard; as noted above, a petition for rulemaking, not an
inconsequentiality petition, is the appropriate means for such an
argument. And, even if these arguments were relevant, the agency does
not find them persuasive. NHTSA has examined the limited test data of
used child restraints (between 6-9 years old) submitted by DJG,
including the supplemental submission of December 26, 2008, and notes
that although the restraints were from the affected population of
noncomplying restraints, the precise history of their use is unknown.
DJG did not make a showing that these restraints have seen many years
of hard, real world use. Therefore, DJG's data showing that the tether
webbing on these used restraints retained more than the minimum
strength required by the standard for new webbing is not compelling
evidence that the noncompliance is inconsequential to safety. The
supplemental DJG data reflects substantial degradation. Of the 8
restraints tested, one (7B) was 77 percent of the strength of
new webbing (15,168 N [3,410 pounds]/19,803 N [4,452 pounds]) and
another (2B) was 78 percent of the strength of new webbing
(15,489 N [3,482 pounds]/19,803 N [4,452 pounds]). The standard is 75
percent. DJG's other argument that the location and two-belt slide
design of the tether guarantee that it is not exposed to abrasion in
typical use is also unpersuasive. DJG did not provide any additional
information or data to support this claim. Therefore, the agency finds
this claim to be unsubstantiated. In addition, there have been
complaints about tether webbing fraying.\6\ These documented complaints
undermine DJG's claim of the lack of abrasion during actual use.
---------------------------------------------------------------------------
\6\ See DJG letter to NHTSA dated August 24, 2001.
---------------------------------------------------------------------------
DJG's argument that the tether's post-abrasion strength is
inconsequential to safety because it is just 3 percent below what DJG
calls the new ``effective minimum'' is also unpersuasive. The current
standard contains a minimum breaking strength requirement for new
webbing, and retains the pre-2006 standard's 75 percent-of-strength
requirement. 49 CFR 571.213 S5.4.1.2 (2009). The percent-of-strength
requirement is calculated as a percentage of the strength of the new
(unabraded) tether, not as a percentage of the minimum breaking
strength requirement. The current standard thus does not require or
imply an ``effective minimum'' post-abrasion strength of 11,250 N.\7\
The abraded DJG tether webbing retained only 55 percent of its
unabraded breaking strength--20 percentage points below the allowable
minimum. DJG's argument that the post-abrasion strength of its tether
should be evaluated relative to the required minimum breaking strength
ignores the safety concerns reflected in the standard--that a
diminution in webbing strength of more than 25 percent when abraded in
testing ``indicates a problem with the quality and/or durability of the
selected material,'' such that the webbing ``may not last as long as
necessary to protect children using the restraint (including for
second-hand restraint use).'' 71 FR 32858-32859.
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\7\ In the 2005 NPRM, the agency did propose calculating the
post-abrasion strength in this manner, but, in the 2006 final rule,
explicitly declined to do so. Compare 70 FR 37734 with 71 FR 32858-
32859.
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The agency's resolution of the Evenflo petition is not controlling,
as it was based on dated considerations. Evenflo Co., Inc.; Grant of
Application for Decision of Inconsequential Noncompliance, 67 FR 21798
(May 1, 2002) (NHTSA Docket 2000-7818). Prior to NHTSA's 2006
amendments to FMVSS No. 213, NHTSA granted an inconsequentiality
petition by Evenflo regarding child restraint tether straps that did
not comply with the abrasion test. The noncompliant webbing retained
67.1 percent of its unabraded strength. The child restraint performance
requirements in effect at the time of this grant did not specify a
minimum breaking strength requirement, and the agency, as it noted in
its decision, had come to believe that the absence of such a
requirement was inappropriate. 67 FR 21799. The agency
[[Page 513]]
also noted that it planned to initiate rulemaking to amend the
standard. During this time frame when the agency had not resolved what
strength would be required, the agency considered the Evenflo webbing
in light of a version of FMVSS Nos. 213 and 209 in effect from 1971 to
1979 that included a minimum breaking strength requirement for child
seat webbing. Evenflo's webbing would have complied with this earlier
standard. The agency also considered the results of dynamic testing,
which showed that the tensile strength of abraded Evenflo tethers was
greater than the measured maximum tensile loads. After the Evenflo
petition was granted, the agency initiated rulemaking to amend FMVSS
No. 213. In the NPRM, the agency proposed to include a minimum breaking
strength requirement for new (unabraded) tether webbing. 70 FR 37731.
The agency also proposed replacing the percent of unabraded strength
degradation requirement with a minimum breaking strength requirement
for exposed webbing. 70 FR 37731. However, in its final rule the agency
concluded that the proposed rule did not sufficiently limit the
degradation rate of webbing material. Accordingly, the final rule
retained the percent of unabraded strength degradation requirement.
The agency now considers DJG's inconsequentiality appeal in light
of its safety concerns based on both the strength of the unabraded
webbing and the percent of unabraded strength degradation requirement.
It is thus inappropriate to apply the 1971-1979 version of the
standard--which did not specify a percent of strength requirement based
on the unabraded webbing--because the agency has concluded that exposed
webbing should be required to maintain a minimum percentage of its
unabraded strength. 71 FR 32858.
In any event, if DJG's noncompliant tethers were evaluated using
the reasoning laid out in the resolution of the Evenflo petition, DJG's
noncompliance would still not be inconsequential to safety. There are
three main reasons for this.
First, DJG's tether webbing is not compliant if evaluated under the
1971-1979 FMVSS No. 213. From 1971-1979, FMVSS No. 213 required that
child restraint webbing meet the webbing requirements for Type 3 seat
belt assemblies \8\ specified in FMVSS No. 209. During this period,
FMVSS No. 209 specified webbing breaking strength requirements for
various elements and configurations of Type 3 seat belt assemblies.
FMVSS No. 213 required that child restraint webbing meet the post-
abrasion strength requirement contained in FMVSS No. 209 S4.2(d).
Section 4.2(d) specified that webbing retain a post-abrasion strength
of not less than 75 percent of the minimum breaking strength required
of new webbing for that particular type of belt assembly.\9\ The
minimum breaking strength requirements were specified in FMVSS No. 209
S4.2(b), which specified different new webbing minimum breaking
strengths for each element and configuration of Type 3 seat belt
assembly. The most stringent of these minimum breaking strength
requirements for new webbing was 17,793 N \10\ and the agency
referenced this requirement in considering the Evenflo petition.
Multiplying the 75 percent post-abrasion strength requirement with this
most stringent new webbing strength requirement yields a post-abrasion
strength requirement of 13,345 N. Evenflo's tether--with an unabraded
strength of 20,426 N, and an abraded strength of 13,706 N--met both the
abraded and unabraded strength requirements for this most stringent
Type 3 webbing breaking strength under the 1971-1979 version of FMVSS
No. 213.
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\8\ A Type 3 seat belt assembly was defined as ``a combination
pelvic and upper torso restraint for persons weighing not more than
50 pounds or 23 kilograms and capable of sitting upright by
themselves, that is children in the approximate age range of 8
months to 6 years.'' FMVSS No. 209 S3 (1979).
\9\ This specification of the post-abrasion strength
requirement--in terms of the minimum breaking strength requirement--
differs from the specification set out in the versions of FMVSS No.
213 in effect currently, and when DJG's noncompliant webbing was
manufactured, which requires that post-abrasion strength be
calculated as a percentage of the strength of the new (unabraded)
webbing.
\10\ This was the requirement for a Type 3 seat belt assembly
with ``webbing in seat back retainer and for webbing connecting
pelvic and upper torso restraints to attachment hardware when
assembly has single webbing connection.'' FMVSS No. 209 S4.2(b)
(1979). The standard was 4000 pounds. The conversion from pounds to
Newtons is 1 pound force = 4.448 N.
---------------------------------------------------------------------------
DJG argues that its noncompliant tethers should be evaluated using
the less stringent breaking strength requirement for the Type 3 seat
belt configuration consisting of ``webbing connecting pelvic and upper
torso restraint to attachment hardware when assembly has two or more
webbing connections.'' S4.2(b) (1979). DJG notes that since its
noncompliant restraints are not equipped with lower LATCH anchors,\11\
they are secured to the vehicle by means of both the tether and vehicle
safety belt, and that this less stringent requirement is therefore
appropriate. The breaking strength requirement for new webbing having
this Type 3 configuration was 3,000 pounds (13,345 N), and the post-
abrasion strength requirement was 75 percent of this, or 2,250 pounds
(10,008 N). DJG concludes that since its noncompliant tethers satisfy
the less stringent abraded and unabraded strength requirements for this
Type 3 configuration, the noncompliance is inconsequential to safety.
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\11\ See FMVSS No. 213 S5.9(a) (2008); FMVSS No. 225 S9.1 (2008)
et seq.
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While we do not agree that the old Type 3 provisions are the
appropriate frame of reference, if one were considered, the most
stringent Type 3 requirement would be considered in reviewing DJG's
restraint, as it was to Evenflo's. Since both Evenflo and DJG's
noncompliant restraints pre-date LATCH, neither is equipped with lower
anchors. See 49 CFR 571.225 S9.1 et seq. The restraints at issue in
both petitions are therefore secured to the vehicle in the same
manner--by means of the seat belt and tether. Since the restraints are
attached to the vehicle in the same manner, a similar application of
the Evenflo analysis to DJG's petition would require that the same--
more stringent--strength requirement also be applied. As noted earlier,
the post-abrasion strength requirement associated with the most
stringent Type 3 webbing requirement was 13,345 N. Since the post-
abrasion strength of DJG's tethers was only 10,903 N, they would not
satisfy the prior standard.
Second, the agency notes that while Evenflo's noncompliant
restraints retained 67 percent of their strength after being subjected
to the abrasion test, DJG's restraints retained only 55 percent. This
is a significant difference.
Third, for Evenflo, the sled tests alone were not sufficient to
establish inconsequentiality--it was only in conjunction with the fact
that the Evenflo tether webbing surpassed the previous requirements for
Type 3 webbing in both the unabraded and abraded condition.
The performance of DJG's webbing is also distinguishable from that
of a Britax restraint cited by DJG. DJG cited information docketed in
connection with NHTSA's rulemaking to add a minimum breaking strength
requirement to FMVSS No. 213, which showed that the webbing of at least
one Britax child restraint model had a lower post-abrasion strength
than DJG's noncompliant tethers. NHTSA-2005-21243-0002 (Table 1). NHTSA
notes that the 2006 final rule amended FMVSS No. 213 to include a
minimum breaking strength of 15,000 N for new webbing used to secure a
child restraint
[[Page 514]]
system to the vehicle (including the tether and lower anchorages of a
child restraint anchorage system). In addition, the 2006 final rule
affirmed that retaining control over webbing material degradation rates
is critical to ensure sufficient webbing strength over time. The Britax
child restraint referenced by DJG showed literally no signs of
degradation after being abraded, and therefore does not present the
same degradation risks associated with the subject DJG restraints.
While the Britax CRS complied with the standard in effect at the time
of manufacture, the DJG CRS neither complied with the standard in
effect at the time of manufacture nor does it comply with the new
requirements established in the 2006 Final Rule. The agency notes that
in the course of the rulemaking that resulted in the 2006 Final Rule,
the agency looked at tether webbing abrasion compliance test data for
20 child restraints. See NHTSA-2005-21243-0002. The average strength
for new tether webbing was 17,153 N and the median was 18,156 N. The
average strength for tether webbing after being subjected to the
abrasion test was 15,689 N and the median was 16,287 N. The average
percentage of strength retained was thus 92 percent, and the median was
96 percent. The noncompliant DJG webbing retained only 55 percent of
its new webbing strength after the abrasion test--the lowest retention
percentage of any of the 20 child restraints examined in these
compliance tests. A concern with the DJG tether webbing is the high
degradation in its breaking strength after the abrasion test. This lack
of breaking strength retention signals a distinct probability that the
webbing strength would be insufficient throughout a lifetime of use and
therefore, may pose a safety risk with long term usage.
Harness Webbing
The agency finds similarly unpersuasive the arguments that DJG
reasserts from its original petition, as well as its new arguments,
regarding the inconsequentiality of the harness webbing noncompliance.
First, as to DJG's disagreement with NHTSA's reliance on a carbon
arc lamp as provided by the standard, instead of a xenon arc lamp which
DJG now prefers, NHTSA's regulations require and NHTSA's position is
that the carbon arc light is to be used in exposure tests for webbing
materials. As noted earlier, an inconsequentiality petition is not the
appropriate means for challenging testing methodology. Nevertheless, as
NHTSA noted in its initial denial, the use of xenon arc light, which is
used in weathering tests of glazing material under FMVSS No. 205, and
is favored by DJG, does not invalidate the use of carbon arc light for
webbing materials. The xenon arc light has not been evaluated
adequately by the agency to justify its use with respect to webbing
materials. The agency does not have adequate testing information
regarding the effect of xenon arc light on different webbing materials
to develop an appropriate test while ensuring sufficient safety
performance requirements are maintained. It is common for child
restraint webbing to be produced from polyester or nylon materials.
Preliminary studies of carbon arc and xenon arc light exposure testing
of polyester and nylon webbing materials conducted by NHTSA showed that
while carbon arc testing was more severe (i.e., resulted in higher
strength degradation rates) for nylon webbing materials as compared to
xenon arc testing, the opposite result was observed for polyester
webbing materials. NHTSA can not simplistically conclude, as DJG would
have it, that xenon arc light testing adequately assures safety. Carbon
arc testing is specified in the standard and the agency continues to
adhere to the standard for evaluation of webbing materials.\12\
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\12\ DJG also argues that it is unable to purchase carbon arc
lamps meeting NHTSA requirements. Carbon arc lights are available
for purchase. One supplier is Atlas Material Testing, 4114 North
Ravenswood Ave., Chicago, IL 60613.
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Second, DJG's reliance on sled test results, which DJG refers to as
dynamic tests, is also unavailing. In the course of the rulemaking that
resulted in the 2006 rule, NHTSA looked at harness webbing compliance
test data for 109 child seats, spanning several different manufacturers
and years. 70 FR 37735-37736; Docket NHTSA-2005-21243-2. The average
strength for new harness webbing was 13,519 N and the median was 12,594
N. The average strength for harness webbing after exposure to light was
11,287 N and the median was 10,636 N. The average percentage of
strength retained was thus 83 percent, and the median was 84 percent.
The noncompliant DJG harness webbing retained only 37 percent of its
new webbing strength after exposure to light, falling from a pre-
exposure strength of 12,371 N to a post-exposure strength of only 4,539
N. 60 percent was required. Even more, the DJG harness webbing's 37
percent retention was the lowest of any of the 109 different child
seats examined in these compliance tests. Docket NHTSA-2005-21243-2.
DJG offers dynamic test data at 30 mph. DJG has not shown that this
data supports its contention that the noncompliant harness webbing does
not pose a significant safety risk. Crucially, DJG's dynamic test
analysis does not address the agency's concern with possible further
loss in webbing strength with continued long term use. Moreover, DJG
does not describe the deceleration pulse or measurement technique in
the tests. DJG's argument that the noncompliant webbing is virtually
strong enough to withstand crash forces even greater than those
generated in a 30 mph crash is also flawed. DJG notes that the median
load measured in its 30 mph dynamic tests (1,138 N) would yield a load
of approximately 4,552 N in a 60 mph test, which is approximately the
same as the post-light exposure webbing strength. DJG bases its 60 mph
load calculations on the median measured webbing load. However, if the
maximum measured load (1,432 N) is instead used to calculated the 60
mph-equivalent load, the resulting load (5,728 N) is, in fact, in
excess of the post-exposure strength of the noncompliant webbing.
DJG cites NHTSA's granting of certain petitions for inconsequential
noncompliance as supporting use of a 30 mph sled test. Those grants are
not controlling.
The first petition, from Evenflo (67 FR 21799) was previously
discussed. This petition was granted when safety concerns were not as
developed as they are today (see discussion above). Also, the agency's
grant focused on the fact that the noncompliant Evenflo webbing met the
most stringent of the 1971-1979 Type 3 webbing strength requirements.
The second petition cited by DJG, also from Evenflo, concerned a
noncompliance with the tether hook dimensional requirements of FMVSS
No. 213. See 69 FR 39545. FMVSS No. 213 section 5.9(b) (2003) requires
that the height of the tether hook shall not exceed 20 millimeters. The
maximum Evenflo tether hook height measured by NHTSA was 20.38
millimeters. The dimensional requirements were intended to minimize the
chances of incompatibility between the seat and the vehicle. 62 FR
7873. Evenflo supported its petition with testing evidence showing that
actual users would not have difficulty attaching the tether hook to the
anchorage, as well as the results 30 mph dynamic test data to show that
there was no failure and the slight noncompliance in the tether hook
dimension was inconsequential to motor vehicle safety. DJG's reliance
on the agency's grant of the Evenflo petition is unpersuasive because
the two noncompliances are dissimilar. There was no concern that the
noncompliant Evenflo tether hook would degrade over time; thus,
Evenflo's user test data, as
[[Page 515]]
well as the dynamic tests, sufficed to demonstrate inconsequential
noncompliance. On the other hand, as discussed previously, one of the
agency's concerns with DJG's noncompliant harness webbing is that it
will further degrade over time so that its strength would be
insufficient to withstand the forces in crashes. In addition, the
Evenflo noncompliance involved a small--.38 millimeters, or 2 percent--
dimensional difference between the compliant and non-compliant
equipment; in contrast, the post-exposure strength of DJG's harness
webbing was 23 percentage points less than the required minimum.
The third petition relied on by DJG came from Baby Trend regarding
the head foam compression-deflection resistance (i.e., stiffness) in
their rear facing infant seat. 69 FR 59302 (October 4, 2004). Baby
Trend's head foam had a measured stiffness of 0.3 pounds per square
inch. FMVSS No. 213 requires a head foam stiffness of between 0.5 and
10 pounds per square inch. Prior to NHTSA granting Baby Trend's
petition, FMVSS No. 213 was amended to use a CRABI test dummy to
directly measure Head Injury Criteria (HIC) in lieu of the head foam
stiffness test. Baby Trend provided dynamic test data showing
compliance with the new FMVSS No. 213 dynamic test requirements using
the CRABI dummy. The noncompliance was determined inconsequential to
safety. Thus, with the noncompliant head foam, the child restraint
would comply with the requirement that became effective after the date
on which Baby Trend's noncompliant head foam was manufactured. DJG's
harness webbing, on the other hand, manufactured in 2002, is not
compliant with FMVSS No. 213, as amended by the 2006 final rule. This
final rule retained the percent-of-strength requirement, while adding a
minimum breaking strength for new (unexposed) webbing. DJG's harness
webbing does not satisfy the percent-of-strength requirement.
Accordingly, DJG's petition is distinguishable from Baby Trend's
petition.
Third, the argument advanced by DJG in its supplemental submission
of December 26, 2008 that the strength of the harness webbing on
certain used restraints shows that no safety problem exists is also
unavailing. This argument essentially claims that the restraints are
not subject to the severe degradation reflected in the compliance test;
as such, it challenges the validity of the test methodology in the
standard. However, as noted earlier regarding the tether webbing, a
petition for rulemaking, not an inconsequentiality petition, is the
appropriate means for such an argument. In any case, NHTSA has examined
this limited test data on four restraints, and notes that although the
webbing was from the affected population of noncomplying restraints,
the precise history of their use is unknown. DJG did not provide
evidence showing that these restraints have seen many years of exposure
to sunlight. Therefore, DJG's data showing that the harness webbing on
these used restraints retained more than the minimum strength required
by the standard is not compelling evidence that the noncompliance is
inconsequential to safety. DJG further suggests that the fact that the
strength of the webbing on these used restraints exceeds 60 percent of
the new webbing minimum breaking strength requirement of 11,000 N in
the 2006 regulation also shows that the noncompliance is
inconsequential to safety. This argument is similar to the argument DJG
makes, in connection with its tether webbing appeal, that the standard
adopted in 2006 instituted an ``effective minimum'' based on the
minimum breaking strength requirement for new webbing. As discussed in
detail above, the agency finds this argument unpersuasive.
Fourth, DJG's assertion that the noncompliance is inconsequential
to safety because the post-exposure strength of its webbing was higher
than that of certain Safeline child restraints that did comply with the
exposure test, is similarly not persuasive. These Safeline restraints,
manufactured from 2000-2002, had harness webbing post-exposure
strengths ranging from 4,005 N to 5,563 N, and strength retentions
between 62 percent to 81 percent. See Docket NHTSA-2005-21243-002.
These restraints were required to comply with the version of FMVSS No.
213 in effect at the time these restraints were manufactured. As
discussed previously, the version of FMVSS No. 213 in effect from 2000-
2002 did not have a minimum breaking strength requirement for new
webbing. Accordingly, these Safeline restraints complied with the
standard because they retained at least 60 percent of their strength
after being exposed to light, even though the strength of the new
webbing was relatively low--and, would have been too low to have
complied with the minimum breaking strength requirement that was added
to the standard in 2006.
DJG points out that the post-exposure strength of its webbing was
greater than the post-exposure strength of the Safeline webbing, and
goes on to argue that the Safeline webbing was compliant because it had
a low initial breaking strength. DJG cites this result as confirmation
of its argument that the noncompliance of its harness webbing is
inconsequ