Federal Motor Vehicle Safety Standards; Designated Seating Positions, 68185-68190 [E9-30440]
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Federal Register / Vol. 74, No. 245 / Wednesday, December 23, 2009 / Rules and Regulations
revising paragraph (a)(3) to read as
follows:
§ 240.305
Prohibited conduct.
(a) * * *
(3) Operate a locomotive or train
without adhering to procedures for the
safe use of train or engine brakes when
the procedures are required for
compliance with the Class I, Class IA,
Class II, Class III, or transfer train brake
test provisions of 49 CFR part 232 or
when the procedures are required for
compliance with the class 1, class 1A,
class II, or running brake test provisions
of 49 CFR part 238;
*
*
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*
■ 24. Section 240.307 is amended by
revising paragraphs (a) and (j)
introductory text to read as follows:
§ 240.307
Revocation of certification.
(a) Except as provided for in
§ 240.119(e), a railroad that certifies or
recertifies a person as a qualified
locomotive engineer and, during the
period that certification is valid,
acquires information regarding
violations of § 240.117(e) or § 240.119(c)
of this chapter, which convinces the
railroad that the person no longer meets
the qualification requirements of this
part, shall revoke the person’s certificate
as a qualified locomotive engineer.
*
*
*
*
*
(j) The railroad shall place the
relevant information in the records
maintained in compliance with
§ 240.309 for Class I (including the
National Railroad Passenger
Corporation) and Class II railroads, and
§ 240.215 for Class III railroads if
sufficient evidence meeting the criteria
provided in paragraph (i) of this section,
becomes available either:
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■ 25. Section 240.309 is amended by
revising paragraphs (a) and (e)(3) to read
as follows:
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§ 240.309 Railroad oversight
responsibilities.
(a) No later than March 31 of each
year, each Class I railroad (including the
National Railroad Passenger Corporation
and a railroad providing commuter
service) and Class II railroad shall
conduct a formal annual review and
analysis concerning the administration
of its program for responding to
detected instances of poor safety
conduct by certified locomotive
engineers during the prior calendar
year.
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*
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*
(e) * * *
(3) Incidents involving
noncompliance with the procedures for
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the safe use of train or engine brakes
when the procedures are required for
compliance with the Class I, Class IA,
Class II, Class III, or transfer train brake
test provisions of 49 CFR part 232 or
when the procedures are required for
compliance with the Class 1, Class 1A,
Class II, or running brake test provisions
of 49 CFR part 238;
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Appendix A to Part 240 [Amended]
26. Appendix A to part 240–Schedule of
Civil Penalties is amended by removing the
entries for sections 240.203(a); redesignating
the entries for sections 240.203(b) as
240.203(a); redesignating the entries for
sections 240.203(c) as 240.203(b); and
redesignating the entry for section 240.205(d)
as 240.205(b).
27. Appendix B is amended by revising the
5th paragraph of Section 4 of the Submission:
Testing and Evaluating Persons Previously
Certified and the last paragraph of Section 6
of the Submission: Monitoring Operational
Performance by Certified Engineers to read as
follows:
Appendix B to Part 240—Procedures
for Submission and Approval of
Locomotive Engineer Qualification
Programs
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*
Section 4 of the Submission: Testing and
Evaluating Persons Previously Certified
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Section 240.127 provides a railroad
latitude in selecting the design of its own
testing and evaluation procedures (including
the duration of the evaluation process, how
each required subject matter will be covered,
weighing (if any) to be given to particular
subject matter response, selection of passing
scores, and the manner of presenting the test
information). However, the railroad must
describe the scoring system used by the
railroad during a skills test administered in
accordance with the procedures required
under § 240.211. The description shall
include the skills to be tested and the weight
or possible score that each skill will be given.
The section should also provide information
concerning the procedures which the railroad
will follow that achieve the objectives
described in FRA’s recommended practices
(see appendix E) for conducting skill
performance testing. The section also gives a
railroad the latitude to employ either a Type
1 or a Type 2 simulator (properly
programmed) to conduct the test and
evaluation procedure. A railroad must
describe in this section how it will use that
latitude to assure that its engineers will
demonstrate their skills concerning the safe
discharge of their train operation
responsibilities so as to comply with the
performance standard set forth in § 240.127.
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Section 6 of the Submission: Monitoring
Operational Performance by Certified
Engineers
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68185
Section 240.129 requires that a railroad
annually observe each locomotive engineer
demonstrating his or her knowledge of the
railroad’s rules and practices and skill at
applying those rules and practices for the
safe operation of a locomotive or train.
Section 240.129 directs that the observation
be conducted by a designated supervisor of
locomotive engineers but provides a railroad
latitude in selecting the design of its own
observation procedures (including the
duration of the observation process, reliance
on tapes that record the specifics of train
operation, and the specific aspects of the
engineer’s performance to be covered). The
section also gives a railroad the latitude to
employ either a Type 1 or a Type 2 simulator
(properly programmed) to conduct
monitoring observations. A railroad must
describe in this section how it will use that
latitude to assure that the railroad is
monitoring that its engineers demonstrate
their skills concerning the safe discharge of
their train operation responsibilities. A
railroad must also describe the scoring
system used by the railroad during an
operational monitoring observation or
unannounced compliance test administered
in accordance with the procedures required
under § 240.303. A railroad that intends to
employ train operation event recorder tapes
to comply with this monitoring requirement
shall indicate in this section how it
anticipates determining what person was at
the controls and what signal indications or
other operational constraints, if any, were
applicable to the train’s movement.
*
*
*
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*
Appendix D to Part 240 [Amended]
28. Appendix D is amended by removing
the last paragraph.
Issued in Washington, DC, on December
17, 2009.
Karen J. Rae,
Deputy Administrator.
[FR Doc. E9–30439 Filed 12–22–09; 8:45 am]
BILLING CODE 4910–06–P
DEPARTMENT OF TRANSPORTATION
National Highway Traffic Safety
Administration
49 CFR Part 571
[Docket No. NHTSA 2009–0189]
RIN 2127–AK65
Federal Motor Vehicle Safety
Standards; Designated Seating
Positions
AGENCY: National Highway Traffic
Safety Administration (NHTSA),
Department of Transportation.
ACTION: Final rule; partial response to
petitions for reconsideration.
SUMMARY: This document responds, in
part, to petitions for reconsideration of
an October 2008 final rule that amended
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the definition of the term, ‘‘designated
seating position,’’ as used in the Federal
motor vehicle safety standards, to clarify
which areas within the interior of a
vehicle meet that definition.
The final rule made the new
definition applicable to vehicles
manufactured on and after September 1,
2010. The agency received petitions for
reconsideration asking for additional
time to comply with the new
requirements. This final rule provides
one additional year of lead time until
the new definition is applicable.
In the regulatory text of that final rule,
we included language declaring that any
State requirement, including any
determination under State tort law,
premised on there being more
designated seating positions than the
number contemplated in our definition,
would prevent, hinder or frustrate the
accomplishment of the purposes of the
Federal Motor Vehicle Safety Standards
in Part 571 of this title, and thus would
be preempted by this regulation. The
petitions for reconsideration sought
removal of this preemption language
from the regulatory text. This final rule
grants that request by removing the
portion of the regulatory text stating that
State tort law requirements are
preempted.
This final rule also makes a technical
correction to the regulatory text of the
rule setting forth the formula for
calculating the number of designated
seating positions, the need for which
was noted in several of the petitions for
reconsideration.
The remaining issues raised in the
petitions for reconsideration
(clarification or change to the manner in
which the number of designated seating
positions in a vehicle are calculated,
procedural issues regarding measuring
seating surfaces, countermeasures, and
other technical corrections) will be
addressed in a separate notice.
DATES: The effective date of this final
rule is February 22, 2010.
Petitions for reconsideration must be
received not later than February 8, 2010.
ADDRESSES: Petitions must be submitted
to: Administrator, National Highway
Traffic Safety Administration, 1200 New
Jersey Avenue, SE., Washington, DC,
20590.
FOR FURTHER INFORMATION CONTACT: For
non-legal issues, you may contact Chris
Wiacek of the NHTSA Office of
Crashworthiness Standards by
telephone at (202) 366–4801, and by fax
at (202) 493–2290.
For legal issues, you may contact
David Jasinski of the NHTSA Office of
Chief Counsel by telephone at (202)
366–2992, and by fax at (202) 366–3820.
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You may send mail to both of these
officials at the National Highway Traffic
Safety Administration, 1200 New Jersey
Avenue, SE., Washington, DC 20590.
SUPPLEMENTARY INFORMATION:
Table of Contents
I. Background
II. Petitions for Reconsideration
III. Agency Response to Petitions for
Additional Lead Time
IV. How NHTSA’s Regulations May Give Rise
to a Judicial Finding of Preemption
V. Agency Response to Petitions Regarding
Preemption
VI. Technical Correction
VII. Rulemaking Analyses and Notices
I. Background
On October 8, 2008, we published in
the Federal Register a final rule
(October 2008 final rule) revising the
definition of ‘‘designated seating
position’’ (DSP), as that term is used in
the Federal motor vehicle safety
standards (FMVSS), and providing a
calculation procedure for determining
the number of seating positions at a seat
location.1 The revised definition
specifies more clearly the areas within
the interior of a vehicle that are
regarded as being designated seating
positions. The rule also established a
calculation procedure for determining
the number of DSPs at a seat location for
trucks and multipurpose passenger
vehicles with a gross vehicle weight
rating less than 10,000 pounds,
passenger cars, and buses.
The designation of a seating position
has important safety consequences.
Under the FMVSSs, motor vehicle
manufacturers must meet various
performance requirements for each
interior location designated as a seating
position. For example, FMVSS No. 208,
‘‘Occupant crash protection,’’ requires
that each DSP in a light vehicle be
provided with the appropriate occupant
crash protection system (e.g., air bag,
seat belts or both). Clarity in the
definition of DSP is important for the
purposes of that standard because if a
vehicle has fewer DSPs than the number
of individuals able to sit in it, one or
more of those individuals would not be
protected by seat belts and/or other
crash protection systems.
In the final rule, the agency stated that
the revised definition of ‘‘designated
seating position’’ added clarity to the
existing definition and was not expected
to have a substantial impact on current
vehicle design. The degree to which seat
design exhibited the characteristics that
gave rise to the agency’s concerns had
lessened in the fleet. Manufacturers had
1 73 FR 58887 (Oct. 8, 2008) (Docket No. NHTSA–
2008–0059).
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either reduced the width of the seating
area to more accurately reflect the
intended occupancy or had provided
additional DSPs.
The October 2008 final rule noted that
the inclusion of auxiliary seats in the
definition of ‘‘designated seating
position’’ and the newly established
procedure for determining the number
of DSPs would require minor redesign
of a small number of vehicles. To allow
manufacturers the opportunity to make
such redesigns, the agency provided
approximately two years of lead time,
such that, on September 1, 2010, all
vehicles would have to comply with the
new requirements.
In the preamble to the final rule, we
observed that, in Geier v. American
Honda Motor Company, Inc., the
Supreme Court had recognized that
State requirements imposed on motor
vehicle manufacturers, including
sanctions imposed by State tort law,
could stand as an obstacle to the
accomplishment and execution of some
FMVSSs, and that, where such conflict
occurs, the Supremacy Clause of the
Constitution could make the State tort
law requirements unenforceable.2 We
stated our opinion that State tort law
judgments premised on there being
more DSPs in a motor vehicle than the
number contemplated by the definition
in 49 CFR Part 571 could have a
negative effect on safety because it
would induce manufacturers to equip
motor vehicles with an excessive
number of seat belts. Because seat belt
comfort and convenience (i.e., ease of
use) significantly affect the seat belt
usage rate, we opined that the
installation of an excessive number of
seat belts would decrease, not increase,
safety, thereby hampering our efforts to
promote high seat belt use rates. To
make sure that this opinion would be
readily available and clear to all, in the
October 2008 final rule, we included in
the regulatory text of the definition of
‘‘designated seating position’’ language
stating that any State law requirement,
including State tort law, premised on
there being more DSPs in a motor
vehicle than the number contemplated
by the new definition, was preempted.
II. Petitions for Reconsideration
We received ten petitions for
reconsideration of the October 2008
final rule. The petitioners are SAE
International (SAE), BMW North
America (BMW), the Alliance of
Automobile Manufacturers (Alliance),
Volkswagen of America (Volkswagen),
the Association of International
Automobile Manufacturers (AIAM), the
2 529
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American Association for Justice (AAJ),
Safety Research and Strategies, Toyota
Motor North America (Toyota),
Mitsubishi Motors R&D of America
(Mitsubishi), and Public Citizen.3
Toyota also expressed its support for the
Alliance’s petition. The petitions filed
by SAE International and Toyota were
styled both as requests for interpretation
and as petitions for reconsideration.
In this notice, we are responding to
petitions by the Alliance, AIAM,
Mitsubishi, and Volkswagen that sought
additional lead time for implementing
the new definition of ‘‘designated
seating position’’ via a phase-in. The
October 2008 final rule requires
manufacturers to comply with the new
definition for all vehicles manufactured
after September 1, 2010, without a
phase-in; however, each of the
petitioners request that the agency move
the 100 percent compliance date to
September 1, 2011.
We are also responding to the issues
relating to preemption. The petitions
from the AAJ and Public Citizen
requested removal of the language that
we incorporated in the text of the final
rule stating that any State requirement,
including any determination under
State tort law, premised on there being
more DSPs than the number
contemplated in the definition, was
preempted. The AAJ asserted that the
preemption language contradicted
Congressional intent, as discerned in a
November 2005 letter signed by two
Senators to NHTSA’s Deputy
Administrator, to allow lawsuits against
automobile manufacturers based on
State tort law. The AAJ and Public
Citizen also objected to our reliance on
Geier v. American Honda Motor Co. to
support our statement about preemption
of state tort law. The AAJ contends that
the DSP definition rulemaking was
unlike the passive restraint rulemaking
at issue in Geier because the DSP
rulemaking did not stress the need for
vehicle manufacturers to have different
compliance options available to them.
Public Citizen disagreed with our
conclusion that State tort law could
frustrate the accomplishment or
purposes of the DSP definition. Public
Citizen argued that vehicle
manufacturers are unlikely to equip a
vehicle with more seat belts than are
necessary. Instead, that organization
3 The AAJ petition was jointly filed by the AAJ,
the Association of Trial Lawyers of America—New
Jersey, Consumer Attorneys of California,
Consumers for Auto Reliability and Safety, the New
York State Trial Lawyers Association, the
Pennsylvania Association for Justice, and the
Washington State Trial Lawyers Association. Public
Citizen’s petition was filed jointly by Public Citizen
and the Consumer Federation of America.
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contended, citing statements in our June
22, 2005 Notice of Proposed
Rulemaking 4 (June 2005 NPRM) and
our October 2008 final rule, that vehicle
manufacturers are more likely to
respond to a State tort law decision
having the effect of requiring more DSPs
than the number required by our
October 2008 final rule by introducing
void spaces or impediments between
DSPs rather than designating additional
seating positions and installing
additional seat belts. Public Citizen also
argued that, under the new DSP
definition, vehicle manufacturers
cannot leave an ambiguous seating
surface in the middle of a bench seat,
and, if these design features (voids or
impediments) are sufficient to
discourage excessive occupancy, then
State courts would be unlikely to issue
tort law judgments premised on there
being more DSPs than the number
contemplated in the definition. Thus, as
a practical matter, no conflict with our
regulations would arise.
We are also correcting a technical
error. The petitions from SAE
International, the Alliance, and AIAM
also pointed out a technical error in the
regulation setting forth the formula for
calculating the number of designated
seating positions. These petitions point
out that 49 CFR § 571.10(b)(1) and (b)(2)
each refer to ‘‘paragraph (d),’’ which
does not exist, and that the reference
was probably intended to refer to
§ 571.10(c).
Our responses to the other issues
raised by the petitioners will be
provided in a later notice. The petitions
from SAE International, BMW,
Volkswagen, AIAM, and Toyota sought
clarification of or changes to the formula
for determining the number of DSPs at
a seat location, procedural concerns
regarding measuring seating surfaces,
countermeasures, and other technical
corrections. The petitions from AIAM
and Public Citizen challenged the
adequacy of data to support the
amendment of the definition of
‘‘designated seating position.’’
III. Agency Response to Petitions for
Additional Lead Time
The Alliance, AIAM, Mitsubishi, and
Volkswagen petitioned the agency to
phase-in the requirements to provide
additional lead time for some vehicles.
The Alliance agreed with the agency’s
assessment that only a small number of
vehicles in the fleet will require a
redesign to comply. However, it noted
that additional time is needed for noncompliant vehicles to be redesigned to
the new DSP definition. Mitsubishi
4 See
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68187
supported the Alliance petition and
provided a suggested phase-in schedule.
Volkswagen added that a number of its
carlines are affected by the new
requirements and a phase-in will permit
a cost-effective implementation of any
required changes.
The AIAM also identified that
changes will need to be made in
vehicles that have auxiliary seats (i.e.,
temporary or folding seats) to comply
with the FMVSSs because under the
new definition, these types of seats are
now considered DSPs. For example, it
noted that such seats would have to be
redesigned to meet the requirements of
FMVSS No. 225, ‘‘Child restraint
anchorage systems,’’ which it suggested
would necessitate allocation of
significant engineering resources and
testing. The AIAM stated that these
modifications would be difficult and
costly to implement within two years,
particularly for existing models.
In response to the petitions, the
agency has decided to provide an
additional year of lead time. We believe
granting an extra year of lead time will
address the petitioners’ concerns and
allow manufacturers more flexibility to
allocate their resources better. We agree
with the petitioners that some vehicles
will need significant redesign to comply
with other FMVSSs such as pickup
trucks with auxiliary seats that will now
have to meet FMVSS Nos. 210, ‘‘Seat
belt assembly anchorages’’ and 225,
‘‘Child restraint anchorage systems,’’
requirements. For some vehicles,
structural reinforcement to the vehicle’s
body may be needed at the attachment
location for the seat belt and child
restraint anchorage hardware to assure
compliance with the respective
standards.
We are not persuaded by the
petitioners’ request for a phase-in of the
requirements. Based upon our prior fleet
assessment, we continue to believe only
a small percentage of vehicles do not
comply with the new requirements.
Hence, a phase-in based on a
manufacturer’s complying production
volume would add little safety benefit.
However, because some vehicles would
require considerable redesign to comply
with the new definition, we believe that
providing an additional year of lead
time is a more practical approach.
IV. How NHTSA’s Regulations May
Give Rise to a Judicial Finding of
Preemption
Before addressing the merits of the
petitions related to preemption, we
review the state of the law concerning
the circumstances in which our
regulations may give rise to a judicial
finding of preemption of State
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requirements. First, the National Traffic
and Motor Vehicle Safety Act of 1966
(Safety Act) contains a clause expressly
preempting non-identical state statutes
and regulations, now codified at 49
U.S.C. 30103(b)(1). This express
preemption clause prevents States from
enacting safety statutes or
administratively issuing safety
regulations that address the same aspect
of performance as Federal motor vehicle
safety standards issued by NHTSA, but
are not identical to those Federal
standards.
Second, Federal laws and regulations
may be found to impliedly preempt
State law in two ways. Federal law
preempts State law if compliance with
both the State and Federal standards are
impossible. In addition, Federal law
preempts State law if, for example, State
tort actions create an obstacle to the
accomplishment and execution of the
full purposes and objectives of
Congress.
In Geier v. American Honda Motor
Co., the Supreme Court specifically
addressed the possible preemptive effect
of the Safety Act in combination with
one of the FMVSSs issued under that
Act, on common law tort claims. The
issue before the court was whether the
Safety Act, in light of FMVSS No. 208,
preempted a lawsuit claiming a 1987 car
was defective for lacking a driver air
bag. When the car was manufactured,
FMVSS No. 208 had required
manufacturers to equip some, but not
all, of their vehicles with passive (i.e.,
automatic) restraints.
The conclusions in Geier can be
summarized as follows:
• The Safety Act’s provision
expressly preempting state ‘‘standards’’
does not preempt common law tort
claims. The issue of whether the term
‘‘standards’’ includes tort law actions is
resolved (in the negative) by another
provision in the Safety Act—the
‘‘savings’’ clause. That provision states
that ‘‘[c]ompliance with’’ a Federal
safety standard ‘‘does not exempt any
person from any liability under common
law.’’ There would not be any common
law tort claims for the provision to save
if the ‘‘standards’’ in the express
preemption provision were read to
include those claims.
• The savings clause preserves those
tort actions that seek to establish greater
safety than the minimum safety
achieved by a FMVSS intended to
provide a floor.
• The savings clause does not bar the
working of conflict preemption
principles. Further, neither the express
preemption provision nor the saving
provision, whether read singly or
together, create some kind of ‘‘special
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burden’’ beyond that inherent in
ordinary preemption principles that
would specially favor or disfavor preemption. The two provisions, read
together, reflect a neutral policy, not a
specially favorable or unfavorable
policy, toward the application of
ordinary conflict preemption principles.
• The preemption provision and the
savings clause are countervailing
provisions. The preemption provision
reflects a desire to subject the industry
to a single, uniform set of FMVSSs. On
the other hand, the savings clause
reflects a congressional determination
that occasional nonuniformity is a small
price to pay for a system in which juries
not only create, but also enforce, safety
standards, while simultaneously
providing necessary compensation to
victims. Nothing in any natural reading
of the two provisions favors one set of
policies over the other where a juryimposed safety standard actually
conflicts with a FMVSS.
• A court should not find preemption
too readily in the absence of clear
evidence of a conflict.
• The Court provided limited
guidance, beyond dealing with ‘‘no
airbag’’ cases, on what types of
circumstances could create a conflict
under the Safety Act, and how concrete
a conflict must be.
• The common-law ‘‘no airbag’’
action before the Court was found to be
preempted because it actually conflicted
with FMVSS No. 208. In reaching that
conclusion, the Court devoted
considerable attention to the
Department of Transportation’s detailed
explanation of the ‘‘significant
considerations’’ underlying FMVSS No.
208’s regulatory approach, and observed
how the standard reflected these
considerations. The standard sought a
gradually developing variety of passive
restraint devices for statutorily relevant
reasons including safety and public
acceptability. The rule of state tort law
sought by the petitioner would have
constrained the variety of passive
restraint devices by requiring
manufacturers of all similar cars to
install a single type of device, an air bag,
instead of other types of passive
restraint systems, thereby presenting an
obstacle to the variety and mix of
devices that the FMVSS sought.
V. Agency Response to Petitions
Regarding Preemption
We find merit in Public Citizen’s
argument that an actual conflict may
never arise with respect to
pronouncements in state tort law
decisions regarding the appropriate
number of designated seating positions.
We stated in our October 2008 final rule
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that a tort law judgment premised on a
view that a motor vehicle needed to
have more DSPs than the number
contemplated by our definition could
have a negative safety effect. Such an
effect would occur if, in response to
such a tort law judgment, manufacturers
installed an excessive number of seat
belts. We said further that such
installation could decrease comfort or
make use of seat belts difficult, making
it less likely that an occupant would use
his or her respective seat belt, thereby
reducing overall safety.
However, as Public Citizen noted, in
estimating compliance costs in our
October 2008 final rule, we opined that,
because adding seat belts would be
more expensive, manufacturers would
be more likely to implement the revised
DSP definition by reducing seat width
or installing an impediment in affected
vehicles to discourage people from
sitting between seats.5 Public Citizen
argued that if the manufacturers took
either of those two steps, the resulting
vehicle designs would not contain
ambiguous seating space and thus
would be unlikely to give rise to State
tort law decisions premised on a view
that a motor vehicle was equipped with
an insufficient number of seat belts.
We agree. Even if there were State tort
law decisions requiring more DSPs than
the number contemplated by our
definition, we believe that the
manufacturers would likely respond in
the same way that they will respond to
the changes mandated by our October
2008 final rule. That is, because of the
higher cost of adding lap/shoulder seat
belts, we believe that it is unlikely that
a manufacturer will increase the number
of DSPs in a vehicle and install an
excessive number of seat belts. Instead,
we believe the most likely responses by
manufacturers will be to either install
an impediment or void in vehicles or
decrease seating surface width.6
Because manufacturers’ most likely
response to an adverse State tort law
decision would not be to increase the
number of DSPs and install an excessive
number of seat belts in vehicles, we
believe it is very unlikely that a tort law
judgment would actually conflict with
our DSP definition.
Moreover, we have no knowledge of
any State tort law decision that might
conflict with the October 2008 final
rule. In the final rule, we noted that no
State or local governmental entities
submitted comments on our proposed
rule. We also contacted organizations
representing interests of State and local
governments and officials about the
5 See
6 See
E:\FR\FM\23DER1.SGM
73 FR 58887, at 58893.
73 FR 58887, at 58893.
23DER1
Federal Register / Vol. 74, No. 245 / Wednesday, December 23, 2009 / Rules and Regulations
rulemaking. We received a response
from the National Conference of State
Legislatures indicating that they had no
comments. We have no knowledge of
any pending State tort litigation that
could potentially conflict with the
October 2008 final rule.
We also observe that that the
procedures for measuring seats and
calculating the appropriate number of
DSPs make it unlikely that a State law
or determination could conflict with the
new DSP definition. The calculation of
the number of DSPs on a bench seat
with a seating surface width of less than
1400 mm is generally based upon the
number of 5th percentile adult females
that could occupy a seat. Thus, for a seat
surface width of 1050 mm or more,
there would be three DSPs. We believe
it unlikely that any State law or
determination would require three DSPs
in a seating space of less than 1050 mm
because it would be difficult for three
adults to sit in such a small space.
Thus, we have no reason to believe
that any existing State tort law
determination conflicts with our
manner of calculating the appropriate
number of DSPs set forth in the October
2008 final rule, nor do we have any
reason to anticipate that a future State
tort law decision will create such a
conflict. In the absence of such a
conflict, there can be no preemption of
State tort law. Accordingly, we have
removed the regulatory text preempting
State law, including State tort law
determinations, premised on there being
more DSPs than the number
contemplated by the new definition.
Petitioner AAJ also sought removal of
the regulatory text preempting State
law, contending that NHTSA lacks the
statutory authority to issue regulations
that preempt State tort law. In view of
the forgoing discussion, we need not
address this contention in the context of
this rulemaking.
cprice-sewell on DSKHWCL6B1PROD with RULES
VI. Technical Correction
The petitions for reconsideration filed
by SAE International, the Alliance, and
AIAM pointed out a technical error in
the regulation setting forth the formula
for calculating the number of designated
seating positions. These petitions noted
that 49 CFR 571.10(b)(1) and (b)(2) each
refer to ‘‘paragraph (d),’’ which does not
exist, and that the reference was
probably intended to refer to § 571.10(c).
The petitioners are correct. Accordingly,
we are amending § 571.10(b)(1) and
(b)(2) to correct this error.
VerDate Nov<24>2008
13:48 Dec 22, 2009
Jkt 220001
VII. Rulemaking Analyses and Notices
A. Executive Order 12866 and DOT
Regulatory Policies and Procedures
Executive Order 12866, ‘‘Regulatory
Planning and Review’’ (58 FR 51735,
October 4, 1993), provides for making
determinations whether a regulatory
action is ‘‘significant’’ and therefore
subject to Office of Management and
Budget (OMB) review and to the
requirements of the Executive Order.
This notice has not been reviewed
under Executive Order 12866. NHTSA
has considered the impact of this
proposed rule and determined that the
action is not ‘‘significant’’ within the
meaning of the Department of
Transportation’s regulatory policies and
procedures. The changes made by this
final rule do not affect the costs and
benefits estimated for our October 2008
final rule.
B. Regulatory Flexibility Act
In compliance with the Regulatory
Flexibility Act, 5 U.S.C. 601 et seq.,
NHTSA has evaluated the effects of this
action on small entities. I hereby certify
that this rule will not have a significant
economic impact on a substantial
number of small entities. The changes
made by this final rule do not affect the
costs and benefits estimated for our
October 2008 final rule. For these
reasons, the agency has not prepared a
new or revised regulatory flexibility
analysis.
C. Executive Order No. 13132
NHTSA has examined today’s final
rule pursuant to Executive Order 13132
(64 FR 43255, August 10, 1999) and
concluded that no additional
consultation with States, local
governments, or their representatives is
mandated beyond the rulemaking
process. The agency has concluded that
the rule does not have sufficient
federalism implications to warrant
consultation with State and local
officials or the preparation of a
federalism summary impact statement.
The rule does not have ‘‘substantial
direct effects on the States, on the
relationship between the national
government and the States, or on the
distribution of power and the
responsibilities among the various
levels of government.’’ Further, no
consultation is needed to discuss the
issue of preemption in connection with
today’s rule. For a discussion of that
issue, see the main portion of this
preamble.
D. Executive Order 12988
With respect to the review of the
promulgation of a new regulation,
PO 00000
Frm 00059
Fmt 4700
Sfmt 4700
68189
section 3(b) of Executive Order 12988,
‘‘Civil Justice Reform’’ (61 FR 4729,
February 7, 1996) requires that
Executive agencies make every
reasonable effort to ensure that the
regulation: (1) Clearly specifies the
preemptive effect; (2) clearly specifies
the effect on existing Federal law or
regulation; (3) provides a clear legal
standard for affected conduct, while
promoting simplification and burden
reduction; (4) clearly specifies the
retroactive effect, if any; (5) adequately
defines key terms; and (7) addresses
other important issues affecting clarity
and general draftsmanship under any
guidelines issued by the Attorney
General. This document is consistent
with that requirement.
Pursuant to this Order, NHTSA notes
as follows. The issue of preemption is
discussed above. NHTSA notes further
that there is no requirement that
individuals submit a petition for
reconsideration or pursue other
administrative proceeding before they
may file suit or petition for review of
this regulation in court.
E. National Environmental Policy Act
NHTSA has analyzed this final rule
for the purposes of the National
Environmental Policy Act. The agency
has determined that implementation of
this action will not have any significant
impact on the quality of the human
environment.
F. Paperwork Reduction Act
This amendment does not contain any
collection of information requirements
requiring review under the Paperwork
Reduction Act of 1995 (Pub. L. 104–13).
G. National Technology Transfer and
Advancement Act
Under the National Technology
Transfer and Advancement Act of 1995
(NTTAA) (Pub. L. 104–113), ‘‘all Federal
agencies and departments shall use
technical standards that are developed
or adopted by voluntary consensus
standards bodies, using such technical
standards as a means to carry out policy
objectives or activities determined by
the agencies and departments.’’ This
final rule does not establish or amend a
technical standard.
H. Unfunded Mandates Reform Act
The Unfunded Mandates Reform Act
of 1995 requires agencies to prepare a
written assessment of the costs, benefits
and other effects of proposed or final
rules that include a Federal mandate
likely to result in the expenditure by
State, local or tribal governments, in the
aggregate, or by the private sector, of
more than $100 million annually
E:\FR\FM\23DER1.SGM
23DER1
68190
Federal Register / Vol. 74, No. 245 / Wednesday, December 23, 2009 / Rules and Regulations
(adjusted for inflation with base year of
1995). This rulemaking will not result in
expenditures by State, local or tribal
governments, in the aggregate, or by the
private sector in excess of $100 million
annually.
DEPARTMENT OF COMMERCE
J. Regulation Identifier Number (RIN)
[Docket No. 090130102–91386–02]
The Department of Transportation
assigns a regulation identifier number
(RIN) to each regulatory action listed in
the Unified Agenda of Federal
Regulations. The Regulatory Information
Service Center publishes the Unified
Agenda in April and October of each
year. You may use the RIN contained in
the heading at the beginning of this
document to find this action in the
Unified Agenda.
RIN 0648–XT01
K. Privacy Act
Anyone is able to search the
electronic form of all comments
received into any of our dockets by the
name of the individual submitting the
comment (or signing the comment, if
submitted on behalf of an association,
business, labor union, etc.). You may
review DOT’s complete Privacy Act
Statement in the Federal Register
published on April 11, 2000 (Volume
65, Number 70; Pages 19477–78) or you
may visit https://docketsinfo.dot.gov/.
List of Subjects in 49 CFR Parts 571
Imports, Motor vehicle safety,
Reporting and recordkeeping
requirements, Tires.
In consideration of the foregoing,
NHTSA amends 49 CFR Part 571 as
follows:
■
PART 571—FEDERAL MOTOR
VEHICLE SAFETY STANDARDS
1. The authority citation for part 571
of Title 49 continues to read as follows:
■
Authority: 49 U.S.C. 322, 30111, 30115,
30117, and 30166; delegation of authority at
49 CFR 1.50.
2. Amend section 571.3 as follows:
a. In paragraphs (1) and (2) of the
definition of ‘‘Designated seating
position’’ in paragraph (b), remove the
date ‘‘September 1, 2010’’ and add in its
place the date ‘‘September 1, 2011’’; and
■ b. Remove paragraph (c).
■ 3. Amend section 571.10 by removing
from paragraphs (b)(1) and (b)(2) the
phrase ‘‘paragraph (d)’’ and adding in its
place the phrase ‘‘paragraph (c)’’.
■
cprice-sewell on DSKHWCL6B1PROD with RULES
■
Issued on: December 11, 2009.
Ronald L. Medford,
Acting Deputy Administrator.
[FR Doc. E9–30440 Filed 12–22–09; 8:45 am]
BILLING CODE 4910–59–P
VerDate Nov<24>2008
13:48 Dec 22, 2009
Jkt 220001
National Oceanic and Atmospheric
Administration
50 CFR Part 300
Western and Central Pacific Fisheries
for Highly Migratory Species; Bigeye
Tuna Longline Fishery Closure
AGENCY: National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Temporary rule; fishery closure.
SUMMARY: NMFS is closing the U.S.
pelagic longline fishery for bigeye tuna
in the western and central Pacific Ocean
as a result of the fishery reaching the
2009 catch limit.
DATES: Effective December 29, 2009,
through December 31, 2009.
FOR FURTHER INFORMATION CONTACT: Tom
Graham, NMFS Pacific Islands Region,
808–944–2219.
SUPPLEMENTARY INFORMATION: This rule
is also accessible at www.gpoaccess.gov/
fr.
Pelagic longline fishing in the western
and central Pacific Ocean is managed, in
part, under the Western and Central
Pacific Fisheries Convention
Implementation Act (Act). Regulations
governing fishing by U.S. vessels in
accordance with the Act appear at 50
CFR part 300, subpart O.
NMFS established a limit for calendar
year 2009 of 3,763 metric tons (mt) of
bigeye tuna (Thunnus obesus) that may
be caught and retained in the U.S.
pelagic longline fishery in the area of
application of the Convention on the
Conservation and Management of
Highly Migratory Fish Stocks in the
Western and Central Pacific Ocean
(Convention Area), codified at 50 CFR
300.224 (74 FR 63999, December 7,
2009). NMFS monitored the retained
catches of bigeye tuna using logbook
data submitted by vessel captains and
other available information, and
determined that the 2009 catch limit is
expected to be reached by December 29,
2009. In accordance with § 300.224(d),
this rule serves as advance notification
to fishermen, the fishing industry, and
the general public that the U.S. longline
fishery for bigeye tuna in the
Convention Area will be closed from
December 29, 2009, through the end of
the calendar year. The 2010 fishing year
is scheduled to open on January 1, 2010;
the 2010 bigeye tuna catch limit will be
3,763 mt. This rule does not apply to the
PO 00000
Frm 00060
Fmt 4700
Sfmt 4700
longline fisheries of American Samoa,
Guam, or the Commonwealth of the
Northern Mariana Islands (CNMI), as
described below.
During the closure, a U.S. fishing
vessel may not retain on board,
transship, or land bigeye tuna captured
by longline gear in the Convention Area,
except that any bigeye tuna already on
board a fishing vessel upon the effective
date of the restrictions may be retained
on board, transshipped, and landed,
provided that they are landed within 14
days of the start of the closure (i.e.,
January 12, 2010). This 14–day landing
requirement does not apply to a vessel
that has declared to NMFS, pursuant to
50 CFR 665.23(a), that the current trip
type is shallow-setting.
Furthermore, bigeye tuna caught by
longline gear may be retained on board,
transshipped, and landed if the fish are
caught by a vessel registered for use
under a valid NMFS-issued American
Samoa Longline Limited Access Permit
or if they are landed in American
Samoa, Guam, or the CNMI, under the
following conditions:
(1) The bigeye tuna must not have
been caught in the portion of the U.S.
exclusive economic zone (EEZ)
surrounding the Hawaiian Archipelago;
(2) Such retention, transshipment,
and/or landing is in compliance with
applicable laws and regulations; and
(3) The bigeye tuna must be landed by
a U.S. fishing vessel operated in
compliance with a valid permit issued
under 50 CFR 660.707 or 665.21.
During the closure, a U.S. vessel is
also prohibited from transshipping
bigeye tuna caught in the Convention
Area by longline gear to any vessel other
than a U.S. fishing vessel operated with
a valid permit issued under 50 CFR
660.707 or 665.21.
The catch limit and this closure do
not apply to bigeye tuna caught by
longline gear outside the Convention
Area, such as in the eastern Pacific
Ocean. To ensure compliance with the
restrictions related to bigeye tuna caught
by longline gear in the Convention Area,
however, the following requirements
apply:
(1) A U.S. fishing vessel may not be
used to fish with longline gear both
inside and outside the Convention Area
during the same fishing trip, with the
exception of a fishing trip that is in
progress on December 29, 2009. In that
case, the catch of bigeye tuna must be
landed by January 12, 2010; and
(2) If a U.S. vessel is used to fish using
longline gear outside the Convention
Area and the vessel enters the
Convention Area at any time during the
same fishing trip, the longline gear on
the fishing vessel must be stowed in a
E:\FR\FM\23DER1.SGM
23DER1
Agencies
[Federal Register Volume 74, Number 245 (Wednesday, December 23, 2009)]
[Rules and Regulations]
[Pages 68185-68190]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-30440]
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
National Highway Traffic Safety Administration
49 CFR Part 571
[Docket No. NHTSA 2009-0189]
RIN 2127-AK65
Federal Motor Vehicle Safety Standards; Designated Seating
Positions
AGENCY: National Highway Traffic Safety Administration (NHTSA),
Department of Transportation.
ACTION: Final rule; partial response to petitions for reconsideration.
-----------------------------------------------------------------------
SUMMARY: This document responds, in part, to petitions for
reconsideration of an October 2008 final rule that amended
[[Page 68186]]
the definition of the term, ``designated seating position,'' as used in
the Federal motor vehicle safety standards, to clarify which areas
within the interior of a vehicle meet that definition.
The final rule made the new definition applicable to vehicles
manufactured on and after September 1, 2010. The agency received
petitions for reconsideration asking for additional time to comply with
the new requirements. This final rule provides one additional year of
lead time until the new definition is applicable.
In the regulatory text of that final rule, we included language
declaring that any State requirement, including any determination under
State tort law, premised on there being more designated seating
positions than the number contemplated in our definition, would
prevent, hinder or frustrate the accomplishment of the purposes of the
Federal Motor Vehicle Safety Standards in Part 571 of this title, and
thus would be preempted by this regulation. The petitions for
reconsideration sought removal of this preemption language from the
regulatory text. This final rule grants that request by removing the
portion of the regulatory text stating that State tort law requirements
are preempted.
This final rule also makes a technical correction to the regulatory
text of the rule setting forth the formula for calculating the number
of designated seating positions, the need for which was noted in
several of the petitions for reconsideration.
The remaining issues raised in the petitions for reconsideration
(clarification or change to the manner in which the number of
designated seating positions in a vehicle are calculated, procedural
issues regarding measuring seating surfaces, countermeasures, and other
technical corrections) will be addressed in a separate notice.
DATES: The effective date of this final rule is February 22, 2010.
Petitions for reconsideration must be received not later than
February 8, 2010.
ADDRESSES: Petitions must be submitted to: Administrator, National
Highway Traffic Safety Administration, 1200 New Jersey Avenue, SE.,
Washington, DC, 20590.
FOR FURTHER INFORMATION CONTACT: For non-legal issues, you may contact
Chris Wiacek of the NHTSA Office of Crashworthiness Standards by
telephone at (202) 366-4801, and by fax at (202) 493-2290.
For legal issues, you may contact David Jasinski of the NHTSA
Office of Chief Counsel by telephone at (202) 366-2992, and by fax at
(202) 366-3820.
You may send mail to both of these officials at the National
Highway Traffic Safety Administration, 1200 New Jersey Avenue, SE.,
Washington, DC 20590.
SUPPLEMENTARY INFORMATION:
Table of Contents
I. Background
II. Petitions for Reconsideration
III. Agency Response to Petitions for Additional Lead Time
IV. How NHTSA's Regulations May Give Rise to a Judicial Finding of
Preemption
V. Agency Response to Petitions Regarding Preemption
VI. Technical Correction
VII. Rulemaking Analyses and Notices
I. Background
On October 8, 2008, we published in the Federal Register a final
rule (October 2008 final rule) revising the definition of ``designated
seating position'' (DSP), as that term is used in the Federal motor
vehicle safety standards (FMVSS), and providing a calculation procedure
for determining the number of seating positions at a seat location.\1\
The revised definition specifies more clearly the areas within the
interior of a vehicle that are regarded as being designated seating
positions. The rule also established a calculation procedure for
determining the number of DSPs at a seat location for trucks and
multipurpose passenger vehicles with a gross vehicle weight rating less
than 10,000 pounds, passenger cars, and buses.
---------------------------------------------------------------------------
\1\ 73 FR 58887 (Oct. 8, 2008) (Docket No. NHTSA-2008-0059).
---------------------------------------------------------------------------
The designation of a seating position has important safety
consequences. Under the FMVSSs, motor vehicle manufacturers must meet
various performance requirements for each interior location designated
as a seating position. For example, FMVSS No. 208, ``Occupant crash
protection,'' requires that each DSP in a light vehicle be provided
with the appropriate occupant crash protection system (e.g., air bag,
seat belts or both). Clarity in the definition of DSP is important for
the purposes of that standard because if a vehicle has fewer DSPs than
the number of individuals able to sit in it, one or more of those
individuals would not be protected by seat belts and/or other crash
protection systems.
In the final rule, the agency stated that the revised definition of
``designated seating position'' added clarity to the existing
definition and was not expected to have a substantial impact on current
vehicle design. The degree to which seat design exhibited the
characteristics that gave rise to the agency's concerns had lessened in
the fleet. Manufacturers had either reduced the width of the seating
area to more accurately reflect the intended occupancy or had provided
additional DSPs.
The October 2008 final rule noted that the inclusion of auxiliary
seats in the definition of ``designated seating position'' and the
newly established procedure for determining the number of DSPs would
require minor redesign of a small number of vehicles. To allow
manufacturers the opportunity to make such redesigns, the agency
provided approximately two years of lead time, such that, on September
1, 2010, all vehicles would have to comply with the new requirements.
In the preamble to the final rule, we observed that, in Geier v.
American Honda Motor Company, Inc., the Supreme Court had recognized
that State requirements imposed on motor vehicle manufacturers,
including sanctions imposed by State tort law, could stand as an
obstacle to the accomplishment and execution of some FMVSSs, and that,
where such conflict occurs, the Supremacy Clause of the Constitution
could make the State tort law requirements unenforceable.\2\ We stated
our opinion that State tort law judgments premised on there being more
DSPs in a motor vehicle than the number contemplated by the definition
in 49 CFR Part 571 could have a negative effect on safety because it
would induce manufacturers to equip motor vehicles with an excessive
number of seat belts. Because seat belt comfort and convenience (i.e.,
ease of use) significantly affect the seat belt usage rate, we opined
that the installation of an excessive number of seat belts would
decrease, not increase, safety, thereby hampering our efforts to
promote high seat belt use rates. To make sure that this opinion would
be readily available and clear to all, in the October 2008 final rule,
we included in the regulatory text of the definition of ``designated
seating position'' language stating that any State law requirement,
including State tort law, premised on there being more DSPs in a motor
vehicle than the number contemplated by the new definition, was
preempted.
---------------------------------------------------------------------------
\2\ 529 U.S. 861, 870 (2000).
---------------------------------------------------------------------------
II. Petitions for Reconsideration
We received ten petitions for reconsideration of the October 2008
final rule. The petitioners are SAE International (SAE), BMW North
America (BMW), the Alliance of Automobile Manufacturers (Alliance),
Volkswagen of America (Volkswagen), the Association of International
Automobile Manufacturers (AIAM), the
[[Page 68187]]
American Association for Justice (AAJ), Safety Research and Strategies,
Toyota Motor North America (Toyota), Mitsubishi Motors R&D of America
(Mitsubishi), and Public Citizen.\3\ Toyota also expressed its support
for the Alliance's petition. The petitions filed by SAE International
and Toyota were styled both as requests for interpretation and as
petitions for reconsideration.
---------------------------------------------------------------------------
\3\ The AAJ petition was jointly filed by the AAJ, the
Association of Trial Lawyers of America--New Jersey, Consumer
Attorneys of California, Consumers for Auto Reliability and Safety,
the New York State Trial Lawyers Association, the Pennsylvania
Association for Justice, and the Washington State Trial Lawyers
Association. Public Citizen's petition was filed jointly by Public
Citizen and the Consumer Federation of America.
---------------------------------------------------------------------------
In this notice, we are responding to petitions by the Alliance,
AIAM, Mitsubishi, and Volkswagen that sought additional lead time for
implementing the new definition of ``designated seating position'' via
a phase-in. The October 2008 final rule requires manufacturers to
comply with the new definition for all vehicles manufactured after
September 1, 2010, without a phase-in; however, each of the petitioners
request that the agency move the 100 percent compliance date to
September 1, 2011.
We are also responding to the issues relating to preemption. The
petitions from the AAJ and Public Citizen requested removal of the
language that we incorporated in the text of the final rule stating
that any State requirement, including any determination under State
tort law, premised on there being more DSPs than the number
contemplated in the definition, was preempted. The AAJ asserted that
the preemption language contradicted Congressional intent, as discerned
in a November 2005 letter signed by two Senators to NHTSA's Deputy
Administrator, to allow lawsuits against automobile manufacturers based
on State tort law. The AAJ and Public Citizen also objected to our
reliance on Geier v. American Honda Motor Co. to support our statement
about preemption of state tort law. The AAJ contends that the DSP
definition rulemaking was unlike the passive restraint rulemaking at
issue in Geier because the DSP rulemaking did not stress the need for
vehicle manufacturers to have different compliance options available to
them.
Public Citizen disagreed with our conclusion that State tort law
could frustrate the accomplishment or purposes of the DSP definition.
Public Citizen argued that vehicle manufacturers are unlikely to equip
a vehicle with more seat belts than are necessary. Instead, that
organization contended, citing statements in our June 22, 2005 Notice
of Proposed Rulemaking \4\ (June 2005 NPRM) and our October 2008 final
rule, that vehicle manufacturers are more likely to respond to a State
tort law decision having the effect of requiring more DSPs than the
number required by our October 2008 final rule by introducing void
spaces or impediments between DSPs rather than designating additional
seating positions and installing additional seat belts. Public Citizen
also argued that, under the new DSP definition, vehicle manufacturers
cannot leave an ambiguous seating surface in the middle of a bench
seat, and, if these design features (voids or impediments) are
sufficient to discourage excessive occupancy, then State courts would
be unlikely to issue tort law judgments premised on there being more
DSPs than the number contemplated in the definition. Thus, as a
practical matter, no conflict with our regulations would arise.
---------------------------------------------------------------------------
\4\ See 70 FR 36094 (June 22, 2005).
---------------------------------------------------------------------------
We are also correcting a technical error. The petitions from SAE
International, the Alliance, and AIAM also pointed out a technical
error in the regulation setting forth the formula for calculating the
number of designated seating positions. These petitions point out that
49 CFR Sec. 571.10(b)(1) and (b)(2) each refer to ``paragraph (d),''
which does not exist, and that the reference was probably intended to
refer to Sec. 571.10(c).
Our responses to the other issues raised by the petitioners will be
provided in a later notice. The petitions from SAE International, BMW,
Volkswagen, AIAM, and Toyota sought clarification of or changes to the
formula for determining the number of DSPs at a seat location,
procedural concerns regarding measuring seating surfaces,
countermeasures, and other technical corrections. The petitions from
AIAM and Public Citizen challenged the adequacy of data to support the
amendment of the definition of ``designated seating position.''
III. Agency Response to Petitions for Additional Lead Time
The Alliance, AIAM, Mitsubishi, and Volkswagen petitioned the
agency to phase-in the requirements to provide additional lead time for
some vehicles. The Alliance agreed with the agency's assessment that
only a small number of vehicles in the fleet will require a redesign to
comply. However, it noted that additional time is needed for non-
compliant vehicles to be redesigned to the new DSP definition.
Mitsubishi supported the Alliance petition and provided a suggested
phase-in schedule. Volkswagen added that a number of its carlines are
affected by the new requirements and a phase-in will permit a cost-
effective implementation of any required changes.
The AIAM also identified that changes will need to be made in
vehicles that have auxiliary seats (i.e., temporary or folding seats)
to comply with the FMVSSs because under the new definition, these types
of seats are now considered DSPs. For example, it noted that such seats
would have to be redesigned to meet the requirements of FMVSS No. 225,
``Child restraint anchorage systems,'' which it suggested would
necessitate allocation of significant engineering resources and
testing. The AIAM stated that these modifications would be difficult
and costly to implement within two years, particularly for existing
models.
In response to the petitions, the agency has decided to provide an
additional year of lead time. We believe granting an extra year of lead
time will address the petitioners' concerns and allow manufacturers
more flexibility to allocate their resources better. We agree with the
petitioners that some vehicles will need significant redesign to comply
with other FMVSSs such as pickup trucks with auxiliary seats that will
now have to meet FMVSS Nos. 210, ``Seat belt assembly anchorages'' and
225, ``Child restraint anchorage systems,'' requirements. For some
vehicles, structural reinforcement to the vehicle's body may be needed
at the attachment location for the seat belt and child restraint
anchorage hardware to assure compliance with the respective standards.
We are not persuaded by the petitioners' request for a phase-in of
the requirements. Based upon our prior fleet assessment, we continue to
believe only a small percentage of vehicles do not comply with the new
requirements. Hence, a phase-in based on a manufacturer's complying
production volume would add little safety benefit. However, because
some vehicles would require considerable redesign to comply with the
new definition, we believe that providing an additional year of lead
time is a more practical approach.
IV. How NHTSA's Regulations May Give Rise to a Judicial Finding of
Preemption
Before addressing the merits of the petitions related to
preemption, we review the state of the law concerning the circumstances
in which our regulations may give rise to a judicial finding of
preemption of State
[[Page 68188]]
requirements. First, the National Traffic and Motor Vehicle Safety Act
of 1966 (Safety Act) contains a clause expressly preempting non-
identical state statutes and regulations, now codified at 49 U.S.C.
30103(b)(1). This express preemption clause prevents States from
enacting safety statutes or administratively issuing safety regulations
that address the same aspect of performance as Federal motor vehicle
safety standards issued by NHTSA, but are not identical to those
Federal standards.
Second, Federal laws and regulations may be found to impliedly
preempt State law in two ways. Federal law preempts State law if
compliance with both the State and Federal standards are impossible. In
addition, Federal law preempts State law if, for example, State tort
actions create an obstacle to the accomplishment and execution of the
full purposes and objectives of Congress.
In Geier v. American Honda Motor Co., the Supreme Court
specifically addressed the possible preemptive effect of the Safety Act
in combination with one of the FMVSSs issued under that Act, on common
law tort claims. The issue before the court was whether the Safety Act,
in light of FMVSS No. 208, preempted a lawsuit claiming a 1987 car was
defective for lacking a driver air bag. When the car was manufactured,
FMVSS No. 208 had required manufacturers to equip some, but not all, of
their vehicles with passive (i.e., automatic) restraints.
The conclusions in Geier can be summarized as follows:
The Safety Act's provision expressly preempting state
``standards'' does not preempt common law tort claims. The issue of
whether the term ``standards'' includes tort law actions is resolved
(in the negative) by another provision in the Safety Act--the
``savings'' clause. That provision states that ``[c]ompliance with'' a
Federal safety standard ``does not exempt any person from any liability
under common law.'' There would not be any common law tort claims for
the provision to save if the ``standards'' in the express preemption
provision were read to include those claims.
The savings clause preserves those tort actions that seek
to establish greater safety than the minimum safety achieved by a FMVSS
intended to provide a floor.
The savings clause does not bar the working of conflict
preemption principles. Further, neither the express preemption
provision nor the saving provision, whether read singly or together,
create some kind of ``special burden'' beyond that inherent in ordinary
preemption principles that would specially favor or disfavor pre-
emption. The two provisions, read together, reflect a neutral policy,
not a specially favorable or unfavorable policy, toward the application
of ordinary conflict preemption principles.
The preemption provision and the savings clause are
countervailing provisions. The preemption provision reflects a desire
to subject the industry to a single, uniform set of FMVSSs. On the
other hand, the savings clause reflects a congressional determination
that occasional nonuniformity is a small price to pay for a system in
which juries not only create, but also enforce, safety standards, while
simultaneously providing necessary compensation to victims. Nothing in
any natural reading of the two provisions favors one set of policies
over the other where a jury-imposed safety standard actually conflicts
with a FMVSS.
A court should not find preemption too readily in the
absence of clear evidence of a conflict.
The Court provided limited guidance, beyond dealing with
``no airbag'' cases, on what types of circumstances could create a
conflict under the Safety Act, and how concrete a conflict must be.
The common-law ``no airbag'' action before the Court was
found to be preempted because it actually conflicted with FMVSS No.
208. In reaching that conclusion, the Court devoted considerable
attention to the Department of Transportation's detailed explanation of
the ``significant considerations'' underlying FMVSS No. 208's
regulatory approach, and observed how the standard reflected these
considerations. The standard sought a gradually developing variety of
passive restraint devices for statutorily relevant reasons including
safety and public acceptability. The rule of state tort law sought by
the petitioner would have constrained the variety of passive restraint
devices by requiring manufacturers of all similar cars to install a
single type of device, an air bag, instead of other types of passive
restraint systems, thereby presenting an obstacle to the variety and
mix of devices that the FMVSS sought.
V. Agency Response to Petitions Regarding Preemption
We find merit in Public Citizen's argument that an actual conflict
may never arise with respect to pronouncements in state tort law
decisions regarding the appropriate number of designated seating
positions. We stated in our October 2008 final rule that a tort law
judgment premised on a view that a motor vehicle needed to have more
DSPs than the number contemplated by our definition could have a
negative safety effect. Such an effect would occur if, in response to
such a tort law judgment, manufacturers installed an excessive number
of seat belts. We said further that such installation could decrease
comfort or make use of seat belts difficult, making it less likely that
an occupant would use his or her respective seat belt, thereby reducing
overall safety.
However, as Public Citizen noted, in estimating compliance costs in
our October 2008 final rule, we opined that, because adding seat belts
would be more expensive, manufacturers would be more likely to
implement the revised DSP definition by reducing seat width or
installing an impediment in affected vehicles to discourage people from
sitting between seats.\5\ Public Citizen argued that if the
manufacturers took either of those two steps, the resulting vehicle
designs would not contain ambiguous seating space and thus would be
unlikely to give rise to State tort law decisions premised on a view
that a motor vehicle was equipped with an insufficient number of seat
belts.
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\5\ See 73 FR 58887, at 58893.
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We agree. Even if there were State tort law decisions requiring
more DSPs than the number contemplated by our definition, we believe
that the manufacturers would likely respond in the same way that they
will respond to the changes mandated by our October 2008 final rule.
That is, because of the higher cost of adding lap/shoulder seat belts,
we believe that it is unlikely that a manufacturer will increase the
number of DSPs in a vehicle and install an excessive number of seat
belts. Instead, we believe the most likely responses by manufacturers
will be to either install an impediment or void in vehicles or decrease
seating surface width.\6\ Because manufacturers' most likely response
to an adverse State tort law decision would not be to increase the
number of DSPs and install an excessive number of seat belts in
vehicles, we believe it is very unlikely that a tort law judgment would
actually conflict with our DSP definition.
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\6\ See 73 FR 58887, at 58893.
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Moreover, we have no knowledge of any State tort law decision that
might conflict with the October 2008 final rule. In the final rule, we
noted that no State or local governmental entities submitted comments
on our proposed rule. We also contacted organizations representing
interests of State and local governments and officials about the
[[Page 68189]]
rulemaking. We received a response from the National Conference of
State Legislatures indicating that they had no comments. We have no
knowledge of any pending State tort litigation that could potentially
conflict with the October 2008 final rule.
We also observe that that the procedures for measuring seats and
calculating the appropriate number of DSPs make it unlikely that a
State law or determination could conflict with the new DSP definition.
The calculation of the number of DSPs on a bench seat with a seating
surface width of less than 1400 mm is generally based upon the number
of 5th percentile adult females that could occupy a seat. Thus, for a
seat surface width of 1050 mm or more, there would be three DSPs. We
believe it unlikely that any State law or determination would require
three DSPs in a seating space of less than 1050 mm because it would be
difficult for three adults to sit in such a small space.
Thus, we have no reason to believe that any existing State tort law
determination conflicts with our manner of calculating the appropriate
number of DSPs set forth in the October 2008 final rule, nor do we have
any reason to anticipate that a future State tort law decision will
create such a conflict. In the absence of such a conflict, there can be
no preemption of State tort law. Accordingly, we have removed the
regulatory text preempting State law, including State tort law
determinations, premised on there being more DSPs than the number
contemplated by the new definition.
Petitioner AAJ also sought removal of the regulatory text
preempting State law, contending that NHTSA lacks the statutory
authority to issue regulations that preempt State tort law. In view of
the forgoing discussion, we need not address this contention in the
context of this rulemaking.
VI. Technical Correction
The petitions for reconsideration filed by SAE International, the
Alliance, and AIAM pointed out a technical error in the regulation
setting forth the formula for calculating the number of designated
seating positions. These petitions noted that 49 CFR 571.10(b)(1) and
(b)(2) each refer to ``paragraph (d),'' which does not exist, and that
the reference was probably intended to refer to Sec. 571.10(c). The
petitioners are correct. Accordingly, we are amending Sec.
571.10(b)(1) and (b)(2) to correct this error.
VII. Rulemaking Analyses and Notices
A. Executive Order 12866 and DOT Regulatory Policies and Procedures
Executive Order 12866, ``Regulatory Planning and Review'' (58 FR
51735, October 4, 1993), provides for making determinations whether a
regulatory action is ``significant'' and therefore subject to Office of
Management and Budget (OMB) review and to the requirements of the
Executive Order.
This notice has not been reviewed under Executive Order 12866.
NHTSA has considered the impact of this proposed rule and determined
that the action is not ``significant'' within the meaning of the
Department of Transportation's regulatory policies and procedures. The
changes made by this final rule do not affect the costs and benefits
estimated for our October 2008 final rule.
B. Regulatory Flexibility Act
In compliance with the Regulatory Flexibility Act, 5 U.S.C. 601 et
seq., NHTSA has evaluated the effects of this action on small entities.
I hereby certify that this rule will not have a significant economic
impact on a substantial number of small entities. The changes made by
this final rule do not affect the costs and benefits estimated for our
October 2008 final rule. For these reasons, the agency has not prepared
a new or revised regulatory flexibility analysis.
C. Executive Order No. 13132
NHTSA has examined today's final rule pursuant to Executive Order
13132 (64 FR 43255, August 10, 1999) and concluded that no additional
consultation with States, local governments, or their representatives
is mandated beyond the rulemaking process. The agency has concluded
that the rule does not have sufficient federalism implications to
warrant consultation with State and local officials or the preparation
of a federalism summary impact statement. The rule does not have
``substantial direct effects on the States, on the relationship between
the national government and the States, or on the distribution of power
and the responsibilities among the various levels of government.''
Further, no consultation is needed to discuss the issue of preemption
in connection with today's rule. For a discussion of that issue, see
the main portion of this preamble.
D. Executive Order 12988
With respect to the review of the promulgation of a new regulation,
section 3(b) of Executive Order 12988, ``Civil Justice Reform'' (61 FR
4729, February 7, 1996) requires that Executive agencies make every
reasonable effort to ensure that the regulation: (1) Clearly specifies
the preemptive effect; (2) clearly specifies the effect on existing
Federal law or regulation; (3) provides a clear legal standard for
affected conduct, while promoting simplification and burden reduction;
(4) clearly specifies the retroactive effect, if any; (5) adequately
defines key terms; and (7) addresses other important issues affecting
clarity and general draftsmanship under any guidelines issued by the
Attorney General. This document is consistent with that requirement.
Pursuant to this Order, NHTSA notes as follows. The issue of
preemption is discussed above. NHTSA notes further that there is no
requirement that individuals submit a petition for reconsideration or
pursue other administrative proceeding before they may file suit or
petition for review of this regulation in court.
E. National Environmental Policy Act
NHTSA has analyzed this final rule for the purposes of the National
Environmental Policy Act. The agency has determined that implementation
of this action will not have any significant impact on the quality of
the human environment.
F. Paperwork Reduction Act
This amendment does not contain any collection of information
requirements requiring review under the Paperwork Reduction Act of 1995
(Pub. L. 104-13).
G. National Technology Transfer and Advancement Act
Under the National Technology Transfer and Advancement Act of 1995
(NTTAA) (Pub. L. 104-113), ``all Federal agencies and departments shall
use technical standards that are developed or adopted by voluntary
consensus standards bodies, using such technical standards as a means
to carry out policy objectives or activities determined by the agencies
and departments.'' This final rule does not establish or amend a
technical standard.
H. Unfunded Mandates Reform Act
The Unfunded Mandates Reform Act of 1995 requires agencies to
prepare a written assessment of the costs, benefits and other effects
of proposed or final rules that include a Federal mandate likely to
result in the expenditure by State, local or tribal governments, in the
aggregate, or by the private sector, of more than $100 million annually
[[Page 68190]]
(adjusted for inflation with base year of 1995). This rulemaking will
not result in expenditures by State, local or tribal governments, in
the aggregate, or by the private sector in excess of $100 million
annually.
J. Regulation Identifier Number (RIN)
The Department of Transportation assigns a regulation identifier
number (RIN) to each regulatory action listed in the Unified Agenda of
Federal Regulations. The Regulatory Information Service Center
publishes the Unified Agenda in April and October of each year. You may
use the RIN contained in the heading at the beginning of this document
to find this action in the Unified Agenda.
K. Privacy Act
Anyone is able to search the electronic form of all comments
received into any of our dockets by the name of the individual
submitting the comment (or signing the comment, if submitted on behalf
of an association, business, labor union, etc.). You may review DOT's
complete Privacy Act Statement in the Federal Register published on
April 11, 2000 (Volume 65, Number 70; Pages 19477-78) or you may visit
https://docketsinfo.dot.gov/.
List of Subjects in 49 CFR Parts 571
Imports, Motor vehicle safety, Reporting and recordkeeping
requirements, Tires.
0
In consideration of the foregoing, NHTSA amends 49 CFR Part 571 as
follows:
PART 571--FEDERAL MOTOR VEHICLE SAFETY STANDARDS
0
1. The authority citation for part 571 of Title 49 continues to read as
follows:
Authority: 49 U.S.C. 322, 30111, 30115, 30117, and 30166;
delegation of authority at 49 CFR 1.50.
0
2. Amend section 571.3 as follows:
0
a. In paragraphs (1) and (2) of the definition of ``Designated seating
position'' in paragraph (b), remove the date ``September 1, 2010'' and
add in its place the date ``September 1, 2011''; and
0
b. Remove paragraph (c).
0
3. Amend section 571.10 by removing from paragraphs (b)(1) and (b)(2)
the phrase ``paragraph (d)'' and adding in its place the phrase
``paragraph (c)''.
Issued on: December 11, 2009.
Ronald L. Medford,
Acting Deputy Administrator.
[FR Doc. E9-30440 Filed 12-22-09; 8:45 am]
BILLING CODE 4910-59-P