Sunshine Act Meeting, 66178 [E9-29796]
Download as PDF
66178
Federal Register / Vol. 74, No. 238 / Monday, December 14, 2009 / Notices
agency, including whether the
information will have practical utility;
(b) the accuracy of the agency’s estimate
of the burden of the collection of
information; (c) ways to enhance the
quality, utility, and clarity of the
information collected; and (d) ways to
minimize the burden of the collection of
information on respondents, including
through the use of automated collection
techniques or other forms of information
technology. Consideration will be given
to comments and suggestions submitted
in writing within 60 days of this
publication.
Please direct your written comments
to Charles Boucher, Director/CIO,
Securities and Exchange Commission,
c/o Shirley Martinson, 6432 General
Green Way, Alexandria, VA 22312; or
send an e-mail to:
PRA_Mailbox@sec.gov.
December 8, 2009.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. E9–29633 Filed 12–11–09; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
mstockstill on DSKH9S0YB1PROD with NOTICES
Sunshine Act Meeting
Notice is hereby given, pursuant to
the provisions of the Government in the
Sunshine Act, Public Law 94–409, that
the Securities and Exchange
Commission will hold a Closed Meeting
on Thursday, December 17, 2009 at 2
p.m.
Commissioners, Counsel to the
Commissioners, the Secretary to the
Commission, and recording secretaries
will attend the Closed Meeting. Certain
staff members who have an interest in
the matters also may be present.
The General Counsel of the
Commission, or his designee, has
certified that, in his opinion, one or
more of the exemptions set forth in 5
U.S.C. 552b(c), (5), (7), 9(B) and (10) and
17 CFR 200.402(a), (5), (7), 9(ii) and
(10), permit consideration of the
scheduled matters at the Closed
Meeting.
Commissioner Paredes, as duty
officer, voted to consider the items
listed for the Closed Meeting in a closed
session.
The subject matter of the Closed
Meeting scheduled for Thursday,
December 17, 2009 will be:
Institution and settlement of injunctive
actions; Institution and settlement of
administrative proceedings;
Consideration of amicus participation;
VerDate Nov<24>2008
17:54 Dec 11, 2009
Jkt 220001
and Other matters relating to
enforcement proceedings.
At times, changes in Commission
priorities require alterations in the
scheduling of meeting items.
For further information and to
ascertain what, if any, matters have been
added, deleted or postponed, please
contact:
The Office of the Secretary at (202)
551–5400.
SECURITIES AND EXCHANGE
COMMISSION
Dated: December 10, 2009.
Elizabeth M. Murphy,
Secretary.
[FR Doc. E9–29796 Filed 12–10–09; 4:15 pm]
December 7, 2009.
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
Sunshine Act Meeting
Notice is hereby given, pursuant to
the provisions of the Government in the
Sunshine Act, Public Law 94–409, that
the Securities and Exchange
Commission will hold an Open Meeting
on December 16, 2009 at 10 a.m., in the
Auditorium, Room L–002.
The subject matter of the Open
Meeting will be:
Item 1: The Commission will consider
whether to adopt amendments to
rules and forms under the Securities
Act of 1933, the Securities Exchange
Act of 1934 and the Investment
Company Act of 1940 to enhance the
disclosures that registrants are
required to make about compensation
and other corporate governance
matters.
Item 2: The Commission will consider
whether to adopt amendments to the
investment adviser custody rule (rule
206(4)–2) under the Investment
Advisers Act of 1940) and related
forms and rules. The amendments
would enhance the protections
provided advisory clients when they
entrust their funds and securities to
an investment adviser.
At times, changes in Commission
priorities require alterations in the
scheduling of meeting items.
For further information and to
ascertain what, if any, matters have been
added, deleted or postponed, please
contact:
The Office of the Secretary at (202)
551–5400.
Dated: December 9, 2009.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. E9–29718 Filed 12–10–09; 11:15
am]
Frm 00095
Fmt 4703
Self-Regulatory Organizations;
Chicago Board Options Exchange,
Incorporated; Notice of Filing and
Immediate Effectiveness of Proposed
Rule Change Relating to the CBSX
Market Data Infrastructure Fee
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 1 and
Rule 19b–4 thereunder,2 notice is
hereby given that on November 30,
2009, Chicago Board Options Exchange,
Incorporated (‘‘CBOE’’ or the
‘‘Exchange’’) filed with the Securities
and Exchange Commission
(‘‘Commission’’) the proposed rule
change as described in Items I, II and III
below, which Items have been prepared
by CBOE. The Commission is
publishing this notice to solicit
comments on the proposed rule change
from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
Chicago Board Options Exchange,
Incorporated (‘‘CBOE’’ or ‘‘Exchange’’)
proposes to amend the CBOE Stock
Exchange (‘‘CBSX’’) market data
infrastructure fee. The text of the
proposed rule change is available on the
Exchange’s Web site (https://
www.cboe.org/legal), at the Exchange’s
Office of the Secretary and at the
Commission.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission,
CBOE included statements concerning
the purpose of and basis for the
proposed rule change and discussed any
comments it received on the proposed
rule change. The text of these statements
may be examined at the places specified
in Item IV below. CBOE has prepared
summaries, set forth in sections (A), (B),
and (C) below, of the most significant
aspects of such statements.
A. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, Proposed Rule
Change
(a) Purpose
The Exchange charges CBSX market
participants a monthly fee to recoup the
1 15
2 17
BILLING CODE 8011–01–P
PO 00000
[Release No. 34–61121; File No. SR–CBOE–
2009–091]
Sfmt 4703
E:\FR\FM\14DEN1.SGM
U.S.C. 78s(b)(1).
CFR 240.19b–4.
14DEN1
Agencies
[Federal Register Volume 74, Number 238 (Monday, December 14, 2009)]
[Notices]
[Page 66178]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-29796]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
Sunshine Act Meeting
Notice is hereby given, pursuant to the provisions of the
Government in the Sunshine Act, Public Law 94-409, that the Securities
and Exchange Commission will hold a Closed Meeting on Thursday,
December 17, 2009 at 2 p.m.
Commissioners, Counsel to the Commissioners, the Secretary to the
Commission, and recording secretaries will attend the Closed Meeting.
Certain staff members who have an interest in the matters also may be
present.
The General Counsel of the Commission, or his designee, has
certified that, in his opinion, one or more of the exemptions set forth
in 5 U.S.C. 552b(c), (5), (7), 9(B) and (10) and 17 CFR 200.402(a),
(5), (7), 9(ii) and (10), permit consideration of the scheduled matters
at the Closed Meeting.
Commissioner Paredes, as duty officer, voted to consider the items
listed for the Closed Meeting in a closed session.
The subject matter of the Closed Meeting scheduled for Thursday,
December 17, 2009 will be:
Institution and settlement of injunctive actions; Institution and
settlement of administrative proceedings; Consideration of amicus
participation; and Other matters relating to enforcement proceedings.
At times, changes in Commission priorities require alterations in
the scheduling of meeting items.
For further information and to ascertain what, if any, matters have
been added, deleted or postponed, please contact:
The Office of the Secretary at (202) 551-5400.
Dated: December 10, 2009.
Elizabeth M. Murphy,
Secretary.
[FR Doc. E9-29796 Filed 12-10-09; 4:15 pm]
BILLING CODE 8011-01-P