Proposed Collection; Comment Request, 66177-66178 [E9-29633]

Download as PDF Federal Register / Vol. 74, No. 238 / Monday, December 14, 2009 / Notices 66177 VENUE INFORMATION Registration closing date Location Address Hearing date New York, NY ...................... Jacob Javitz Federal Bldg, 26 Federal Plaza, 6th Floor Conference Center—Room D, New York, New York 10278 *. South Seattle Community College’s Georgetown Campus, Building C—Gene J. Colin Ed. Bldg, 6737 Corson Avenue South, Seattle, WA 98108. Tip O’Neil Federal Bldg, 1st Floor Auditorium, 10 Causeway Street, Boston, MA 02222 *. University of Texas In Arlington—Riverbend Campus, 7300 Jack Newell Blvd South, Fort Worth, Texas 76118. Sam Nunn Federal Center, Conference Level, 61 Forysth Street, SW., Atlanta, GA 30303 *. Central New Mexico Community College, Smith Brasher Hall of, 525 Buena Vista Dr., SE., Albuquerque, NM 87106. SBA Illinois District Office, 500 West Madison Street, Suite 1250—Conference Room A, Chicago, IL, 60661 *. Wednesday, December 16, 2009. Friday, December 11, 2009. Thursday, December 17, 2009. Monday, December 14, 2009. Friday, December 18, 2009 Monday, January 11, 2010 Monday, December 14, 2009. Monday, January 4, 2010. Tuesday, January 12, 2010 Monday, January 4, 2010. Friday, January 15, 2010 .. Monday, January 4, 2010. Tuesday, January 19, 2010 Monday, January 11, 2010. Seattle, Washington ............ Boston, Massachusetts ....... Dallas, Texas ....................... Atlanta, Georgia ................... Albuquerque, NM ................. Chicago, Illinois ................... * Visitors will be subject to a security screening and might be required to present valid photo identification. Registration requests must be received on or before the respective deadline by 5 p.m., Eastern Standard Time. Authority: 15 U.S.C. 632, 634(b)(6), 636(b), 637(a), 644 and 662(5); and Pub. L. 105–135, sec. 401 et seq., 111 Stat. 2592. III. Registration Joseph P. Loddo, Associate Administrator for Business Development. [FR Doc. E9–29588 Filed 12–11–09; 8:45 am] Any individual interested in attending and making an oral presentation shall pre-register in advance with SBA. Registration requests must be received by SBA no later than 5 p.m., Eastern Standard Time. Please see registration information in this section for specific dates. Please contact Ms. Latrice Andrews of SBA’s Office of Business Development in writing to register at Latrice.Andrews@sba.gov or by facsimile to (202) 481–4042. Please include the following information relating to the person testifying: Name, Organization affiliation, Address, Telephone number, E-mail address, and Fax number. SBA will attempt to accommodate all interested parties that wish to present testimony. Based on the number of registrants it may be necessary to impose time limits to ensure that everyone who wishes to testify has the opportunity to do so. SBA will send confirmation of registration in writing to the presenters and attendees. mstockstill on DSKH9S0YB1PROD with NOTICES IV. Information on Service for Individuals With Disabilities For information on facilities or services for individuals with disabilities or to request special assistance at the public meetings, contact Ms. Latrice Andrews at the telephone number or email address indicated under the FOR FURTHER INFORMATION CONTACT section of this notice. VerDate Nov<24>2008 17:54 Dec 11, 2009 Jkt 220001 BILLING CODE 8025–01–P SECURITIES AND EXCHANGE COMMISSION Proposed Collection; Comment Request Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 20549–0213. Extension: Form N–Q; SEC File No. 270–519; OMB Control No. 3235–0578. Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange Commission (the ‘‘Commission’’) is soliciting comments on the collection of information summarized below. The Commission plans to submit this existing collection of information to the Office of Management and Budget for extension and approval. Form N–Q (17 CFR 249.332 and 274.130) is a combined reporting form that is used for reports of registered management investment companies (‘‘funds’’), other than small business investment companies registered on Form N–5, under Section 30(b) of the Investment Company Act of 1940 (15 PO 00000 Frm 00094 Fmt 4703 Sfmt 4703 U.S.C. 80a–1 et seq.) (‘‘Investment Company Act’’) and Section 13(a) or 15(d) of the Securities Exchange Act of 1934 (15 U.S.C. 78a et seq.). Pursuant to Rule 30b1–5 under the Investment Company Act, funds are required to file with the Commission quarterly reports on Form N–Q, not more than 60 days after the close of the first and third quarters of each fiscal year, containing their complete portfolio holdings. Form N–Q contains collection of information requirements. The respondents to this information collection are management investment companies subject to Rule 30b1–5 under the Investment Company Act. Approximately 8,000 portfolios are required to file reports on Form N–Q, which is estimated to require an average of 21 hours per portfolio per year to complete. The estimated annual burden of complying with the filing requirement is approximately 168,000 hours. The estimates of average burden hours are made solely for the purposes of the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.) and are not derived from a comprehensive or even representative survey or study of the cost of Commission rules and forms. The collection of information under Form N–Q is mandatory. The information provided by the form is not kept confidential. An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid control number. Written comments are invited on: (a) Whether the proposed collection of information is necessary for the proper performance of the functions of the E:\FR\FM\14DEN1.SGM 14DEN1 66178 Federal Register / Vol. 74, No. 238 / Monday, December 14, 2009 / Notices agency, including whether the information will have practical utility; (b) the accuracy of the agency’s estimate of the burden of the collection of information; (c) ways to enhance the quality, utility, and clarity of the information collected; and (d) ways to minimize the burden of the collection of information on respondents, including through the use of automated collection techniques or other forms of information technology. Consideration will be given to comments and suggestions submitted in writing within 60 days of this publication. Please direct your written comments to Charles Boucher, Director/CIO, Securities and Exchange Commission, c/o Shirley Martinson, 6432 General Green Way, Alexandria, VA 22312; or send an e-mail to: PRA_Mailbox@sec.gov. December 8, 2009. Florence E. Harmon, Deputy Secretary. [FR Doc. E9–29633 Filed 12–11–09; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION mstockstill on DSKH9S0YB1PROD with NOTICES Sunshine Act Meeting Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94–409, that the Securities and Exchange Commission will hold a Closed Meeting on Thursday, December 17, 2009 at 2 p.m. Commissioners, Counsel to the Commissioners, the Secretary to the Commission, and recording secretaries will attend the Closed Meeting. Certain staff members who have an interest in the matters also may be present. The General Counsel of the Commission, or his designee, has certified that, in his opinion, one or more of the exemptions set forth in 5 U.S.C. 552b(c), (5), (7), 9(B) and (10) and 17 CFR 200.402(a), (5), (7), 9(ii) and (10), permit consideration of the scheduled matters at the Closed Meeting. Commissioner Paredes, as duty officer, voted to consider the items listed for the Closed Meeting in a closed session. The subject matter of the Closed Meeting scheduled for Thursday, December 17, 2009 will be: Institution and settlement of injunctive actions; Institution and settlement of administrative proceedings; Consideration of amicus participation; VerDate Nov<24>2008 17:54 Dec 11, 2009 Jkt 220001 and Other matters relating to enforcement proceedings. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 551–5400. SECURITIES AND EXCHANGE COMMISSION Dated: December 10, 2009. Elizabeth M. Murphy, Secretary. [FR Doc. E9–29796 Filed 12–10–09; 4:15 pm] December 7, 2009. BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meeting Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94–409, that the Securities and Exchange Commission will hold an Open Meeting on December 16, 2009 at 10 a.m., in the Auditorium, Room L–002. The subject matter of the Open Meeting will be: Item 1: The Commission will consider whether to adopt amendments to rules and forms under the Securities Act of 1933, the Securities Exchange Act of 1934 and the Investment Company Act of 1940 to enhance the disclosures that registrants are required to make about compensation and other corporate governance matters. Item 2: The Commission will consider whether to adopt amendments to the investment adviser custody rule (rule 206(4)–2) under the Investment Advisers Act of 1940) and related forms and rules. The amendments would enhance the protections provided advisory clients when they entrust their funds and securities to an investment adviser. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 551–5400. Dated: December 9, 2009. Florence E. Harmon, Deputy Secretary. [FR Doc. E9–29718 Filed 12–10–09; 11:15 am] Frm 00095 Fmt 4703 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the CBSX Market Data Infrastructure Fee Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 1 and Rule 19b–4 thereunder,2 notice is hereby given that on November 30, 2009, Chicago Board Options Exchange, Incorporated (‘‘CBOE’’ or the ‘‘Exchange’’) filed with the Securities and Exchange Commission (‘‘Commission’’) the proposed rule change as described in Items I, II and III below, which Items have been prepared by CBOE. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. I. Self-Regulatory Organization’s Statement of the Terms of Substance of the Proposed Rule Change Chicago Board Options Exchange, Incorporated (‘‘CBOE’’ or ‘‘Exchange’’) proposes to amend the CBOE Stock Exchange (‘‘CBSX’’) market data infrastructure fee. The text of the proposed rule change is available on the Exchange’s Web site (https:// www.cboe.org/legal), at the Exchange’s Office of the Secretary and at the Commission. II. Self-Regulatory Organization’s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change In its filing with the Commission, CBOE included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. CBOE has prepared summaries, set forth in sections (A), (B), and (C) below, of the most significant aspects of such statements. A. Self-Regulatory Organization’s Statement of the Purpose of, and Statutory Basis for, Proposed Rule Change (a) Purpose The Exchange charges CBSX market participants a monthly fee to recoup the 1 15 2 17 BILLING CODE 8011–01–P PO 00000 [Release No. 34–61121; File No. SR–CBOE– 2009–091] Sfmt 4703 E:\FR\FM\14DEN1.SGM U.S.C. 78s(b)(1). CFR 240.19b–4. 14DEN1

Agencies

SECURITIES AND EXCHANGE COMMISSION

[Federal Register Volume 74, Number 238 (Monday, December 14, 2009)]
[Notices]
[Pages 66177-66178]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-29633]


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SECURITIES AND EXCHANGE COMMISSION


Proposed Collection; Comment Request

Upon Written Request, Copies Available From: Securities and Exchange 
Commission, Office of Investor Education and Advocacy, Washington, DC 
20549-0213.

Extension:
    Form N-Q; SEC File No. 270-519; OMB Control No. 3235-0578.

    Notice is hereby given that, pursuant to the Paperwork Reduction 
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (the ``Commission'') is soliciting comments on the 
collection of information summarized below. The Commission plans to 
submit this existing collection of information to the Office of 
Management and Budget for extension and approval.
    Form N-Q (17 CFR 249.332 and 274.130) is a combined reporting form 
that is used for reports of registered management investment companies 
(``funds''), other than small business investment companies registered 
on Form N-5, under Section 30(b) of the Investment Company Act of 1940 
(15 U.S.C. 80a-1 et seq.) (``Investment Company Act'') and Section 
13(a) or 15(d) of the Securities Exchange Act of 1934 (15 U.S.C. 78a et 
seq.). Pursuant to Rule 30b1-5 under the Investment Company Act, funds 
are required to file with the Commission quarterly reports on Form N-Q, 
not more than 60 days after the close of the first and third quarters 
of each fiscal year, containing their complete portfolio holdings.
    Form N-Q contains collection of information requirements. The 
respondents to this information collection are management investment 
companies subject to Rule 30b1-5 under the Investment Company Act. 
Approximately 8,000 portfolios are required to file reports on Form N-
Q, which is estimated to require an average of 21 hours per portfolio 
per year to complete. The estimated annual burden of complying with the 
filing requirement is approximately 168,000 hours. The estimates of 
average burden hours are made solely for the purposes of the Paperwork 
Reduction Act of 1995 (44 U.S.C. 3501 et seq.) and are not derived from 
a comprehensive or even representative survey or study of the cost of 
Commission rules and forms. The collection of information under Form N-
Q is mandatory. The information provided by the form is not kept 
confidential. An agency may not conduct or sponsor, and a person is not 
required to respond to, a collection of information unless it displays 
a currently valid control number.
    Written comments are invited on: (a) Whether the proposed 
collection of information is necessary for the proper performance of 
the functions of the

[[Page 66178]]

agency, including whether the information will have practical utility; 
(b) the accuracy of the agency's estimate of the burden of the 
collection of information; (c) ways to enhance the quality, utility, 
and clarity of the information collected; and (d) ways to minimize the 
burden of the collection of information on respondents, including 
through the use of automated collection techniques or other forms of 
information technology. Consideration will be given to comments and 
suggestions submitted in writing within 60 days of this publication.
    Please direct your written comments to Charles Boucher, Director/
CIO, Securities and Exchange Commission, c/o Shirley Martinson, 6432 
General Green Way, Alexandria, VA 22312; or send an e-mail to: PRA_Mailbox@sec.gov.

     December 8, 2009.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. E9-29633 Filed 12-11-09; 8:45 am]
BILLING CODE 8011-01-P

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