Proposed Collection; Comment Request, 62845 [E9-28689]
Download as PDF
<![CDATA[
Federal Register / Vol. 229, No. 74 / Tuesday, December 1, 2009 / Notices
SECURITIES AND EXCHANGE
COMMISSION
Proposed Collection; Comment
Request
Proposed Collection; Comment
Request
Upon Written Request; Copies Available
From: Securities and Exchange
Commission, Office of Investor
Education and Advocacy,
Washington, DC 20549–0213.
Upon Written Request; Copies Available
From: Securities and Exchange
Commission, Office of Investor
Education and Advocacy,
Washington, DC 20549–0213.
Extension: Rule 14f–1, OMB Control No.
3235–0108, SEC File No. 270–127.
mstockstill on DSKH9S0YB1PROD with NOTICES
SECURITIES AND EXCHANGE
COMMISSION
Extension:
Rule 13e–1, OMB Control No. 3235–0305,
SEC File No. 270–255
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the collection of information
summarized below. The Commission
plans to submit this existing collection
of information to the Office of
Management and Budget for extension
and approval.
Exchange Act Rule 14f–1 (17 CFR
240.14f–1) requires a registrant to
disclose a change in a majority of the
directors of the registrant. The
information filed under Rule 14f–1 must
be filed with the Commission and is
publicly available. We estimate that it
takes approximately 18 burden hours to
provide the information required under
Rule 14f–1 and that the information is
filed by approximately 172 respondents
for a total annual reporting burden of
3,096 hours.
Written comments are invited on: (a)
Whether this proposed collection of
information is necessary for the
performance of the functions of the
agency, including whether the
information will have practical utility;
(b) the accuracy of the agency’s estimate
of the burden imposed by the collection
of information; (c) ways to enhance the
quality, utility, and clarity of the
information collected; and (d) ways to
minimize the burden of the collection of
information on respondents, including
through the use of automated collection
techniques or other forms of information
technology. Consideration will be given
to comments and suggestions submitted
in writing within 60 days of this
publication.
Please direct your written comment to
Charles Boucher, Director/CIO,
Securities and Exchange Commission,
C/O Shirley Martinson, 6432 General
Green Way, Alexandria, Virginia 22312;
or send an e-mail to:
PRA_Mailbox@sec.gov.
Dated: November 24, 2009.
Elizabeth M. Murphy,
Secretary.
[FR Doc. E9–28690 Filed 11–30–09; 8:45 am]
BILLING CODE 8011–01–P
VerDate Nov<24>2008
20:14 Nov 30, 2009
Jkt 220001
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the collection of information
summarized below. The Commission
plans to submit this existing collection
of information to the Office of
Management and Budget for extension
and approval.
Rule 13e–1 (17 CFR 240.13e–1) makes
it unlawful for an issuer who has
received notice that it is the subject of
a tender offer made under Section
14(d)(1) of the Securities Exchange Act
of 1934 (15 U.S.C. 78n(d)(1)) to
purchase any of its equity securities
during the tender offer, unless it first
files a statement with the Commission
containing information require by the
Rule. This rule is in keeping with the
Commission’s statutory responsibility to
prescribe rules and regulations that are
necessary for the protection of investors.
The information filed under Rule 13e–
1 must be filed with the Commission
and is publicly available. We estimate
that it takes approximately 10 burden
hours per response to provide the
information required under Rule 13e–1
and that the information is filed by
approximately 20 respondents. We
estimate that 25% of the 10 hours per
response (2.5 hours) is prepared by the
company for a total annual reporting
burden of 50 hours (2.5 hours per
response x 20 responses).
Written comments are invited on: (a)
Whether this proposed collection of
information is necessary for the
performance of the functions of the
agency, including whether the
information will have practical utility;
(b) the accuracy of the agency’s estimate
of the burden imposed by the collection
of information; (c) ways to enhance the
quality, utility, and clarity of the
information collected; and (d) ways to
minimize the burden of the collection of
information on respondents, including
through the use of automated collection
techniques or other forms of information
technology. Consideration will be given
to comments and suggestions submitted
PO 00000
Frm 00112
Fmt 4703
Sfmt 4703
62845
in writing within 60 days of this
publication.
Please direct your written comment to
Charles Boucher, Director/CIO,
Securities and Exchange Commission,
C/O Shirley Martinson, 6432 General
Green Way, Alexandria, Virginia 22312;
or send an e-mail to:
PRA_Mailbox@sec.gov.
Dated: November 24, 2009.
Elizabeth M. Murphy,
Secretary.
[FR Doc. E9–28689 Filed 11–30–09; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Rule 12d1–3; OMB Control No. 3235–0109;
SEC File No. 270–116]
Proposed Collection; Comment
Request
Upon Written Request; Copies
Available From: Securities and
Exchange Commission, Office of
Investor Education and Advocacy,
Washington, DC 20549–0213.
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the collection of information
summarized below. The Commission
plans to submit this existing collection
of information to the Office of
Management and Budget for extension
and approval.
Exchange Act Rule 12d1–3 (17 CFR
240.12d1–3) requires a certification that
a security has been approved by an
exchange for listing and registration
pursuant to Section 12(d) of the
Securities Exchange Act of 1934 (15
U.S.C. 78l(d)) to be filed with the
Commission. The information required
under Rule 12d1–3 must be filed with
the Commission and is publicly
available. We estimate that it takes
approximately one-half hour per
response to provide the information
required under Rule 12d1–3 and that
the information is filed by
approximately 688 respondents for a
total annual reporting burden of 344
hours (.5 hours per response x 688
responses).
Written comments are invited on: (a)
Whether this proposed collection of
information is necessary for the
performance of the functions of the
agency, including whether the
information will have practical utility;
(b) the accuracy of the agency’s estimate
of the burden imposed by the collection
of information; (c) ways to enhance the
E:\FR\FM\01DEN1.SGM
01DEN1
]]>Agencies
[Federal Register Volume 74, Number 229 (Tuesday, December 1, 2009)]
[Notices]
[Page 62845]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-28689]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
Proposed Collection; Comment Request
Upon Written Request; Copies Available From: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC
20549-0213.
Extension:
Rule 13e-1, OMB Control No. 3235-0305, SEC File No. 270-255
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange
Commission (``Commission'') is soliciting comments on the collection of
information summarized below. The Commission plans to submit this
existing collection of information to the Office of Management and
Budget for extension and approval.
Rule 13e-1 (17 CFR 240.13e-1) makes it unlawful for an issuer who
has received notice that it is the subject of a tender offer made under
Section 14(d)(1) of the Securities Exchange Act of 1934 (15 U.S.C.
78n(d)(1)) to purchase any of its equity securities during the tender
offer, unless it first files a statement with the Commission containing
information require by the Rule. This rule is in keeping with the
Commission's statutory responsibility to prescribe rules and
regulations that are necessary for the protection of investors. The
information filed under Rule 13e-1 must be filed with the Commission
and is publicly available. We estimate that it takes approximately 10
burden hours per response to provide the information required under
Rule 13e-1 and that the information is filed by approximately 20
respondents. We estimate that 25% of the 10 hours per response (2.5
hours) is prepared by the company for a total annual reporting burden
of 50 hours (2.5 hours per response x 20 responses).
Written comments are invited on: (a) Whether this proposed
collection of information is necessary for the performance of the
functions of the agency, including whether the information will have
practical utility; (b) the accuracy of the agency's estimate of the
burden imposed by the collection of information; (c) ways to enhance
the quality, utility, and clarity of the information collected; and (d)
ways to minimize the burden of the collection of information on
respondents, including through the use of automated collection
techniques or other forms of information technology. Consideration will
be given to comments and suggestions submitted in writing within 60
days of this publication.
Please direct your written comment to Charles Boucher, Director/
CIO, Securities and Exchange Commission, C/O Shirley Martinson, 6432
General Green Way, Alexandria, Virginia 22312; or send an e-mail to:
PRA_Mailbox@sec.gov.
Dated: November 24, 2009.
Elizabeth M. Murphy,
Secretary.
[FR Doc. E9-28689 Filed 11-30-09; 8:45 am]
BILLING CODE 8011-01-P
