Sunshine Act Meeting, 57541 [E9-26894]
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Federal Register / Vol. 74, No. 214 / Friday, November 6, 2009 / Notices
performance of the functions of the
agency, including whether the
information will have practical utility;
(b) the accuracy of the agency’s estimate
of the burden of the collection of
information; (c) ways to enhance the
quality, utility, and clarity of the
information collected; and (d) ways to
minimize the burden of the collection of
information on respondents, including
through the use of automated collection
techniques or other forms of information
technology. Consideration will be given
to comments and suggestions submitted
in writing within 60 days of this
publication.
Please direct your written comments
to Charles Boucher, Director/CIO,
Securities and Exchange Commission,
c/o Shirley Martinson, 6432 General
Green Way, Alexandria, VA 22312; or
send an e-mail to:
PRA_Mailbox@sec.gov.
Dated: October 29, 2009.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. E9–26752 Filed 11–5–09; 8:45 am]
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[File No. 500–1]
Minecore International, Inc.; Order of
Suspension of Trading
November 4, 2009.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of Minecore
International, Inc. (‘‘Minecore’’) because
it has not filed a periodic report since
its 10–KSB for the fiscal year ending
December 31, 2001, filed on June 30,
2004.
The Commission is of the opinion that
the public interest and the protection of
investors require a suspension of trading
in the securities of Minecore. Therefore,
it is ordered, pursuant to Section 12(k)
of the Securities Exchange Act of 1934,
that trading in the securities of
Minecore is suspended for the period
from 9:30 a.m. EST on November 4,
2009, through 11:59 p.m. EST on
November 17, 2009.
By the Commission.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. E9–26896 Filed 11–4–09; 11:15 am]
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mstockstill on DSKH9S0YB1PROD with NOTICES6
Sunshine Act Meeting
Notice is hereby given, pursuant to
the provisions of the Government in the
Sunshine Act, Public Law 94–409, that
the Securities and Exchange
Commission will hold its annual forum
on small business capital formation on
November 19, 2009 beginning at 9 a.m.
The forum will include roundtables
focusing on the state of small business
capital formation and the SEC’s
accredited investor definition for private
and limited offerings.
The roundtables will take place in the
Auditorium of the Commission’s
headquarters at 100 F Street, NE.,
Washington, DC and will be open to the
public with seating on a first-come, firstserved basis. Doors will open at 8:30
a.m. Visitors will be subject to security
checks.
For further information, please
contact Anthony Barone at 202–551–
3261.
Dated: November 3, 2009.
Elizabeth M. Murphy,
Secretary.
[FR Doc. E9–26894 Filed 11–4–09; 11:15 am]
18:23 Nov 05, 2009
[Release No. 34–60908; File No. SR–
NYSEAmex–2009–77]
Self-Regulatory Organizations; Notice
of Filing and Immediate Effectiveness
of Proposed Rule Change by NYSE
Amex, LLC Amending Its Schedule of
Fees and Charges for Exchange
Services
October 30, 2009.
Pursuant to Section 19(b)(1)1 of the
Securities Exchange Act of 1934 (the
‘‘Act’’) 2 and Rule 19b–4 thereunder,3
notice is hereby given that, on October
27, 2009, NYSE Amex LLC (‘‘NYSE
Amex’’ or the ‘‘Exchange’’) filed with
the Securities and Exchange
Commission (the ‘‘Commission’’) the
proposed rule change as described in
Items I, II, and III below, which Items
have been prepared by the selfregulatory organization. The
Commission is publishing this notice to
solicit comments on the proposed rule
change from interested persons.
1 15
U.S.C. 78s(b)(1).
U.S.C. 78a.
3 17 CFR 240.19b–4.
2 15
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57541
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange proposes to its
Schedule of Fees and Charges for
Exchange Services (‘‘Schedule’’) by
waiving the Cancellation Fee until
February 1, 2010. The text of the
proposed rule change is attached as
Exhibit 5 to the 19b–4 form. A copy of
this filing is available on the Exchange’s
Web site at https://www.nyse.com, at the
Exchange’s principal office and at the
Commission’s Public Reference Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
self-regulatory organization included
statements concerning the purpose of,
and basis for, the proposed rule change
and discussed any comments it received
on the proposed rule change. The text
of those statements may be examined at
the places specified in Item IV below.
The Exchange has prepared summaries,
set forth in sections A, B, and C below,
of the most significant parts of such
statements.
A. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
1. Purpose
The Cancellation Fee is currently
waived until November 1, 2009.4 Due to
competitive concerns in the options
marketplace and customer feedback, the
Exchange hereby proposes to continue
to waive the Cancellation Fee until
February 1, 2010. At that time, the
Exchange will reevaluate its need to
implement the fee, in light of current
market conditions.
2. Statutory Basis
The Exchange believes that the
proposal is consistent with Section 6(b)
of the Securities Exchange Act of 1934
(the ‘‘Act’’),5 in general, and Section
6(b)(4),6 in particular, in that it provides
for the equitable allocation of dues, fees
and other charges among its members
and other market participants that use
the trading facilities of NYSE Amex
Options. Under this proposal, all
similarly situated members and other
Exchange participants of NYSE Amex
4 See Securities Exchange Act Release No. 34–
60452 (August 5, 2009), 74 FR 40861 (August 13,
2009) (SR–AMEX–2009–54).
5 15 U.S.C. 78f(b).
6 15 U.S.C. 78f(b)(4).
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[Federal Register Volume 74, Number 214 (Friday, November 6, 2009)]
[Notices]
[Page 57541]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-26894]
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SECURITIES AND EXCHANGE COMMISSION
Sunshine Act Meeting
Notice is hereby given, pursuant to the provisions of the
Government in the Sunshine Act, Public Law 94-409, that the Securities
and Exchange Commission will hold its annual forum on small business
capital formation on November 19, 2009 beginning at 9 a.m.
The forum will include roundtables focusing on the state of small
business capital formation and the SEC's accredited investor definition
for private and limited offerings.
The roundtables will take place in the Auditorium of the
Commission's headquarters at 100 F Street, NE., Washington, DC and will
be open to the public with seating on a first-come, first-served basis.
Doors will open at 8:30 a.m. Visitors will be subject to security
checks.
For further information, please contact Anthony Barone at 202-551-
3261.
Dated: November 3, 2009.
Elizabeth M. Murphy,
Secretary.
[FR Doc. E9-26894 Filed 11-4-09; 11:15 am]
BILLING CODE 8011-01-P
