In the Matter of Emergent Health Corp.; Order of Suspension of Trading, 50991 [E9-23882]
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Federal Register / Vol. 74, No. 190 / Friday, October 2, 2009 / Notices
Economic Injury (EIDL) Loan
Application Deadline Date: 06/28/2010.
ADDRESSES: Submit completed loan
applications to: U.S. Small Business
Administration, Processing And
Disbursement Center, 14925 Kingsport
Road, Fort Worth, TX 76155.
FOR FURTHER INFORMATION CONTACT: A.
Escobar, Office of Disaster Assistance,
U.S. Small Business Administration,
409 3rd Street, SW., Suite 6050,
Washington, DC 20416.
SUPPLEMENTARY INFORMATION: Notice is
hereby given that as a result of the
President’s major disaster declaration on
09/26/2009, Private Non-Profit
organizations that provide essential
services of governmental nature may file
disaster loan applications at the address
listed above or other locally announced
locations.
The following areas have been
determined to be adversely affected by
the disaster:
Primary Counties:
Carroll, Catoosa, Chattooga, Cobb,
Douglas, Gwinnett, Paulding,
Stephens, Walker.
The Interest Rates are:
Percent
Other (Including Non-Profit Organizations) With Credit Available
Elsewhere: ................................
Businesses And Non-Profit Organizations Without Credit Available Elsewhere: ........................
The number assigned to this disaster for physical damage is
118886 and for economic injury
is 118896.
4.500
4.000
(Catalog of Federal Domestic Assistance
Numbers 59002 and 59008)
James E. Rivera,
Acting Associate Administrator for Disaster
Assistance.
[FR Doc. E9–23776 Filed 10–1–09; 8:45 am]
BILLING CODE 8025–01–P
SMALL BUSINESS ADMINISTRATION
pwalker on DSK8KYBLC1PROD with NOTICES
Interest Rates
The Small Business Administration
publishes an interest rate called the
optional ‘‘peg’’ rate (13 CFR 120.214) on
a quarterly basis. This rate is a weighted
average cost of money to the
government for maturities similar to the
average SBA direct loan. This rate may
be used as a base rate for guaranteed
fluctuating interest rate SBA loans. This
rate will be 4.000 (4) percent for the
October–December quarter of FY 2009.
Pursuant to 13 CFR 120.921(b), the
maximum legal interest rate for any
VerDate Nov<24>2008
16:40 Oct 01, 2009
Jkt 220001
third party lender’s commercial loan
which funds any portion of the cost of
a 504 project (see 13 CFR 120.801) shall
be 6% over the New York Prime rate or,
if that exceeds the maximum interest
rate permitted by the constitution or
laws of a given State, the maximum
interest rate will be the rate permitted
by the constitution or laws of the given
State.
Richard C. Blewett,
Acting Director, Office of Financial
Assistance.
[FR Doc. E9–23772 Filed 10–1–09; 8:45 am]
BILLING CODE P
[File No. 500–1]
In the Matter of Emergent Health Corp.;
Order of Suspension of Trading
September 30, 2009.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of Emergent
Health Corp. because questions have
arisen regarding the company’s issuance
of stock and trading in the company’s
stock.
The Commission is of the opinion that
the public interest and the protection of
investors require a suspension of trading
in the securities of the above-listed
company.
Therefore, it is ordered, pursuant to
Section 12(k) of the Securities Exchange
Act of 1934, that trading in the
securities of the above-listed company is
suspended for the period from 9:30 a.m.
EDT on September 30, 2009, through
11:59 p.m. EDT, on October 13, 2009.
By the Commission.
Elizabeth M. Murphy,
Secretary.
[FR Doc. E9–23882 Filed 9–30–09; 11:15 am]
BILLING CODE 8011–01–P
Frm 00046
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–60726; File No. SR–FINRA–
2009–010]
Self-Regulatory Organizations;
Financial Industry Regulatory
Authority, Inc.; Notice of Filing of
Amendment No. 2 and Order Granting
Accelerated Approval of a Proposed
Rule Change, as Modified by
Amendment No. 2 Thereto, Expanding
TRACE To Include Agency Debt
Securities and Primary Market
Transactions
September 28, 2009.
SECURITIES AND EXCHANGE
COMMISSION
PO 00000
50991
Fmt 4703
Sfmt 4703
I. Introduction
On March 18, 2009, the Financial
Industry Regulatory Authority, Inc.
(‘‘FINRA’’) (f/k/a National Association
of Securities Dealers, Inc. (‘‘NASD’’))
filed with the Securities and Exchange
Commission (‘‘SEC’’ or ‘‘Commission’’),
pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (the
‘‘Act’’) 1 and Rule 19b–4 thereunder,2 a
proposed rule change to expand TRACE
to include Agency Debt Securities and
primary market transactions. On April
8, 2009, FINRA filed Amendment No. 1
to the proposal.3 The proposed rule
change, as amended, was published for
comment in the Federal Register on
April 16, 2009.4 The Commission
received eight comment letters in
response to the proposed rule change.5
On August 26, 2009, FINRA responded
to the comment letters 6 and filed
Amendment No. 2 to the proposed rule
change.7 The Commission is publishing
this notice and order to solicit
comments on Amendment No. 2 and to
approve the proposed rule change, as
modified by Amendment No. 2, on an
accelerated basis.
II. Description of the Proposal
Currently, FINRA utilizes the Trade
Reporting and Compliance Engine
(‘‘TRACE’’) to collect and disseminate
information on secondary over-the1 15
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 Amendment No. 1 was a partial amendment
that: (1) Revised the description of the proposal to
accurately reflect the proposed rule text; (2)
amended the definition of ‘‘TRACE–Eligible
Security’’ to remove a parenthetical that was
inadvertently included in the original proposal; and
(3) made minor technical edits to the purposed rule
text.
4 Securities Exchange Act Release No. 59733
(April 8, 2009), 74 FR 17709 (‘‘Notice’’).
5 See infra note 12.
6 See letter from Sharon Zackula, Associate Vice
President and Associate General Counsel, FINRA, to
Elizabeth M. Murphy, Secretary, Commission, dated
August 26, 2009 (‘‘FINRA Response’’).
7 See infra Section III.
2 17
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Agencies
[Federal Register Volume 74, Number 190 (Friday, October 2, 2009)]
[Notices]
[Page 50991]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-23882]
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SECURITIES AND EXCHANGE COMMISSION
[File No. 500-1]
In the Matter of Emergent Health Corp.; Order of Suspension of
Trading
September 30, 2009.
It appears to the Securities and Exchange Commission that there is
a lack of current and accurate information concerning the securities of
Emergent Health Corp. because questions have arisen regarding the
company's issuance of stock and trading in the company's stock.
The Commission is of the opinion that the public interest and the
protection of investors require a suspension of trading in the
securities of the above-listed company.
Therefore, it is ordered, pursuant to Section 12(k) of the
Securities Exchange Act of 1934, that trading in the securities of the
above-listed company is suspended for the period from 9:30 a.m. EDT on
September 30, 2009, through 11:59 p.m. EDT, on October 13, 2009.
By the Commission.
Elizabeth M. Murphy,
Secretary.
[FR Doc. E9-23882 Filed 9-30-09; 11:15 am]
BILLING CODE 8011-01-P