In the Matter of Super Nova Resources, Inc.; Order of Suspension of Trading, 46632 [E9-21924]

Download as PDF 46632 Federal Register / Vol. 74, No. 174 / Thursday, September 10, 2009 / Notices The local SBA district office may be found at https://www.sba.gov/ localresources/. SECURITIES AND EXCHANGE COMMISSION [Release No. 34–60618; File No. SR–NYSE– 2009–82] Authority: 15 U.S.C. 636(a)(25) and 13 CFR 120.3. Walter C. Intlekofer, Acting Director, Office of Financial Assistance. [FR Doc. E9–21891 Filed 9–9–09; 8:45 am] BILLING CODE 8025–01–P SECURITIES AND EXCHANGE COMMISSION [File No. 500–1] In the Matter of Super Nova Resources, Inc.; Order of Suspension of Trading September 8, 2009. It appears to the Securities and Exchange Commission that there is a lack of current and accurate information concerning the securities of Super Nova Resources, Inc. because questions have arisen regarding the trading in the company’s stock, and the accuracy and adequacy of publicly available information concerning, among other things, the company’s business operations. The Commission is of the opinion that the public interest and the protection of investors require a suspension of trading in the securities of the above-listed company. Therefore, it is ordered, pursuant to Section 12(k) of the Securities Exchange Act of 1934, that trading in the securities of the above-listed company is suspended for the period from 9:30 a.m. EDT, on September 8, 2009, through 11:59 p.m. EDT, on September 21, 2009. By the Commission. Elizabeth M. Murphy, Secretary. [FR Doc. E9–21924 Filed 9–8–09; 11:15 am] erowe on DSK5CLS3C1PROD with NOTICES BILLING CODE 8010–01–P Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Amending Certain Provisions of Exchange Rule 1600 To Align the Rule With the Technology and Functionality of the NYBX Facility in Relation to an NYBX Order’s Ability To Interact With NonDisplayed Contra Side Liquidity in the NYSE Display Book® and To Clarify the Processing of NYBX Orders That Have An Optional, User-Defined Minimum Triggering Volume September 3, 2009. Pursuant to Section 19(b)(1) 1 of the Securities Exchange Act of 1934 (the ‘‘Act’’) 2 and Rule 19b–4 thereunder,3 notice is hereby given that, on August 12, 2009, New York Stock Exchange LLC (‘‘NYSE’’ or the ‘‘Exchange’’) filed with the Securities and Exchange Commission (the ‘‘Commission’’) the proposed rule change as described in Items I and II below, which Items have been prepared by the self-regulatory organization. The Exchange has designated the proposed rule change ‘‘non-controversial’’ and eligible for immediate effectiveness pursuant to Section 19(b)(3)(A)(iii) of the Act 4 and Rule 19b–4(f)(6) thereunder.5 On September 1, 2009, the Exchange filed Amendment No. 1.6 The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. I. Self-Regulatory Organization’s Statement of the Terms of Substance of the Proposed Rule Change The Exchange proposes to amend certain provisions of Exchange Rule 1600 (New York Block ExchangeSM) (‘‘NYBXSM’’ or the ‘‘facility’’) to align the Rule with the technology and functionality of the NYBX facility in relation to an NYBX order’s ability to interact with non-displayed contra side liquidity in the NYSE Display Book® (‘‘Display Book’’ or ‘‘DBK’’) and to clarify the processing of NYBX orders that have an optional, user-defined Minimum Triggering Volume (‘‘MTV’’). 1 15 U.S.C. 78s(b)(1). U.S.C. 78a. 3 17 CFR 240.19b–4. 4 15 U.S.C. 78s(b)(3)(A)(iii). 5 17 CFR 240.19b–4(f)(6). 6 Amendment No. 1 added clarifying language to the proposed rule text and made corresponding changes to the proposal. 2 15 VerDate Nov<24>2008 15:13 Sep 09, 2009 Jkt 217001 PO 00000 Frm 00075 Fmt 4703 Sfmt 4703 The proposed amendment also includes clarifying language, additional definitions of terms found in Regulation NMS 7 and adds technical changes to correct the numbering of certain subsections. This Amendment No. 1 of SR–NYSE–2009–82 replaces the previous filing in its entirety. The text of the proposed rule change is available at the Exchange, the Commission’s Public Reference Room, and https:// www.nyse.com. II. Self-Regulatory Organization’s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change In its filing with the Commission, the self-regulatory organization included statements concerning the purpose of, and basis for, the proposed rule change and discussed any comments it received on the proposed rule change. The text of those statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant parts of such statements. A. Self-Regulatory Organization’s Statement of the Purpose of, and the Statutory Basis for, the Proposed Rule Change 1. Purpose The NYBX is an electronic facility of the Exchange that provides continuous execution of all NYBX orders in NYSElisted securities with the aggregate of all orders in the NYBX facility and displayed and non-displayed orders in the DBK. Orders entered into the NYBX facility are non-displayed orders. NYBX orders may be subject to certain conditions that can affect their ability to be executed. One type of condition is a minimum size desired for execution, known as the MTV. Executions on the NYBX will not trade through a protected quotation of an automated trading center. The Exchange seeks to amend Exchange Rule 1600 to clarify the functionality of the NYBX facility in relation to an NYBX order’s ability to execute with aggregated non-displayed contra side liquidity in the DBK. An automated market data feed into the NYBX facility enables the facility to read non-displayed liquidity in the DBK (‘‘hidden data feed’’) and triggers the 7 The terms ‘‘protected quotations’’ and ‘‘trade through’’ have the same meaning as defined in Rule 600 of Regulation NMS. These terms have been added to the definition section of Rule 1600 in the proposed amendment (see proposed subsections (b)(2)(F) and (b)(2)(I)). The proposed rule change does not impact the facility’s consideration of all protected quotations of automated trading centers. E:\FR\FM\10SEN1.SGM 10SEN1

Agencies

[Federal Register Volume 74, Number 174 (Thursday, September 10, 2009)]
[Notices]
[Page 46632]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-21924]


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SECURITIES AND EXCHANGE COMMISSION

[File No. 500-1]


 In the Matter of Super Nova Resources, Inc.; Order of Suspension 
of Trading

September 8, 2009.
    It appears to the Securities and Exchange Commission that there is 
a lack of current and accurate information concerning the securities of 
Super Nova Resources, Inc. because questions have arisen regarding the 
trading in the company's stock, and the accuracy and adequacy of 
publicly available information concerning, among other things, the 
company's business operations.
    The Commission is of the opinion that the public interest and the 
protection of investors require a suspension of trading in the 
securities of the above-listed company.
    Therefore, it is ordered, pursuant to Section 12(k) of the 
Securities Exchange Act of 1934, that trading in the securities of the 
above-listed company is suspended for the period from 9:30 a.m. EDT, on 
September 8, 2009, through 11:59 p.m. EDT, on September 21, 2009.

    By the Commission.
Elizabeth M. Murphy,
Secretary.
[FR Doc. E9-21924 Filed 9-8-09; 11:15 am]
BILLING CODE 8010-01-P
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