Submission for OMB Review; Comment Request, 44883-44884 [E9-20867]

Download as PDF Federal Register / Vol. 74, No. 167 / Monday, August 31, 2009 / Notices The following areas have been determined to be adversely affected by the disaster: Primary Counties: Jefferson, Trimble. The Interest Rates are: Financial Report and Performance Management Update. BILLING CODE 8025–01–P Dated: August 24, 2009. Meaghan Burdick, White House Liaison. [FR Doc. E9–20886 Filed 8–28–09; 8:45 am] FOR FURTHER INFORMATION CONTACT: The meeting is open to the public, however advance notice of attendance is requested. Anyone wishing to attend Percent and/or make a presentation to the AFMAC must contact Jonathan Carver, Other (Including Non-Profit Orgaby fax or e-mail, in order to be placed nizations) With Credit Available Elsewhere ................................. 4.500 on the agenda. Jonathan Carver, Chief Financial Officer, 409 3rd Street, SW., Businesses And Non-Profit Orga6th Floor, Washington, DC 20416, nizations Without Credit Available Elsewhere ......................... 4.000 phone: (202) 205–6449, fax: (202) 205– 6969, e-mail: Jonathan.Carver@sba.gov. The number assigned to this disaster Additionally, if you need for physical damage is 11851B and for accommodations because of a disability economic injury is 11852B or require additional information, please contact Jeff Brown at (202) 205–6117, e(Catalog of Federal Domestic Assistance mail: Jeffrey.Brown@sba.gov, SBA, Numbers 59002 and 59008) Office of Chief Financial Officer, 409 James E. Rivera, 3rd Street, SW., Washington, DC 20416. Acting Associate Administrator for Disaster For more information, please visit our Assistance. Web site at https://www.sba.gov/ [FR Doc. E9–20984 Filed 8–28–09; 8:45 am] aboutsba/sbaprograms/cfo/. SMALL BUSINESS ADMINISTRATION AGENCY: U.S. Small Business Administration. ACTION: Notice of open Federal advisory committee meeting. The SBA is issuing this notice to announce the location, date, time, and agenda for the next meeting of the Audit and Financial Management Advisory (AFMAC). The meeting will be open to the public. DATES: The meeting will be held on September 22, 2009 from 1 p.m. to approximately 4:30 p.m. Eastern Daylight Time. ADDRESSES: The meeting will be held at the U.S. Small Business Administration, 409 3rd Street, SW., Office of the Chief Financial Officer Conference Room, 6th Floor, Washington, DC 20416. SUPPLEMENTARY INFORMATION: Pursuant to section 10(a)(2) of the Federal Advisory Committee Act (5 U.S.C., Appendix 2), SBA announces the meeting of the AFMAC. The AFMAC is tasked with providing recommendation and advice regarding the Agency’s financial management, including the financial reporting process, systems of internal controls, audit process and process for monitoring compliance with relevant laws and regulations. The purpose of the meeting is to discuss the SBA’s Financial Reporting, Audit Findings to Date, Recovery Act Implementation, FMFIA/A–123, Emerging Issues/Changes, Agency cprice-sewell on DSK2BSOYB1PROD with NOTICES VerDate Nov<24>2008 14:57 Aug 28, 2009 Jkt 217001 included but not limited to procurement, access to capital, access to training and technical assistance, and affordable health care. The topics to be discussed will include: 2010 projects and upcoming October Town Hall Meeting in New Orleans, LA. FOR FURTHER INFORMATION CONTACT: The meeting is open to the public however advance notice of attendance is requested. Anyone wishing to attend or make a presentation to the NWBC must contact Katherine Stanley by Friday, September 25, 2009, by fax or e-mail in order to be placed on the agenda. Katherine Stanley, Operations Manager, NWBC, 409 Third Street, SW., Suite 210, Washington, DC 20416, telephone 202–205–6695, fax 202–205–6825, email Katherine.stanley@nwbc.gov. Additionally, if you need accommodations because of a disability or require additional information, please contact Katherine Stanley at the above information. For more information, please visit our Web site at www.nwbc.gov. BILLING CODE 8025–01–P Audit and Financial Management Advisory (AFMAC) SUMMARY: 44883 Dated: August 20, 2009. Meaghan K. Burdick, SBA Committee Management Officer. [FR Doc. E9–20887 Filed 8–28–09; 8:45 am] SMALL BUSINESS ADMINISTRATION BILLING CODE 8025–01–P National Women’s Business Council AGENCY: U.S. Small Business Administration. ACTION: Notice of open Federal advisory committee meeting. SECURITIES AND EXCHANGE COMMISSION SUMMARY: The SBA is issuing this notice to announce the location, date, time, and agenda for the next meeting of the National Women’s Business Council (NWBC). The meeting will be open to the public. DATES: The meeting will be held on September 29, 2009 from approximately 2 p.m. to 5 p.m. EST. ADDRESSES: The meeting will be held at the U.S. Small Business Administration, 409 Third Street, SW., Eisenhower Conference Room, Washington, DC 20416. SUPPLEMENTARY INFORMATION: Pursuant to section 10(a)(2) of the Federal Advisory Committee Act (5 U.S.C., Appendix 2), SBA announces the meeting of the National Women’s Business Council. The National Women’s Business Council is tasked with providing policy recommendations on issues of importance to women business owners to the President, Congress, and the SBA Administrator. The purpose of the meeting is to introduce the NWBC’s agenda and action items for fiscal year 2010 Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 20549–0213. PO 00000 Frm 00070 Fmt 4703 Sfmt 4703 Submission for OMB Review; Comment Request Extension: Form 18, OMB Control No. 3235–0121, SEC File No. 270–105. Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange Commission (‘‘Commission’’) has submitted to the Office of Management and Budget a request for extension of the previously approved collection of information discussed below. Form 18 (17 CFR 249.218) is used for the registration of securities of any foreign government or political subdivision on a U.S. exchange. The information collected is intended to ensure that the information required to be filed by the Commission permits verification of compliance with securities law requirements and assures the public availability of the information. The information provided E:\FR\FM\31AUN1.SGM 31AUN1 44884 Federal Register / Vol. 74, No. 167 / Monday, August 31, 2009 / Notices is mandatory and all information is made available to the public upon request. Form 18 takes approximately 8 hours per response and is filed by approximately 5 respondents for a total of 40 annual burden hours. It is estimated that 100% of the total reporting burden is prepared by the company. An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid control number. Written comments regarding the above information should be directed to the following persons: (i) Desk Officer for the Securities and Exchange Commission, Office of Information and Regulatory Affairs, Office of Management and Budget, Room 10102, New Executive Office Building, Washington, DC 20503 or send an email to Shagufta_Ahmed@omb.eop.gov; and (ii) Charles Boucher, Director/CIO, Securities and Exchange Commission, C/O Shirley Martinson, 6432 General Green Way, Alexandria, Virginia 22312; or send an e-mail to: PRA_Mailbox@sec.gov. Comments must be submitted to OMB within 30 days of this notice. Dated: August 24, 2009. Florence E. Harmon, Deputy Secretary. [FR Doc. E9–20867 Filed 8–28–09; 8:45 am] BILLING CODE 8010–01–P SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No. 28851; File No. 812–13504] OOK, Inc., et al.; Notice of Application cprice-sewell on DSK2BSOYB1PROD with NOTICES August 25, 2009. AGENCY: Securities and Exchange Commission (‘‘Commission’’). ACTION: Notice of an application for an order under section 6(c) of the Investment Company Act of 1940 (the ‘‘Act’’) for an exemption from sections 2(a)(32), 5(a)(1), and 22(d) of the Act and rule 22c–1 under the Act, under sections 6(c) and 17(b) of the Act for an exemption from sections 17(a)(1) and 17(a)(2) of the Act, and under section 12(d)(1)(J) of the Act for an exemption from sections 12(d)(1)(A) and 12(d)(1)(B) of the Act. Applicants request an order that would permit (a) certain open-end management investment companies and their series, to issue shares (‘‘Fund Shares’’) that can be redeemed only in large aggregations SUMMARY OF APPLICATION: VerDate Nov<24>2008 14:57 Aug 28, 2009 Jkt 217001 (‘‘Creation Unit Aggregations’’); (b) secondary market transactions in Fund Shares to occur at negotiated prices; (c) certain affiliated persons of the investment companies or series to deposit securities into, and receive securities from, the investment companies or series in connection with the purchase and redemption of Creation Unit Aggregations; and (d) certain registered management investment companies and unit investment trusts outside of the same group of investment companies as the investment companies or series to acquire Fund Shares. APPLICANTS: OOK, Inc. (‘‘OOK’’), TXF Funds, Inc. (‘‘TXF’’), OOK Advisors, LLC (‘‘Advisor’’), and ALPS Distributors, Inc. (‘‘Distributor’’). FILING DATES: The application was filed on March 5, 2008, and amended on March 26, 2008, May 1, 2008, January 7, 2009, January 28, 2009, and June 23, 2009. Applicants have agreed to file an amendment during the notice period, the substance of which is reflected in this notice. HEARING OR NOTIFICATION OF HEARING: An order granting the application will be issued unless the Commission orders a hearing. Interested persons may request a hearing by writing to the Commission’s Secretary and serving applicants with a copy of the request, personally or by mail. Hearing requests should be received by the Commission by 5:30 p.m. on September 16, 2009, and should be accompanied by proof of service on applicants, in the form of an affidavit, or for lawyers, a certificate of service. Hearing requests should state the nature of the writer’s interest, the reason for the request, and the issues contested. Persons who wish to be notified of a hearing may request notification by writing to the Commission’s Secretary. ADDRESSES: Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549–1090; Applicants: OOK, Inc., TXF Funds, Inc., and OOK Advisors, LLC, One Leadership Square, Suite 200, 211 North Robinson, Oklahoma City, OK 73102; ALPS Distributors, Inc., 1290 Broadway, Suite 1100, Denver, CO 80203. FOR FURTHER INFORMATION CONTACT: Steven I. Amchan, Senior Counsel at (202) 551–6826, or Julia Kim Gilmer, Branch Chief, at (202) 551–6821 (Division of Investment Management, Office of Investment Company Regulation). The following is a summary of the application. The complete application SUPPLEMENTARY INFORMATION: PO 00000 Frm 00071 Fmt 4703 Sfmt 4703 may be obtained via the Commission’s Web site by searching for the file number, or an applicant using the Company name box, at https:// www.sec.gov/search/search.htm or by calling (202) 551–8090. Applicants’ Representations 1. Each of OOK and TXF is registered as an open-end management investment company and is organized as a Maryland corporation. TXF Large Companies ETF is the initial fund of TXF (collectively with OOK, the ‘‘Initial Funds’’). Applicants may offer additional registered open-end investment companies in the future as well as additional series of TXF and series of any future open-end investment companies registered under the Act, which will be advised by the Advisor or an entity controlling, controlled by, or under common control with the Advisor (‘‘Future Funds’’ and together with the Initial Funds, the ‘‘Funds’’).1 2. The Advisor will serve as the investment adviser to the Initial Funds. The Advisor is registered as an investment adviser under the Investment Advisers Act of 1940, as amended (the ‘‘Advisers Act’’). In the future, the Advisor may enter into subadvisory agreements with one or more additional investment advisers to act as sub-advisors to particular Funds (‘‘SubAdvisors’’). Any Sub-Advisor will be registered under the Advisers Act. The Distributor is a broker-dealer registered under the Securities Exchange Act of 1934 (the ‘‘Exchange Act’’) and will act as the underwriter and distributor for the Creation Unit Aggregations of Fund Shares. 3. Each Fund will hold certain securities (‘‘Portfolio Securities’’) selected to correspond, before fees and expenses, generally to the price and yield performance of a specified domestic equity securities index (each, an ‘‘Underlying Index’’ and collectively, ‘‘Underlying Indices’’).2 No entity that compiles, creates, sponsors or maintains an Underlying Index (‘‘Index Provider’’) is or will be an affiliated person, as defined in section 2(a)(3) of the Act, or an affiliated person of an affiliated person, of the Funds, of the Advisor, of 1 All entities that currently intend to rely on the requested order have been named as applicants. Any other entity that relies on the order in the future will comply with the terms and conditions of the application. 2 The Underlying Indices for the Initial Funds are the SPADE® Oklahoma Index and the SPADE® Texas Index. E:\FR\FM\31AUN1.SGM 31AUN1

Agencies

[Federal Register Volume 74, Number 167 (Monday, August 31, 2009)]
[Notices]
[Pages 44883-44884]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-20867]


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SECURITIES AND EXCHANGE COMMISSION


Submission for OMB Review; Comment Request

Upon Written Request, Copies Available From: Securities and Exchange 
Commission, Office of Investor Education and Advocacy, Washington, DC 
20549-0213.

Extension:
    Form 18, OMB Control No. 3235-0121, SEC File No. 270-105.

    Notice is hereby given that, pursuant to the Paperwork Reduction 
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (``Commission'') has submitted to the Office of Management 
and Budget a request for extension of the previously approved 
collection of information discussed below.
    Form 18 (17 CFR 249.218) is used for the registration of securities 
of any foreign government or political subdivision on a U.S. exchange. 
The information collected is intended to ensure that the information 
required to be filed by the Commission permits verification of 
compliance with securities law requirements and assures the public 
availability of the information. The information provided

[[Page 44884]]

is mandatory and all information is made available to the public upon 
request. Form 18 takes approximately 8 hours per response and is filed 
by approximately 5 respondents for a total of 40 annual burden hours. 
It is estimated that 100% of the total reporting burden is prepared by 
the company.
    An agency may not conduct or sponsor, and a person is not required 
to respond to, a collection of information unless it displays a 
currently valid control number.
    Written comments regarding the above information should be directed 
to the following persons: (i) Desk Officer for the Securities and 
Exchange Commission, Office of Information and Regulatory Affairs, 
Office of Management and Budget, Room 10102, New Executive Office 
Building, Washington, DC 20503 or send an e-mail to Shagufta_Ahmed@omb.eop.gov; and (ii) Charles Boucher, Director/CIO, Securities 
and Exchange Commission, C/O Shirley Martinson, 6432 General Green Way, 
Alexandria, Virginia 22312; or send an e-mail to: PRA_Mailbox@sec.gov. 
Comments must be submitted to OMB within 30 days of this notice.

    Dated: August 24, 2009.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. E9-20867 Filed 8-28-09; 8:45 am]
BILLING CODE 8010-01-P
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