Federal Motor Vehicle Safety Standards; Air Brake Systems, 42781-42785 [E9-20387]
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Federal Register / Vol. 74, No. 163 / Tuesday, August 25, 2009 / Rules and Regulations
Final rule.
PART 214—SEALED BIDDING
ACTION:
4. Section 214.407–3 is amended by
revising paragraph (e)(v) to read as
follows:
SUMMARY: This document makes
permanent an existing requirement that
trailers with antilock brake systems
(ABS) be equipped with an external
malfunction indicator lamp. The
indicator lamp requirement, which is
included in the Federal motor vehicle
safety standard that governs air-braked
vehicles, was originally scheduled to
sunset on March 1, 2009, but had
previously been extended to September
1, 2009. The agency had established a
sunset date for this requirement in light
of the increasing numbers of post-2001
tractors which have an in-cab trailer
ABS malfunction lamp, making the
external trailer lamp redundant. We are
making the requirement permanent in
light of additional safety purposes
served by the external lamp, including:
it not only warns the driver of a
malfunctioning trailer ABS, but, unlike
the in-cab lamps, indicates which trailer
in double and trailer applications has a
malfunction, and it assists Federal and
State roadside inspectors and
maintenance personnel in identifying a
malfunctioning trailer ABS. This
rulemaking was conducted in response
to petitions from the Commercial
Vehicle Safety Alliance.
DATES: Effective Date: This rule is
effective August 31, 2009. Petitions:
Petitions for reconsideration must be
received by October 9, 2009.
ADDRESSES: If you wish to petition for
reconsideration of this rule, you should
refer in your petition to the docket
number of this document and submit
your petition to: Administrator,
National Highway Traffic Safety
Administration, 1200 New Jersey
Avenue, SE., West Building,
Washington, DC, 20590.
The petition will be placed in the
docket. Anyone is able to search the
electronic form of all documents
received into any of our dockets by the
name of the individual submitting the
document (or signing the document, if
submitted on behalf of an association,
business, labor union, etc.). You may
review DOT’s complete Privacy Act
Statement in the Federal Register
published on April 11, 2000 (Volume
65, Number 70; Pages 19477–78) or you
may visit https://www.dot.gov/
privacy.html.
FOR FURTHER INFORMATION CONTACT: For
non-legal issues, you may call Mr.
George Soodoo, Office of Crash
Avoidance Standards (Phone: 202–366–
4931; FAX: 202–366–7002). For legal
issues, you may call Mr. Ari Scott,
Office of the Chief Counsel (Phone: 202–
366–2992; FAX: 202–366–3820). You
■
214.407–3 Other mistakes disclosed
before award.
(e) * * *
(v) National Geospatial-Intelligence
Agency: General Counsel, NGA.
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PART 227—PATENTS, DATA, AND
COPYRIGHTS
227.7004
[Amended]
5. Section 227.7004 is amended in
paragraph (c)(7) by removing ‘‘Imagery
and Mapping’’ and adding in its place
‘‘Geospatial-Intelligence’’.
■
PART 237—SERVICE CONTRACTING
237.7204
[Amended]
6. Section 237.7204 is amended under
the heading ‘‘EDUCATIONAL SERVICE
AGREEMENT Agreement No. llll’’,
in paragraph 1., by removing ‘‘19ll’’
and adding in its place ‘‘ll’’.
■
PART 252—SOLICITATION
PROVISIONS AND CONTRACT
CLAUSES
7. Section 252.244–7000 is amended
by revising the clause date and
paragraph (a) to read as follows:
■
252.244–7000 Subcontracts for
Commercial Items and Commercial
Components (DoD Contracts).
*
*
*
*
*
Subcontracts for Commercial Items
and Commercial Components (DoD
Contracts) (AUG 2009)
*
*
*
*
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(a) 252.225–7009 Restriction on
Acquisition of Certain Articles
Containing Specialty Metals (10 U.S.C.
2533b).
*
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[FR Doc. E9–20416 Filed 8–24–09; 8:45 am]
BILLING CODE 5001–08–P
DEPARTMENT OF TRANSPORTATION
National Highway Traffic Safety
Administration
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49 CFR Part 571
[Docket No. NHTSA–2009–0151]
RIN 2127–AK44
Federal Motor Vehicle Safety
Standards; Air Brake Systems
AGENCY: National Highway Traffic
Safety Administration (NHTSA), DOT.
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may send mail to these officials at:
National Highway Traffic Safety
Administration, 1200 New Jersey
Avenue, SE., Washington, DC 20590.
SUPPLEMENTARY INFORMATION:
Table of Contents
I. Background
II. Comments
III. Response to Comments and Agency
Decision
IV. Rulemaking Analyses and Notices
I. Background
The final rule requiring antilock brake
systems (ABS) on truck tractors, other
air-braked heavy vehicles including
trailers, and hydraulic-braked trucks
was published in the Federal Register
(60 FR 13216) on March 10, 1995. As
amended by that final rule, FMVSS No.
121, Air Brake Systems, required two
separate in-cab ABS malfunction
indicator lamps for each truck tractor,
one for the tractor’s ABS (effective
March 1, 1997) and the other for the
trailer’s ABS (effective March 1, 2001).
The final rule also required air-braked
trailers to be equipped with an
externally mounted ABS malfunction
lamp (effective March 1, 1998) so that
the driver of a non-ABS equipped
tractor or an ABS-equipped tractor
manufactured prior to March 1, 2001,
towing an ABS-equipped trailer would
be alerted in the event of a malfunction
in the trailer ABS.
The requirement for the trailermounted ABS malfunction indicator
lamp was originally scheduled to expire
on March 1, 2009. The National
Highway Traffic Safety Administration
(NHTSA) established this sunset date,
based on the assumption that, after this
eight-year period, many of the pre-2001
tractors without the dedicated trailer
ABS malfunction indicator lamp would
no longer be in long-haul service. The
agency based its decision on the belief
that the typical tractor life was five to
seven years, and therefore decided on
an eight-year period for the external
ABS malfunction indicator lamp
requirement. We further stated our
belief that there would be no need for
a redundant ABS malfunction lamp
mounted on the trailer after the vast
majority of tractors were equipped with
an in-cab ABS malfunction indicator
lamp for the trailer.
Before the trailer-mounted ABS
malfunction indicator lamp requirement
expired, NHTSA received two petitions
from the Commercial Vehicle Safety
Alliance (CVSA). CVSA is an
international not-for-profit organization
comprised of local, State, provincial,
territorial and Federal motor carrier
safety officials and industry
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representatives from the United States,
Canada, and Mexico.
On October 22, 2007, CVSA
petitioned NHTSA to make the trailermounted external antilock malfunction
indicator lamp permanent instead of
allowing it to expire. CVSA included in
its petition suggested regulatory text
along with its rationale for why the
extension should be permanent. On
October 15, 2008, CVSA again
petitioned NHTSA to amend FMVSS
No. 121, requesting that the agency
issue a stay of the sunset date of March
1, 2009 for the external ABS warning
lamp. CVSA stated that a stay would
prevent a time gap in the regulation,
while NHTSA continued to evaluate
CVSA’s 2007 petition. CVSA stated that
the vehicle inspection process has
already been complicated by the
phased-in ABS and ABS malfunction
indicator lamp requirements, and a time
gap would further complicate the
inspection process and cause additional
confusion for drivers and maintenance
personnel.
On March 3, 2009, the agency
concurrently published an interim final
rule extending the sunset date for the
requirement by six months, to
September 1, 2009 (74 FR 9173), and a
notice of proposed rulemaking (NPRM)
to extend the requirement to March 1,
2011 (74 FR 9202). In the latter notice,
the agency explained that it expected to
be able to fully analyze the issues raised
by the CVSA petitions and further
address them prior to March 1, 2011.
The agency also indicated that if it was
able to fully resolve the outstanding
issues it could make the requirement
permanent in a final rule based on the
NPRM.
The rationale put forth by CVSA, in
its 2007 petition, for making the
requirement permanent included four
points. The first point was that there
were still expected to be many pre-2001
tractors in use when the malfunction
indicator lamp requirement was set to
expire (at the time, March 1, 2009).
These tractors do not have the in-cab
trailer ABS malfunction indicator lamp
that was perceived to render the
external lamp redundant. Second, CVSA
argued that for double and triple trailer
applications, it will not be possible to
determine, from an in-cab lamp alone,
which trailer ABS is malfunctioning
without external lamps. Third, CVSA
stated that many trailer repair shops rely
on the external lamp to quickly
diagnose the operational status of the
trailer ABS without having to couple a
post-2001 tractor to the trailer. With an
external indicator lamp, any age tractor
can be used, making inspection
significantly easier. Fourth, the petition
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argued that without the external lamp,
the signal from the in-cab lamp may be
confusing, as it may indicate either a
malfunctioning in-cab bulb, a
functioning pre-1998 trailer (with no
ABS), a problem with the
communication circuit between the
trailer and tractor, or a malfunctioning
ABS. The external lamp helps to
diagnose the situation further.
II. Summary of Comments
Overview
NHTSA received a number of
comments in response to the two March
3, 2009 Federal Register notices. All
commenters addressing the issue
supported the extension provided in the
interim final rule and some further
extension, with varying time periods for
the further extension.
The American Trucking Associations
(ATA), a trade association representing
trucking companies, supported
extending the trailer external lamp
requirement until March 1, 2011, the
date proposed in the NPRM, but argued
against making the requirement
permanent. The Truck Trailer
Manufacturers Association (TTMA)
supported extending the requirement to
March 1, 2010. The American Moving
and Storage Association (AMSA), which
represents moving services and handlers
of specialized freight, supported
extending the requirement through 2011
in order to prevent a ‘‘gap’’ in the
requirements, but did not offer a
position on whether the requirement
should be made permanent.
Two associations submitted
comments supporting the permanent
extension of the requirements, the
Heavy Duty Brake Manufacturers
Association (HDMA), which represents
manufacturers of braking systems and
components, and the Owner-Operator
Independent Drivers Association
(OOIDA).1 Other commenters
supporting a permanent extension of the
external lamp requirement included
Meritor WABCO, a supplier of air and
hydraulic antilock brake systems (ABS),
air disc brakes, air compressors, brake
control valves and electronic
components for medium and heavy duty
trucks, buses, and trailers, and
Advocates for Highway and Auto Safety
(Advocates). CVSA, the petitioner, also
submitted comments supporting a
permanent extension.
NHTSA also received information
from the University of Michigan
Transportation Research Institute
(UMTRI).
1 The OOIDA comment was submitted prior to
NRPM in support of the CVSA petition.
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Whether at Least a Limited Extension Is
Needed
Every commenter addressing the
issue, with one exception, supported
extending the external malfunction
indicator lamp requirement to at least
March 1, 2011. TTMA supported a
shorter extension, to March 1, 2010, to
coincide with the sunset date of the
external lamp requirement in Canada.
AMSA, making an argument for
continuity of the requirement, stated
that it supported the extension until
2011 because it would be extremely
disruptive for carriers to cease current
maintenance of external ABS indicators,
and then be required to resume the
current practices at a later date.
Several commenters provided data
indicating that relatively large numbers
of pre-2001 tractors are still in use, and
that therefore there is still at least a
temporary need for the trailer-mounted
lamp. The HDMA provided information
from R.L. Polk & Co. regarding vehicle
age date, which stated that 58.5 percent
of registered tractors were built prior to
March 1, 2001.2 Meritor WABCO also
provided this figure in its comments.
Information obtained from UMTRI,
Center for National Truck and Bus
Statistics, also provided information on
the numbers of pre-2001 tractors in use.
UMTRI analyzed two crash data files to
estimate the proportion of tractors with
model year 2000 and prior: (1) The
General Estimates System (GES) file
compiled by NHTSA, which is a
nationally representative sample file of
all police-reportable traffic crashes, and
(2) the Trucks Involved in Fatal
Accidents (TIFA) file, compiled by
UMTRI, which is a census of all
medium and heavy trucks involved in
fatal crashes in the U.S. Based on
accident analysis from the GES and the
TIFA file, UMTRI estimated that 29–30
percent of the exposed population of
tractors has a model year of 2000 or
earlier.3 The ‘‘exposure’’ in crashes is
primarily related to vehicle miles
traveled.
Whether the Requirement Should Be
Made Permanent
We note that the decision whether to
make the requirement for the external
trailer lamp permanent presents
different issues than a temporary
extension. There are two potential
reasons for a temporary extension. First,
as discussed in the NPRM, an extension
to March 1, 2011 would give the agency
additional time to do further analyses
2 Docket NHTSA–2009–0038–0009, p. 2, available
at https://www.regulations.gov.
3 Docket NHTSA–2009–0038–0017, p. 3, available
at https://www.regulations.gov.
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related to CVSA’s request for a
permanent extension, while avoiding a
potential confusing time gap in the
vehicles subject to the requirement.
Second, even if NHTSA did not make
the existing requirement permanent, a
further temporary extension could be
needed given the relatively large
numbers of pre-2001 tractors that are
still in use. Since the numbers of pre2001 tractors will over time become
increasingly small, the case for a
permanent requirement is predicated on
the benefits that the external lamp
provides even when coupled with the
in-cab trailer ABS indicator present on
tractors built after March 1, 2001.
A number of commenters which
supported CVSA’s petition to make the
external lamp requirement permanent
cited the utility of the external lamp for
trailer inspection and diagnostic
purposes. There were several reasons
given in the comments, including
benefits related to redundancy of the
external lamp, the lamp serves to
facilitate inspections and repair of
trailer ABS, and the utility of the lamp
in multiple trailer applications.
Additionally, several commenters noted
the centrality of a functioning ABS with
regard to recent safety developments,
such as electronic stability control (ESC)
systems, that could be negatively
impacted by faulty ABS.
One reason given to support the
permanent extension of the external
lamp is simple redundancy and utility
of the external lamp, with Advocates
noting that ‘‘if a combination vehicle
* * * suffers loss of the in-cab ABS
malfunction indicator, the only fail-safe
means on the road of determining
whether the ABS is still functioning is
the external trailer, semi-trailer, or dolly
ABS lamp.’’ 4 Similarly, OOIDA stated
that the external lamp provides a
‘‘reliable and readily identifiable
method for drivers, roadside inspectors,
and maintenance personnel to
determine the operational status of the
affected towed units.’’ 5 CVSA
commented on the multitude of possible
vehicle systems dependent on
functioning ABS, such as rollover
stability systems, electronic stability
control, and adaptive cruise control, as
adding importance to the ability of
various parties to identify
malfunctioning ABS in trailers.
In arguing against a permanent
extension of the requirement, the ATA
used the redundancy argument as well.
ATA stated that it believes the extension
for the ABS warning lamp is warranted
4 0038–0013,
p. 2.
NHTSA–2009–0038–0019, available at
https://www.regulations.gov.
5 Docket
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so long as there are still tractors
operating without functional in-cab
systems. As to a permanent extension,
however, it argued that the in-cab
malfunction indicator lamp is a more
useful warning signal to drivers than the
external lamp, and that it does not
believe the external trailer ABS
malfunction lamp should be required on
trailers matched with tractors with incab systems beyond 2011 solely as an
aid for roadside inspection. ATA also
stated that there are other tools to check
the trailer ABS at a roadside inspection,
if monitoring the in-cab dash warning
lamp is not practical or safe for the
inspector. Acknowledging that the
external lamp did have some value, the
ATA stated that some of its members
wanted the light continued as an option,
especially those who operate double
and triple trailer combinations
(discussed below).
Commenters including Meritor
WABCO stated that the external lamp
enhances the inspection and
maintenance of ABS on trailers and
dollies. Meritor WABCO pointed out a
recent Federal Motor Carrier Safety
Administration study indicating that 15
percent and 30 percent of tractor and
trailer ABS, respectively, indicated
potential operational problems,6
implying that additional means to
identify and correct these problems
should be considered. Meritor WABCO
cited a NHTSA statement that the intent
of the lamp was, in part, to ‘‘to inform
operators * * * and to facilitate * * *
and * * * encourage repairs of faulty
ABS systems.’’ 7 Meritor WABCO also
stated that when conducting
diagnostics, the lack of a trailermounted indicator would require that a
trailer be coupled to a post-2001 tractor
in order to determine the status of the
trailer ABS. Similarly, in its comments
to the original 2007 CVSA petition,
TTMA noted that ‘‘the lamp mounted
externally allows additional people
such as shop personnel to see if the ABS
system is operable.’’ 8 CVSA reiterated
this argument from its petition in its
comments submitted to NHTSA. And
even though it argued against making
the lamp requirement permanent, in its
comments, the ATA noted that the
external lamp helped in troubleshooting
problems.
Several commenters emphasized that
the external malfunction indicator lamp
6 Docket NHTSA–2009–0038–0008, p. 2, available
at https://www.regulations.gov.
7 71 FR 7614, Feb 13, 2006.
8 Docket NHTSA–2009–0038–0004, available at
https://www.regulations.gov. We note that this
comment was superseded by the comment
submitted April 2, 2009 (Docket NHTSA–2009–
0038–0016).
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provides more pertinent information
than the in-cab lamp with regard to
multiple trailer configurations, where a
single tractor tows two or three trailers,
each equipped with an ABS. This is
because while the in-cab lamp may
indicate a malfunction, it will not
provide specific information as to which
trailer is experiencing a malfunctioning
ABS. While it did not support making
the requirement permanent, in its
comment the ATA noted that members
with multiple trailer operations found
the external lamp useful for
troubleshooting. Advocates and CVSA
also made this argument, with
Advocates stating that ‘‘on multi-trailer
combinations when each trailer is fitted
with ABS, a driver needs to be able to
verify that each trailing unit has
operable ABS.’’ 9
Finally, Meritor WABCO provided
some guidance in its comments with
regard to the cost of the external lamp.
Specifically, the commenter stated that
‘‘all trailer wiring harnesses have been
modified to accommodate the indicator
lamp so making it a permanent
requirement would not require any
additional changes of expense to the
vehicle OEMs or the end user.’’ 10
Furthermore, the ATA comment stated
that improvements in the external lamp
circuit have eliminated previous
maintenance issues that had caused
expenses.11
III. Response to Comments and Agency
Decision
After carefully considering the
comments, and for the reasons
discussed below, we have decided to
make the requirement that trailers with
ABS be equipped with an external
antilock malfunction indicator lamp
permanent.
We are making this decision because
the external lamp provides information
that assists maintenance personnel and
roadside inspectors, provides important
diagnostic information, and provides
detailed important information for
multiple trailer applications. NHTSA
believes that these benefits of the
external lamp warrant the permanent
extension of the requirement.
We believe that trailer maintenance
operations would be inconvenienced by
having to couple a trailer to a post-2001
tractor or use additional specialized
equipment in order to diagnose the state
of a trailer’s ABS, when right now a
standardized trailer-mounted lamp
9 Docket NHTSA–2009–0038–0013, p. 2, available
at https://www.regulations.gov.
10 Docket NHTSA–2009–0038–0008, p. 1,
available at https://www.regulations.gov.
11 Docket NHTSA–2009–0038–0014, p. 2,
available at https://www.regulations.gov.
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provides the same information. This
inconvenience could diminish the
effectiveness of some maintenance
operations. Furthermore, the external
lamps provide otherwise-unavailable
information to both drivers and roadside
inspectors with regard to multiple
trailer combinations. Without them, the
in-cab information can only indicate the
existence of a malfunctioning trailer
ABS. The external lamps can pinpoint
which trailer’s ABS is malfunctioning,
allowing drivers or inspectors to take
the appropriate remedial action.
We note that since we are making the
requirement permanent because of the
benefits the external lamp provides even
when coupled with the in-cab trailer
ABS indicator present on tractors built
after March 1, 2001, it is unnecessary to
address the numbers of pre-2001
tractors that are still in use.
As indicated above, we stated in the
NPRM that we might make the
requirement permanent if we could
fully resolve the outstanding issues. We
have specifically considered whether
there are any unresolved issues for
which additional analysis would be
beneficial to the agency in reaching a
decision on this issue. We have
concluded that there are no issues for
which further analyses are needed prior
to making a decision. All trailers
manufactured after March 1, 1998 have
already been required to comply with
the requirement, so manufacturers and
users are familiar with these systems.
Furthermore, all trailer wiring harnesses
have already been modified to
accommodate the external lamp, and
there are relatively few maintenance
issues, thereby minimizing the costs of
this requirement. Finally, Federal and
State inspectors and maintenance
operations successfully use the lamps as
part of their current procedures in order
to obtain the benefits discussed in this
document.
In stating that we are making the
existing requirement permanent, we do
not mean to imply that we would not
readdress this issue in future
rulemaking if new developments were
to make the requirement unnecessary. In
its comments, ATA stated that in the
future, wireless transmissions of the
vehicle fault messages will be the means
of inspection which will make external
malfunction lamps obsolete. Our
decision today reflects current designs
and inspection and maintenance
practices developed in light of those
designs. If future designs and new
inspection and maintenance practices
should make the external malfunction
lamps obsolete, we will take appropriate
action at that time.
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We find good cause for making
today’s final rule effective on August 31,
2009. This is necessary to avoid a
confusing time gap in the vehicles
subject to the requirement. Moreover,
since trailer manufacturers are required
to meet the requirement for the trailers
they are currently manufacturing, this
effective date will not result in any new
burdens.
IV. Rulemaking Analyses and Notices
Executive Order 12866 and DOT
Regulatory Policies and Procedures
This action was not reviewed by the
Office of Management and Budget under
E.O. 12866. The agency has considered
the impact of this action under the
Department of Transportation’s
regulatory policies and procedures (44
FR 11034; February 26, 1979), and has
determined that it is not ‘‘significant’’
under them.
This document makes permanent the
existing antilock malfunction indicator
lamp requirement, which had been
scheduled to expire September 1, 2009.
When the agency published its March
10, 1995 Final Rule, we estimated the
costs of the lamp and the associated
wiring to be approximately $9.43 (in
2007 dollars $12.82). In 2007 dollars,
assuming 189,000 trailer units and that
same unit costs we estimate the total
cost to be approximately $2.4 million
per year. However, we note that since
all trailers manufactured after March 1,
1998 have already been complying with
the requirement and that the agency is
merely making permanent the
requirement, the impact on costs is
likely much lower than this figure
indicates. While not supplying a lamp
could result in a trailer that could be
made for a few dollars less, we estimate
the costs to be so minimal that
preparation of a full regulatory
evaluation is not required.
Regulatory Flexibility Act
Pursuant to the Regulatory Flexibility
Act, 5 U.S.C. 601 et seq., NHTSA has
evaluated the effects of this action on
small entities. I hereby certify that this
rule will not have a significant impact
on a substantial number of small
entities. This document merely makes
permanent the requirement for an
external indicator lamp in FMVSS No.
121. No other changes are made. Small
organizations and small government
units will not be significantly affected
since this action will not affect the price
of new motor vehicles. Trailer
manufacturers will not be required to
install new systems but rather continue
to install the systems they are already
installing.
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Executive Order 13132 (Federalism)
NHTSA has examined today’s rule
pursuant to Executive Order 13132 (64
FR 43255, August 10, 1999) and
concluded that no additional
consultation with States, local
governments or their representatives is
mandated beyond the rulemaking
process. The agency has concluded that
the rule does not have federalism
implications because it does not have
‘‘substantial direct effects on the States,
on the relationship between the national
government and the States, or on the
distribution of power and
responsibilities among the various
levels of government.’’
Further, no consultation is needed to
discuss the issue of preemption in
connection with today’s rule. The issue
of preemption can arise in connection
with NHTSA rules in at least two ways.
First, the National Traffic and Motor
Vehicle Safety Act contains an express
preemption provision: ‘‘When a motor
vehicle safety standard is in effect under
this chapter, a State or a political
subdivision of a State may prescribe or
continue in effect a standard applicable
to the same aspect of performance of a
motor vehicle or motor vehicle
equipment only if the standard is
identical to the standard prescribed
under this chapter.’’ 49 U.S.C.
30103(b)(1). It is this statutory command
that unavoidably preempts State
legislative and administrative law, not
today’s rulemaking, so consultation
would be unnecessary.
Second, the Supreme Court has
recognized the possibility of implied
preemption: in some instances, State
requirements imposed on motor vehicle
manufacturers, including sanctions
imposed by State tort law, can stand as
an obstacle to the accomplishment and
execution of a NHTSA safety standard.
When such a conflict is discerned, the
Supremacy Clause of the Constitution
makes the State requirements
unenforceable. See Geier v. American
Honda Motor Co., 529 U.S. 861 (2000).
However, NHTSA has considered the
nature and purpose of today’s rule and
does not currently foresee any potential
State requirements that might conflict
with it. Without any conflict, there
could not be any implied preemption.
Executive Order 12988 (Civil Justice
Reform)
With respect to the review of the
promulgation of a new regulation,
section 3(b) of Executive Order 12988,
‘‘Civil Justice Reform’’ (61 FR 4729,
February 7, 1996) requires that
Executive agencies make every
reasonable effort to ensure that the
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regulation: (1) Clearly specifies the
preemptive effect; (2) clearly specifies
the effect on existing Federal law or
regulation; (3) provides a clear legal
standard for affected conduct, while
promoting simplification and burden
reduction; (4) clearly specifies the
retroactive effect, if any; (5) adequately
defines key terms; and (6) addresses
other important issues affecting clarity
and general draftsmanship under any
guidelines issued by the Attorney
General. This document is consistent
with that requirement.
Pursuant to this Order, NHTSA notes
as follows. The issue of preemption is
discussed above in connection with E.O.
13132. NHTSA notes further that there
is no requirement that individuals
submit a petition for reconsideration or
pursue other administrative proceeding
before they may file suit in court.
Act of 1995 (NTTAA), Public Law 104–
113, (15 U.S.C. 272) directs the agency
to evaluate and use voluntary consensus
standards in its regulatory activities
unless doing so would be inconsistent
with applicable law or is otherwise
impractical. Voluntary consensus
standards are technical standards (e.g.,
materials specifications, test methods,
sampling procedures, and business
practices) that are developed or adopted
by voluntary consensus standards
bodies, such as the Society of
Automotive Engineers. The NTTAA
directs us to provide Congress (through
OMB) with explanations when we
decide not to use available and
applicable voluntary consensus
standards. There are no voluntary
consensus standards developed by
voluntary consensus standards bodies
pertaining to this rule.
Protection of Children From
Environmental Health and Safety Risks
Unfunded Mandates Reform Act
Executive Order 13045, ‘‘Protection of
Children from Environmental Health
and Safety Risks’’ (62 FR 19855, April
23, 1997), applies to any rule that: (1)
Is determined to be ‘‘economically
significant’’ as defined under Executive
Order 12866, and (2) concerns an
environmental, health, or safety risk that
the agency has reason to believe may
have a disproportionate effect on
children. If the regulatory action meets
both criteria, the agency must evaluate
the environmental health or safety
effects of the planned rule on children,
and explain why the planned regulation
is preferable to other potentially
effective and reasonably feasible
alternatives considered by the agency.
This rule is not expected to affect
children and it is not an economically
significant regulatory action under
Executive Order 12866. Consequently,
no further analysis is required under
Executive Order 13045.
The Unfunded Mandates Reform Act
of 1995 requires agencies to prepare a
written assessment of the costs, benefits
and other effects of proposed or final
rules that include a Federal mandate
likely to result in the expenditure by
State, local or Tribal governments, in
the aggregate, or by the private sector, of
more than $100 million annually
(adjusted for inflation with base year of
1995). This rule will not result in
expenditures by State, local or Tribal
governments, in the aggregate, or by the
private sector in excess of $100 million
annually.
Paperwork Reduction Act
Executive Order 13211
srobinson on DSKHWCL6B1PROD with RULES
Under the Paperwork Reduction Act
of 1995 (PRA), a person is not required
to respond to a collection of information
by a Federal agency unless the
collection displays a valid OMB control
number. There is not any information
collection requirement associated with
this rule.
National Technology Transfer and
Advancement Act
Section 12(d) of the National
Technology Transfer and Advancement
VerDate Nov<24>2008
19:42 Aug 24, 2009
Jkt 217001
National Environmental Policy Act
NHTSA has analyzed this rulemaking
action for the purposes of the National
Environmental Policy Act. The agency
has determined that implementation of
this action will not have any significant
impact on the quality of the human
environment.
Executive Order 13211 (66 FR 28355,
May 18, 2001) applies to any
rulemaking that: (1) Is determined to be
economically significant as defined
under E.O. 12866, and is likely to have
a significantly adverse effect on the
supply of, distribution of, or use of
energy; or (2) that is designated by the
Administrator of the Office of
Information and Regulatory Affairs as a
significant energy action. This
rulemaking is not subject to E.O. 13211.
PO 00000
Frm 00015
Fmt 4700
Sfmt 4700
42785
Regulatory Identifier Number (RIN)
The Department of Transportation
assigns a regulation identifier number
(RIN) to each regulatory action listed in
the Unified Agenda of Federal
Regulations. The Regulatory Information
Service Center publishes the Unified
Agenda in April and October of each
year. You may use the RIN contained in
the heading at the beginning of this
document to find this action in the
Unified Agenda.
Privacy Act
Anyone is able to search the
electronic form of all comments
received into any of our dockets by the
name of the individual submitting the
comment (or signing the comment, if
submitted on behalf of an association,
business, labor union, etc.). You may
review DOT’s complete Privacy Act
Statement in the Federal Register
published on April 11, 2000 (Volume
65, Number 70; Pages 19477–78) or you
may visit https://www.regulations.gov.
List of Subjects in 49 CFR Part 571
Imports, Motor vehicle safety, Motor
vehicles, and Tires.
■ In consideration of the foregoing,
NHTSA is amending 49 CFR part 571 as
set forth below.
PART 571—FEDERAL MOTOR
VEHICLE SAFETY STANDARDS
1. The authority citation for part 571
continues to read as follows:
■
Authority: 49 U.S.C. 322, 30111, 30115,
30117 and 30166; delegation of authority at
49 CFR 1.50.
2. Section 571.121 is amended by
revising S5.2.3.3(a) to read as follows:
■
§ 571.121;
systems.
Standard No. 121; Air brake
*
*
*
*
*
S5.2.3.3 Antilock malfunction
indicator.
(a) In addition to the requirements of
S5.2.3.2, each trailer and trailer
converter dolly shall be equipped with
an external antilock malfunction
indicator lamp that meets the
requirements of S5.2.3.3 (b) through (d).
*
*
*
*
*
Issued: August 19, 2009.
Ronald L. Medford,
Acting Deputy Administrator.
[FR Doc. E9–20387 Filed 8–24–09; 8:45 am]
BILLING CODE 4910–59–P
E:\FR\FM\25AUR1.SGM
25AUR1
Agencies
[Federal Register Volume 74, Number 163 (Tuesday, August 25, 2009)]
[Rules and Regulations]
[Pages 42781-42785]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-20387]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
National Highway Traffic Safety Administration
49 CFR Part 571
[Docket No. NHTSA-2009-0151]
RIN 2127-AK44
Federal Motor Vehicle Safety Standards; Air Brake Systems
AGENCY: National Highway Traffic Safety Administration (NHTSA), DOT.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: This document makes permanent an existing requirement that
trailers with antilock brake systems (ABS) be equipped with an external
malfunction indicator lamp. The indicator lamp requirement, which is
included in the Federal motor vehicle safety standard that governs air-
braked vehicles, was originally scheduled to sunset on March 1, 2009,
but had previously been extended to September 1, 2009. The agency had
established a sunset date for this requirement in light of the
increasing numbers of post-2001 tractors which have an in-cab trailer
ABS malfunction lamp, making the external trailer lamp redundant. We
are making the requirement permanent in light of additional safety
purposes served by the external lamp, including: it not only warns the
driver of a malfunctioning trailer ABS, but, unlike the in-cab lamps,
indicates which trailer in double and trailer applications has a
malfunction, and it assists Federal and State roadside inspectors and
maintenance personnel in identifying a malfunctioning trailer ABS. This
rulemaking was conducted in response to petitions from the Commercial
Vehicle Safety Alliance.
DATES: Effective Date: This rule is effective August 31, 2009.
Petitions: Petitions for reconsideration must be received by October 9,
2009.
ADDRESSES: If you wish to petition for reconsideration of this rule,
you should refer in your petition to the docket number of this document
and submit your petition to: Administrator, National Highway Traffic
Safety Administration, 1200 New Jersey Avenue, SE., West Building,
Washington, DC, 20590.
The petition will be placed in the docket. Anyone is able to search
the electronic form of all documents received into any of our dockets
by the name of the individual submitting the document (or signing the
document, if submitted on behalf of an association, business, labor
union, etc.). You may review DOT's complete Privacy Act Statement in
the Federal Register published on April 11, 2000 (Volume 65, Number 70;
Pages 19477-78) or you may visit https://www.dot.gov/privacy.html.
FOR FURTHER INFORMATION CONTACT: For non-legal issues, you may call Mr.
George Soodoo, Office of Crash Avoidance Standards (Phone: 202-366-
4931; FAX: 202-366-7002). For legal issues, you may call Mr. Ari Scott,
Office of the Chief Counsel (Phone: 202-366-2992; FAX: 202-366-3820).
You may send mail to these officials at: National Highway Traffic
Safety Administration, 1200 New Jersey Avenue, SE., Washington, DC
20590.
SUPPLEMENTARY INFORMATION:
Table of Contents
I. Background
II. Comments
III. Response to Comments and Agency Decision
IV. Rulemaking Analyses and Notices
I. Background
The final rule requiring antilock brake systems (ABS) on truck
tractors, other air-braked heavy vehicles including trailers, and
hydraulic-braked trucks was published in the Federal Register (60 FR
13216) on March 10, 1995. As amended by that final rule, FMVSS No. 121,
Air Brake Systems, required two separate in-cab ABS malfunction
indicator lamps for each truck tractor, one for the tractor's ABS
(effective March 1, 1997) and the other for the trailer's ABS
(effective March 1, 2001). The final rule also required air-braked
trailers to be equipped with an externally mounted ABS malfunction lamp
(effective March 1, 1998) so that the driver of a non-ABS equipped
tractor or an ABS-equipped tractor manufactured prior to March 1, 2001,
towing an ABS-equipped trailer would be alerted in the event of a
malfunction in the trailer ABS.
The requirement for the trailer-mounted ABS malfunction indicator
lamp was originally scheduled to expire on March 1, 2009. The National
Highway Traffic Safety Administration (NHTSA) established this sunset
date, based on the assumption that, after this eight-year period, many
of the pre-2001 tractors without the dedicated trailer ABS malfunction
indicator lamp would no longer be in long-haul service. The agency
based its decision on the belief that the typical tractor life was five
to seven years, and therefore decided on an eight-year period for the
external ABS malfunction indicator lamp requirement. We further stated
our belief that there would be no need for a redundant ABS malfunction
lamp mounted on the trailer after the vast majority of tractors were
equipped with an in-cab ABS malfunction indicator lamp for the trailer.
Before the trailer-mounted ABS malfunction indicator lamp
requirement expired, NHTSA received two petitions from the Commercial
Vehicle Safety Alliance (CVSA). CVSA is an international not-for-profit
organization comprised of local, State, provincial, territorial and
Federal motor carrier safety officials and industry
[[Page 42782]]
representatives from the United States, Canada, and Mexico.
On October 22, 2007, CVSA petitioned NHTSA to make the trailer-
mounted external antilock malfunction indicator lamp permanent instead
of allowing it to expire. CVSA included in its petition suggested
regulatory text along with its rationale for why the extension should
be permanent. On October 15, 2008, CVSA again petitioned NHTSA to amend
FMVSS No. 121, requesting that the agency issue a stay of the sunset
date of March 1, 2009 for the external ABS warning lamp. CVSA stated
that a stay would prevent a time gap in the regulation, while NHTSA
continued to evaluate CVSA's 2007 petition. CVSA stated that the
vehicle inspection process has already been complicated by the phased-
in ABS and ABS malfunction indicator lamp requirements, and a time gap
would further complicate the inspection process and cause additional
confusion for drivers and maintenance personnel.
On March 3, 2009, the agency concurrently published an interim
final rule extending the sunset date for the requirement by six months,
to September 1, 2009 (74 FR 9173), and a notice of proposed rulemaking
(NPRM) to extend the requirement to March 1, 2011 (74 FR 9202). In the
latter notice, the agency explained that it expected to be able to
fully analyze the issues raised by the CVSA petitions and further
address them prior to March 1, 2011. The agency also indicated that if
it was able to fully resolve the outstanding issues it could make the
requirement permanent in a final rule based on the NPRM.
The rationale put forth by CVSA, in its 2007 petition, for making
the requirement permanent included four points. The first point was
that there were still expected to be many pre-2001 tractors in use when
the malfunction indicator lamp requirement was set to expire (at the
time, March 1, 2009). These tractors do not have the in-cab trailer ABS
malfunction indicator lamp that was perceived to render the external
lamp redundant. Second, CVSA argued that for double and triple trailer
applications, it will not be possible to determine, from an in-cab lamp
alone, which trailer ABS is malfunctioning without external lamps.
Third, CVSA stated that many trailer repair shops rely on the external
lamp to quickly diagnose the operational status of the trailer ABS
without having to couple a post-2001 tractor to the trailer. With an
external indicator lamp, any age tractor can be used, making inspection
significantly easier. Fourth, the petition argued that without the
external lamp, the signal from the in-cab lamp may be confusing, as it
may indicate either a malfunctioning in-cab bulb, a functioning pre-
1998 trailer (with no ABS), a problem with the communication circuit
between the trailer and tractor, or a malfunctioning ABS. The external
lamp helps to diagnose the situation further.
II. Summary of Comments
Overview
NHTSA received a number of comments in response to the two March 3,
2009 Federal Register notices. All commenters addressing the issue
supported the extension provided in the interim final rule and some
further extension, with varying time periods for the further extension.
The American Trucking Associations (ATA), a trade association
representing trucking companies, supported extending the trailer
external lamp requirement until March 1, 2011, the date proposed in the
NPRM, but argued against making the requirement permanent. The Truck
Trailer Manufacturers Association (TTMA) supported extending the
requirement to March 1, 2010. The American Moving and Storage
Association (AMSA), which represents moving services and handlers of
specialized freight, supported extending the requirement through 2011
in order to prevent a ``gap'' in the requirements, but did not offer a
position on whether the requirement should be made permanent.
Two associations submitted comments supporting the permanent
extension of the requirements, the Heavy Duty Brake Manufacturers
Association (HDMA), which represents manufacturers of braking systems
and components, and the Owner-Operator Independent Drivers Association
(OOIDA).\1\ Other commenters supporting a permanent extension of the
external lamp requirement included Meritor WABCO, a supplier of air and
hydraulic antilock brake systems (ABS), air disc brakes, air
compressors, brake control valves and electronic components for medium
and heavy duty trucks, buses, and trailers, and Advocates for Highway
and Auto Safety (Advocates). CVSA, the petitioner, also submitted
comments supporting a permanent extension.
---------------------------------------------------------------------------
\1\ The OOIDA comment was submitted prior to NRPM in support of
the CVSA petition.
---------------------------------------------------------------------------
NHTSA also received information from the University of Michigan
Transportation Research Institute (UMTRI).
Whether at Least a Limited Extension Is Needed
Every commenter addressing the issue, with one exception, supported
extending the external malfunction indicator lamp requirement to at
least March 1, 2011. TTMA supported a shorter extension, to March 1,
2010, to coincide with the sunset date of the external lamp requirement
in Canada. AMSA, making an argument for continuity of the requirement,
stated that it supported the extension until 2011 because it would be
extremely disruptive for carriers to cease current maintenance of
external ABS indicators, and then be required to resume the current
practices at a later date.
Several commenters provided data indicating that relatively large
numbers of pre-2001 tractors are still in use, and that therefore there
is still at least a temporary need for the trailer-mounted lamp. The
HDMA provided information from R.L. Polk & Co. regarding vehicle age
date, which stated that 58.5 percent of registered tractors were built
prior to March 1, 2001.\2\ Meritor WABCO also provided this figure in
its comments. Information obtained from UMTRI, Center for National
Truck and Bus Statistics, also provided information on the numbers of
pre-2001 tractors in use. UMTRI analyzed two crash data files to
estimate the proportion of tractors with model year 2000 and prior: (1)
The General Estimates System (GES) file compiled by NHTSA, which is a
nationally representative sample file of all police-reportable traffic
crashes, and (2) the Trucks Involved in Fatal Accidents (TIFA) file,
compiled by UMTRI, which is a census of all medium and heavy trucks
involved in fatal crashes in the U.S. Based on accident analysis from
the GES and the TIFA file, UMTRI estimated that 29-30 percent of the
exposed population of tractors has a model year of 2000 or earlier.\3\
The ``exposure'' in crashes is primarily related to vehicle miles
traveled.
---------------------------------------------------------------------------
\2\ Docket NHTSA-2009-0038-0009, p. 2, available at https://www.regulations.gov.
\3\ Docket NHTSA-2009-0038-0017, p. 3, available at https://www.regulations.gov.
---------------------------------------------------------------------------
Whether the Requirement Should Be Made Permanent
We note that the decision whether to make the requirement for the
external trailer lamp permanent presents different issues than a
temporary extension. There are two potential reasons for a temporary
extension. First, as discussed in the NPRM, an extension to March 1,
2011 would give the agency additional time to do further analyses
[[Page 42783]]
related to CVSA's request for a permanent extension, while avoiding a
potential confusing time gap in the vehicles subject to the
requirement. Second, even if NHTSA did not make the existing
requirement permanent, a further temporary extension could be needed
given the relatively large numbers of pre-2001 tractors that are still
in use. Since the numbers of pre-2001 tractors will over time become
increasingly small, the case for a permanent requirement is predicated
on the benefits that the external lamp provides even when coupled with
the in-cab trailer ABS indicator present on tractors built after March
1, 2001.
A number of commenters which supported CVSA's petition to make the
external lamp requirement permanent cited the utility of the external
lamp for trailer inspection and diagnostic purposes. There were several
reasons given in the comments, including benefits related to redundancy
of the external lamp, the lamp serves to facilitate inspections and
repair of trailer ABS, and the utility of the lamp in multiple trailer
applications. Additionally, several commenters noted the centrality of
a functioning ABS with regard to recent safety developments, such as
electronic stability control (ESC) systems, that could be negatively
impacted by faulty ABS.
One reason given to support the permanent extension of the external
lamp is simple redundancy and utility of the external lamp, with
Advocates noting that ``if a combination vehicle * * * suffers loss of
the in-cab ABS malfunction indicator, the only fail-safe means on the
road of determining whether the ABS is still functioning is the
external trailer, semi-trailer, or dolly ABS lamp.'' \4\ Similarly,
OOIDA stated that the external lamp provides a ``reliable and readily
identifiable method for drivers, roadside inspectors, and maintenance
personnel to determine the operational status of the affected towed
units.'' \5\ CVSA commented on the multitude of possible vehicle
systems dependent on functioning ABS, such as rollover stability
systems, electronic stability control, and adaptive cruise control, as
adding importance to the ability of various parties to identify
malfunctioning ABS in trailers.
---------------------------------------------------------------------------
\4\ 0038-0013, p. 2.
\5\ Docket NHTSA-2009-0038-0019, available at https://www.regulations.gov.
---------------------------------------------------------------------------
In arguing against a permanent extension of the requirement, the
ATA used the redundancy argument as well. ATA stated that it believes
the extension for the ABS warning lamp is warranted so long as there
are still tractors operating without functional in-cab systems. As to a
permanent extension, however, it argued that the in-cab malfunction
indicator lamp is a more useful warning signal to drivers than the
external lamp, and that it does not believe the external trailer ABS
malfunction lamp should be required on trailers matched with tractors
with in-cab systems beyond 2011 solely as an aid for roadside
inspection. ATA also stated that there are other tools to check the
trailer ABS at a roadside inspection, if monitoring the in-cab dash
warning lamp is not practical or safe for the inspector. Acknowledging
that the external lamp did have some value, the ATA stated that some of
its members wanted the light continued as an option, especially those
who operate double and triple trailer combinations (discussed below).
Commenters including Meritor WABCO stated that the external lamp
enhances the inspection and maintenance of ABS on trailers and dollies.
Meritor WABCO pointed out a recent Federal Motor Carrier Safety
Administration study indicating that 15 percent and 30 percent of
tractor and trailer ABS, respectively, indicated potential operational
problems,\6\ implying that additional means to identify and correct
these problems should be considered. Meritor WABCO cited a NHTSA
statement that the intent of the lamp was, in part, to ``to inform
operators * * * and to facilitate * * * and * * * encourage repairs of
faulty ABS systems.'' \7\ Meritor WABCO also stated that when
conducting diagnostics, the lack of a trailer-mounted indicator would
require that a trailer be coupled to a post-2001 tractor in order to
determine the status of the trailer ABS. Similarly, in its comments to
the original 2007 CVSA petition, TTMA noted that ``the lamp mounted
externally allows additional people such as shop personnel to see if
the ABS system is operable.'' \8\ CVSA reiterated this argument from
its petition in its comments submitted to NHTSA. And even though it
argued against making the lamp requirement permanent, in its comments,
the ATA noted that the external lamp helped in troubleshooting
problems.
---------------------------------------------------------------------------
\6\ Docket NHTSA-2009-0038-0008, p. 2, available at https://www.regulations.gov.
\7\ 71 FR 7614, Feb 13, 2006.
\8\ Docket NHTSA-2009-0038-0004, available at https://www.regulations.gov. We note that this comment was superseded by the
comment submitted April 2, 2009 (Docket NHTSA-2009-0038-0016).
---------------------------------------------------------------------------
Several commenters emphasized that the external malfunction
indicator lamp provides more pertinent information than the in-cab lamp
with regard to multiple trailer configurations, where a single tractor
tows two or three trailers, each equipped with an ABS. This is because
while the in-cab lamp may indicate a malfunction, it will not provide
specific information as to which trailer is experiencing a
malfunctioning ABS. While it did not support making the requirement
permanent, in its comment the ATA noted that members with multiple
trailer operations found the external lamp useful for troubleshooting.
Advocates and CVSA also made this argument, with Advocates stating that
``on multi-trailer combinations when each trailer is fitted with ABS, a
driver needs to be able to verify that each trailing unit has operable
ABS.'' \9\
---------------------------------------------------------------------------
\9\ Docket NHTSA-2009-0038-0013, p. 2, available at https://www.regulations.gov.
---------------------------------------------------------------------------
Finally, Meritor WABCO provided some guidance in its comments with
regard to the cost of the external lamp. Specifically, the commenter
stated that ``all trailer wiring harnesses have been modified to
accommodate the indicator lamp so making it a permanent requirement
would not require any additional changes of expense to the vehicle OEMs
or the end user.'' \10\ Furthermore, the ATA comment stated that
improvements in the external lamp circuit have eliminated previous
maintenance issues that had caused expenses.\11\
---------------------------------------------------------------------------
\10\ Docket NHTSA-2009-0038-0008, p. 1, available at https://www.regulations.gov.
\11\ Docket NHTSA-2009-0038-0014, p. 2, available at https://www.regulations.gov.
---------------------------------------------------------------------------
III. Response to Comments and Agency Decision
After carefully considering the comments, and for the reasons
discussed below, we have decided to make the requirement that trailers
with ABS be equipped with an external antilock malfunction indicator
lamp permanent.
We are making this decision because the external lamp provides
information that assists maintenance personnel and roadside inspectors,
provides important diagnostic information, and provides detailed
important information for multiple trailer applications. NHTSA believes
that these benefits of the external lamp warrant the permanent
extension of the requirement.
We believe that trailer maintenance operations would be
inconvenienced by having to couple a trailer to a post-2001 tractor or
use additional specialized equipment in order to diagnose the state of
a trailer's ABS, when right now a standardized trailer-mounted lamp
[[Page 42784]]
provides the same information. This inconvenience could diminish the
effectiveness of some maintenance operations. Furthermore, the external
lamps provide otherwise-unavailable information to both drivers and
roadside inspectors with regard to multiple trailer combinations.
Without them, the in-cab information can only indicate the existence of
a malfunctioning trailer ABS. The external lamps can pinpoint which
trailer's ABS is malfunctioning, allowing drivers or inspectors to take
the appropriate remedial action.
We note that since we are making the requirement permanent because
of the benefits the external lamp provides even when coupled with the
in-cab trailer ABS indicator present on tractors built after March 1,
2001, it is unnecessary to address the numbers of pre-2001 tractors
that are still in use.
As indicated above, we stated in the NPRM that we might make the
requirement permanent if we could fully resolve the outstanding issues.
We have specifically considered whether there are any unresolved issues
for which additional analysis would be beneficial to the agency in
reaching a decision on this issue. We have concluded that there are no
issues for which further analyses are needed prior to making a
decision. All trailers manufactured after March 1, 1998 have already
been required to comply with the requirement, so manufacturers and
users are familiar with these systems. Furthermore, all trailer wiring
harnesses have already been modified to accommodate the external lamp,
and there are relatively few maintenance issues, thereby minimizing the
costs of this requirement. Finally, Federal and State inspectors and
maintenance operations successfully use the lamps as part of their
current procedures in order to obtain the benefits discussed in this
document.
In stating that we are making the existing requirement permanent,
we do not mean to imply that we would not readdress this issue in
future rulemaking if new developments were to make the requirement
unnecessary. In its comments, ATA stated that in the future, wireless
transmissions of the vehicle fault messages will be the means of
inspection which will make external malfunction lamps obsolete. Our
decision today reflects current designs and inspection and maintenance
practices developed in light of those designs. If future designs and
new inspection and maintenance practices should make the external
malfunction lamps obsolete, we will take appropriate action at that
time.
We find good cause for making today's final rule effective on
August 31, 2009. This is necessary to avoid a confusing time gap in the
vehicles subject to the requirement. Moreover, since trailer
manufacturers are required to meet the requirement for the trailers
they are currently manufacturing, this effective date will not result
in any new burdens.
IV. Rulemaking Analyses and Notices
Executive Order 12866 and DOT Regulatory Policies and Procedures
This action was not reviewed by the Office of Management and Budget
under E.O. 12866. The agency has considered the impact of this action
under the Department of Transportation's regulatory policies and
procedures (44 FR 11034; February 26, 1979), and has determined that it
is not ``significant'' under them.
This document makes permanent the existing antilock malfunction
indicator lamp requirement, which had been scheduled to expire
September 1, 2009. When the agency published its March 10, 1995 Final
Rule, we estimated the costs of the lamp and the associated wiring to
be approximately $9.43 (in 2007 dollars $12.82). In 2007 dollars,
assuming 189,000 trailer units and that same unit costs we estimate the
total cost to be approximately $2.4 million per year. However, we note
that since all trailers manufactured after March 1, 1998 have already
been complying with the requirement and that the agency is merely
making permanent the requirement, the impact on costs is likely much
lower than this figure indicates. While not supplying a lamp could
result in a trailer that could be made for a few dollars less, we
estimate the costs to be so minimal that preparation of a full
regulatory evaluation is not required.
Regulatory Flexibility Act
Pursuant to the Regulatory Flexibility Act, 5 U.S.C. 601 et seq.,
NHTSA has evaluated the effects of this action on small entities. I
hereby certify that this rule will not have a significant impact on a
substantial number of small entities. This document merely makes
permanent the requirement for an external indicator lamp in FMVSS No.
121. No other changes are made. Small organizations and small
government units will not be significantly affected since this action
will not affect the price of new motor vehicles. Trailer manufacturers
will not be required to install new systems but rather continue to
install the systems they are already installing.
Executive Order 13132 (Federalism)
NHTSA has examined today's rule pursuant to Executive Order 13132
(64 FR 43255, August 10, 1999) and concluded that no additional
consultation with States, local governments or their representatives is
mandated beyond the rulemaking process. The agency has concluded that
the rule does not have federalism implications because it does not have
``substantial direct effects on the States, on the relationship between
the national government and the States, or on the distribution of power
and responsibilities among the various levels of government.''
Further, no consultation is needed to discuss the issue of
preemption in connection with today's rule. The issue of preemption can
arise in connection with NHTSA rules in at least two ways. First, the
National Traffic and Motor Vehicle Safety Act contains an express
preemption provision: ``When a motor vehicle safety standard is in
effect under this chapter, a State or a political subdivision of a
State may prescribe or continue in effect a standard applicable to the
same aspect of performance of a motor vehicle or motor vehicle
equipment only if the standard is identical to the standard prescribed
under this chapter.'' 49 U.S.C. 30103(b)(1). It is this statutory
command that unavoidably preempts State legislative and administrative
law, not today's rulemaking, so consultation would be unnecessary.
Second, the Supreme Court has recognized the possibility of implied
preemption: in some instances, State requirements imposed on motor
vehicle manufacturers, including sanctions imposed by State tort law,
can stand as an obstacle to the accomplishment and execution of a NHTSA
safety standard. When such a conflict is discerned, the Supremacy
Clause of the Constitution makes the State requirements unenforceable.
See Geier v. American Honda Motor Co., 529 U.S. 861 (2000). However,
NHTSA has considered the nature and purpose of today's rule and does
not currently foresee any potential State requirements that might
conflict with it. Without any conflict, there could not be any implied
preemption.
Executive Order 12988 (Civil Justice Reform)
With respect to the review of the promulgation of a new regulation,
section 3(b) of Executive Order 12988, ``Civil Justice Reform'' (61 FR
4729, February 7, 1996) requires that Executive agencies make every
reasonable effort to ensure that the
[[Page 42785]]
regulation: (1) Clearly specifies the preemptive effect; (2) clearly
specifies the effect on existing Federal law or regulation; (3)
provides a clear legal standard for affected conduct, while promoting
simplification and burden reduction; (4) clearly specifies the
retroactive effect, if any; (5) adequately defines key terms; and (6)
addresses other important issues affecting clarity and general
draftsmanship under any guidelines issued by the Attorney General. This
document is consistent with that requirement.
Pursuant to this Order, NHTSA notes as follows. The issue of
preemption is discussed above in connection with E.O. 13132. NHTSA
notes further that there is no requirement that individuals submit a
petition for reconsideration or pursue other administrative proceeding
before they may file suit in court.
Protection of Children From Environmental Health and Safety Risks
Executive Order 13045, ``Protection of Children from Environmental
Health and Safety Risks'' (62 FR 19855, April 23, 1997), applies to any
rule that: (1) Is determined to be ``economically significant'' as
defined under Executive Order 12866, and (2) concerns an environmental,
health, or safety risk that the agency has reason to believe may have a
disproportionate effect on children. If the regulatory action meets
both criteria, the agency must evaluate the environmental health or
safety effects of the planned rule on children, and explain why the
planned regulation is preferable to other potentially effective and
reasonably feasible alternatives considered by the agency.
This rule is not expected to affect children and it is not an
economically significant regulatory action under Executive Order 12866.
Consequently, no further analysis is required under Executive Order
13045.
Paperwork Reduction Act
Under the Paperwork Reduction Act of 1995 (PRA), a person is not
required to respond to a collection of information by a Federal agency
unless the collection displays a valid OMB control number. There is not
any information collection requirement associated with this rule.
National Technology Transfer and Advancement Act
Section 12(d) of the National Technology Transfer and Advancement
Act of 1995 (NTTAA), Public Law 104-113, (15 U.S.C. 272) directs the
agency to evaluate and use voluntary consensus standards in its
regulatory activities unless doing so would be inconsistent with
applicable law or is otherwise impractical. Voluntary consensus
standards are technical standards (e.g., materials specifications, test
methods, sampling procedures, and business practices) that are
developed or adopted by voluntary consensus standards bodies, such as
the Society of Automotive Engineers. The NTTAA directs us to provide
Congress (through OMB) with explanations when we decide not to use
available and applicable voluntary consensus standards. There are no
voluntary consensus standards developed by voluntary consensus
standards bodies pertaining to this rule.
Unfunded Mandates Reform Act
The Unfunded Mandates Reform Act of 1995 requires agencies to
prepare a written assessment of the costs, benefits and other effects
of proposed or final rules that include a Federal mandate likely to
result in the expenditure by State, local or Tribal governments, in the
aggregate, or by the private sector, of more than $100 million annually
(adjusted for inflation with base year of 1995). This rule will not
result in expenditures by State, local or Tribal governments, in the
aggregate, or by the private sector in excess of $100 million annually.
National Environmental Policy Act
NHTSA has analyzed this rulemaking action for the purposes of the
National Environmental Policy Act. The agency has determined that
implementation of this action will not have any significant impact on
the quality of the human environment.
Executive Order 13211
Executive Order 13211 (66 FR 28355, May 18, 2001) applies to any
rulemaking that: (1) Is determined to be economically significant as
defined under E.O. 12866, and is likely to have a significantly adverse
effect on the supply of, distribution of, or use of energy; or (2) that
is designated by the Administrator of the Office of Information and
Regulatory Affairs as a significant energy action. This rulemaking is
not subject to E.O. 13211.
Regulatory Identifier Number (RIN)
The Department of Transportation assigns a regulation identifier
number (RIN) to each regulatory action listed in the Unified Agenda of
Federal Regulations. The Regulatory Information Service Center
publishes the Unified Agenda in April and October of each year. You may
use the RIN contained in the heading at the beginning of this document
to find this action in the Unified Agenda.
Privacy Act
Anyone is able to search the electronic form of all comments
received into any of our dockets by the name of the individual
submitting the comment (or signing the comment, if submitted on behalf
of an association, business, labor union, etc.). You may review DOT's
complete Privacy Act Statement in the Federal Register published on
April 11, 2000 (Volume 65, Number 70; Pages 19477-78) or you may visit
https://www.regulations.gov.
List of Subjects in 49 CFR Part 571
Imports, Motor vehicle safety, Motor vehicles, and Tires.
0
In consideration of the foregoing, NHTSA is amending 49 CFR part 571 as
set forth below.
PART 571--FEDERAL MOTOR VEHICLE SAFETY STANDARDS
0
1. The authority citation for part 571 continues to read as follows:
Authority: 49 U.S.C. 322, 30111, 30115, 30117 and 30166;
delegation of authority at 49 CFR 1.50.
0
2. Section 571.121 is amended by revising S5.2.3.3(a) to read as
follows:
Sec. 571.121; Standard No. 121; Air brake systems.
* * * * *
S5.2.3.3 Antilock malfunction indicator.
(a) In addition to the requirements of S5.2.3.2, each trailer and
trailer converter dolly shall be equipped with an external antilock
malfunction indicator lamp that meets the requirements of S5.2.3.3 (b)
through (d).
* * * * *
Issued: August 19, 2009.
Ronald L. Medford,
Acting Deputy Administrator.
[FR Doc. E9-20387 Filed 8-24-09; 8:45 am]
BILLING CODE 4910-59-P