Proposed Collection; Comment Request, 39719 [E9-18981]
Download as PDF
<![CDATA[
Federal Register / Vol. 74, No. 151 / Friday, August 7, 2009 / Notices
Dated: August 3, 2009.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. E9–18981 Filed 8–6–09; 8:45 am]
SECURITIES AND EXCHANGE
COMMISSION
Proposed Collection; Comment
Request
BILLING CODE 8010–01–P
Upon Written Request; Copies Available
From: Securities and Exchange
Commission, Office of Investor
Education and Advocacy,
Washington, DC 20549–0213.
pwalker on DSK8KYBLC1PROD with NOTICES
Extension:
Form T–3, OMB Control No. 3235–0105,
SEC File No. 270–123.
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the collection of information
summarized below. The Commission
plans to submit this existing collection
of information to the Office of
Management and Budget for approval.
Form T–3 (17 CFR 269.3) is an
application for qualification of an
indenture under the Trust Indenture Act
of 1939 (15 U.S.C. 77aaa et seq.). The
information provided by Form T–3 is
used by the staff to decide whether to
qualify an indenture relating to
securities offered to the public in an
offering registered under the Securities
Act of 1933 (15 U.S.C. 77a et seq.). Form
T–3 takes approximately 43 hours per
response to prepare and is filed by 78
respondents. We estimate that 25% of
the 43 burden hours (11 hours per
response) is prepared by the filer for a
total reporting burden of 858 hours (11
hours per response × 78 responses).
Written comments are invited on: (a)
Whether this proposed collection of
information is necessary for the
performance of the functions of the
agency, including whether the
information will have practical utility;
(b) the accuracy of the agency’s estimate
of the burden imposed by the collection
of information; (c) ways to enhance the
quality, utility, and clarity of the
information collected; and (d) ways to
minimize the burden of the collection of
information on respondents, including
through the use of automated collection
techniques or other forms of information
technology. Consideration will be given
to comments and suggestions submitted
in writing within 60 days of this
publication.
Please direct your written comments
to Charles Boucher, Director/CIO,
Securities and Exchange Commission,
C/O Shirley Martinson, 6432 General
Green Way, Alexandria, Virginia 22312;
or send an e-mail to:
PRA_Mailbox@sec.gov.
VerDate Nov<24>2008
17:09 Aug 06, 2009
Jkt 217001
SECURITIES AND EXCHANGE
COMMISSION
Proposed Collection; Comment
Request
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of Investor
Education and Advocacy,
Washington, DC 20549–0213.
Extension:
Form N–6, SEC File No. 270–446, OMB
Control No. 3235–0503.
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission (the
‘‘Commission’’) is soliciting comments
on the collection of information
summarized below. The Commission
plans to submit this existing collection
of information to the Office of
Management and Budget for extension
and approval.
The title for the collection of
information is ‘‘Form N–6 (17 CFR
239.17c and 274.11d) under the
Securities Act of 1933 (15 U.S.C. 77a et
seq.) and under the Investment
Company Act of 1940 (15 U.S.C. 80a-1
et seq.) registration statement of separate
accounts organized as unit investment
trusts that offer variable life insurance
policies.’’ Form N–6 is the form used by
insurance company separate accounts
organized as unit investment trusts that
offer variable life insurance contracts to
register as investment companies under
the Investment Company Act of 1940
and/or to register their securities under
the Securities Act of 1933. The primary
purpose of the registration process is to
provide disclosure of financial and
other information to investors and
potential investors for the purpose of
evaluating an investment in a security.
Form N–6 also permits separate
accounts organized as unit investment
trusts that offer variable life insurance
contracts to provide investors with a
prospectus containing information
required in a registration statement prior
to the sale or at the time of confirmation
of delivery of securities.
The Commission estimates that there
are approximately 250 separate accounts
registered as unit investment trusts and
offering variable life insurance policies
that file registration statements on Form
N–6. The Commission estimates that
there are 95 initial registration
PO 00000
Frm 00115
Fmt 4703
Sfmt 4703
39719
statements on Form N–6 filed annually.
The Commission estimates that
approximately 813 registration
statements (718 post-effective
amendments plus 95 initial registration
statements) are filed on Form N–6
annually. The Commission estimates
that the hour burden for preparing and
filing a post-effective amendment on
Form N–6 is 67.5 hours. The total
annual hour burden for preparing and
filing post-effective amendments is
48,465 hours (718 post-effective
amendments annually times 67.5 hours
per amendment). The estimated hour
burden per portfolio for preparing and
filing an initial registration statement on
Form N–6 is 770.25 hours. The
estimated annual hour burden for
preparing and filing initial registration
statements is 73,174 hours (95 initial
registration statements annually times
770.25 hours per registration statement).
The frequency of response is annual.
The total annual hour burden for Form
N–6, therefore, is estimated to be
121,639 hours (48,465 hours for posteffective amendments plus 73,174 hours
for initial registration statements).
The information collection
requirements imposed by Form N–6 are
mandatory. Responses to the collection
of information will not be kept
confidential. An agency may not
conduct or sponsor, and a person is not
required to respond to a collection of
information unless it displays a
currently valid control number.
Written comments are invited on: (a)
Whether the proposed collection of
information is necessary for the proper
performance of the functions of the
agency, including whether the
information will have practical utility;
(b) the accuracy of the agency’s estimate
of the burden of the collection of
information; (c) ways to enhance the
quality, utility, and clarity of the
information collected; and (d) ways to
minimize the burden of the collection of
information on respondents, including
through the use of automated collection
techniques or other forms of information
technology. Consideration will be given
to comments and suggestions submitted
in writing within 60 days of this
publication.
Please direct your written comments
to Charles Boucher, Director/CIO,
Securities and Exchange Commission,
C/O Shirley Martinson, 6432 General
Green Way, Alexandria, VA 22312; or
send an e-mail to:
PRA_Mailbox@sec.gov.
E:\FR\FM\07AUN1.SGM
07AUN1
]]>Agencies
[Federal Register Volume 74, Number 151 (Friday, August 7, 2009)]
[Notices]
[Page 39719]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-18981]
[[Page 39719]]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
Proposed Collection; Comment Request
Upon Written Request; Copies Available From: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC
20549-0213.
Extension:
Form T-3, OMB Control No. 3235-0105, SEC File No. 270-123.
Notice is hereby given that, pursuant to the Paperwork Reduction
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange
Commission (``Commission'') is soliciting comments on the collection of
information summarized below. The Commission plans to submit this
existing collection of information to the Office of Management and
Budget for approval.
Form T-3 (17 CFR 269.3) is an application for qualification of an
indenture under the Trust Indenture Act of 1939 (15 U.S.C. 77aaa et
seq.). The information provided by Form T-3 is used by the staff to
decide whether to qualify an indenture relating to securities offered
to the public in an offering registered under the Securities Act of
1933 (15 U.S.C. 77a et seq.). Form T-3 takes approximately 43 hours per
response to prepare and is filed by 78 respondents. We estimate that
25% of the 43 burden hours (11 hours per response) is prepared by the
filer for a total reporting burden of 858 hours (11 hours per response
x 78 responses).
Written comments are invited on: (a) Whether this proposed
collection of information is necessary for the performance of the
functions of the agency, including whether the information will have
practical utility; (b) the accuracy of the agency's estimate of the
burden imposed by the collection of information; (c) ways to enhance
the quality, utility, and clarity of the information collected; and (d)
ways to minimize the burden of the collection of information on
respondents, including through the use of automated collection
techniques or other forms of information technology. Consideration will
be given to comments and suggestions submitted in writing within 60
days of this publication.
Please direct your written comments to Charles Boucher, Director/
CIO, Securities and Exchange Commission, C/O Shirley Martinson, 6432
General Green Way, Alexandria, Virginia 22312; or send an e-mail to:
PRA_Mailbox@sec.gov.
Dated: August 3, 2009.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. E9-18981 Filed 8-6-09; 8:45 am]
BILLING CODE 8010-01-P
