Solicitation for Grant Applications; National Farmworker Jobs Program for Program Year 2009, 36519-36527 [E9-17520]
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Federal Register / Vol. 74, No. 140 / Thursday, July 23, 2009 / Notices
any rights, claims, or causes of action in
connection as a result of BNYMC’s
ownership of the Securities, if such
amounts are in excess of the sum of:
(1) The purchase price paid for the
Securities by BNYMC; and
(2) The interest due on the Securities
from and after the date BNYMC
purchased the Securities from the Cash
Collateral Fund, determined at the lastpublished interest rate on the Securities
preceding Lehman’s bankruptcy filing
(after deducting all reasonable expenses
incurred in connection with the
recovery);
(h) BNY Mellon and its affiliates, as
applicable, will maintain, or cause to be
maintained, for a period of six (6) years
from the date of any of covered
transaction such records as are
necessary to determine whether the
conditions of this exemption have been
met.
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Notice to Interested Persons
The persons who may be interested in
the publication in the Federal Register
of the Notice of Proposed Exemption
(the Notice) include each of the
investors with a direct interest in the
Cash Collateral Fund.
It is represented that each of these
interested persons will be notified of the
publication of the Notice by personal or
express delivery, within fifteen (15)
calendar days of publication of the
Notice in the Federal Register. Such
mailing will contain a copy of the
Notice, as it appears in the Federal
Register on the date of publication, plus
a copy of the Supplemental Statement,
as required, pursuant to 29 CFR
2570.43(b)(2), which will advise all
interested persons of their right to
comment and to request a hearing.
Any written comments and/or
requests for a hearing must be received
by the Department from interested
persons within 45 days of the
publication of this proposed exemption
in the Federal Register.
FOR FURTHER INFORMATION CONTACT: Ms.
Angelena C. Le Blanc of the Department,
telephone (202) 693–8540. (This is not
a toll-free number.)
General Information
The attention of interested persons is
directed to the following:
(1) The fact that a transaction is the
subject of an exemption under section
408(a) of the Act and/or section
4975(c)(2) of the Code does not relieve
a fiduciary or other party in interest or
disqualified person from certain other
provisions of the Act and/or the Code,
including any prohibited transaction
provisions to which the exemption does
not apply and the general fiduciary
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responsibility provisions of section 404
of the Act, which, among other things,
require a fiduciary to discharge his
duties respecting the plan solely in the
interest of the participants and
beneficiaries of the plan and in a
prudent fashion in accordance with
section 404(a)(1)(b) of the Act; nor does
it affect the requirement of section
401(a) of the Code that the plan must
operate for the exclusive benefit of the
employees of the employer maintaining
the plan and their beneficiaries;
(2) Before an exemption may be
granted under section 408(a) of the Act
and/or section 4975(c)(2) of the Code,
the Department must find that the
exemption is administratively feasible,
in the interests of the plan and of its
participants and beneficiaries, and
protective of the rights of participants
and beneficiaries of the plan;
(3) The proposed exemption, if
granted, will be supplemental to, and
not in derogation of, any other
provisions of the Act and/or the Code,
including statutory or administrative
exemptions and transitional rules.
Furthermore, the fact that a transaction
is subject to an administrative or
statutory exemption is not dispositive of
whether the transaction is in fact a
prohibited transaction; and
(4) The proposed exemption, if
granted, will be subject to the express
condition that the material facts and
representations contained in each
application are true and complete, and
that each application accurately
describes all material terms of the
transaction which is the subject of the
exemption.
Signed at Washington, DC, this 16th day of
July 2009.
Ivan Strasfeld,
Director of Exemption Determinations,
Employee Benefits Security Administration,
U.S. Department of Labor.
[FR Doc. E9–17467 Filed 7–22–09; 8:45 am]
BILLING CODE 4510–29–P
Brookwood-Sago Mine Safety Grants
AGENCY: Mine Safety and Health
Administration, Labor.
ACTION: Notice, change in the grant
application deadline.
SUMMARY: On June 29, 2009, the U.S.
Department of Labor, Mine Safety and
Health Administration (MSHA),
announced it was making $500,000
available in grant funds for educational
and training programs to help identify,
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Authority: 30 U.S.C. 965.
Michael A. Davis,
Deputy Assistant Secretary for Operations,
Mine Safety and Health.
[FR Doc. E9–17487 Filed 7–22–09; 8:45 am]
BILLING CODE 4510–43–P
Employment and Training
Administration
Mine Safety and Health Administration
Frm 00072
avoid, and prevent unsafe working
conditions in and around mines. 74 FR
31049–31051. This notice advised that
the solicitation for grant applications
would be available June 30, 2009, on the
Grants.gov Web site. The closing date
for receipt of the grant applications was
July 31, 2009. Because of administrative
limitations associated with the
Grants.gov Web site, MSHA is extending
the deadline for receipt of grant
applications for the Brookwood-Sago
Mine Safety Grants to August 1, 2009.
DATES: The closing date for submitting
grant applications will be August 1,
2009 (no later than 11:59 p.m. EDST).
MSHA will award grants on or before
September 30, 2009.
ADDRESSES: Applications for grants
submitted under this competition must
be submitted electronically using the
Government-wide site at https://
www.grants.gov. If applying online
poses a hardship to any applicant, the
MSHA Directorate of Educational Policy
and Development will provide
assistance to ensure that applications
can be submitted online by the closing
date. MSHA’s Web page at https://
www.msha.gov is a valuable source of
background information on BrookwoodSago Safety Grants.
FOR FURTHER INFORMATION CONTACT: Any
questions regarding this solicitation for
grant applications (SGA 09–3BS) should
be directed to Robert Glatter at
glatter.robert@dol.gov or at 202–693–
9570 (this is not a toll-free number) or
the Grant Officer, Darrell A. Cooper at
cooper.darrell@dol.gov or at 202–693–
9831 (this is not a toll-free number).
DEPARTMENT OF LABOR
DEPARTMENT OF LABOR
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Solicitation for Grant Applications;
National Farmworker Jobs Program for
Program Year 2009
AGENCY: U.S. Department of Labor
(Department or DOL), Employment and
Training Administration (ETA).
ACTION: Announcement of a Program
Year (PY) 2009 grant competition for the
Arkansas, Hawaii, Indiana, Maine, and
Nebraska service delivery areas for
operating the National Farmworker Jobs
Program (NFJP) under section 167 of the
Workforce Investment Act of 1998
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(WIA), 29 U.S.C. 2912. This funding
announcement is applicable to NFJP
service delivery areas not meeting
waiver eligibility as described in
Training and Employment Guidance
Letter (TEGL) 25–08, and the service
delivery area of Maine.
Funding Opportunity Number: SGA/
DFA PY 09–02.
Catalog of Federal Domestic
Assistance (CFDA) Number: 17.264.
The DOL, ETA, Office of
Workforce Investment, Division of
Adult Services, announces a grant
competition for operating the NFJP,
under section 167 of the WIA, 29 U.S.C.
2912 in certain specified service
delivery areas. The WIA generally
requires the DOL to conduct a grants
competition every two years to select
entities to operate the NFJP. DOL is
exercising its option under WIA sec. 167
(c)(4)(B) to waive competition for the
biannual grant competition scheduled
for PY 2009 for those grantees
determined to have performed
successfully as described in TEGL 25–
08.
As explained in TEGL 25–08, the
grantees operating in the following
service delivery areas were determined
to be ineligible for waiver: Arkansas,
Hawaii, Indiana, and Nebraska. The
current grantee in Maine will cease
business operations effective July 1,
2009, necessitating competition in that
service delivery area. Accordingly, this
notice solicits proposals for grant
applications from eligible organizations
to serve these areas during PY 2009 and
2010 (October 1, 2009 through June 30,
2011). Due to the late publication date
of this announcement, current NFJP
grantees have been given an extension
to operate the NFJP for the first quarter
of PY 2009 (July 1, 2009 through
September 30, 2009). The extension is a
necessity in order to avoid a disruption
in service and harm to the participants
caused by the late onset of the
competition, which is no fault of the
current grantees. The current grant will
be funded on a pro-rated basis until
September 30, 2009. The ETA will
determine the exact percentage of prorated funds. Current grantees in the
service delivery areas defined above are
invited to submit applications to
compete for PY 2009 NFJP funds. All
interested applicants should read this
notice in its entirety.
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SUMMARY:
DATES: The closing date for receipt of
applications under this announcement
is September 1, 2009. Applications must
be received at the address below no later
than 4 p.m., Eastern Time.
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Mailed applications must be
directed to the U.S. Department of
Labor, Employment and Training
Administration, Division of Federal
Assistance, Attention: B. Jai Johnson,
Ref: SGA/DFA PY 09–02, Room N–4716,
200 Constitution Avenue, NW.,
Washington, DC 20210. Other
submission options are discussed in
Section IV of this solicitation.
SUPPLEMENTARY INFORMATION:
ADDRESSES:
I. Funding Opportunity Description
The ETA is requesting grant
applications from eligible applicants to
operate the NFJP in accordance with
section 167 of the WIA during PY 2009
and PY 2010 in the following service
delivery areas: Arkansas, Hawaii,
Indiana, Maine, and Nebraska. The NFJP
is designed to serve economically
disadvantaged persons who primarily
depend on employment in agricultural
labor performed within the United
States, including Puerto Rico, and who
experience chronic unemployment or
underemployment. Qualifying
participants are typically those persons
employed on a seasonal or part-time
basis in the unskilled and semi-skilled
manual labor occupations in crop and
animal production. Through training
and other workforce development
services, the program is intended to
assist eligible migrants and seasonal
farmworkers and their families to
prepare for jobs likely to provide stable,
year-round employment both within
and outside agriculture.
The NFJP is subject to the
requirements found at WIA section 167
and the Department’s regulations at 20
CFR part 669. This program is also
subject to the requirements of 29 CFR
parts 93 (New Restrictions on
Lobbying), 96 (Audit Requirements),
and 98 (Debarment, Suspension, and
Drug-Free Workplace Requirements),
the non-discrimination regulations
implementing WIA section 188 at 29
CFR part 37, as well as DOL’s Equal
Treatment regulations, found at 29 CFR
part 2, Subpart D. Applicants should be
familiar with these requirements and
consult the WIA regulations at 20 CFR
parts 660 through 671 in developing
their grant proposals. Should the
regulations at part 669 of WIA conflict
with regulations elsewhere in 20 CFR,
the regulations at part 669 will control.
In addition, this program is subject to
the provisions of the ‘‘Jobs for Veterans
Act,’’ Public Law 107–288, and its
implementing regulations at 20 CFR part
1010 (73 FR 78132 (Dec. 19, 2008)),
which provides priority of service to
veterans and spouses of certain veterans
for the receipt of employment, training,
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and placement services in any job
training program directly funded, in
whole or in part, by the U.S. DOL. In
circumstances where a NFJP grant
recipient must choose between two
equally qualified candidates for
training, one of whom is a veteran, the
Jobs for Veterans Act requires that NFJP
grant recipients give the veteran priority
of service by admitting him or her into
the program. Please note that, to obtain
priority of service, a veteran must first
meet the program’s eligibility
requirements. Guidance on veterans
priority is available at the ‘‘Jobs for
Veterans Priority of Service’’ Web site at
https://www.doleta.gov/programs/vets.
The NFJP is subject to the common
performance measures for job training
and employment programs established
by the Office of Management and
Budget (OMB). Guidance on the
common performance measures can be
found in ETA’s TEGL No. 17–05
(February 17, 2006), available at https://
wdr.doleta.gov/directives/corr_
doc.cfm?DOCN=2195. Applications
submitted in response to this
solicitation are required to include
estimates of expected performance
against these common performance
measures. The common performance
measures are: Entered Employment,
Employment Retention, and Average
Earnings. To assist applicants with their
estimates, the national goals for PY 2009
for the three measures are: Entered
Employment, 72.2%; Employment
Retention, 71.8%; and Average
Earnings, $8,844.
Applicants are required to describe
their reporting system that allows for
the data collection necessary to report
results against the common measures.
The NFJP began data collection for the
common measures on July 1, 2005.
II. Award Information
The type of assistance instrument to
be used for the NFJP is the grant. Grants
awarded through this solicitation will
be for a two-year period, as prescribed
in WIA section 167, but funded on an
annual basis. Through the formula
allotment process as determined by
ETA, a total of $2,779,204 is available
for the Arkansas, Indiana, Hawaii,
Maine, and Nebraska service delivery
areas. Be advised that this total provides
funding for these five NFJP grantees for
a portion of PY 2009 only (October 1,
2009 through June 30, 2010). Thereafter,
second year total allocations will be
dependent on the availability of funding
through the FY 2010 appropriations
process and on the grantee’s compliance
with all current and future ETA
guidance related to the NFJP.
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Federal Register / Vol. 74, No. 140 / Thursday, July 23, 2009 / Notices
State allocations are established
through a formula process, and are
published in a separate Federal Register
Notice. Please refer to our Web site
(https://www.doleta.gov/MSFW/pdf/
allocationtable.pdf) for a list of
individual state allocations.
Be advised that in the event that no
grant application is received for a state,
or all applications received are
considered not fundable by the Grant
Officer after the panel review and
scoring process, or a grant agreement is
not successfully negotiated with a
selected applicant, the Department will
offer the Governor of that state an
opportunity to submit an application, if
that state has not applied (i.e., if no state
agency in that state applied for a grant
in this competition). If the Governor
does not accept this offer within 15 days
after being notified, or the Department
finds the Governor’s application not
fundable, the Department reserves the
right to designate another organization
to operate the NFJP in that state. In
cases where the state agency was an
applicant, and all applications are found
not fundable or are not successfully
negotiated, the Department reserves the
right to designate an organization to
operate the NFJP in that state based on
the Grant Officer’s judgment on how to
best serve the needs of the migrant and
seasonal farmworker population in the
service delivery area. The Grant Officer
shall retain full authority in soliciting
applications from governors and making
final determinations as to which entities
best qualify to serve the migrant and
seasonal farmworker population in each
service delivery area.
Note: Selection of an organization as a
grantee does not constitute approval of the
grant application as submitted. Before the
actual grant is awarded, the Department may
enter into negotiations about such items as
program components, staffing and funding
levels, and administrative systems in place to
support grant implementation. If the
negotiations do not result in a mutually
acceptable submission, the Grant Officer
reserves the right to terminate the negotiation
and decline to fund the application.
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III. Eligibility Information
Eligible Applicants—Applicants need
not be a current or prior WIA section
167 grantee to establish eligibility to be
awarded a grant under this solicitation.
State agencies, Local Workforce
Investment Boards (LWIBs), faith-based
and community organizations,
institutions of higher learning, and other
entities capable of delivering services on
a statewide basis are all examples of
organizations eligible to apply for WIA
section 167 grants. WIA section 167(b)
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describes entities eligible to receive a
grant as those that have:
• An understanding of the problems
of eligible migrant and seasonal
farmworkers, including their
dependents;
• A familiarity with the geographical
area to be served; and
• A demonstrated capacity to
effectively administer a diversified
program of workforce investment
activities for eligible migrant and
seasonal farmworkers.
Cost Sharing or Matching—The WIA
section 167 does not require grantees to
share costs or provide matching funds.
Other Eligibility Criteria—In
accordance with 29 CFR Part 98, entities
that are debarred or suspended shall be
excluded from Federal financial
assistance and are ineligible to receive
a WIA section 167 grant. Prior to
awarding a grant, the Grant Officer will
conduct a responsibility review of each
potential grantee through available
records. The responsibility review relies
on examining available records to
determine if an applicant has a
satisfactory history of accounting for
Federal funds and property. The
responsibility review is independent of
the competitive process. Applicants
failing to meet the standards of the
responsibility review may be
disqualified for selection as grantees,
irrespective of their standing in the
competition. Any applicant that is not
selected as a result of the responsibility
review will be advised of their appeal
rights. The responsibility tests that will
be applied are those found in the WIA
regulations (20 CFR 667.170).
Veterans Priority. The Jobs for
Veterans Act (Pub. L. 107–288) provides
priority of service to veterans and
spouses of certain veterans for the
receipt of employment, training, and
placement services in any job training
program directly funded, in whole or in
part, by the Department. In
circumstances where a grant recipient
must choose between two equally
qualified candidates for training, one of
whom is a veteran, the Jobs for Veterans
Act requires that grant recipients give
the veteran priority of service by
admitting him or her into the program.
Please note that, to obtain priority of
service, a veteran must meet the
program’s eligibility requirements. ETA
Training and Employment Guidance
Letter (TEGL) No. 5–03 (September 16,
2003) provides general guidance on the
scope of the Job for Veterans Act and its
effect on current employment and
training programs. TEGL No. 5–03,
along with additional guidance, is
available at ‘‘Jobs for Veterans Priority
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36521
of Services’’ Web site at: https://
www.doleta.gov/programs/vets.
IV. Application and Submission
Information
A. Address To Request Application
Package
This SGA contains all of the
information and links to forms needed
to apply for grant funding.
B. Content and Form of Application
Submission
An application must include two (2)
separate and distinct parts: Part I—a
cost proposal, and Part II—a technical
proposal. Applications that fail to
adhere to the instructions in this section
will be deemed non-responsive and will
not be considered. Part I, the Cost
Proposal, must include the following
items:
Part I. Cost Proposal. The Cost
Proposal must include the following
three items:
• The Standard Form (SF) 424,
‘‘Application for Federal Assistance’’
(available at https://www07.grants.gov/
agencies/
forms_repository_information.jsp and
https://www.doleta.gov/sga/forms.cfm.).
The SF 424 must clearly identify the
applicant and be signed by an
individual with authority to enter into
a grant agreement. Upon confirmation of
an award, the individual signing the SF
424 on behalf of the applicant shall be
considered the representative of the
applicant.
• All applicants for Federal grant and
funding opportunities are required to
have a Dun and Bradstreet (DUNS)
number. See Office of Management and
Budget (OMB) Notice of Final Policy
Issuance, 68 FR 38402 (June 27, 2003).
Applicants must supply their DUNS
number on the SF 424. The DUNS
number is a nine-digit identification
number that uniquely identifies
business entities. Obtaining a DUNS
number is easy and there is no charge.
To obtain a DUNS number, access this
Web site: https://
www.dunandbradstreet.com or call 1–
866–705–5711.
• The SF 424A Budget Information
Form (available at https://
www07.grants.gov/agencies/
forms_repository_information.jsp and
https://www.doleta.gov/sga/forms.cfm.).
In preparing the Budget Information
Form, the applicant must provide a
detailed budget for both the planning
and operations aspects of the project,
with a narrative explanation in support
of the request. The budget narrative
should break down the budget and
leveraged resources by project activity,
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Federal Register / Vol. 74, No. 140 / Thursday, July 23, 2009 / Notices
should discuss cost-per-participant, and
should discuss precisely how the
administrative costs support the project
goals. Administrative costs do not need
to be identified separately from program
costs on the SF 424A Budget
Information Form.
Please note that applicants who fail to
provide a SF 424, SF 424A, and/or a
budget narrative will be removed from
consideration prior to the technical
review process. If the proposal calls for
integrating WIA or other Federal funds
or includes other leveraged resources,
these funds should not be listed on the
SF 424 or SF 424A Budget Information
Form, but should be described in the
budget narrative and in Part II of the
proposal. The amount of Federal
funding requested for the entire period
of performance should be shown on the
SF 424 and SF 424A Budget Information
Form. Applicants are also encouraged,
but not required, to submit OMB Survey
N. 1890–0014: Survey on Ensuring
Equal Opportunity for Applicants,
which can be found at https://
www.doleta.gov/sga/forms.cfm.
Part II. Technical Proposal. The
Technical Proposal will demonstrate the
applicant’s capability to plan and
implement a project in accordance with
the provisions of this solicitation. The
guidelines for the content of the
Technical Proposal are provided in Part
V, Section A of this SGA. The Technical
Proposal is limited to twenty (20)
double-spaced single-sided pages with
12-point text font and one-inch margins.
Any pages submitted in excess of this
20-page limit will not be reviewed.
Letters of support and any required
attachments will not be subject to the
page limitations, nor will they be
included in the materials provided to
the panel for review of the proposal. If
any attachments are included, please
label each accordingly and specify the
content of the attachment.
Applicants submitting proposals in
hard-copy must submit an original
signed application (including the SF–
424) and one (1) ‘‘copy-ready’’ version
free of bindings, staples or protruding
tabs to ease in the reproduction of the
proposal by DOL. Applicants submitting
proposals in hard-copy are also
requested, though not required, to
provide an electronic copy of the
proposal on CD–ROM. No cost data or
reference to prices should be included
in the Technical Proposal. Instead,
applicants should provide a two-page
abstract summarizing the proposed
project and applicant profile
information, including the applicant’s
name, the project title, and the funding
level requested. The two-page abstract is
not included in the 20-page limit.
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Applications that do not meet these
requirements will not be considered.
Submission Procedures. This SGA
includes all information and forms
needed to apply for this funding
opportunity.
Content and Form of Application
Submission. Applicants may apply
online through Grants.gov (https://
www.grants.gov), however, due to the
expected increase in system activity
resulting from the American Recovery
and Reinvestment Act of 2009,
applicants are encouraged to use an
alternate method to submit grant
applications during this heightened
period of demand. While not
mandatory, DOL encourages the
submission of applications thru
professional overnight delivery service.
Applications that are submitted thru
Grants.gov must be successfully
submitted at https://www.grants.gov no
later than 4 p.m. (Eastern Time) on
September 1, 2009, and then
subsequently validated by Grants.gov.
The submission and validation process
is described in more detail below. The
process can be complicated and timeconsuming. Applicants are strongly
advised to initiate the process as soon
as possible and to plan for time to
resolve technical problems if necessary.
It is strongly recommended that
before the applicant begins to write the
proposal, applicants should
immediately initiate and complete the
‘‘Get Registered’’ registration steps at
https://www.grants.gov/applicants/get_
registered.jsp. These steps may take
multiple days or weeks to complete, and
this time should be factored into plans
for electronic submission in order to
avoid unexpected delays that could
result in the rejection of an application.
It is highly recommended that
applicants use the ‘‘Organization
Registration Checklist’’ at https://
www.grants.gov/assets/Organization
_Steps_Complete_Registration.pdf to
ensure the registration process is
complete.
Within two business days of
application submission, Grants.gov will
send the applicant two e-mail messages
to provide the status of application
progress through the system. The first email, almost immediate, will confirm
receipt of the application by Grants.gov.
The second e-mail will indicate the
application has either been successfully
validated or has been rejected due to
errors. Only applications that have been
successfully submitted and successfully
validated will be considered. It is the
sole responsibility of the applicant to
ensure a timely submission, therefore
sufficient time should be allotted for
submission (two business days), and if
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applicable, subsequent time to address
errors and receive validation upon
resubmission (an additional two
business days for each ensuing
submission). It is important to note that
if sufficient time is not allotted and a
rejection notice is received after the due
date and time, the application will not
be considered.
The components of the application
must be saved as either .doc, .xls or .pdf
files. Documents received in a format
other than .doc, .xls or .pdf will not be
read. Applicants are strongly advised to
utilize the plethora of tools and
documents, including FAQs, that are
available on the ‘‘Applicant Resources’’
page at https://www.grants.gov/
applicants/app_help_reso.jsp#faqs. To
receive updated information about
critical issues, new tips for users and
other time sensitive updates as
information is available, applicants may
subscribe to ‘‘Grants.gov Updates’’ at
https://www.grants.gov/applicants/
email_subscription_signup.jsp. If
applicants encounter a problem with
Grants.gov and do not find an answer in
any of the other resources, call 1–800–
518–4726 to speak to a Customer
Support Representative or e-mail
‘‘support@grants.gov’’.
Late Applications. Any application
received after the closing date and time
specified for receipt at the office
designated in this notice will not be
considered, unless it is received before
awards are made and (a) it was sent by
the U.S. Postal Service registered or
certified mail no later than the fifth
calendar day before the date specified
for receipt of applications (e.g., an
application required to be received by
the 20th of the month must be
postmarked by the 15th of that month);
or (b) it was sent via professional
overnight delivery service or submitted
on Grants.gov to the addressee not later
than one working day prior to the date
specified for receipt of applications. The
term ‘‘working days’’ excludes
weekends and Federal holidays.
‘‘Postmarked’’ means a printed,
stamped, or otherwise placed
impression that is readily identifiable,
without further action, as having been
supplied or affixed on the date of
mailing by an employee of the U.S.
Postal Service.
Intergovernmental Review. Executive
Order No. 12372, ‘‘Intergovernmental
Review of Federal Programs,’’ and the
implementing regulations at 29 CFR part
17 are applicable to this program. Under
these requirements, an applicant must
provide a copy of the funding proposal
for comment to the states that have
established a consultation process under
the Executive Order. Applications must
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be submitted to the state’s Single Point
of Contact (SPOC), no later than the
deadline for submission of the
application to the Department. For
states that have not established a
consultative process under E.O. 12372,
but have a State Workforce Investment
Board (State Board), the State Board will
be the SPOC. For WIA implementation
purposes, this consultative process
fulfills the requirement of WIA section
167(e) concerning consultation with
Governors and Local Workforce
Investment Boards (LWIB). To
strengthen the implementation of E.O.
12372, the Department establishes the
following timeframe for the treatment of
comments from the state’s SPOC on
WIA section 167 applications: (1) The
SPOC must submit comments, if any, to
the Department and to the applicant, no
later than 30 days after the deadline
date for the submission of applications;
(2) the applicant’s response to the SPOC
comments, if any, must be submitted to
the Department no later than 15 days
after the postmarked date of the
comments from the SPOC; (3) the
Department will notify the SPOC (with
copy to the applicant) of its decision
regarding the SPOC comments and
applicant response; and (4) the
Department will implement that
decision within 10 days after it has
notified the SPOC. The names and
addresses of the SPOCs are listed in the
Office of Management and Budget’s
(OMB) home page at https://
www.whitehouse.gov/omb/grants/
spoc.html.
Allowable Costs. The Department
shall determine what constitutes
allowable costs in accordance with the
following Federal cost principles, as
applicable: OMB Circular A–87, State
and Local Governments; OMB Circular
A–21, Educational Institutions; OMB
Circular A–122, Nonprofit
Organizations; and 48 CFR part 31,
Profit-Making Commercial Firms.
C. Submission Date, Time, and Address
The closing date for receipt of
applications under this announcement
is September 1, 2009. Applications must
be received at the address below, or
electronically received at the Web site
below, no later than 4 p.m. Eastern
Time. Applications sent by e-mail,
telegram, or facsimile (fax) will not be
accepted. Applications that do not meet
the conditions set forth in this notice
will not be honored. No exceptions to
the mailing and delivery requirements
set forth in this notice will be granted.
Mailed applications must be
addressed to the U.S. Department of
Labor, Employment and Training
Administration, Division of Federal
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Assistance, Attention: B. Jai Johnson,
Ref: SGA/DFA PY 09–02, 200
Constitution Avenue, NW., Room N–
4716, Washington, DC 20210.
Applicants are advised that mail
delivery in the Washington area may be
delayed due to mail decontamination
procedures. Hand-delivered proposals
will be received at the above address.
All overnight mail will be considered to
be hand-delivered and must be received
at the designated place by the specified
closing date and time.
Applicants may apply online through
Grants.gov (https://www.grants.gov). Any
application received after the deadline
will not be accepted. It is strongly
recommended that applicants applying
online for the first time via Grants.gov
immediately initiate and complete the
‘‘Get Registered’’ registration steps at
https://www.grants.gov/applicants/
get_registered.jsp. These steps may take
multiple days or weeks to complete, and
this time should be factored into plans
for electronic application submission in
order to avoid unexpected delays that
could result in rejection of an
application. If submitted electronically
through Grants.gov, the application
must be submitted as either .doc, .xls, or
.pdf files.
D. Funding Restrictions
All proposal costs must be necessary
and reasonable in accordance with
Federal guidelines. Determinations of
allowable costs will be made in
accordance with the applicable Federal
cost principles. Disallowed costs are
those charges to a grant that the grantor
agency or its representative determines
not to be allowed in accordance with
the applicable Federal Cost Principles or
other conditions contained in the grant.
Applicants will not be entitled to
reimbursement of pre-award costs.
Funds provided under these grants shall
only be used for activities that are in
addition to those that would otherwise
be available in the local area in the
absence of such funds.
Indirect Costs. As specified in OMB
Circulars on Cost Principles, indirect
costs are those that have been incurred
for common or joint objectives and
cannot be readily identified with a
particular cost objective. In order to
utilize grant funds for indirect costs
incurred, the applicant must obtain an
Indirect Cost Rate Agreement with its
Federal Cognizant Agency either before
or shortly after the grant award. The
Federal Cognizant Agency is generally
determined based on the preponderance
of Federal dollars received by the
recipient.
Administrative Costs. An entity that
receives a grant to carry out a project or
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program may not use more than 15
percent of the amount of the grant to
pay administrative costs associated with
the program or project. Administrative
costs could be both direct and indirect
costs and are defined at 20 CFR 667.220.
Administrative costs do not need to be
identified separately from program costs
on the SF 424A Budget Information
Form. They should be discussed in the
budget narrative and tracked through
the grantee’s accounting system. To
claim any administrative costs that are
also indirect costs, the applicant must
obtain an Indirect Cost Rate Agreement
from its Federal Cognizant Agency as
specified above.
E. Salary and Bonus Limitations
In compliance with Public Law 109–
234 and Public Law 110–5, none of the
funds appropriated in Public Law 109–
149, Public Law 110–5, or prior Acts
under the heading ‘‘Employment and
Training’’ that are available for
expenditure on or after June 15, 2006,
shall be used by a recipient or subrecipient of such funds to pay the salary
and bonuses of an individual, either as
direct costs or indirect costs, at a rate in
excess of Executive Level II, except as
Public Law 109–149. This limitation
shall not apply to vendors providing
goods and services as defined in OMB
Circular A–133. See Training and
Employment Guidance Letter Number
5–06 for further clarification: https://
wdr.doleta.gov/directives/
corr_doc.cfm?DOCN=2262.
F. Legal Rules Pertaining to Inherently
Religious Activities by Organizations
That Receive Federal Financial
Assistance
Direct Federal grants, sub-award
funds, or contracts under this program
shall not be used to support inherently
religious activities such as religious
instruction, worship, or proselytization.
Therefore, organizations must take steps
to separate, in time or location, their
inherently religious activities from the
services funded under this program.
Neutral, secular criteria that neither
favor nor disfavor religion must be
employed in the selection of grant and
sub-grant recipients. In addition, under
the Workforce Investment Act of 1998
and DOL regulations implementing the
Workforce Investment Act, a recipient
may not use direct Federal assistance to
train a participant in religious activities,
or employ participants to construct,
operate, or maintain any part of a
facility that is used or to be used for
religious instruction or worship. See 29
CFR 37.6(f). Under WIA, ‘‘no individual
shall be excluded from participation in,
denied the benefits of, subjected to
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discrimination under, or denied
employment in the administration of or
in connection with, any such program
or activity because of race, color,
religion, sex (except as otherwise
permitted under Title IX of the
Education Amendments of 1972),
national origin, age, disability, or
political affiliation or belief.’’
Regulations pertaining to the Equal
Treatment for Faith-Based
Organizations, which includes the
prohibition against Federal funding of
inherently religious activities, can be
found at See 29 CFR Part 2, Subpart D.
Provision relating to the use of indirect
support (such as vouchers) are at 29
CFR 2.33(c) and 20 CFR 667.266.
A faith-based organization receiving
federal funds retains its independence
from Federal, State, and local
governments, and may continue to carry
out its mission, including the definition,
practice, and expression of its religious
beliefs. For example, a faith-based
organization may use space in its
facilities to provide secular programs or
services funded with Federal funds
without removing religious art, icons,
scriptures, or other religious symbols. In
addition, a faith-based organization that
receives Federal funds retains its
authority over its internal governance,
and it may retain religious terms in its
organization’s name, select its board
members on a religious basis, and
include religious references in its
organization’s mission statements and
other governing documents in
accordance with all program
requirements, statutes, and other
applicable requirements governing the
conduct of DOL funded activities. Faith
and community-based organizations
may also reference ETA Training and
Employment Guidance Letter (TEGL)
No. 01–05 (July 6, 2005), available at
https://wdr.doleta.gov/directives/
corr_doc.cfm?DOCN=2088. Faith-based
and community organizations may learn
about equal treatment and religionrelated regulations through the DOL’s
new online training course at
Workforce3one (https://
www.workforce3one.org). The course
can be found by typing the key words
‘‘equal treatment’’ in the search box on
the upper right hand corner of the page.
If you are previously registered on this
site, you can find the course directly at
https://www.workforce3one.org/public/
shared/
detail.cfm?id=5566&simple=false.
Intellectual Property Rights. The
Federal Government reserves a paid-up,
nonexclusive and irrevocable license to
reproduce, publish or otherwise use,
and to authorize others to use for
Federal purposes: (i) The copyright in
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all products developed under the grant,
including a subgrant or contract under
the grant or subgrant; and (ii) any rights
of copyright to which the grantee,
subgrantee or a contractor purchases
ownership under an award (including
but not limited to curricula, training
models, technical assistance products,
and any related materials). Such uses
include, but are not limited to, the right
to modify and distribute such products
worldwide by any means, electronically
or otherwise. Federal funds may not be
used to pay any royalty or licensing fee
associated with such copyrighted
material, although they may be used to
pay costs for obtaining a copy which are
limited to the developer/seller costs of
copying and shipping. If revenues are
generated through selling products
developed with grant funds, including
intellectual property, these revenues are
program income. Program income is
added to the grant and must be
expended for allowable grant activities.
If applicable, the following needs to
be on all products developed in whole
or in part with grant funds: ‘‘This
workforce solution was funded by a
grant awarded by the U.S. Department
of Labor’s Employment and Training
Administration.
The solution was created by the
grantee and does not necessarily reflect
the official position of the U.S.
Department of Labor. The Department of
Labor makes no guarantees, warranties,
or assurances of any kind, express or
implied, with respect to such
information, including any information
on linked sites and including, but not
limited to, accuracy of the information
or its completeness, timeliness,
usefulness, adequacy, continued
availability, or ownership. This solution
is copyrighted by the institution that
created it. Internal use by an
organization and/or personal use by an
individual for non-commercial purposes
is permissible. All other uses require the
prior authorization of the copyright
owner.’’
G. Withdrawal of Application
Applications may be withdrawn by
written notice or telegram (including
mailgram) received at any time before
an award is made. Applications may be
withdrawn in person by the applicant or
by an authorized representative thereof,
if the representative’s identity is made
known and the representative signs a
receipt for the proposal.
Other Submission Requirements. All
other material required to be submitted
is identified in the various sections of
this solicitation.
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V. Application Review Information
Criteria
The following review criteria, totaling
a maximum of 100 points, apply to all
applications:
1. Economic Analysis of the Area:
Understanding the Problems of the
Eligible Migrants and Seasonal
Farmworkers in the State Service Area—
15 Points. To fully understand the
problems encountered by migrants and
seasonal farmworkers as they seek
enhanced employment opportunities
requires a full understanding and
analysis of the economy in the state
service area, its industries and the
employment opportunities they present
for farmworkers, and the outreach
strategies necessary to secure those
opportunities for farmworkers; (as
described in the priorities listed in
Section I). Therefore, applicants must
provide an analysis of the economy
(agricultural and non-agricultural) in the
geographic area they propose to serve,
the employment outlook for the area,
including the number of employers with
whom they currently work, and a plan
for outreach to and recruitment of new
employers. A description of the
expected job opportunities for migrants
and seasonal farmworkers from these
new employers, and how economic
conditions and employer hiring needs
affect the employment prospects of
eligible migrant and seasonal
farmworkers must also be provided.
This section must also include a
detailed description of the state/regional
labor market, both agricultural and nonagricultural, the economic conditions
expected during the course of the
program year, and the hiring
implications those economic conditions
pose for the employers in the region/
area. In addition, this section must
include a discussion of the industries
that are declining in the service area/
region as well as those industries
targeted for growth and expansion that
hold the potential for improved
employment and earnings for
farmworkers. Applicants should also
discuss the strategies to be used in
securing those opportunities for
farmworkers.
Applicants must also describe the
socio-economic characteristics and
problems faced by eligible farmworkers,
and their dependents, in the proposed
service area/region. To do so, applicants
must describe the implications that
economic conditions and challenges in
the region, the labor market outlook,
and the analysis of potential high
growth occupations hold for the
workforce strategies proposed through
this solicitation. Scoring will also be
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based on how well the proposal
demonstrates the nexus between
economic conditions, the characteristics
of the eligible farmworkers, the
educational resources, and the
workforce investment needs of the
population to be served. The review and
evaluation of this factor will also look
at the strategies developed for outreach
to and recruitment of new employers
that can provide improved job
placement opportunities, both within
and outside agriculture, for the
farmworkers to be served. The proposal
should clearly describe the links
between the economic analysis
conducted for this application and the
applicant’s assessment of the number of
new employers to be recruited,
including a description of how this will
result in improved employment
opportunities for farmworkers in higherskilled, higher-paid occupations.
2. Strategic Partnerships and
Collaboration: Familiarity With the
Proposed Service Area—25 Points. This
section must include a description of
the agencies and strategic partners in
the requested service area, including
faith-based and community
organizations, and the applicant’s
experience in collaborating with these
organizations in a service delivery
strategy for migrant and seasonal
farmworkers. It should also include a
description of the services available
through local service organizations,
including faith-based and community
organizations, and the applicant’s
strategy to mobilize those organizations
to provide comprehensive services to
farmworkers while optimizing the use of
limited NFJP resources, particularly
supportive or related assistance
services.
All applicants must describe their
organization’s prior experience, if any,
and demonstrated effectiveness in
working with the One-Stop Career
Center system in the requested service
area to provide services to farmworkers.
Include a description of the applicant’s
collaborative efforts to date to integrate
services to farmworkers across all
partners in the One-Stop Career Center
system, and the steps to be taken to
establish a significant, consistent impact
on services integration.
These steps may include, but are not
limited to:
• Participation in local/state activities
to develop the modification to the State
Strategic Plans for Title I of the WIA and
the Wagner-Peyser Act for years three
and four of the current five-year
planning cycle;
• Participation in activities that
connect workforce investment and
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education with economic development
planning;
• Participation in activities that help
the State Board or LWIB to get more
agricultural employers involved in the
workforce investment system;
• Setting co-enrollment targets
(between the NFJP and the WIA formula
funded programs) that represent a
substantial increase in services to
farmworkers;
• Creating better pathways to both
basic and post-secondary education,
specifically with community colleges;
• Entering into and implementing
agreements with the State Board or the
LWIBs and One-Stop operators to
significantly increase outreach to
farmworkers, and to significantly
increase the number of One-Stop Career
Center staff who are cross-trained in
NFJP/adult and dislocated workers
services and requirements. Applicants
must describe their experience with
developing or improving existing
working relationships between partners
in the One-Stop Career Center system,
and how that experience will be
translated into improved services
integration for eligible farmworkers.
Scoring on this factor will be based
how the information requested above
represents evidence of the applicant’s
knowledge of and working relationship
with the network of workforce
investment and related services in the
requested service area, including the
One-Stop Career Center system, and the
services offered by social, educational,
faith-based, community, and health
organizations that are available to assist
farmworkers. Scoring will also be based
on the applicant’s effectiveness and
success with causing these
organizations to direct their resources
towards addressing the needs of
farmworkers in the requested service
area in ways that maximize the
availability of limited NFJP resources
while increasing the services provided
to farmworkers through the One-Stop
and/or other service agencies.
3. Administrative Capacity—20
Points. Applicants must demonstrate
that they have adequate and sustainable
management information, performance
management, case management,
accounting, and program and fiscal
reporting systems in place to ensure
program and fiscal integrity. Because
the NFJP has eligibility requirements for
participation in the program, the
applicant must also describe the
eligibility determination and
verification system in place that will
allow for correct eligibility
determinations and minimize
enrollment of ineligible participants.
Additionally, all ETA-funded job
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training programs, including the NFJP,
are implementing a data validation
initiative intended to ensure that the
data collected and reported to ETA is
accurate. An applicant’s participant and
reporting system must be able to
implement data validation procedures,
as described in TEGL 3–03, 3–03 change
1, and 3–03 change 2 (OMB clearance
issued August 31, 2004).
Applicants must describe their
systems in support of program integrity,
such as management information,
performance management, and program
participation (including individual
participant records), needed for
quarterly reporting and performance
accountability and management, and to
establish and maintain a client-centered
case management system. Applicants
are reminded that the NFJP is subject to
OMB’s common measures for job
training and employment (Entered
Employment, Employment Retention,
and Average Earnings, described earlier
in this solicitation); therefore, the data
collection and reporting system, as well
as its link to performance management
and accountability, must be described in
detail.
Fiscal integrity is a critical component
of operating any federally funded
program. The applicant must describe a
system that is sufficient to prepare
financial reports and to trace funds to
adequate levels of expenditures to
ensure lawful spending.
The system must have the capacity to
track spending by program, to ensure
that, for those organizations with
funding from more than one federal
program, expenditures are posted
against the appropriate program. The
system must also be able to track
program income generated through
activities funded by the NFJP grants,
and show the link between program
income and those additional
participants and/or services funded
through program income. Applicants
must describe their capacity to manage
supportive services, also described as
related assistance services, and to
account for expenditures related to
these services.
The NFJP is required to use electronic
reporting via the Internet. Applicants
must describe their capacity to provide
the equipment, access, and staff
qualified to perform on-line reporting.
The applicant must also demonstrate its
capacity to provide case management as
well as the electronic tools to be utilized
(Personal Computer, software, Internet
access, and e-mail accounts) to
implement a client-centered case
management system.
Scoring on this factor will be based on
evidence of effective systems for
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performance accountability and
management, program and fiscal
reporting, case management, eligibility
determination and verification, as well
as the ability to report electronically
through the Internet.
4. Integrated Service Delivery
Strategies: Proposed Plan of Services—
40 Points Total. This criterion is broken
into three sub-criteria, with individual
point values defined below. This
criterion should include a description of
how the proposed service plan will
strengthen migrant and seasonal
farmworkers’ ability to obtain or retain
employment and to access appropriate
educational opportunities (remediation,
career guidance, apprenticeships).
Please note that the Proposed Plan of
Service, Integration of Services, and
Opportunities for Farmworkers subcriteria equal a total of 40 points.
A. Proposed Plan of Service—20
points. The proposal should describe
the applicant’s vision, strategy, goals
and objectives that guide the proposed
plan of service and the results expected
from implementing the proposed plan.
The program plan of service section
must include descriptions of:
• The state service area covered by
the plan.
• An estimate of the number of
migrant and seasonal farmworkers,
broken out by category, to be provided
training services. An estimate should be
included of the number of migrant and
seasonal farmworkers, broken out by
category, who will be provided related
assistance services only.
• The strategies for conducting
participant outreach and recruitment,
including the involvement, where
applicable, of faith-based and
community organizations in those
strategies, as well as other One-Stop
Career Center partner programs.
• The proposed client-centered case
management system, including the
staff’s responsibilities for managing the
system, the staff development
opportunities available to enhance their
skills in case management, and the
capacity to increase community
resources available for case management
through joint alliances and/or
endeavors, such as through faith-based
or community organizations, or through
the One-Stop Career Center system.
• The core services proposed, and
how those services will be delivered in
collaboration with the One-Stop system.
Include a description of the eligibility
determination system and how the
applicant determines service priorities.
• The intensive services proposed,
the strategy for providing them, and the
collaboration with the One-Stop Career
Center system in the provision of these
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services (see definition of intensive
services at WIA section 134(d)(3) and 20
CFR 669.370). Please note that the NFJP
regulations at 20 CFR 669.380 provide
that the delivery of intensive and
training services should flow from an
objective assessment process that
includes an Individual Employment
Plan. The proposal must describe the
strategy for doing this, as well as the
organization’s capacity to appropriately
address an individual’s needs as
identified through the objective
assessment. Intensive services are
described in WIA 134(d)(3)(C) and 20
CFR 669.370.
• If work experience is to be offered
as an activity, the process by which the
determination to use it is based, and the
strategy for measuring its success as a
program activity. (See 20 CFR 669.370
(b)(i) and (b)(ii)(B) for additional
information on work experience
activities.) The training services to be
provided to eligible farmworkers,
including the process used to determine
a participant’s enrollment in training
services, and the process used when the
determination is made not to place a
participant in training. (See 20 CFR
669.410 for a description of training
services.) In addition, the proposal
should describe the strategy to be used
to promote co-enrollment of participants
in the WIA formula funded programs.
• Related assistance services (see
definition at 20 CFR 669.110), including
supportive services, needed by migrant
and seasonal farmworkers and their
dependents, and the strategy for
providing those services, including the
agencies or organizations with whom
the applicant will collaborate and/or
coordinate these services. The proposal
should provide separate descriptions for
those farmworkers receiving supportive
services and also intensive and/or
training services, and those farmworkers
for whom related assistance services
will be the only services provided. It
should also include a description of the
process used to determine the need for
related assistance services, the
differences in the determination
process, if any, among migrant and
seasonal farmworker groups, and the
rationale for the differences. Applicants
are reminded that the NFJP is intended
to be a job training program, whose
purpose is to assist eligible migrant and
seasonal farmworkers and their families
prepare for jobs that provide stable,
year-round employment, both within
and outside agriculture. Related
assistance services include supportive
services that assist eligible migrant and
seasonal farmworkers to retain
employment or enter into or remain in
training. While no limitation is placed
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on the numbers of participants receiving
related assistance services only,
applicants are expected to describe in
full how they will continue to increase
the number of participants receiving
employment and training services.
• The strategy for balancing related
assistance services with the need to
increase employment and training
services.
• The educational approaches to be
used, including remediation, GED
attainment, GED leading to
apprenticeships, career guidance and
other pathways leading to credentialing
or post secondary opportunities, if
applicable, to assist the participant in
obtaining the occupational skills that
lead to employment in high-growth
occupations or to higher paying
employment within the agricultural
industry.
• The strategies to be used to achieve
performance results with respect to job
placement, employment retention, and
average earnings (i.e., the common
measures).
• The strategies to address how job
placement opportunities will be
pursued among the employers in the
service area, including how job
placement opportunities from new
employers will be secured, as well as
opportunities in high growth industries/
occupations.
• The process by which the applicant
will conduct follow-up services for
those who are placed in jobs or engaged
in entrepreneurial activities.
Scoring of this factor will be based on
evidence that the plan of service
contains a balanced program of
activities and a rationale for the
proposed services.
B. Integration of Services—10 points.
All applicants must demonstrate how
the service strategy achieves integration
of services by all partners in the OneStop system, and how this integration
results in enhanced and improved
workforce investment services to
farmworkers, within a state service area
and/or regional economy. The plan
should provide clear evidence that the
service plan expands the workforce and
related services available to
farmworkers due to a closer integration
and specific collaboration between the
NFJP and the local workforce
investment system, new or stronger
partnerships with faith-based and
community organizations, as
appropriate. Scoring on this factor will
be based on evidence that the service
plan encompasses resources and
program activities available from other
One-Stop Career Center partners and/or
the local services agencies, including
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faith-based and community
organizations.
C. Opportunities for Farmworkers—10
points. The evaluation of this factor will
assess whether the service strategy and
service plan presented by the applicant
reflects knowledge of the local
workforce investment plan and
proposes services that complement that
plan in a way that increases
employment opportunities for
farmworkers. Applicants should include
service delivery strategies that will
provide farmworkers with career
pathways both within and outside
agricultural employment; i.e.,
remediation leading to post secondary
education or credentialing (if
appropriate); high school diplomas or
GED leading to apprenticeship
opportunities, if applicable; and/or
industry-accepted certifications. Also
included in this criterion should be
activities to upgrade farmworkers’
employment opportunities within
agriculture.
Review and Selection Process. A
review panel will rate each proposal
according to the criteria scoring factors
specified in this solicitation. Panel
reviews are critical to the selection of
grantees but are advisory in nature, and
their recommendations are not binding
on the Grant Officer. The Grant Officer,
in selecting potential grantees, may
consider any information that comes to
his or her attention, including past
performance under a previous grant and
information from the program office,
and will make the final selection
determination based on what best meets
the needs of eligible migrants and
seasonal farmworkers in the area to be
served. The Grant Officer may consider
factors such as panel findings,
geographic presence of the applicants,
proposed areas to be served, and other
pertinent factors. In making award
determinations, the Grant Officer retains
full authority to set aside panel results
and scoring in cases that the Grant
Officer considers appropriate, and to
select the applicant the Grant Officer
deems best suited to serve the migrant
and seasonal farmworker population.
The Grant Officer’s determination for
award under this SGA is final. The
Grant Officer may elect to make awards
either with or without discussions and
negotiations with the applicant. In
situations without discussions, an
award will be based on the applicant’s
signature on the SF–424, which
constitutes a binding offer.
Applications rated by the review
panel with a score of less than 80 points
will not be recommended for an award.
The Grant Officer retains full authority
to designate a grantee he or she deems
VerDate Nov<24>2008
15:01 Jul 22, 2009
Jkt 217001
36527
best suited to serve the migrant and
seasonal farmworker population,
regardless of whether the applicant is
the incumbent provider, a challenger, or
an entity that did not initially submit an
application pursuant to the criteria
defined herein; especially in those areas
with no applications receiving a score
equal to or greater than 80. In areas
where there are no applications with a
score of 80 or above, the process for
selecting another potential grantee,
described in Section II, will be
implemented.
VII. Agency Contacts
VI. Award Administration Information
VII. Other Information
Award Notices. The Grant Officer will
notify applicants, in writing, if they are
selected as potential grantees. The
notification will invite each potential
grantee to negotiate the final terms and
conditions of the grant as applicable,
will establish a reasonable time and
place for the negotiations, and will
indicate the specific state service area
and amount of funds to be allocated
under the grant. FY2009 funds will be
awarded for the period October 1, 2009
to June 30, 2010.
An applicant that is not selected as a
potential grantee or whose application
has been denied in part or in whole by
the Department will be notified in
writing by the Grant Officer and advised
of all appeal rights. The notification will
outline the deficiencies as noted by the
review panel. The written notification
by the Grant Officer constitutes a final
decision, for the purposes of 20 CFR
667.800.
Administrative and National Policy
Requirements. There are no additional
administrative or national policy
requirements.
Reporting. An applicant’s proposal
becomes the annual grant plan after a
grant award is made, with additional
information as appropriate and
requested by the funding agency. WIA
section 167 grantees will be required to
submit reports on financial
expenditures, program participation,
and participant outcomes on a quarterly
basis. Grantees will also have to submit
planned financial expenditures and
planned program participation forms at
the beginning of the program year.
Grantees must report electronically, but
may be asked to submit reports in paper
form on occasion. As reflected earlier in
this solicitation, this program is subject
to the common measures of
performance. Grantees will be required
to provide the data necessary to collect
information for reporting performance
results against the common measures.
OMB Information Collection No. 1225–
0086 Expires September 30, 2009
PO 00000
Frm 00080
Fmt 4703
Sfmt 4703
Questions related to this solicitation
may be directed to Ms. Mamie Williams,
Grants Management Specialist,
telephone 202–693–3341; e-mail
address: Williams.mamie@dol.gov; fax:
202–693–2879 (this is not a toll free
number). Please include a contact name,
fax and telephone number. This
announcement is also being made
available on the ETA Web site at
https://doleta.gov/sga/sga.cfm and https://
www.grants.gov.
According to the Paperwork
Reduction Act of 1995, no persons are
required to respond to a collection of
information unless such collection
displays a valid OMB control number.
Public reporting burden for this
collection of information is estimated to
average 20 hours per response,
including time for reviewing
instructions, searching existing data
sources, gathering and maintaining the
data needed, and completing and
reviewing the collection of information.
Send comments regarding the burden
estimated or any other aspect of this
collection of information, including
suggestions for reducing this burden, to
the OMB Desk Officer for ETA, Office of
Management and Budget, Room 10235,
Washington, DC 20503. Please do not
return your completed application to
the OMB. Send it to the sponsoring
agency as specified in this solicitation.
This information is being collected for
the purpose of awarding a grant. The
information collected through this
‘‘Solicitation for Grant Applications’’
will be used by DOL to ensure that
grants are awarded to the applicant best
suited to perform the functions of the
grant. Submission of this information is
required in order for the applicant to be
considered for award of this grant.
Unless otherwise specifically noted in
this announcement, information
submitted in the respondent’s
application is not considered to be
confidential.
Dated: July 15, 2009.
B. Jai Johnson,
Grant Officer, Employment and Training
Administration.
[FR Doc. E9–17520 Filed 7–22–09; 8:45 am]
BILLING CODE 4510–FN–P
E:\FR\FM\23JYN1.SGM
23JYN1
Agencies
[Federal Register Volume 74, Number 140 (Thursday, July 23, 2009)]
[Notices]
[Pages 36519-36527]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-17520]
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DEPARTMENT OF LABOR
Employment and Training Administration
Solicitation for Grant Applications; National Farmworker Jobs
Program for Program Year 2009
AGENCY: U.S. Department of Labor (Department or DOL), Employment and
Training Administration (ETA).
ACTION: Announcement of a Program Year (PY) 2009 grant competition for
the Arkansas, Hawaii, Indiana, Maine, and Nebraska service delivery
areas for operating the National Farmworker Jobs Program (NFJP) under
section 167 of the Workforce Investment Act of 1998
[[Page 36520]]
(WIA), 29 U.S.C. 2912. This funding announcement is applicable to NFJP
service delivery areas not meeting waiver eligibility as described in
Training and Employment Guidance Letter (TEGL) 25-08, and the service
delivery area of Maine.
-----------------------------------------------------------------------
Funding Opportunity Number: SGA/DFA PY 09-02.
Catalog of Federal Domestic Assistance (CFDA) Number: 17.264.
SUMMARY: The DOL, ETA, Office of Workforce Investment, Division of
Adult Services, announces a grant competition for operating the NFJP,
under section 167 of the WIA, 29 U.S.C. 2912 in certain specified
service delivery areas. The WIA generally requires the DOL to conduct a
grants competition every two years to select entities to operate the
NFJP. DOL is exercising its option under WIA sec. 167 (c)(4)(B) to
waive competition for the biannual grant competition scheduled for PY
2009 for those grantees determined to have performed successfully as
described in TEGL 25-08.
As explained in TEGL 25-08, the grantees operating in the following
service delivery areas were determined to be ineligible for waiver:
Arkansas, Hawaii, Indiana, and Nebraska. The current grantee in Maine
will cease business operations effective July 1, 2009, necessitating
competition in that service delivery area. Accordingly, this notice
solicits proposals for grant applications from eligible organizations
to serve these areas during PY 2009 and 2010 (October 1, 2009 through
June 30, 2011). Due to the late publication date of this announcement,
current NFJP grantees have been given an extension to operate the NFJP
for the first quarter of PY 2009 (July 1, 2009 through September 30,
2009). The extension is a necessity in order to avoid a disruption in
service and harm to the participants caused by the late onset of the
competition, which is no fault of the current grantees. The current
grant will be funded on a pro-rated basis until September 30, 2009. The
ETA will determine the exact percentage of pro-rated funds. Current
grantees in the service delivery areas defined above are invited to
submit applications to compete for PY 2009 NFJP funds. All interested
applicants should read this notice in its entirety.
DATES: The closing date for receipt of applications under this
announcement is September 1, 2009. Applications must be received at the
address below no later than 4 p.m., Eastern Time.
ADDRESSES: Mailed applications must be directed to the U.S. Department
of Labor, Employment and Training Administration, Division of Federal
Assistance, Attention: B. Jai Johnson, Ref: SGA/DFA PY 09-02, Room N-
4716, 200 Constitution Avenue, NW., Washington, DC 20210. Other
submission options are discussed in Section IV of this solicitation.
SUPPLEMENTARY INFORMATION:
I. Funding Opportunity Description
The ETA is requesting grant applications from eligible applicants
to operate the NFJP in accordance with section 167 of the WIA during PY
2009 and PY 2010 in the following service delivery areas: Arkansas,
Hawaii, Indiana, Maine, and Nebraska. The NFJP is designed to serve
economically disadvantaged persons who primarily depend on employment
in agricultural labor performed within the United States, including
Puerto Rico, and who experience chronic unemployment or
underemployment. Qualifying participants are typically those persons
employed on a seasonal or part-time basis in the unskilled and semi-
skilled manual labor occupations in crop and animal production. Through
training and other workforce development services, the program is
intended to assist eligible migrants and seasonal farmworkers and their
families to prepare for jobs likely to provide stable, year-round
employment both within and outside agriculture.
The NFJP is subject to the requirements found at WIA section 167
and the Department's regulations at 20 CFR part 669. This program is
also subject to the requirements of 29 CFR parts 93 (New Restrictions
on Lobbying), 96 (Audit Requirements), and 98 (Debarment, Suspension,
and Drug-Free Workplace Requirements), the non-discrimination
regulations implementing WIA section 188 at 29 CFR part 37, as well as
DOL's Equal Treatment regulations, found at 29 CFR part 2, Subpart D.
Applicants should be familiar with these requirements and consult the
WIA regulations at 20 CFR parts 660 through 671 in developing their
grant proposals. Should the regulations at part 669 of WIA conflict
with regulations elsewhere in 20 CFR, the regulations at part 669 will
control. In addition, this program is subject to the provisions of the
``Jobs for Veterans Act,'' Public Law 107-288, and its implementing
regulations at 20 CFR part 1010 (73 FR 78132 (Dec. 19, 2008)), which
provides priority of service to veterans and spouses of certain
veterans for the receipt of employment, training, and placement
services in any job training program directly funded, in whole or in
part, by the U.S. DOL. In circumstances where a NFJP grant recipient
must choose between two equally qualified candidates for training, one
of whom is a veteran, the Jobs for Veterans Act requires that NFJP
grant recipients give the veteran priority of service by admitting him
or her into the program. Please note that, to obtain priority of
service, a veteran must first meet the program's eligibility
requirements. Guidance on veterans priority is available at the ``Jobs
for Veterans Priority of Service'' Web site at https://www.doleta.gov/programs/vets.
The NFJP is subject to the common performance measures for job
training and employment programs established by the Office of
Management and Budget (OMB). Guidance on the common performance
measures can be found in ETA's TEGL No. 17-05 (February 17, 2006),
available at https://wdr.doleta.gov/directives/corr_ doc.cfm?DOCN=2195.
Applications submitted in response to this solicitation are required to
include estimates of expected performance against these common
performance measures. The common performance measures are: Entered
Employment, Employment Retention, and Average Earnings. To assist
applicants with their estimates, the national goals for PY 2009 for the
three measures are: Entered Employment, 72.2%; Employment Retention,
71.8%; and Average Earnings, $8,844.
Applicants are required to describe their reporting system that
allows for the data collection necessary to report results against the
common measures. The NFJP began data collection for the common measures
on July 1, 2005.
II. Award Information
The type of assistance instrument to be used for the NFJP is the
grant. Grants awarded through this solicitation will be for a two-year
period, as prescribed in WIA section 167, but funded on an annual
basis. Through the formula allotment process as determined by ETA, a
total of $2,779,204 is available for the Arkansas, Indiana, Hawaii,
Maine, and Nebraska service delivery areas. Be advised that this total
provides funding for these five NFJP grantees for a portion of PY 2009
only (October 1, 2009 through June 30, 2010). Thereafter, second year
total allocations will be dependent on the availability of funding
through the FY 2010 appropriations process and on the grantee's
compliance with all current and future ETA guidance related to the
NFJP.
[[Page 36521]]
State allocations are established through a formula process, and
are published in a separate Federal Register Notice. Please refer to
our Web site (https://www.doleta.gov/MSFW/pdf/allocationtable.pdf) for a
list of individual state allocations.
Be advised that in the event that no grant application is received
for a state, or all applications received are considered not fundable
by the Grant Officer after the panel review and scoring process, or a
grant agreement is not successfully negotiated with a selected
applicant, the Department will offer the Governor of that state an
opportunity to submit an application, if that state has not applied
(i.e., if no state agency in that state applied for a grant in this
competition). If the Governor does not accept this offer within 15 days
after being notified, or the Department finds the Governor's
application not fundable, the Department reserves the right to
designate another organization to operate the NFJP in that state. In
cases where the state agency was an applicant, and all applications are
found not fundable or are not successfully negotiated, the Department
reserves the right to designate an organization to operate the NFJP in
that state based on the Grant Officer's judgment on how to best serve
the needs of the migrant and seasonal farmworker population in the
service delivery area. The Grant Officer shall retain full authority in
soliciting applications from governors and making final determinations
as to which entities best qualify to serve the migrant and seasonal
farmworker population in each service delivery area.
Note: Selection of an organization as a grantee does not
constitute approval of the grant application as submitted. Before
the actual grant is awarded, the Department may enter into
negotiations about such items as program components, staffing and
funding levels, and administrative systems in place to support grant
implementation. If the negotiations do not result in a mutually
acceptable submission, the Grant Officer reserves the right to
terminate the negotiation and decline to fund the application.
III. Eligibility Information
Eligible Applicants--Applicants need not be a current or prior WIA
section 167 grantee to establish eligibility to be awarded a grant
under this solicitation. State agencies, Local Workforce Investment
Boards (LWIBs), faith-based and community organizations, institutions
of higher learning, and other entities capable of delivering services
on a statewide basis are all examples of organizations eligible to
apply for WIA section 167 grants. WIA section 167(b) describes entities
eligible to receive a grant as those that have:
An understanding of the problems of eligible migrant and
seasonal farmworkers, including their dependents;
A familiarity with the geographical area to be served; and
A demonstrated capacity to effectively administer a
diversified program of workforce investment activities for eligible
migrant and seasonal farmworkers.
Cost Sharing or Matching--The WIA section 167 does not require
grantees to share costs or provide matching funds.
Other Eligibility Criteria--In accordance with 29 CFR Part 98,
entities that are debarred or suspended shall be excluded from Federal
financial assistance and are ineligible to receive a WIA section 167
grant. Prior to awarding a grant, the Grant Officer will conduct a
responsibility review of each potential grantee through available
records. The responsibility review relies on examining available
records to determine if an applicant has a satisfactory history of
accounting for Federal funds and property. The responsibility review is
independent of the competitive process. Applicants failing to meet the
standards of the responsibility review may be disqualified for
selection as grantees, irrespective of their standing in the
competition. Any applicant that is not selected as a result of the
responsibility review will be advised of their appeal rights. The
responsibility tests that will be applied are those found in the WIA
regulations (20 CFR 667.170).
Veterans Priority. The Jobs for Veterans Act (Pub. L. 107-288)
provides priority of service to veterans and spouses of certain
veterans for the receipt of employment, training, and placement
services in any job training program directly funded, in whole or in
part, by the Department. In circumstances where a grant recipient must
choose between two equally qualified candidates for training, one of
whom is a veteran, the Jobs for Veterans Act requires that grant
recipients give the veteran priority of service by admitting him or her
into the program. Please note that, to obtain priority of service, a
veteran must meet the program's eligibility requirements. ETA Training
and Employment Guidance Letter (TEGL) No. 5-03 (September 16, 2003)
provides general guidance on the scope of the Job for Veterans Act and
its effect on current employment and training programs. TEGL No. 5-03,
along with additional guidance, is available at ``Jobs for Veterans
Priority of Services'' Web site at: https://www.doleta.gov/programs/vets.
IV. Application and Submission Information
A. Address To Request Application Package
This SGA contains all of the information and links to forms needed
to apply for grant funding.
B. Content and Form of Application Submission
An application must include two (2) separate and distinct parts:
Part I--a cost proposal, and Part II--a technical proposal.
Applications that fail to adhere to the instructions in this section
will be deemed non-responsive and will not be considered. Part I, the
Cost Proposal, must include the following items:
Part I. Cost Proposal. The Cost Proposal must include the following
three items:
The Standard Form (SF) 424, ``Application for Federal
Assistance'' (available at https://www07.grants.gov/agencies/forms_repository_information.jsp and https://www.doleta.gov/sga/forms.cfm.).
The SF 424 must clearly identify the applicant and be signed by an
individual with authority to enter into a grant agreement. Upon
confirmation of an award, the individual signing the SF 424 on behalf
of the applicant shall be considered the representative of the
applicant.
All applicants for Federal grant and funding opportunities
are required to have a Dun and Bradstreet (DUNS) number. See Office of
Management and Budget (OMB) Notice of Final Policy Issuance, 68 FR
38402 (June 27, 2003). Applicants must supply their DUNS number on the
SF 424. The DUNS number is a nine-digit identification number that
uniquely identifies business entities. Obtaining a DUNS number is easy
and there is no charge. To obtain a DUNS number, access this Web site:
https://www.dunandbradstreet.com or call 1-866-705-5711.
The SF 424A Budget Information Form (available at https://www07.grants.gov/agencies/forms_repository_information.jsp and https://www.doleta.gov/sga/forms.cfm.). In preparing the Budget Information
Form, the applicant must provide a detailed budget for both the
planning and operations aspects of the project, with a narrative
explanation in support of the request. The budget narrative should
break down the budget and leveraged resources by project activity,
[[Page 36522]]
should discuss cost-per-participant, and should discuss precisely how
the administrative costs support the project goals. Administrative
costs do not need to be identified separately from program costs on the
SF 424A Budget Information Form.
Please note that applicants who fail to provide a SF 424, SF 424A,
and/or a budget narrative will be removed from consideration prior to
the technical review process. If the proposal calls for integrating WIA
or other Federal funds or includes other leveraged resources, these
funds should not be listed on the SF 424 or SF 424A Budget Information
Form, but should be described in the budget narrative and in Part II of
the proposal. The amount of Federal funding requested for the entire
period of performance should be shown on the SF 424 and SF 424A Budget
Information Form. Applicants are also encouraged, but not required, to
submit OMB Survey N. 1890-0014: Survey on Ensuring Equal Opportunity
for Applicants, which can be found at https://www.doleta.gov/sga/forms.cfm.
Part II. Technical Proposal. The Technical Proposal will
demonstrate the applicant's capability to plan and implement a project
in accordance with the provisions of this solicitation. The guidelines
for the content of the Technical Proposal are provided in Part V,
Section A of this SGA. The Technical Proposal is limited to twenty (20)
double-spaced single-sided pages with 12-point text font and one-inch
margins. Any pages submitted in excess of this 20-page limit will not
be reviewed. Letters of support and any required attachments will not
be subject to the page limitations, nor will they be included in the
materials provided to the panel for review of the proposal. If any
attachments are included, please label each accordingly and specify the
content of the attachment.
Applicants submitting proposals in hard-copy must submit an
original signed application (including the SF-424) and one (1) ``copy-
ready'' version free of bindings, staples or protruding tabs to ease in
the reproduction of the proposal by DOL. Applicants submitting
proposals in hard-copy are also requested, though not required, to
provide an electronic copy of the proposal on CD-ROM. No cost data or
reference to prices should be included in the Technical Proposal.
Instead, applicants should provide a two-page abstract summarizing the
proposed project and applicant profile information, including the
applicant's name, the project title, and the funding level requested.
The two-page abstract is not included in the 20-page limit.
Applications that do not meet these requirements will not be
considered.
Submission Procedures. This SGA includes all information and forms
needed to apply for this funding opportunity.
Content and Form of Application Submission. Applicants may apply
online through Grants.gov (https://www.grants.gov), however, due to the
expected increase in system activity resulting from the American
Recovery and Reinvestment Act of 2009, applicants are encouraged to use
an alternate method to submit grant applications during this heightened
period of demand. While not mandatory, DOL encourages the submission of
applications thru professional overnight delivery service.
Applications that are submitted thru Grants.gov must be
successfully submitted at https://www.grants.gov no later than 4 p.m.
(Eastern Time) on September 1, 2009, and then subsequently validated by
Grants.gov. The submission and validation process is described in more
detail below. The process can be complicated and time-consuming.
Applicants are strongly advised to initiate the process as soon as
possible and to plan for time to resolve technical problems if
necessary.
It is strongly recommended that before the applicant begins to
write the proposal, applicants should immediately initiate and complete
the ``Get Registered'' registration steps at https://www.grants.gov/applicants/get_registered.jsp. These steps may take multiple days or
weeks to complete, and this time should be factored into plans for
electronic submission in order to avoid unexpected delays that could
result in the rejection of an application. It is highly recommended
that applicants use the ``Organization Registration Checklist'' at
https://www.grants.gov/assets/Organization_Steps_Complete_Registration.pdf to ensure the registration process is complete.
Within two business days of application submission, Grants.gov will
send the applicant two e-mail messages to provide the status of
application progress through the system. The first e-mail, almost
immediate, will confirm receipt of the application by Grants.gov. The
second e-mail will indicate the application has either been
successfully validated or has been rejected due to errors. Only
applications that have been successfully submitted and successfully
validated will be considered. It is the sole responsibility of the
applicant to ensure a timely submission, therefore sufficient time
should be allotted for submission (two business days), and if
applicable, subsequent time to address errors and receive validation
upon resubmission (an additional two business days for each ensuing
submission). It is important to note that if sufficient time is not
allotted and a rejection notice is received after the due date and
time, the application will not be considered.
The components of the application must be saved as either .doc,
.xls or .pdf files. Documents received in a format other than .doc,
.xls or .pdf will not be read. Applicants are strongly advised to
utilize the plethora of tools and documents, including FAQs, that are
available on the ``Applicant Resources'' page at https://www.grants.gov/applicants/app_help_reso.jsp#faqs. To receive updated information
about critical issues, new tips for users and other time sensitive
updates as information is available, applicants may subscribe to
``Grants.gov Updates'' at https://www.grants.gov/applicants/email_subscription_signup.jsp. If applicants encounter a problem with
Grants.gov and do not find an answer in any of the other resources,
call 1-800-518-4726 to speak to a Customer Support Representative or e-
mail ``support@grants.gov''.
Late Applications. Any application received after the closing date
and time specified for receipt at the office designated in this notice
will not be considered, unless it is received before awards are made
and (a) it was sent by the U.S. Postal Service registered or certified
mail no later than the fifth calendar day before the date specified for
receipt of applications (e.g., an application required to be received
by the 20th of the month must be postmarked by the 15th of that month);
or (b) it was sent via professional overnight delivery service or
submitted on Grants.gov to the addressee not later than one working day
prior to the date specified for receipt of applications. The term
``working days'' excludes weekends and Federal holidays. ``Postmarked''
means a printed, stamped, or otherwise placed impression that is
readily identifiable, without further action, as having been supplied
or affixed on the date of mailing by an employee of the U.S. Postal
Service.
Intergovernmental Review. Executive Order No. 12372,
``Intergovernmental Review of Federal Programs,'' and the implementing
regulations at 29 CFR part 17 are applicable to this program. Under
these requirements, an applicant must provide a copy of the funding
proposal for comment to the states that have established a consultation
process under the Executive Order. Applications must
[[Page 36523]]
be submitted to the state's Single Point of Contact (SPOC), no later
than the deadline for submission of the application to the Department.
For states that have not established a consultative process under E.O.
12372, but have a State Workforce Investment Board (State Board), the
State Board will be the SPOC. For WIA implementation purposes, this
consultative process fulfills the requirement of WIA section 167(e)
concerning consultation with Governors and Local Workforce Investment
Boards (LWIB). To strengthen the implementation of E.O. 12372, the
Department establishes the following timeframe for the treatment of
comments from the state's SPOC on WIA section 167 applications: (1) The
SPOC must submit comments, if any, to the Department and to the
applicant, no later than 30 days after the deadline date for the
submission of applications; (2) the applicant's response to the SPOC
comments, if any, must be submitted to the Department no later than 15
days after the postmarked date of the comments from the SPOC; (3) the
Department will notify the SPOC (with copy to the applicant) of its
decision regarding the SPOC comments and applicant response; and (4)
the Department will implement that decision within 10 days after it has
notified the SPOC. The names and addresses of the SPOCs are listed in
the Office of Management and Budget's (OMB) home page at https://www.whitehouse.gov/omb/grants/spoc.html.
Allowable Costs. The Department shall determine what constitutes
allowable costs in accordance with the following Federal cost
principles, as applicable: OMB Circular A-87, State and Local
Governments; OMB Circular A-21, Educational Institutions; OMB Circular
A-122, Nonprofit Organizations; and 48 CFR part 31, Profit-Making
Commercial Firms.
C. Submission Date, Time, and Address
The closing date for receipt of applications under this
announcement is September 1, 2009. Applications must be received at the
address below, or electronically received at the Web site below, no
later than 4 p.m. Eastern Time. Applications sent by e-mail, telegram,
or facsimile (fax) will not be accepted. Applications that do not meet
the conditions set forth in this notice will not be honored. No
exceptions to the mailing and delivery requirements set forth in this
notice will be granted.
Mailed applications must be addressed to the U.S. Department of
Labor, Employment and Training Administration, Division of Federal
Assistance, Attention: B. Jai Johnson, Ref: SGA/DFA PY 09-02, 200
Constitution Avenue, NW., Room N-4716, Washington, DC 20210. Applicants
are advised that mail delivery in the Washington area may be delayed
due to mail decontamination procedures. Hand-delivered proposals will
be received at the above address. All overnight mail will be considered
to be hand-delivered and must be received at the designated place by
the specified closing date and time.
Applicants may apply online through Grants.gov (https://www.grants.gov). Any application received after the deadline will not
be accepted. It is strongly recommended that applicants applying online
for the first time via Grants.gov immediately initiate and complete the
``Get Registered'' registration steps at https://www.grants.gov/applicants/get_registered.jsp. These steps may take multiple days or
weeks to complete, and this time should be factored into plans for
electronic application submission in order to avoid unexpected delays
that could result in rejection of an application. If submitted
electronically through Grants.gov, the application must be submitted as
either .doc, .xls, or .pdf files.
D. Funding Restrictions
All proposal costs must be necessary and reasonable in accordance
with Federal guidelines. Determinations of allowable costs will be made
in accordance with the applicable Federal cost principles. Disallowed
costs are those charges to a grant that the grantor agency or its
representative determines not to be allowed in accordance with the
applicable Federal Cost Principles or other conditions contained in the
grant. Applicants will not be entitled to reimbursement of pre-award
costs. Funds provided under these grants shall only be used for
activities that are in addition to those that would otherwise be
available in the local area in the absence of such funds.
Indirect Costs. As specified in OMB Circulars on Cost Principles,
indirect costs are those that have been incurred for common or joint
objectives and cannot be readily identified with a particular cost
objective. In order to utilize grant funds for indirect costs incurred,
the applicant must obtain an Indirect Cost Rate Agreement with its
Federal Cognizant Agency either before or shortly after the grant
award. The Federal Cognizant Agency is generally determined based on
the preponderance of Federal dollars received by the recipient.
Administrative Costs. An entity that receives a grant to carry out
a project or program may not use more than 15 percent of the amount of
the grant to pay administrative costs associated with the program or
project. Administrative costs could be both direct and indirect costs
and are defined at 20 CFR 667.220. Administrative costs do not need to
be identified separately from program costs on the SF 424A Budget
Information Form. They should be discussed in the budget narrative and
tracked through the grantee's accounting system. To claim any
administrative costs that are also indirect costs, the applicant must
obtain an Indirect Cost Rate Agreement from its Federal Cognizant
Agency as specified above.
E. Salary and Bonus Limitations
In compliance with Public Law 109-234 and Public Law 110-5, none of
the funds appropriated in Public Law 109-149, Public Law 110-5, or
prior Acts under the heading ``Employment and Training'' that are
available for expenditure on or after June 15, 2006, shall be used by a
recipient or sub-recipient of such funds to pay the salary and bonuses
of an individual, either as direct costs or indirect costs, at a rate
in excess of Executive Level II, except as Public Law 109-149. This
limitation shall not apply to vendors providing goods and services as
defined in OMB Circular A-133. See Training and Employment Guidance
Letter Number 5-06 for further clarification: https://wdr.doleta.gov/directives/corr_-doc.cfm?DOCN=2262.
F. Legal Rules Pertaining to Inherently Religious Activities by
Organizations That Receive Federal Financial Assistance
Direct Federal grants, sub-award funds, or contracts under this
program shall not be used to support inherently religious activities
such as religious instruction, worship, or proselytization. Therefore,
organizations must take steps to separate, in time or location, their
inherently religious activities from the services funded under this
program. Neutral, secular criteria that neither favor nor disfavor
religion must be employed in the selection of grant and sub-grant
recipients. In addition, under the Workforce Investment Act of 1998 and
DOL regulations implementing the Workforce Investment Act, a recipient
may not use direct Federal assistance to train a participant in
religious activities, or employ participants to construct, operate, or
maintain any part of a facility that is used or to be used for
religious instruction or worship. See 29 CFR 37.6(f). Under WIA, ``no
individual shall be excluded from participation in, denied the benefits
of, subjected to
[[Page 36524]]
discrimination under, or denied employment in the administration of or
in connection with, any such program or activity because of race,
color, religion, sex (except as otherwise permitted under Title IX of
the Education Amendments of 1972), national origin, age, disability, or
political affiliation or belief.'' Regulations pertaining to the Equal
Treatment for Faith-Based Organizations, which includes the prohibition
against Federal funding of inherently religious activities, can be
found at See 29 CFR Part 2, Subpart D. Provision relating to the use of
indirect support (such as vouchers) are at 29 CFR 2.33(c) and 20 CFR
667.266.
A faith-based organization receiving federal funds retains its
independence from Federal, State, and local governments, and may
continue to carry out its mission, including the definition, practice,
and expression of its religious beliefs. For example, a faith-based
organization may use space in its facilities to provide secular
programs or services funded with Federal funds without removing
religious art, icons, scriptures, or other religious symbols. In
addition, a faith-based organization that receives Federal funds
retains its authority over its internal governance, and it may retain
religious terms in its organization's name, select its board members on
a religious basis, and include religious references in its
organization's mission statements and other governing documents in
accordance with all program requirements, statutes, and other
applicable requirements governing the conduct of DOL funded activities.
Faith and community-based organizations may also reference ETA Training
and Employment Guidance Letter (TEGL) No. 01-05 (July 6, 2005),
available at https://wdr.doleta.gov/directives/corr_doc.cfm?DOCN=2088.
Faith-based and community organizations may learn about equal treatment
and religion-related regulations through the DOL's new online training
course at Workforce3one (https://www.workforce3one.org). The course can
be found by typing the key words ``equal treatment'' in the search box
on the upper right hand corner of the page. If you are previously
registered on this site, you can find the course directly at https://www.workforce3one.org/public/shared/detail.cfm?id=5566&simple=false.
Intellectual Property Rights. The Federal Government reserves a
paid-up, nonexclusive and irrevocable license to reproduce, publish or
otherwise use, and to authorize others to use for Federal purposes: (i)
The copyright in all products developed under the grant, including a
subgrant or contract under the grant or subgrant; and (ii) any rights
of copyright to which the grantee, subgrantee or a contractor purchases
ownership under an award (including but not limited to curricula,
training models, technical assistance products, and any related
materials). Such uses include, but are not limited to, the right to
modify and distribute such products worldwide by any means,
electronically or otherwise. Federal funds may not be used to pay any
royalty or licensing fee associated with such copyrighted material,
although they may be used to pay costs for obtaining a copy which are
limited to the developer/seller costs of copying and shipping. If
revenues are generated through selling products developed with grant
funds, including intellectual property, these revenues are program
income. Program income is added to the grant and must be expended for
allowable grant activities.
If applicable, the following needs to be on all products developed
in whole or in part with grant funds: ``This workforce solution was
funded by a grant awarded by the U.S. Department of Labor's Employment
and Training Administration.
The solution was created by the grantee and does not necessarily
reflect the official position of the U.S. Department of Labor. The
Department of Labor makes no guarantees, warranties, or assurances of
any kind, express or implied, with respect to such information,
including any information on linked sites and including, but not
limited to, accuracy of the information or its completeness,
timeliness, usefulness, adequacy, continued availability, or ownership.
This solution is copyrighted by the institution that created it.
Internal use by an organization and/or personal use by an individual
for non-commercial purposes is permissible. All other uses require the
prior authorization of the copyright owner.''
G. Withdrawal of Application
Applications may be withdrawn by written notice or telegram
(including mailgram) received at any time before an award is made.
Applications may be withdrawn in person by the applicant or by an
authorized representative thereof, if the representative's identity is
made known and the representative signs a receipt for the proposal.
Other Submission Requirements. All other material required to be
submitted is identified in the various sections of this solicitation.
V. Application Review Information Criteria
The following review criteria, totaling a maximum of 100 points,
apply to all applications:
1. Economic Analysis of the Area: Understanding the Problems of the
Eligible Migrants and Seasonal Farmworkers in the State Service Area--
15 Points. To fully understand the problems encountered by migrants and
seasonal farmworkers as they seek enhanced employment opportunities
requires a full understanding and analysis of the economy in the state
service area, its industries and the employment opportunities they
present for farmworkers, and the outreach strategies necessary to
secure those opportunities for farmworkers; (as described in the
priorities listed in Section I). Therefore, applicants must provide an
analysis of the economy (agricultural and non-agricultural) in the
geographic area they propose to serve, the employment outlook for the
area, including the number of employers with whom they currently work,
and a plan for outreach to and recruitment of new employers. A
description of the expected job opportunities for migrants and seasonal
farmworkers from these new employers, and how economic conditions and
employer hiring needs affect the employment prospects of eligible
migrant and seasonal farmworkers must also be provided.
This section must also include a detailed description of the state/
regional labor market, both agricultural and non- agricultural, the
economic conditions expected during the course of the program year, and
the hiring implications those economic conditions pose for the
employers in the region/area. In addition, this section must include a
discussion of the industries that are declining in the service area/
region as well as those industries targeted for growth and expansion
that hold the potential for improved employment and earnings for
farmworkers. Applicants should also discuss the strategies to be used
in securing those opportunities for farmworkers.
Applicants must also describe the socio-economic characteristics
and problems faced by eligible farmworkers, and their dependents, in
the proposed service area/region. To do so, applicants must describe
the implications that economic conditions and challenges in the region,
the labor market outlook, and the analysis of potential high growth
occupations hold for the workforce strategies proposed through this
solicitation. Scoring will also be
[[Page 36525]]
based on how well the proposal demonstrates the nexus between economic
conditions, the characteristics of the eligible farmworkers, the
educational resources, and the workforce investment needs of the
population to be served. The review and evaluation of this factor will
also look at the strategies developed for outreach to and recruitment
of new employers that can provide improved job placement opportunities,
both within and outside agriculture, for the farmworkers to be served.
The proposal should clearly describe the links between the economic
analysis conducted for this application and the applicant's assessment
of the number of new employers to be recruited, including a description
of how this will result in improved employment opportunities for
farmworkers in higher-skilled, higher-paid occupations.
2. Strategic Partnerships and Collaboration: Familiarity With the
Proposed Service Area--25 Points. This section must include a
description of the agencies and strategic partners in the requested
service area, including faith-based and community organizations, and
the applicant's experience in collaborating with these organizations in
a service delivery strategy for migrant and seasonal farmworkers. It
should also include a description of the services available through
local service organizations, including faith-based and community
organizations, and the applicant's strategy to mobilize those
organizations to provide comprehensive services to farmworkers while
optimizing the use of limited NFJP resources, particularly supportive
or related assistance services.
All applicants must describe their organization's prior experience,
if any, and demonstrated effectiveness in working with the One-Stop
Career Center system in the requested service area to provide services
to farmworkers. Include a description of the applicant's collaborative
efforts to date to integrate services to farmworkers across all
partners in the One-Stop Career Center system, and the steps to be
taken to establish a significant, consistent impact on services
integration.
These steps may include, but are not limited to:
Participation in local/state activities to develop the
modification to the State Strategic Plans for Title I of the WIA and
the Wagner-Peyser Act for years three and four of the current five-year
planning cycle;
Participation in activities that connect workforce
investment and education with economic development planning;
Participation in activities that help the State Board or
LWIB to get more agricultural employers involved in the workforce
investment system;
Setting co-enrollment targets (between the NFJP and the
WIA formula funded programs) that represent a substantial increase in
services to farmworkers;
Creating better pathways to both basic and post-secondary
education, specifically with community colleges;
Entering into and implementing agreements with the State
Board or the LWIBs and One-Stop operators to significantly increase
outreach to farmworkers, and to significantly increase the number of
One-Stop Career Center staff who are cross-trained in NFJP/adult and
dislocated workers services and requirements. Applicants must describe
their experience with developing or improving existing working
relationships between partners in the One-Stop Career Center system,
and how that experience will be translated into improved services
integration for eligible farmworkers.
Scoring on this factor will be based how the information requested
above represents evidence of the applicant's knowledge of and working
relationship with the network of workforce investment and related
services in the requested service area, including the One-Stop Career
Center system, and the services offered by social, educational, faith-
based, community, and health organizations that are available to assist
farmworkers. Scoring will also be based on the applicant's
effectiveness and success with causing these organizations to direct
their resources towards addressing the needs of farmworkers in the
requested service area in ways that maximize the availability of
limited NFJP resources while increasing the services provided to
farmworkers through the One-Stop and/or other service agencies.
3. Administrative Capacity--20 Points. Applicants must demonstrate
that they have adequate and sustainable management information,
performance management, case management, accounting, and program and
fiscal reporting systems in place to ensure program and fiscal
integrity. Because the NFJP has eligibility requirements for
participation in the program, the applicant must also describe the
eligibility determination and verification system in place that will
allow for correct eligibility determinations and minimize enrollment of
ineligible participants. Additionally, all ETA-funded job training
programs, including the NFJP, are implementing a data validation
initiative intended to ensure that the data collected and reported to
ETA is accurate. An applicant's participant and reporting system must
be able to implement data validation procedures, as described in TEGL
3-03, 3-03 change 1, and 3-03 change 2 (OMB clearance issued August 31,
2004).
Applicants must describe their systems in support of program
integrity, such as management information, performance management, and
program participation (including individual participant records),
needed for quarterly reporting and performance accountability and
management, and to establish and maintain a client-centered case
management system. Applicants are reminded that the NFJP is subject to
OMB's common measures for job training and employment (Entered
Employment, Employment Retention, and Average Earnings, described
earlier in this solicitation); therefore, the data collection and
reporting system, as well as its link to performance management and
accountability, must be described in detail.
Fiscal integrity is a critical component of operating any federally
funded program. The applicant must describe a system that is sufficient
to prepare financial reports and to trace funds to adequate levels of
expenditures to ensure lawful spending.
The system must have the capacity to track spending by program, to
ensure that, for those organizations with funding from more than one
federal program, expenditures are posted against the appropriate
program. The system must also be able to track program income generated
through activities funded by the NFJP grants, and show the link between
program income and those additional participants and/or services funded
through program income. Applicants must describe their capacity to
manage supportive services, also described as related assistance
services, and to account for expenditures related to these services.
The NFJP is required to use electronic reporting via the Internet.
Applicants must describe their capacity to provide the equipment,
access, and staff qualified to perform on-line reporting. The applicant
must also demonstrate its capacity to provide case management as well
as the electronic tools to be utilized (Personal Computer, software,
Internet access, and e-mail accounts) to implement a client-centered
case management system.
Scoring on this factor will be based on evidence of effective
systems for
[[Page 36526]]
performance accountability and management, program and fiscal
reporting, case management, eligibility determination and verification,
as well as the ability to report electronically through the Internet.
4. Integrated Service Delivery Strategies: Proposed Plan of
Services--40 Points Total. This criterion is broken into three sub-
criteria, with individual point values defined below. This criterion
should include a description of how the proposed service plan will
strengthen migrant and seasonal farmworkers' ability to obtain or
retain employment and to access appropriate educational opportunities
(remediation, career guidance, apprenticeships). Please note that the
Proposed Plan of Service, Integration of Services, and Opportunities
for Farmworkers sub-criteria equal a total of 40 points.
A. Proposed Plan of Service--20 points. The proposal should
describe the applicant's vision, strategy, goals and objectives that
guide the proposed plan of service and the results expected from
implementing the proposed plan. The program plan of service section
must include descriptions of:
The state service area covered by the plan.
An estimate of the number of migrant and seasonal
farmworkers, broken out by category, to be provided training services.
An estimate should be included of the number of migrant and seasonal
farmworkers, broken out by category, who will be provided related
assistance services only.
The strategies for conducting participant outreach and
recruitment, including the involvement, where applicable, of faith-
based and community organizations in those strategies, as well as other
One-Stop Career Center partner programs.
The proposed client-centered case management system,
including the staff's responsibilities for managing the system, the
staff development opportunities available to enhance their skills in
case management, and the capacity to increase community resources
available for case management through joint alliances and/or endeavors,
such as through faith-based or community organizations, or through the
One-Stop Career Center system.
The core services proposed, and how those services will be
delivered in collaboration with the One-Stop system. Include a
description of the eligibility determination system and how the
applicant determines service priorities.
The intensive services proposed, the strategy for
providing them, and the collaboration with the One-Stop Career Center
system in the provision of these services (see definition of intensive
services at WIA section 134(d)(3) and 20 CFR 669.370). Please note that
the NFJP regulations at 20 CFR 669.380 provide that the delivery of
intensive and training services should flow from an objective
assessment process that includes an Individual Employment Plan. The
proposal must describe the strategy for doing this, as well as the
organization's capacity to appropriately address an individual's needs
as identified through the objective assessment. Intensive services are
described in WIA 134(d)(3)(C) and 20 CFR 669.370.
If work experience is to be offered as an activity, the
process by which the determination to use it is based, and the strategy
for measuring its success as a program activity. (See 20 CFR 669.370
(b)(i) and (b)(ii)(B) for additional information on work experience
activities.) The training services to be provided to eligible
farmworkers, including the process used to determine a participant's
enrollment in training services, and the process used when the
determination is made not to place a participant in training. (See 20
CFR 669.410 for a description of training services.) In addition, the
proposal should describe the strategy to be used to promote co-
enrollment of participants in the WIA formula funded programs.
Related assistance services (see definition at 20 CFR
669.110), including supportive services, needed by migrant and seasonal
farmworkers and their dependents, and the strategy for providing those
services, including the agencies or organizations with whom the
applicant will collaborate and/or coordinate these services. The
proposal should provide separate descriptions for those farmworkers
receiving supportive services and also intensive and/or training
services, and those farmworkers for whom related assistance services
will be the only services provided. It should also include a
description of the process used to determine the need for related
assistance services, the differences in the determination process, if
any, among migrant and seasonal farmworker groups, and the rationale
for the differences. Applicants are reminded that the NFJP is intended
to be a job training program, whose purpose is to assist eligible
migrant and seasonal farmworkers and their families prepare for jobs
that provide stable, year-round employment, both within and outside
agriculture. Related assistance services include supportive services
that assist eligible migrant and seasonal farmworkers to retain
employment or enter into or remain in training. While no limitation is
placed on the numbers of participants receiving related assistance
services only, applicants are expected to describe in full how they
will continue to increase the number of participants receiving
employment and training services.
The strategy for balancing related assistance services
with the need to increase employment and training services.
The educational approaches to be used, including
remediation, GED attainment, GED leading to apprenticeships, career
guidance and other pathways leading to credentialing or post secondary
opportunities, if applicable, to assist the participant in obtaining
the occupational skills that lead to employment in high-growth
occupations or to higher paying employment within the agricultural
industry.
The strategies to be used to achieve performance results
with respect to job placement, employment retention, and average
earnings (i.e., the common measures).
The strategies to address how job placement opportunities
will be pursued among the employers in the service area, including how
job placement opportunities from new employers will be secured, as well
as opportunities in high growth industries/occupations.
The process by which the applicant will conduct follow-up
services for those who are placed in jobs or engaged in entrepreneurial
activities.
Scoring of this factor will be based on evidence that the plan of
service contains a balanced program of activities and a rationale for
the proposed services.
B. Integration of Services--10 points. All applicants must
demonstrate how the service strategy achieves integration of services
by all partners in the One-Stop system, and how this integration
results in enhanced and improved workforce investment services to
farmworkers, within a state service area and/or regional economy. The
plan should provide clear evidence that the service plan expands the
workforce and related services available to farmworkers due to a closer
integration and specific collaboration between the NFJP and the local
workforce investment system, new or stronger partnerships with faith-
based and community organizations, as appropriate. Scoring on this
factor will be based on evidence that the service plan encompasses
resources and program activities available from other One-Stop Career
Center partners and/or the local services agencies, including
[[Page 36527]]
faith-based and community organizations.
C. Opportunities for Farmworkers--10 points. The evaluation of this
factor will assess whether the service strategy and service plan
presented by the applicant reflects knowledge of the local workforce
investment plan and proposes services that complement that plan in a
way that increases employment opportunities for farmworkers. Applicants
should include service delivery strategies that will provide
farmworkers with career pathways both within and outside agricultural
employment; i.e., remediation leading to post secondary education or
credentialing (if appropriate); high school diplomas or GED leading to
apprenticeship opportunities, if applicable; and/or industry-accepted
certifications. Also included in this criterion should be activities to
upgrade farmworkers' employment opportunities within agriculture.
Review and Selection Process. A review panel will rate each
proposal according to the criteria scoring factors specified in this
solicitation. Panel reviews are critical to the selection of grantees
but are advisory in nature, and their recommendations are not binding
on the Grant Officer. The Grant Officer, in selecting potential
grantees, may consider any information that comes to his or her
attention, including past performance under a previous grant and
information from the program office, and will make the final selection
determination based on what best meets the needs of eligible migrants
and seasonal farmworkers in the area to be served. The Grant Officer
may consider factors such as panel findings, geographic presence of the
applicants, proposed areas to be served, and other pertinent factors.
In making award determinations, the Grant Officer retains full
authority to set aside panel results and scoring in cases that the
Grant Officer considers appropriate, and to select the applicant the
Grant Officer deems best suited to serve the migrant and seasonal
farmworker population.
The Grant Officer's determination for award under this SGA is
final. The Grant Officer may elect to make awards either with or
without discussions and negotiations with the applicant. In situations
without discussions, an award will be based on the applicant's
signature on the SF-424, which constitutes a binding offer.
Applications rated by the review panel with a score of less than 80
points will not be recommended for an award. The Grant Officer retains
full authority to designate a grantee he or she deems best suited to
serve the migrant and seasonal farmworker population, regardless of
whether the applicant is the incumbent provider, a challenger, or an
entity that did not initially submit an application pursuant to the
criteria defined herein; especially in those areas with no applications
receiving a score equal to or greater than 80. In areas where there are
no applications with a score of 80 or above, the process for selecting
another potential grantee, described in Section II, will be
implemented.
VI. Award Administration Information
Award Notices. The Grant Officer will notify applicants, in
writing, if they are selected as potential grantees. The notification
will invite each potential grantee to negotiate the final terms and
conditions of the grant as applicable, will establish a reasonable time
and place for the negotiations, and will indicate the specific state
service area and amount of funds to be allocated under the grant.
FY2009 funds will be awarded for the period October 1, 2009 to June 30,
2010.
An applicant that is not selected as a potential grantee or whose
application has been denied in part or in whole by the Department will
be notified in writing by the Grant Officer and advised of all appeal
rights. The notification will outline the deficiencies as noted by the
review panel. The written notification by the Grant Officer constitutes
a final decision, for the purposes of 20 CFR 667.800.
Administrative and National Policy Requirements. There are no
additional administrative or national policy requirements.
Reporting. An applicant's proposal becomes the annual grant plan
after a grant award is made, with additional information as appropriate
and requested by the funding agency. WIA section 167 grantees will be
required to submit reports on financial expenditures, program
participation, and participant outcomes on a quarterly basis. Grantees
will also have to submit planned financial expenditures and planned
program participation forms at the beginning of the program year.
Grantees must report electronically, but may be asked to submit reports
in paper form on occasion. As reflected earlier in this solicitation,
this program is subject to the common measures of performance. Grantees
will be required to provide the data necessary to collect information
for reporting performance results against the common measures.
VII. Agency Contacts
Questions related to this solicitation may be directed to Ms. Mamie
Williams, Grants Management Specialist, telephone 202-693-3341; e-mail
address: Williams.mamie@dol.gov; fax: 202-693-2879 (this is not a toll
free number). Please include a contact name, fax and telephone number.
This announcement is also being made available on the ETA Web site at
https://doleta.gov/sga/sga.cfm and https://www.grants.gov.
VII. Other Information
OMB Information Collection No. 1225-0086 Expires September 30, 2009
According to the Paperwork Reduction Act of 1995, no persons are
required to respond to a collection of information unless such
collection displays a valid OMB control number. Public reporting burden
for this collection of information is estimated to average 20 hours per
response, including time for reviewing instructions, searching existing
data sources, gathering and maintaining the data needed, and completing
and reviewing the collection of information. Send comments regarding
the burden estimated or any other aspect of this collection of
information, including suggestions for reducing this burden, to the OMB
Desk Officer for ETA, Office of Management and Budget, Room 10235,
Washington, DC 20503. Please do not return your completed application
to the OMB. Send it to the sponsoring agency as specified in this
solicitation.
This information is being collected for the purpose of awarding a
grant. The information collected through this ``Solicitation for Grant
Applications'' will be used by DOL to ensure that grants are awarded to
the applicant best suited to perform the functions of the grant.
Submission of this information is required in order for the applicant
to be considered for award of this grant. Unless otherwise specifically
noted in this announcement, information submitted in the respondent's
application is not considered to be confidential.
Dated: July 15, 2009.
B. Jai Johnson,
Grant Officer, Employment and Training Administration.
[FR Doc. E9-17520 Filed 7-22-09; 8:45 am]
BILLING CODE 4510-FN-P