Investor Advisory Committee; Meeting, 33488 [E9-16503]

Download as PDF 33488 Federal Register / Vol. 74, No. 132 / Monday, July 13, 2009 / Notices mstockstill on DSKH9S0YB1PROD with NOTICES information. Two of the rules, however, require limited disclosure of information.1 The information required by the rules is necessary to ensure that investors have clear and complete information upon which to base an investment decision. The Commission uses the information that investment companies provide on registration statements in its regulatory, disclosure review, inspection and policy-making roles. The respondents to the collection of information are investment companies filing registration statements under the Act. The Commission does not estimate separately the total annual reporting and recordkeeping burden associated with rules 8b–1 to 8b–33 because the burden associated with these rules is included in the burden estimates the Commission submits for the investment company registration statement forms (e.g., Form N–1A (17 CFR 239.15A and 274.11A), Form N–2 (17 CFR 239.14 and 274.11a– 1), Form N–3 (17 CFR 239.17a and 274.11b), Form N–4 (17 CFR 239.17b and 274.11c), and Form N–6 (17 CFR 239.17c and 274.11d)). For example, a mutual fund that prepares a registration statement on Form N–1A must comply with the rules under section 8(b), including rules on riders, amendments, the form of the registration statement, and the number of copies to be submitted. Because the fund only incurs a burden from the section 8(b) rules when preparing a registration statement, it would be impractical to measure the compliance burden of these rules separately. The Commission believes that including the burden of the section 8(b) rules with the burden estimates for the investment company registration statement forms provides a more accurate and complete estimate of the total burdens associated with the registration process. For administrative purposes, however, we are requesting approval for an information collection burden of one hour per year. This estimate of burden hours is not derived from a comprehensive or necessarily even representative study of the cost of the Commission’s rules and forms. Written comments are invited on: (a) Whether the proposed collection of information is necessary for the proper performance of the functions of the agency, including whether the 1 Rule 8b–3 (17 CFR 270.8b–3) provides that whenever a registration form requires the title of securities to be stated, the registrant must indicate the type and general character of the securities to be issued. Rule 8b–22 (17 CFR 270.8b–22) provides that if the existence of control is open to reasonable doubt, the registrant may disclaim the existence of control, but it must state the material facts pertinent to the possible existence of control. VerDate Nov<24>2008 18:36 Jul 10, 2009 Jkt 217001 information will have practical utility; (b) the accuracy of the agency’s estimate of the burden of the collection of information; (c) ways to enhance the quality, utility, and clarity of the information collected; and (d) ways to minimize the burden of the collection of information on respondents, including through the use of automated collection techniques or other forms of information technology. Consideration will be given to comments and suggestions submitted in writing within 60 days of this publication. Please direct your written comments to Charles Boucher, Director/CIO, Securities and Exchange Commission, C/O Shirley Martinson, 6432 General Green Way, Alexandria, VA 22312; or send an e-mail to: PRA_Mailbox@sec.gov. Dated: July 8, 2009. Elizabeth M. Murphy, Secretary. [FR Doc. E9–16479 Filed 7–10–09; 8:45 am] BILLING CODE 8010–01–P SECURITIES AND EXCHANGE COMMISSION [Release Nos. 33–9049; 34–60260; File No. 265–25] Investor Advisory Committee; Meeting AGENCY: Securities and Exchange Commission. ACTION: Notice of Meeting of SEC Investor Advisory Committee. SUMMARY: The Securities and Exchange Commission Investor Advisory Committee is providing notice that it will hold a public meeting on Monday, July 27, 2009, in the Auditorium, Room L–002, at the Commission’s main offices, 100 F Street, NE., Washington, DC. The meeting will begin at 10 a.m. (EST) and will be open to the public. The meeting will be webcast on the Commission’s Web site at https:// www.sec.gov. Persons needing special accommodations to take part because of a disability should notify a contact person listed below. The public is invited to submit written statements to the Committee. The agenda for the meeting includes opening remarks, introduction of Committee members, discussion of Committee agenda and organization, and discussion of investor views of possible refinements to the disclosure regime. DATES: Written statements should be received on or before July 19, 2009. PO 00000 Frm 00084 Fmt 4703 Sfmt 4703 ADDRESSES: Written statements may be submitted by any of the following methods: Electronic Comments • Use the Commission’s Internet submission form (https://www.sec.gov/ rules/other.shtml); or • Send an e-mail message to rulecomments@sec.gov. Please include File Number 265–25 on the subject line. Paper Comments • Send paper statements in triplicate to Elizabeth M. Murphy, Federal Advisory Committee Management Officer, Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549–1090. All submissions should refer to File No. 265–25. This file number should be included on the subject line if e-mail is used. To help us process and review your statements more efficiently, please use only one method. The Commission staff will post all statements on the Advisory Committee’s Web site (https:// www.sec.gov/spotlight/ investoradvisorycommittee.htm). Statements also will be available for public inspection and copying in the Commission’s Public Reference Room, 100 F Street, NE., Washington, DC 20549, on official business days between the hours of 10 a.m. and 3 p.m. All statements received will be posted without change; we do not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. FOR FURTHER INFORMATION CONTACT: Kayla J. Gillan, Deputy Chief of Staff, at (202) 551–2100; David Fredrickson, Assistant General Counsel, Office of the General Counsel, at (202) 551–5144; or Owen Donley, Chief Counsel, Office of Investor Education and Advocacy, at (202) 551–6322, Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549–6561. In accordance with Section 10(a) of the Federal Advisory Committee Act, 5 U.S.C. App. 1, section 10(a), Kayla J. Gillan, Designated Federal Officer of the Committee, has approved publication of this notice. SUPPLEMENTARY INFORMATION: Dated: July 8, 2009. Elizabeth M. Murphy, Committee Management Officer. [FR Doc. E9–16503 Filed 7–10–09; 8:45 am] BILLING CODE 8010–01–P E:\FR\FM\13JYN1.SGM 13JYN1

Agencies

[Federal Register Volume 74, Number 132 (Monday, July 13, 2009)]
[Notices]
[Page 33488]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-16503]


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SECURITIES AND EXCHANGE COMMISSION

[Release Nos. 33-9049; 34-60260; File No. 265-25]


Investor Advisory Committee; Meeting

AGENCY: Securities and Exchange Commission.

ACTION: Notice of Meeting of SEC Investor Advisory Committee.

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SUMMARY: The Securities and Exchange Commission Investor Advisory 
Committee is providing notice that it will hold a public meeting on 
Monday, July 27, 2009, in the Auditorium, Room L-002, at the 
Commission's main offices, 100 F Street, NE., Washington, DC. The 
meeting will begin at 10 a.m. (EST) and will be open to the public. The 
meeting will be webcast on the Commission's Web site at https://www.sec.gov. Persons needing special accommodations to take part 
because of a disability should notify a contact person listed below. 
The public is invited to submit written statements to the Committee.
    The agenda for the meeting includes opening remarks, introduction 
of Committee members, discussion of Committee agenda and organization, 
and discussion of investor views of possible refinements to the 
disclosure regime.

DATES: Written statements should be received on or before July 19, 
2009.

ADDRESSES: Written statements may be submitted by any of the following 
methods:

Electronic Comments

     Use the Commission's Internet submission form (https://www.sec.gov/rules/other.shtml); or
     Send an e-mail message to rule-comments@sec.gov. Please 
include File Number 265-25 on the subject line.

Paper Comments

     Send paper statements in triplicate to Elizabeth M. 
Murphy, Federal Advisory Committee Management Officer, Securities and 
Exchange Commission, 100 F Street, NE., Washington, DC 20549-1090.

All submissions should refer to File No. 265-25. This file number 
should be included on the subject line if e-mail is used. To help us 
process and review your statements more efficiently, please use only 
one method. The Commission staff will post all statements on the 
Advisory Committee's Web site (https://www.sec.gov/spotlight/investoradvisorycommittee.htm). Statements also will be available for 
public inspection and copying in the Commission's Public Reference 
Room, 100 F Street, NE., Washington, DC 20549, on official business 
days between the hours of 10 a.m. and 3 p.m. All statements received 
will be posted without change; we do not edit personal identifying 
information from submissions. You should submit only information that 
you wish to make available publicly.

FOR FURTHER INFORMATION CONTACT: Kayla J. Gillan, Deputy Chief of 
Staff, at (202) 551-2100; David Fredrickson, Assistant General Counsel, 
Office of the General Counsel, at (202) 551-5144; or Owen Donley, Chief 
Counsel, Office of Investor Education and Advocacy, at (202) 551-6322, 
Securities and Exchange Commission, 100 F Street, NE., Washington, DC 
20549-6561.

SUPPLEMENTARY INFORMATION: In accordance with Section 10(a) of the 
Federal Advisory Committee Act, 5 U.S.C. App. 1, section 10(a), Kayla 
J. Gillan, Designated Federal Officer of the Committee, has approved 
publication of this notice.

    Dated: July 8, 2009.
Elizabeth M. Murphy,
Committee Management Officer.
[FR Doc. E9-16503 Filed 7-10-09; 8:45 am]
BILLING CODE 8010-01-P
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