Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend the Fee Schedule of the Boston Options Exchange Facility, 33308 [Z9-16036]

Download as PDF 33308 Federal Register / Vol. 74, No. 131 / Friday, July 10, 2009 / Notices in furtherance of the purposes of the Act. IV. Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission’s Internet comment form (https://www.sec.gov/ rules/sro.shtml) or • Send an e-mail to rulecomment@sec.gov. Please include File No. SR–NSCC–2009–04 on the subject line. Paper Comments sroberts on DSKD5P82C1PROD with NOTICES All submissions should refer to File No. SR–NSCC–2009–04. This file number should be included on the subject line if e-mail is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission’s Internet Web site (https://www.sec.gov/ rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C 552, will be available for inspection and copying in the Commission’s Public Reference Room, 100 F Street, NE., Washington, DC 20549, on official business days between the hours of 10 a.m. to 3 p.m. Copies of such filing also will be available for inspection and copying at NSCC’s principal office and on NSCC’s Web site at https://www.nscc.com/legal/ index.html. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File No. SR–NSCC– 2009–04 and should be submitted on or before July 31, 2009. 22:16 Jul 09, 2009 solicit comments on the proposed rule change from interested persons. BILLING CODE 8010–01–P The Exchange proposes to amend its CBOE Stock Exchange (‘‘CBSX’’) Fees Schedule to establish a new transaction fee for the stock component of a stockoption trade. The text of the proposed rule change is available on the Exchange’s Web site (https:// www.cboe.org/legal), at the Exchange’s Office of the Secretary, and at the Commission’s Public Reference Room. SECURITIES AND EXCHANGE COMMISSION [Release No. 34–60198; File No. SR–BX– 2009–034] Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend the Fee Schedule of the Boston Options Exchange Facility Correction • Send paper comments in triplicate to Elizabeth M. Murphy, Secretary, Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549–1090. VerDate Nov<24>2008 For the Commission by the Division of Trading and Markets, pursuant to delegated authority.8 Elizabeth M. Murphy, Secretary. [FR Doc. E9–16355 Filed 7–9–09; 8:45 am] Jkt 217001 In notice document E9–16036 beginning on page 32212 in the issue of Tuesday, July 7, 2009, make the following correction: On page 32213, in the third column, in the 17th line from the top, ‘‘July 29, 2009’’ should read ‘‘July 28, 2009’’. [FR Doc. Z9–16036 Filed 7–9–09; 8:45 am] BILLING CODE 1505–01–D SECURITIES AND EXCHANGE COMMISSION [Release No. 34–60235; File No. SR–CBOE– 2009–046] Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Chicago Board Options Exchange Stock Exchange Fees Schedule To Establish an Additional Transaction Fee Related to Stock Option Trades July 2, 2009. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ‘‘Act’’) 1 and Rule 19–4 thereunder,2 notice is hereby given that on July 1, 2009, the Chicago Board Options Exchange, Incorporated (the ‘‘Exchange’’ or ‘‘CBOE’’) filed with the Securities and Exchange Commission (the ‘‘Commission’’) the proposed rule change as described in Items I, II, and III below, which Items have been prepared by the Exchange. The Commission is publishing this notice to PO 00000 CFR 200.30–3(a)(12). U.S.C. 78s(b)(1). 2 17 CFR 240.19b–4. I. Self-Regulatory Organization’s Statement of the Terms of Substance of the Proposed Rule Change II. Self-Regulatory Organization’s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change In its filing with the Commission, the self-regulatory organization included statements concerning the purpose of, and basis for, the proposed rule change and discussed any comments it received on the proposed rule change. The text of those statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in sections A, B, and C below, of the most significant parts of such statements. A. Self-Regulatory Organization’s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change 1. Purpose CBSX is increasingly processing more stock trades that are the stock component of stock option transactions. CBOE now intends to establish a fee for the execution of the stock portion of a stock option transaction in which the stock is crossed using any of the cross order types outlined in CBSX Rule 51.8 (Types of Orders Handled). The proposed fee is $0.0025 per share subject to a $1 per trade minimum and a $50 per trade maximum. 2. Statutory Basis The proposed rule change is consistent with Section 6(b) of the Securities Exchange Act of 1934 (‘‘Act’’),3 in general, and furthers the objectives of Section 6(b)(4) 4 of the Act in particular, in that it is designed to provide for the equitable allocation of reasonable dues, fees, and other charges among CBOE members and other persons using its facilities. 8 17 1 15 Frm 00108 Fmt 4703 Sfmt 4703 3 15 4 15 E:\FR\FM\10JYN1.SGM U.S.C. 78f(b). U.S.C. 78f(b)(4). 10JYN1

Agencies

[Federal Register Volume 74, Number 131 (Friday, July 10, 2009)]
[Notices]
[Page 33308]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: Z9-16036]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-60198; File No. SR-BX-2009-034]


 Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of 
Filing and Order Granting Accelerated Approval of Proposed Rule Change 
to Amend the Fee Schedule of the Boston Options Exchange Facility

Correction

    In notice document E9-16036 beginning on page 32212 in the issue of 
Tuesday, July 7, 2009, make the following correction:
    On page 32213, in the third column, in the 17th line from the top, 
``July 29, 2009'' should read ``July 28, 2009''.

[FR Doc. Z9-16036 Filed 7-9-09; 8:45 am]
BILLING CODE 1505-01-D
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