Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending the Moratorium Related to the Qualification and Registration of Registered Competitive Market Makers Pursuant to NYSE Rule 107A and Competitive Traders Pursuant to NYSE Rule 110 to the Earlier of the Approval of SR-NYSE-2009-08 or July 24, 2009, 32663-32664 [E9-15994]
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<![CDATA[
Federal Register / Vol. 74, No. 129 / Wednesday, July 8, 2009 / Notices
of the most significant parts of such
statements.
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–60197; File No. SR–NYSE–
2009–62]
Self-Regulatory Organizations; Notice
of Filing and Immediate Effectiveness
of Proposed Rule Change by New York
Stock Exchange LLC Extending the
Moratorium Related to the
Qualification and Registration of
Registered Competitive Market Makers
Pursuant to NYSE Rule 107A and
Competitive Traders Pursuant to NYSE
Rule 110 to the Earlier of the Approval
of SR–NYSE–2009–08 or July 24, 2009
June 30, 2009.
Pursuant to Section 19(b)(1) 1 of the
Securities Exchange Act of 1934 (the
‘‘Act’’) 2 and Rule 19b–4 thereunder,3
notice is hereby given that, on June 26,
2009, New York Stock Exchange LLC
(‘‘NYSE’’ or the ‘‘Exchange’’) filed with
the Securities and Exchange
Commission (the ‘‘Commission’’) the
proposed rule change as described in
Items I and II, below, which Items have
been prepared by the self-regulatory
organization. The Commission is
publishing this notice to solicit
comments on the proposed rule change
from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange proposes to extend the
moratorium related to the qualification
and registration of Registered
Competitive Market Makers (‘‘RCMMs’’)
pursuant to NYSE Rule 107A and
Competitive Traders (‘‘CTs’’) pursuant
to NYSE Rule 110 to the earlier of the
approval of SR–NYSE–2009–08 or July
24, 2009. The text of the proposed rule
change is available at the Exchange, the
Commission’s Public Reference Room,
and https://www.nyse.com.
mstockstill on DSKH9S0YB1PROD with NOTICES
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
self-regulatory organization included
statements concerning the purpose of,
and basis for, the proposed rule change
and discussed any comments it received
on the proposed rule change. The text
of those statements may be examined at
the places specified in Item IV below.
The Exchange has prepared summaries,
set forth in sections A, B, and C below,
1 15
U.S.C.78s(b)(1).
U.S.C. 78a.
3 17 CFR 240.19b–4.
2 15
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17:23 Jul 07, 2009
Jkt 217001
A. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
1. Purpose
The New York Stock Exchange LLC
(‘‘Exchange’’ or ‘‘NYSE’’) proposes to
extend the moratorium related to the
qualification and registration of
Registered Competitive Market Makers
(‘‘RCMMs’’) pursuant to NYSE Rule
107A and Competitive Traders (‘‘CTs’’)
pursuant to NYSE Rule 110 to the
earlier of the approval of SR–NYSE–
2009–08 4 or July 24, 2009.
On September 22, 2005, the Exchange
filed SR–NYSE–2005–63 5 with the
Securities and Exchange Commission
(‘‘Commission’’) proposing to
implement a moratorium on the
qualification and registration of new
RCMMS and CTs (‘‘Moratorium’’).6 The
Moratorium allowed the Exchange to
review the viability of RCMMs and CTs
in the Exchange’s evolving more
electronic market.
During the Moratorium, the Exchange
reviewed the quarterly volume data of
RCMM and CT trading data to
determine the average trading volume of
RCMMs.
As a result of its review, the Exchange
concluded that RCMMs and CTs no
longer serve as viable supplemental
market makers. Accordingly, the
Exchange determined that RCMMs and
CTs should no longer be viable classes
of traders on the Exchange. On April 10,
2009, the Exchange filed a separate
proposed rule change, SR–NYSE–2009–
08 (‘‘2009–08’’) with the Commission to
4 See Securities Exchange Act Release No. 59746
(April 10, 2009), 74 FR 17702 (April 16, 2009) (SR–
NYSE–2009–08).
5 See Securities Exchange Act Release No. 52648
(October 21, 2005), 70 FR 62155 (October 28, 2005)
(SR–NYSE–2005–63).
6 See Securities Exchange Act Release Numbers
54140 (July 13, 2006), 71 FR 41491 (July 21, 2006)
(SR–NYSE–2006–48); 54985 (December 21, 2006),
72 FR 171 (January 3, 2007) (SR–NYSE–2006–113);
55992 (June 29, 2007), 72 FR 37289 (July 9, 2007)
(SR–NYSE–2007–57); 56556 (September 27, 2007),
72 FR 56421 (October 3, 2007) (SR–NYSE–2007–
86); 57072 (December 31, 2007), 73 FR 1252
(January 7, 2008) (SR–NYSE–2007–125); 57601
(April 2, 2008), 73 FR 19123 (April 8, 2008) (SR–
NYSE–2008–22); 58033 (June 26, 2008), 73 FR
38265 (July 3, 2008) (SR–NYSE–2008–49); 58713
(October 2, 2008), 73 FR 59024 (October 8, 2008)
(SR–NYSE–2008–96); 59069 (December 8, 2008); 73
FR 76081 (December 15, 2008) (SR–NYSE–2008–
124); 59551 (March 10, 2009), 74 FR 11624 (March
18, 2009) (SR–NYSE–2009–24), 60062 (June 8,
2009), 74 FR 28297 (June 15, 2009) (SR–NYSE–
2009–53).
PO 00000
Frm 00135
Fmt 4703
Sfmt 4703
32663
eliminate RCMMs and CTs as viable
classes of NYSE traders.7
The Exchange proposes to extend the
Moratorium as amended 8 to the earlier
of the approval of proposed rule change
2009–08 or July 24, 2009 to allow 2009–
08 to complete the rule filing process
pursuant to Rule 19b–4.9
The Exchange will issue an
Information Memo announcing the
extension of the Moratorium.
2. Statutory Basis
The basis under the Securities
Exchange Act of 1934 (the ‘‘Act’’) for
this proposed rule change is the
requirement under Section 6(b)(5) that
an exchange have rules that are
designed to promote just and equitable
principles of trade, to remove
impediments to and perfect the
mechanism of a free and open market
and a national market system and, in
general, to protect investors and the
public interest. The Exchange believes
that the instant filing is consistent with
these principles. Based on its review of
data associated with RCMM and CT
trading, the Exchange has concluded
that RCMMs and CTs no longer serve as
viable supplemental market makers. In
this instant filing, the Exchange seeks an
extension of the Moratorium to
complete the 19b–4 rule filing process
following its proposed rule filing to
eliminate RCMMs and CTs as viable
classes of NYSE traders.
B. Self-Regulatory Organization’s
Statement on Burden on Competition
The Exchange does not believe that
the proposed rule change will impose
any burden on competition that is not
necessary or appropriate in furtherance
of the purposes of the Act.
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants, or Others
No written comments were solicited
or received with respect to the proposed
rule change.
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
The proposed rule change has become
effective pursuant to Section 19(b)(3)(A)
of the Act 10 and Rule 19b–4(f)(6)
7 See Securities Exchange Act Release No. 59746
(April 10, 2009), 74 FR 17702 (April 16, 2009) (SR–
NYSE–2009–08).
8 See Securities Exchange Act Release No. 53549
(March 24, 2006), 71 FR 16388 (March 31, 2006)
(SR–NYSE–2006–11) (making certain amendments
to the Moratorium).
9 17 CFR 240.19b–4.
10 15 U.S.C. 78s(b)(3)(A).
E:\FR\FM\08JYN1.SGM
08JYN1
32664
Federal Register / Vol. 74, No. 129 / Wednesday, July 8, 2009 / Notices
thereunder 11 because the foregoing
proposed rule: (i) Does not significantly
affect the protection of investors or the
public interest; (ii) does not impose any
significant burden on competition; and
(iii) does not become operative for 30
days after the date of filing, or such
shorter time as the Commission may
designate if consistent with the
protection of investors and the public
interest.12
A proposed rule change filed
pursuant to Rule 19b–4(f)(6) under the
Act 13 normally does not become
operative for 30 days after the date of its
filing. However, Rule 19b–4(f)(6)(iii) 14
permits the Commission to designate a
shorter time if such action is consistent
with the protection of investors and the
public interest. The NYSE has requested
that the Commission waive the 30-day
operative delay. The Commission
believes that waiving the 30-day
operative delay is consistent with the
protection of investors and the public
interest because it would allow the
Moratorium to continue without
interruption while awaiting the
completion of the rule filing process
with respect to SR–NYSE–2009–08.
Therefore, the Commission designates
that the proposed rule change become
operative immediately.15
At any time within 60 days of the
filing of the proposed rule change, the
Commission may summarily abrogate
such rule change if it appears to the
Commission that such action is
necessary or appropriate in the public
interest, for the protection of investors,
or otherwise in furtherance of the
purposes of the Act.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
11 17
CFR 240.19b–4(f)(6).
addition, Rule 19b–4(f)(6)(iii) requires the
self-regulatory organization to give the Commission
notice of its intent to file the proposed rule change,
along with a brief description and text of the
proposed rule change, at least five business days
prior to the date of filing of the proposed rule
change, or such shorter time as designated by the
Commission. NYSE has satisfied this requirement.
13 17 CFR 240.19b–4(f)(6).
14 17 CFR 240.19b–4(f)(6)(iii).
15 For purposes only of waiving the 30-day
operative delay, the Commission has considered the
proposed rule’s impact on efficiency, competition,
and capital formation. 15 U.S.C. 78c(f).
mstockstill on DSKH9S0YB1PROD with NOTICES
12 In
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17:23 Jul 07, 2009
Jkt 217001
• Send an e-mail to rulecomments@sec.gov. Please include File
Number SR–NYSE–2009–62 on the
subject line.
Paper Comments
• Send paper comments in triplicate
to Elizabeth M. Murphy, Secretary,
Securities and Exchange Commission,
100 F Street, NE., Washington, DC
20549–1090.
All submissions should refer to File
Number SR–NYSE–2009–62. This file
number should be included on the
subject line if e-mail is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for inspection and copying in
the Commission’s Public Reference
Room, 100 F Street, NE., Washington,
DC 20549, on official business days
between the hours of 10 a.m. and 3 p.m.
Copies of the filing will also be available
for inspection and copying at the
principal office of the self-regulatory
organization. All comments received
will be posted without change; the
Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File Number SR–NYSE–
2009–62 and should be submitted on or
before July 29, 2009.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.16
Elizabeth M. Murphy,
Secretary.
[FR Doc. E9–15994 Filed 7–7–09; 8:45 am]
BILLING CODE 8010–01–P
PO 00000
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–60187; File No. SR–CBOE–
2009–040]
Self-Regulatory Organizations;
Chicago Board Options Exchange,
Incorporated; Notice of Filing of a
Proposed Rule Change Regarding a
New Options Market Linkage Structure
June 29, 2009.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (the
‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on June 24,
2009, the Chicago Board Options
Exchange, Incorporated (the ‘‘Exchange’’
or ‘‘CBOE’’) filed with the Securities
and Exchange Commission (the
‘‘Commission’’) the proposed rule
change as described in Items I, II, and
III below, which Items have been
prepared by the Exchange. The
Commission is publishing this notice to
solicit comments on the proposed rule
change from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The filing proposes to adopt certain
new order handling rules in connection
with a new options industry linkage
structure. The text of the proposed rule
change is available on the Exchange’s
Web site (https://www.cboe.org/legal), at
the Exchange’s Principal office, and at
the Commission’s Public Reference
Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
self-regulatory organization included
statements concerning the purpose of
and basis for the proposed rule change
and discussed any comments it received
on the proposed rule change. The text
of those statements may be examined at
the places specified in Item IV below.
The Exchange has prepared summaries,
set forth in sections A, B, and C below,
of the most significant parts of such
statements.
A. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
1. Purpose
This filing proposes to adopt rules to
facilitate the Exchange’s transition to a
new intermarket linkage structure. Since
1 15
16 17
CFR 200.30–3(a)(12).
Frm 00136
Fmt 4703
Sfmt 4703
2 17
E:\FR\FM\08JYN1.SGM
U.S.C. 78s(b)(1).
CFR 240.19b–4.
08JYN1
]]>Agencies
[Federal Register Volume 74, Number 129 (Wednesday, July 8, 2009)]
[Notices]
[Pages 32663-32664]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-15994]
[[Page 32663]]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-60197; File No. SR-NYSE-2009-62]
Self-Regulatory Organizations; Notice of Filing and Immediate
Effectiveness of Proposed Rule Change by New York Stock Exchange LLC
Extending the Moratorium Related to the Qualification and Registration
of Registered Competitive Market Makers Pursuant to NYSE Rule 107A and
Competitive Traders Pursuant to NYSE Rule 110 to the Earlier of the
Approval of SR-NYSE-2009-08 or July 24, 2009
June 30, 2009.
Pursuant to Section 19(b)(1) \1\ of the Securities Exchange Act of
1934 (the ``Act'') \2\ and Rule 19b-4 thereunder,\3\ notice is hereby
given that, on June 26, 2009, New York Stock Exchange LLC (``NYSE'' or
the ``Exchange'') filed with the Securities and Exchange Commission
(the ``Commission'') the proposed rule change as described in Items I
and II, below, which Items have been prepared by the self-regulatory
organization. The Commission is publishing this notice to solicit
comments on the proposed rule change from interested persons.
---------------------------------------------------------------------------
\1\ 15 U.S.C.78s(b)(1).
\2\ 15 U.S.C. 78a.
\3\ 17 CFR 240.19b-4.
---------------------------------------------------------------------------
I. Self-Regulatory Organization's Statement of the Terms of Substance
of the Proposed Rule Change
The Exchange proposes to extend the moratorium related to the
qualification and registration of Registered Competitive Market Makers
(``RCMMs'') pursuant to NYSE Rule 107A and Competitive Traders
(``CTs'') pursuant to NYSE Rule 110 to the earlier of the approval of
SR-NYSE-2009-08 or July 24, 2009. The text of the proposed rule change
is available at the Exchange, the Commission's Public Reference Room,
and https://www.nyse.com.
II. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change
In its filing with the Commission, the self-regulatory organization
included statements concerning the purpose of, and basis for, the
proposed rule change and discussed any comments it received on the
proposed rule change. The text of those statements may be examined at
the places specified in Item IV below. The Exchange has prepared
summaries, set forth in sections A, B, and C below, of the most
significant parts of such statements.
A. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change
1. Purpose
The New York Stock Exchange LLC (``Exchange'' or ``NYSE'') proposes
to extend the moratorium related to the qualification and registration
of Registered Competitive Market Makers (``RCMMs'') pursuant to NYSE
Rule 107A and Competitive Traders (``CTs'') pursuant to NYSE Rule 110
to the earlier of the approval of SR-NYSE-2009-08 \4\ or July 24, 2009.
---------------------------------------------------------------------------
\4\ See Securities Exchange Act Release No. 59746 (April 10,
2009), 74 FR 17702 (April 16, 2009) (SR-NYSE-2009-08).
---------------------------------------------------------------------------
On September 22, 2005, the Exchange filed SR-NYSE-2005-63 \5\ with
the Securities and Exchange Commission (``Commission'') proposing to
implement a moratorium on the qualification and registration of new
RCMMS and CTs (``Moratorium'').\6\ The Moratorium allowed the Exchange
to review the viability of RCMMs and CTs in the Exchange's evolving
more electronic market.
---------------------------------------------------------------------------
\5\ See Securities Exchange Act Release No. 52648 (October 21,
2005), 70 FR 62155 (October 28, 2005) (SR-NYSE-2005-63).
\6\ See Securities Exchange Act Release Numbers 54140 (July 13,
2006), 71 FR 41491 (July 21, 2006) (SR-NYSE-2006-48); 54985
(December 21, 2006), 72 FR 171 (January 3, 2007) (SR-NYSE-2006-113);
55992 (June 29, 2007), 72 FR 37289 (July 9, 2007) (SR-NYSE-2007-57);
56556 (September 27, 2007), 72 FR 56421 (October 3, 2007) (SR-NYSE-
2007-86); 57072 (December 31, 2007), 73 FR 1252 (January 7, 2008)
(SR-NYSE-2007-125); 57601 (April 2, 2008), 73 FR 19123 (April 8,
2008) (SR-NYSE-2008-22); 58033 (June 26, 2008), 73 FR 38265 (July 3,
2008) (SR-NYSE-2008-49); 58713 (October 2, 2008), 73 FR 59024
(October 8, 2008) (SR-NYSE-2008-96); 59069 (December 8, 2008); 73 FR
76081 (December 15, 2008) (SR-NYSE-2008-124); 59551 (March 10,
2009), 74 FR 11624 (March 18, 2009) (SR-NYSE-2009-24), 60062 (June
8, 2009), 74 FR 28297 (June 15, 2009) (SR-NYSE-2009-53).
---------------------------------------------------------------------------
During the Moratorium, the Exchange reviewed the quarterly volume
data of RCMM and CT trading data to determine the average trading
volume of RCMMs.
As a result of its review, the Exchange concluded that RCMMs and
CTs no longer serve as viable supplemental market makers. Accordingly,
the Exchange determined that RCMMs and CTs should no longer be viable
classes of traders on the Exchange. On April 10, 2009, the Exchange
filed a separate proposed rule change, SR-NYSE-2009-08 (``2009-08'')
with the Commission to eliminate RCMMs and CTs as viable classes of
NYSE traders.\7\
---------------------------------------------------------------------------
\7\ See Securities Exchange Act Release No. 59746 (April 10,
2009), 74 FR 17702 (April 16, 2009) (SR-NYSE-2009-08).
---------------------------------------------------------------------------
The Exchange proposes to extend the Moratorium as amended \8\ to
the earlier of the approval of proposed rule change 2009-08 or July 24,
2009 to allow 2009-08 to complete the rule filing process pursuant to
Rule 19b-4.\9\
---------------------------------------------------------------------------
\8\ See Securities Exchange Act Release No. 53549 (March 24,
2006), 71 FR 16388 (March 31, 2006) (SR-NYSE-2006-11) (making
certain amendments to the Moratorium).
\9\ 17 CFR 240.19b-4.
---------------------------------------------------------------------------
The Exchange will issue an Information Memo announcing the
extension of the Moratorium.
2. Statutory Basis
The basis under the Securities Exchange Act of 1934 (the ``Act'')
for this proposed rule change is the requirement under Section 6(b)(5)
that an exchange have rules that are designed to promote just and
equitable principles of trade, to remove impediments to and perfect the
mechanism of a free and open market and a national market system and,
in general, to protect investors and the public interest. The Exchange
believes that the instant filing is consistent with these principles.
Based on its review of data associated with RCMM and CT trading, the
Exchange has concluded that RCMMs and CTs no longer serve as viable
supplemental market makers. In this instant filing, the Exchange seeks
an extension of the Moratorium to complete the 19b-4 rule filing
process following its proposed rule filing to eliminate RCMMs and CTs
as viable classes of NYSE traders.
B. Self-Regulatory Organization's Statement on Burden on Competition
The Exchange does not believe that the proposed rule change will
impose any burden on competition that is not necessary or appropriate
in furtherance of the purposes of the Act.
C. Self-Regulatory Organization's Statement on Comments on the Proposed
Rule Change Received From Members, Participants, or Others
No written comments were solicited or received with respect to the
proposed rule change.
III. Date of Effectiveness of the Proposed Rule Change and Timing for
Commission Action
The proposed rule change has become effective pursuant to Section
19(b)(3)(A) of the Act \10\ and Rule 19b-4(f)(6)
[[Page 32664]]
thereunder \11\ because the foregoing proposed rule: (i) Does not
significantly affect the protection of investors or the public
interest; (ii) does not impose any significant burden on competition;
and (iii) does not become operative for 30 days after the date of
filing, or such shorter time as the Commission may designate if
consistent with the protection of investors and the public
interest.\12\
---------------------------------------------------------------------------
\10\ 15 U.S.C. 78s(b)(3)(A).
\11\ 17 CFR 240.19b-4(f)(6).
\12\ In addition, Rule 19b-4(f)(6)(iii) requires the self-
regulatory organization to give the Commission notice of its intent
to file the proposed rule change, along with a brief description and
text of the proposed rule change, at least five business days prior
to the date of filing of the proposed rule change, or such shorter
time as designated by the Commission. NYSE has satisfied this
requirement.
---------------------------------------------------------------------------
A proposed rule change filed pursuant to Rule 19b-4(f)(6) under the
Act \13\ normally does not become operative for 30 days after the date
of its filing. However, Rule 19b-4(f)(6)(iii) \14\ permits the
Commission to designate a shorter time if such action is consistent
with the protection of investors and the public interest. The NYSE has
requested that the Commission waive the 30-day operative delay. The
Commission believes that waiving the 30-day operative delay is
consistent with the protection of investors and the public interest
because it would allow the Moratorium to continue without interruption
while awaiting the completion of the rule filing process with respect
to SR-NYSE-2009-08. Therefore, the Commission designates that the
proposed rule change become operative immediately.\15\
---------------------------------------------------------------------------
\13\ 17 CFR 240.19b-4(f)(6).
\14\ 17 CFR 240.19b-4(f)(6)(iii).
\15\ For purposes only of waiving the 30-day operative delay,
the Commission has considered the proposed rule's impact on
efficiency, competition, and capital formation. 15 U.S.C. 78c(f).
---------------------------------------------------------------------------
At any time within 60 days of the filing of the proposed rule
change, the Commission may summarily abrogate such rule change if it
appears to the Commission that such action is necessary or appropriate
in the public interest, for the protection of investors, or otherwise
in furtherance of the purposes of the Act.
IV. Solicitation of Comments
Interested persons are invited to submit written data, views, and
arguments concerning the foregoing, including whether the proposed rule
change is consistent with the Act. Comments may be submitted by any of
the following methods:
Electronic Comments
Use the Commission's Internet comment form (https://www.sec.gov/rules/sro.shtml); or
Send an e-mail to rule-comments@sec.gov. Please include
File Number SR-NYSE-2009-62 on the subject line.
Paper Comments
Send paper comments in triplicate to Elizabeth M. Murphy,
Secretary, Securities and Exchange Commission, 100 F Street, NE.,
Washington, DC 20549-1090.
All submissions should refer to File Number SR-NYSE-2009-62. This file
number should be included on the subject line if e-mail is used. To
help the Commission process and review your comments more efficiently,
please use only one method. The Commission will post all comments on
the Commission's Internet Web site (https://www.sec.gov/rules/sro.shtml). Copies of the submission, all subsequent amendments, all
written statements with respect to the proposed rule change that are
filed with the Commission, and all written communications relating to
the proposed rule change between the Commission and any person, other
than those that may be withheld from the public in accordance with the
provisions of 5 U.S.C. 552, will be available for inspection and
copying in the Commission's Public Reference Room, 100 F Street, NE.,
Washington, DC 20549, on official business days between the hours of 10
a.m. and 3 p.m. Copies of the filing will also be available for
inspection and copying at the principal office of the self-regulatory
organization. All comments received will be posted without change; the
Commission does not edit personal identifying information from
submissions. You should submit only information that you wish to make
available publicly. All submissions should refer to File Number SR-
NYSE-2009-62 and should be submitted on or before July 29, 2009.
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\16\
---------------------------------------------------------------------------
\16\ 17 CFR 200.30-3(a)(12).
---------------------------------------------------------------------------
Elizabeth M. Murphy,
Secretary.
[FR Doc. E9-15994 Filed 7-7-09; 8:45 am]
BILLING CODE 8010-01-P
