Submission for OMB Review; Comment Request, 32013 [E9-15777]
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Federal Register / Vol. 74, No. 127 / Monday, July 6, 2009 / Notices
Trust Indenture Act of 1939 (15 U.S.C.
77aaa et seq.). Form T–6 provides the
basis for determining if the foreign
corporate trustee is qualified. Form T–
6 takes approximately 17 burden hours
per response and is filed by
approximately 15 respondents annually.
We estimate that 25% of the 17 hours
(4.25 hours) is prepared by the filer for
an annual reporting burden of 64 hours
(4.25 hours per response × 15
responses).
Written comments are invited on: (a)
Whether this proposed collection of
information is necessary for the proper
performance of the functions of the
agency, including whether the
information will have practical utility;
(b) the accuracy of the agency’s estimate
of the burden imposed by the collection
of information; (c) ways to enhance the
quality, utility, and clarity of the
information collected; and (d) ways to
minimize the burden of the collections
of information on respondents,
including through the use of automated
collection techniques or other forms of
information technology. Consideration
will be given to comments and
suggestions submitted in writing within
60 days of this publication.
Please direct your written comments
to Charles Boucher, Director/CIO,
Securities and Exchange Commission,
C/O Shirley Martinson, 6432 General
Green Way, Alexandria, Virginia 22312,
or send an e-mail to:
PRA_Mailbox@sec.gov.
Dated: June 29, 2009.
Elizabeth M. Murphy,
Secretary.
[FR Doc. E9–15721 Filed 7–2–09; 8:45 am]
BILLING CODE 8010–01–P
SECURITIES AND EXCHANGE
COMMISSION
Submission for OMB Review;
Comment Request
Upon Written Request, Copies Available
From: U.S. Securities and Exchange
Commission, Office of Investor
Education and Advocacy,
Washington, DC 20549–0213.
mstockstill on PROD1PC66 with NOTICES
Extension:
Interagency Statement on Sound Practices
Concerning Elevated Risk Complex
Structured Finance Activities. OMB
Control No. 3235–0622, SEC File No.
270–560.
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.) the Securities
and Exchange Commission
(‘‘Commission’’) has submitted to the
Office of Management and Budget
(‘‘OMB’’) a request for approval of
VerDate Nov<24>2008
17:06 Jul 02, 2009
Jkt 217001
extension of the existing collection of
information provided for in the
Interagency Statement on Sound
Practices Concerning Elevated Risk
Complex Structured Finance Activities
(‘‘Statement’’) under the Securities
Exchange Act of 1934 (15 U.S.C. 78a et
seq.) (‘‘Exchange Act’’) and the
Investment Advisers Act of 1940 (15
U.S.C. 80b et seq.) (‘‘Advisers Act’’).
The Statement was issued by the
Commission, together with the Office of
the Comptroller of the Currency, the
Board of Governors of the Federal
Reserve System, the Federal Deposit
Insurance Corporation, and the Office of
Thrift Supervision (together, the
‘‘Agencies’’), in May 2006. The
Statement describes the types of internal
controls and risk management
procedures that the Agencies believe are
particularly effective in assisting
financial institutions to identify and
address the reputational, legal, and
other risks associated with elevated risk
complex structured finance
transactions.
The primary purpose of the Statement
is to ensure that these transactions
receive enhanced scrutiny by the
institution and to ensure that the
institution does not participate in illegal
or inappropriate transactions.
The Commission estimates that
approximately 5 registered brokerdealers or investment advisers will
spend an average of approximately 25
hours per year complying with the
Statement. Thus, the total compliance
burden is estimated to be approximately
125 burden-hours per year.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid
control number. Comments should be
directed to: (i) Desk Officer for the
Securities and Exchange Commission,
Office of Information and Regulatory
Affairs, Office of Management and
Budget, Room 10102, New Executive
Office Building, Washington, DC 20503
or send an e-mail to:
shagufta_ahmed@omb.eop.gov; and (ii)
Charles Boucher, Director/Chief
Information Officer, Securities and
Exchange Commission, c/o Shirley
Martinson, 6432 General Green Way,
Alexandria, VA 22312 or send an e-mail
to PRA_Mailbox@sec.gov. Comments
must be submitted within 30 days of
this notice.
Dated: June 29, 2009.
Elizabeth M. Murphy,
Secretary.
[FR Doc. E9–15777 Filed 7–2–09; 8:45 am]
BILLING CODE 8010–01–P
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SECURITIES AND EXCHANGE
COMMISSION
Submission for OMB Review;
Comment Request
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of Investor
Education and Advocacy,
Washington, DC 20549–0213.
Extension:
Rule 11a–2, SEC File No. 270–267, OMB
Control No. 3235–0272.
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission (the
‘‘Commission’’) has submitted to the
Office of Management and Budget a
request for extension of the previously
approved collection of information
discussed below.
Rule 11a–2 (17 CFR 270.11a–2) under
the Investment Company Act of 1940
(15 U.S.C. 80a–1 et seq.) permits certain
registered insurance company separate
accounts, subject to certain conditions,
to make exchange offers without prior
approval by the Commission of the
terms of those offers. Rule 11a–2
requires disclosure, in certain
registration statements filed pursuant to
the Securities Act of 1933 (15 U.S.C. 77a
et seq.) of any administrative fee or sales
load imposed in connection with an
exchange offer.
There are currently 743 registrants
governed by Rule 11a–2. The
Commission includes the estimated
burden of complying with the
information collection required by Rule
11a–2 in the total number of burden
hours estimated for completing the
relevant registration statements and
reports the burden of Rule 11a–2 in the
separate PRA submissions for those
registration statements (see the separate
PRA submissions for Form N–3 (17 CFR
274.11b), Form N–4 (17 CFR 274.11c)
and Form N–6 (17 CFR 274.11d). The
Commission is requesting a burden of
one hour for Rule 11a–2 for
administrative purposes.
The estimate of average burden hours
is made solely for the purposes of the
Paperwork Reduction Act, and is not
derived from a comprehensive or even
a representative survey or study of the
costs of Commission rules or forms.
With regard to Rule 11a–2, the
Commission includes the estimate of
burden hours in the total number of
burden hours estimated for completing
the relevant registration statements and
reported on the separate PRA
submissions for those statements (see
the separate PRA submissions for Form
N–3, Form N–4 and Form N–6).
E:\FR\FM\06JYN1.SGM
06JYN1
]]>Agencies
[Federal Register Volume 74, Number 127 (Monday, July 6, 2009)]
[Notices]
[Page 32013]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-15777]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
Submission for OMB Review; Comment Request
Upon Written Request, Copies Available From: U.S. Securities and
Exchange Commission, Office of Investor Education and Advocacy,
Washington, DC 20549-0213.
Extension:
Interagency Statement on Sound Practices Concerning Elevated Risk
Complex Structured Finance Activities. OMB Control No. 3235-0622,
SEC File No. 270-560.
Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (44 U.S.C. 3501 et seq.) the Securities and Exchange Commission
(``Commission'') has submitted to the Office of Management and Budget
(``OMB'') a request for approval of extension of the existing
collection of information provided for in the Interagency Statement on
Sound Practices Concerning Elevated Risk Complex Structured Finance
Activities (``Statement'') under the Securities Exchange Act of 1934
(15 U.S.C. 78a et seq.) (``Exchange Act'') and the Investment Advisers
Act of 1940 (15 U.S.C. 80b et seq.) (``Advisers Act'').
The Statement was issued by the Commission, together with the
Office of the Comptroller of the Currency, the Board of Governors of
the Federal Reserve System, the Federal Deposit Insurance Corporation,
and the Office of Thrift Supervision (together, the ``Agencies''), in
May 2006. The Statement describes the types of internal controls and
risk management procedures that the Agencies believe are particularly
effective in assisting financial institutions to identify and address
the reputational, legal, and other risks associated with elevated risk
complex structured finance transactions.
The primary purpose of the Statement is to ensure that these
transactions receive enhanced scrutiny by the institution and to ensure
that the institution does not participate in illegal or inappropriate
transactions.
The Commission estimates that approximately 5 registered broker-
dealers or investment advisers will spend an average of approximately
25 hours per year complying with the Statement. Thus, the total
compliance burden is estimated to be approximately 125 burden-hours per
year.
An agency may not conduct or sponsor, and a person is not required
to respond to, a collection of information unless it displays a
currently valid control number. Comments should be directed to: (i)
Desk Officer for the Securities and Exchange Commission, Office of
Information and Regulatory Affairs, Office of Management and Budget,
Room 10102, New Executive Office Building, Washington, DC 20503 or send
an e-mail to: shagufta_ahmed@omb.eop.gov; and (ii) Charles Boucher,
Director/Chief Information Officer, Securities and Exchange Commission,
c/o Shirley Martinson, 6432 General Green Way, Alexandria, VA 22312 or
send an e-mail to PRA_Mailbox@sec.gov. Comments must be submitted
within 30 days of this notice.
Dated: June 29, 2009.
Elizabeth M. Murphy,
Secretary.
[FR Doc. E9-15777 Filed 7-2-09; 8:45 am]
BILLING CODE 8010-01-P
