Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees Charged for the Floor Member Continuing Education Program for Qualified Floor Members Pursuant to NYSE Rule 103A, 26454-26456 [E9-12716]
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26454
Federal Register / Vol. 74, No. 104 / Tuesday, June 2, 2009 / Notices
AutoEx for the purpose of increasing the
revenue of the Exchange and adequately
funding its regulatory and general
business functions. The proposed
modifications are reasonable and
equitably allocated to those ETP Holders
that opt to provide Tape A and C
Displayed Orders in AutoEx, and are not
discriminatory because ETP Holders are
free to elect whether or not to send such
orders. Based upon the information
above, the Exchange believes that the
proposed rule change is consistent with
the protection of investors and the
public interest.
Operative Date and Notice
The Exchange intends to utilize the
proposed calculation effective upon
filing of this proposed rule as it
performs the calculations to determine
the May, 2009 AutoEx Displayed Order
Liquidity Adding Tape A/C Rebates.5
Pursuant to Exchange Rule 16.1(c), the
Exchange will ‘‘provide ETP Holders
with notice of all relevant dues, fees,
assessments and charges of the
Exchange’’ through the issuance of a
Regulatory Circular of the changes to the
Fee Schedule and will post a copy of the
rule filing on the Exchange’s Web site
(https://www.nsx.com).
Statutory Basis
The Exchange believes that the
proposed rule change is consistent with
the provisions of Section 6(b) of the
Act,6 in general, and Section 6(b)(4) of
the Act,7 in particular, in that it is
designed to provide for the equitable
allocation of reasonable dues, fees and
other charges among its members and
other persons using the facilities of the
Exchange. Moreover, the proposed fee
and rebate structure is not
discriminatory in that all ETP Holders
are eligible to submit (or not submit)
liquidity adding trades and quotes, and
may do so at their discretion in the daily
volumes they choose during the course
of the measurement period.
B. Self-Regulatory Organization’s
Statement on Burden on Competition
The Exchange does not believe that
the proposed rule change will impose
any inappropriate burden on
competition.
5 The Exchange has determined that its
application of the proposed modification of the
calculation of average daily volume as it applies to
the entire current calendar month could only
benefit ETP Holders by serving to increase the
amount of their AutoEx Displayed Order Liquidity
Adding Tape A/C Rebate for such month. In
addition, the Exchange has determined that such
application will not adversely impact the general
operating revenues of the Exchange.
6 15 U.S.C. 78f(b).
7 15 U.S.C. 78f(b)(4).
VerDate Nov<24>2008
16:43 Jun 01, 2009
Jkt 217001
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants, or Others
The Exchange has neither solicited
nor received written comments on the
proposed rule change.
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
The proposed rule change has taken
effect upon filing pursuant to Section
19(b)(3)(A)(ii) of the Act 8 and
subparagraph (f)(2) of Rule 19b–4 9
thereunder, because, as provided in
(f)(2), it changes ‘‘a due, fee or other
charge applicable only to a member’’
(known on the Exchange as an ETP
Holder). At any time within sixty (60)
days of the filing of such proposed rule
change, the Commission may summarily
abrogate such rule change if it appears
to the Commission that such action is
necessary or appropriate in the public
interest, for the protection of investors,
or otherwise in furtherance of the
purposes of the Act.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an e-mail to rulecomments@sec.gov. Please include File
Number SR–NSX–2009–03 on the
subject line.
Paper Comments
• Send paper comments in triplicate
to Elizabeth M. Murphy, Secretary,
Securities and Exchange Commission,
100 F Street, NE., Washington, DC
20549–1090.
All submissions should refer to File
Number SR–NSX–2009–03. This file
number should be included on the
subject line if e-mail is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for inspection and copying in
the Commission’s Public Reference
Room, 100 F Street, NE., Washington,
DC 20549, on official business days
between the hours of 10 a.m. and 3 p.m.
Copies of the filing will also be available
for inspection and copying at the
principal office of the self-regulatory
organization. All comments received
will be posted without change; the
Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File Number SR–NSX–
2009–03 and should be submitted on or
before June 23, 2009.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.10
Florence E. Harmon,
Deputy Secretary.
[FR Doc. E9–12713 Filed 6–1–09; 8:45 am]
BILLING CODE 8010–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–59979; File No. SR–NYSE–
2009–52]
Self-Regulatory Organizations; New
York Stock Exchange LLC; Notice of
Filing and Immediate Effectiveness of
Proposed Rule Change Amending the
Fees Charged for the Floor Member
Continuing Education Program for
Qualified Floor Members Pursuant to
NYSE Rule 103A
May 27, 2009.
Pursuant to Section 19(b)(1) 1 of the
Securities Exchange Act of 1934 (the
‘‘Act’’) 2 and Rule 19b–4 thereunder,3
notice is hereby given that, on May 22,
2009, New York Stock Exchange LLC
(‘‘NYSE’’ or the ‘‘Exchange’’) filed with
the Securities and Exchange
Commission (the ‘‘Commission’’) the
proposed rule change as described in
Items I, II, and III below, which Items
have been prepared by the selfregulatory organization. The
Commission is publishing this notice to
10 17
CFR 200.30–3(a)(12).
U.S.C.78s(b)(1).
2 15 U.S.C. 78a.
3 17 CFR 240.19b–4.
1 15
8 15
9 17
PO 00000
U.S.C. 78s(b)(3)(A)(ii).
CFR 240.19b–4 [sic].
Frm 00094
Fmt 4703
Sfmt 4703
E:\FR\FM\02JNN1.SGM
02JNN1
Federal Register / Vol. 74, No. 104 / Tuesday, June 2, 2009 / Notices
solicit comments on the proposed rule
change from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange proposes to amend,
effective immediately, the fees charged
for the Floor Member Continuing
Education Program for qualified Floor
members pursuant to NYSE Rule 103A,
from a fixed flat $50 fee per training
module, to an $80 flat fee per training
module. The text of the proposed rule
change is available at the Exchange, the
Commission’s Public Reference Room,
and https://www.nyse.com.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
self-regulatory organization included
statements concerning the purpose of,
and basis for, the proposed rule change
and discussed any comments it received
on the proposed rule change. The text
of those statements may be examined at
the places specified in Item IV below.
The Exchange has prepared summaries,
set forth in sections A, B, and C below,
of the most significant parts of such
statements.
A. Self-Regulatory Organization’s
Statement of the Purpose of, and the
Statutory Basis for, the Proposed Rule
Change
1. Purpose
As required by NYSE Rule 103A, the
Exchange provides Floor members with
a mandatory continuing education
program, known as the Floor Member
Continuing Education Program (‘‘FMCE
Program’’). The Exchange proposes to
amend, effective immediately, the fees
charged for the Floor Member
Continuing Education Program for
qualified Floor members. Currently,
members pay a fee of $50 per training
module. The Exchange is proposing to
increase the fee to $80 per training
module for 2009.
Members must complete all
Exchange-mandated FMCE programs.
As originally offered, the program
consisted of live and video-taped
lectures. Subsequently, the Exchange
updated the program and began
delivering FMCE content in a
computerized learning laboratory, for
which members were assessed a flat persession fee of $100. Beginning in March
2008, the Exchange began offering the
FMCE Program via a web-based
interactive program that members can
access from an Internet-capable
VerDate Nov<24>2008
16:43 Jun 01, 2009
Jkt 217001
computer. To reflect the delivery
method of the revised, Web-based FMCE
Program, starting in October 2007, the
Exchange changed the fee structure from
a per-session fee to a flat fee of $50 for
each training module offered. For this
flat fee, members are able to access the
FMCE Program during their own time
and from their own computers under
proper compliance supervision.
Members are also able to stop and start
a training module at any point and
return to a module once completed
without any additional charge.
Based upon experience, the revenues
generated from the $50 flat fee for each
training module offered are insufficient
to cover fully the costs associated with
developing and delivering these
modules. For that reason, the Exchange
is proposing to increase the fee in order
to achieve the goal of cost recovery for
the program. The Exchange has
evaluated the program’s costs for 2009
and is proposing to assess a fee of $80
for modules delivered in 2009. The new
fee will not be retroactive and will be
applied following the date of this filing.
Beginning in 2010, the Exchange will
review the fee annually to ensure that
the fee continues to accurately reflect
the Exchange’s development and
delivery costs. Any revenues collected
in a given year that exceed that year’s
actual development and delivery costs
will be credited to the projected
development and delivery costs for the
succeeding year. Similarly, any deficit
may be carried over to the next year for
purposes of assessing the fee. If the
Exchange determines that further fee
changes are necessary, we will submit
appropriate filings with the
Commission.
2. Statutory Basis
The Exchange believes that the
proposed rule change is consistent with
the provisions of Section 6 4 of the
Securities Exchange Act of 1934 (the
‘‘Act’’) 5 in general and Section 6(b)(4) of
the Act 6 in particular, in that the
proposed rule change is designed to
provide for the equitable allocation of
reasonable dues, fees and other charges
among its members and other persons
using its facilities.
B. Self-Regulatory Organization’s
Statement on Burden on Competition
The Exchange does not believe that
the proposed rule change will impose
any burden on competition that is not
necessary or appropriate in furtherance
of the purposes of the Act.
U.S.C. 78f.
U.S.C. 78a et seq.
6 15 U.S.C. 78f(b)(4).
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received from
Members, Participants, or Others
No written comments were solicited
or received with respect to the proposed
rule change.
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
The foregoing rule change is effective
upon filing pursuant to Section
19(b)(3)(A) 7 of the Act and
subparagraph (f)(2) of Rule 19b–4 8
thereunder, because it establishes a due,
fee, or other charge imposed by the
NYSE.
At any time within 60 days of the
filing of the proposed rule change, the
Commission may summarily abrogate
such rule change if it appears to the
Commission that such action is
necessary or appropriate in the public
interest, for the protection of investors,
or otherwise in furtherance of the
purposes of the Act.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an e-mail to rulecomments@sec.gov. Please include File
Number SR–NYSE–2009–52 on the
subject line.
Paper Comments
• Send paper comments in triplicate
to Elizabeth M. Murphy, Secretary,
Securities and Exchange Commission,
100 F Street, NE., Washington, DC
20549–1090.
All submissions should refer to File
Number SR–NYSE–2009–52. This file
number should be included on the
subject line if e-mail is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
4 15
5 15
PO 00000
Frm 00095
Fmt 4703
7 15
8 17
Sfmt 4703
26455
E:\FR\FM\02JNN1.SGM
U.S.C. 78s(b)(3)(A).
CFR 240.19b–4(f)(2).
02JNN1
26456
Federal Register / Vol. 74, No. 104 / Tuesday, June 2, 2009 / Notices
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for inspection and copying in
the Commission’s Public Reference
Section, 100 F Street, NE., Washington,
DC 20549 on official business days
between the hours of 10 a.m. and 3 p.m.
Copies of the filing will also be available
for inspection and copying at the
principal office of the self-regulatory
organization. All comments received
will be posted without change; the
Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File Number SR–NYSE–
2009–52 and should be submitted on or
before June 23, 2009.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.9
Florence E. Harmon,
Deputy Secretary.
[FR Doc. E9–12716 Filed 6–1–09; 8:45 am]
BILLING CODE 8010–01–P
DEPARTMENT OF STATE
[Public Notice: 6643]
60-Day Notice of Proposed Information
Collection: Request for
Reconsideration of Proviso(s); OMB
Control Number 1405–0172.
ACTION: Notice of request for public
comments.
SUMMARY: The Department of State is
seeking Office of Management and
Budget (OMB) approval for information
collection described below. The purpose
of this notice is to allow 60 days for
public comment in the Federal Register
preceding submission to OMB. We are
conducting this process in accordance
with the Paperwork Reduction Act of
1995.
Title of Information Collection:
Request for Reconsideration of
Proviso(s) Determination.
OMB Control Number: 1405–0172.
Type of Request: Extension of
currently approved collection.
Originating Office: Bureau of Political
Military Affairs, Directorate of Defense
Trade Controls, PM/DDTC.
Form Number: None.
Respondents: Business organizations.
9 17
CFR 200.30–3(a)(12).
VerDate Nov<24>2008
16:43 Jun 01, 2009
Jkt 217001
Estimated Number of Respondents:
120 (total).
Estimated Number of Responses: 350
(per year).
Average Hours Per Response: 1 hour.
Total Estimated Burden: 350 hours
(per year).
Frequency: On Occasion.
Obligation to Respond: Mandatory.
DATES: The Department will accept
comments from the public up to 60 days
from August 3, 2009.
ADDRESSES: Comments and questions
should be directed to Mary F. Sweeney,
Office of Defense Trade Controls Policy,
Department of State, who may be
reached via the following methods:
E-mail: Sweeneymf@state.gov.
Mail: Mary F. Sweeney, SA–1, 12th
Floor, Directorate of Defense Trade
Controls, Bureau of Political Military
Affairs, U.S. Department of State,
Washington, DC 20522–0112.
Fax: 202–261–8199.
You must include the information
collection title in the subject line of
your message/letter.
FOR FURTHER INFORMATION CONTACT:
Direct requests for additional
information regarding the collection
listed in this notice, including a copy of
the supporting document, to Mary F.
Sweeney, PM/DDTC, SA–1, 12th Floor,
Directorate of Defense Trade Controls,
Bureau of Political Military Affairs, U.S.
Department of State, Washington, DC
20522–0112, who may be reached via
phone at (202) 663–2865, or via e-mail
at sweeneymf@state.gov.
SUPPLEMENTARY INFORMATION: We are
soliciting public comments to permit
the Department to:
Evaluate whether the proposed
collection of information is necessary
for the proper performance of our
functions.
Evaluate the accuracy of our estimate
of the burden of the proposed
collection, including the validity of the
methodology and assumptions used.
Enhance the quality, utility, and
clarity of the information to be
collected.
Minimize the reporting burden on
those who are to respond, including the
use of automated collection techniques
or other forms of technology.
Abstract of proposed collection: To
request a change in the proviso(s)
placed on an export license, the
applicant submits a letter requesting
reconsideration of a particular
proviso(s).
Methodology: This information
collection is an exchange of letters and
may be sent to the Directorate of
Defense Controls via mail.
PO 00000
Frm 00096
Fmt 4703
Sfmt 4703
Dated: May 22, 2009.
Robert S. Kovac,
Acting Deputy Assistant Secretary for Defense
Trade, Bureau of Political-Military Affairs,
U.S. Department of State.
[FR Doc. E9–12660 Filed 6–1–09; 8:45 am]
BILLING CODE 4710–27–P
DEPARTMENT OF STATE
[Public Notice 6649]
Overseas Security Advisory Council
(Osac) Meeting Notice; Closed Meeting
The Department of State announces a
meeting of the U.S. State Department—
Overseas Security Advisory Council on
June 16 at the U.S. Department of State,
Arlington, Virginia and on June 17 at
the U.S. Department of Homeland
Security, Washington, DC. Pursuant to
Section 10(d) of the Federal Advisory
Committee Act (5 U.S.C. Appendix), 5
U.S.C. 552b(c)(4), and 5 U.S.C.
552b(c)(7)(E), it has been determined
that the meeting will be closed to the
public. The meeting will focus on an
examination of corporate security
policies and procedures and will
involve extensive discussion of trade
secrets and proprietary commercial
information that is privileged and
confidential, and will discuss law
enforcement investigative techniques
and procedures. The agenda will
include updated committee reports, a
global threat overview, and other
matters relating to private sector
security policies and protective
programs and the protection of U.S.
business information overseas.
For more information, contact Marsha
Thurman, Overseas Security Advisory
Council, Department of State,
Washington, DC 20522–2008, phone:
571–345–2214.
Dated: May 4, 2009.
Gregory B. Starr,
Director of the Diplomatic Security Service,
Department of State.
[FR Doc. E9–12825 Filed 6–1–09; 8:45 am]
BILLING CODE 4710–43–P
DEPARTMENT OF STATE
[Public Notice 6648]
Review of Foreign Terrorist
Organization Designation for Kahane
Chai, Also Known as KACH, and Other
Aliases
Pursuant to section 219(a)(4)(C) of the
Immigration and Nationality Act, as
amended (8 U.S.C. 1189 (a)(4)(C)), the
Department of State is undertaking a
review of the designation of the above-
E:\FR\FM\02JNN1.SGM
02JNN1
]]>Agencies
[Federal Register Volume 74, Number 104 (Tuesday, June 2, 2009)]
[Notices]
[Pages 26454-26456]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-12716]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-59979; File No. SR-NYSE-2009-52]
Self-Regulatory Organizations; New York Stock Exchange LLC;
Notice of Filing and Immediate Effectiveness of Proposed Rule Change
Amending the Fees Charged for the Floor Member Continuing Education
Program for Qualified Floor Members Pursuant to NYSE Rule 103A
May 27, 2009.
Pursuant to Section 19(b)(1) \1\ of the Securities Exchange Act of
1934 (the ``Act'') \2\ and Rule 19b-4 thereunder,\3\ notice is hereby
given that, on May 22, 2009, New York Stock Exchange LLC (``NYSE'' or
the ``Exchange'') filed with the Securities and Exchange Commission
(the ``Commission'') the proposed rule change as described in Items I,
II, and III below, which Items have been prepared by the self-
regulatory organization. The Commission is publishing this notice to
[[Page 26455]]
solicit comments on the proposed rule change from interested persons.
---------------------------------------------------------------------------
\1\ 15 U.S.C.78s(b)(1).
\2\ 15 U.S.C. 78a.
\3\ 17 CFR 240.19b-4.
---------------------------------------------------------------------------
I. Self-Regulatory Organization's Statement of the Terms of Substance
of the Proposed Rule Change
The Exchange proposes to amend, effective immediately, the fees
charged for the Floor Member Continuing Education Program for qualified
Floor members pursuant to NYSE Rule 103A, from a fixed flat $50 fee per
training module, to an $80 flat fee per training module. The text of
the proposed rule change is available at the Exchange, the Commission's
Public Reference Room, and https://www.nyse.com.
II. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change
In its filing with the Commission, the self-regulatory organization
included statements concerning the purpose of, and basis for, the
proposed rule change and discussed any comments it received on the
proposed rule change. The text of those statements may be examined at
the places specified in Item IV below. The Exchange has prepared
summaries, set forth in sections A, B, and C below, of the most
significant parts of such statements.
A. Self-Regulatory Organization's Statement of the Purpose of, and the
Statutory Basis for, the Proposed Rule Change
1. Purpose
As required by NYSE Rule 103A, the Exchange provides Floor members
with a mandatory continuing education program, known as the Floor
Member Continuing Education Program (``FMCE Program''). The Exchange
proposes to amend, effective immediately, the fees charged for the
Floor Member Continuing Education Program for qualified Floor members.
Currently, members pay a fee of $50 per training module. The Exchange
is proposing to increase the fee to $80 per training module for 2009.
Members must complete all Exchange-mandated FMCE programs. As
originally offered, the program consisted of live and video-taped
lectures. Subsequently, the Exchange updated the program and began
delivering FMCE content in a computerized learning laboratory, for
which members were assessed a flat per-session fee of $100. Beginning
in March 2008, the Exchange began offering the FMCE Program via a web-
based interactive program that members can access from an Internet-
capable computer. To reflect the delivery method of the revised, Web-
based FMCE Program, starting in October 2007, the Exchange changed the
fee structure from a per-session fee to a flat fee of $50 for each
training module offered. For this flat fee, members are able to access
the FMCE Program during their own time and from their own computers
under proper compliance supervision. Members are also able to stop and
start a training module at any point and return to a module once
completed without any additional charge.
Based upon experience, the revenues generated from the $50 flat fee
for each training module offered are insufficient to cover fully the
costs associated with developing and delivering these modules. For that
reason, the Exchange is proposing to increase the fee in order to
achieve the goal of cost recovery for the program. The Exchange has
evaluated the program's costs for 2009 and is proposing to assess a fee
of $80 for modules delivered in 2009. The new fee will not be
retroactive and will be applied following the date of this filing.
Beginning in 2010, the Exchange will review the fee annually to
ensure that the fee continues to accurately reflect the Exchange's
development and delivery costs. Any revenues collected in a given year
that exceed that year's actual development and delivery costs will be
credited to the projected development and delivery costs for the
succeeding year. Similarly, any deficit may be carried over to the next
year for purposes of assessing the fee. If the Exchange determines that
further fee changes are necessary, we will submit appropriate filings
with the Commission.
2. Statutory Basis
The Exchange believes that the proposed rule change is consistent
with the provisions of Section 6 \4\ of the Securities Exchange Act of
1934 (the ``Act'') \5\ in general and Section 6(b)(4) of the Act \6\ in
particular, in that the proposed rule change is designed to provide for
the equitable allocation of reasonable dues, fees and other charges
among its members and other persons using its facilities.
---------------------------------------------------------------------------
\4\ 15 U.S.C. 78f.
\5\ 15 U.S.C. 78a et seq.
\6\ 15 U.S.C. 78f(b)(4).
---------------------------------------------------------------------------
B. Self-Regulatory Organization's Statement on Burden on Competition
The Exchange does not believe that the proposed rule change will
impose any burden on competition that is not necessary or appropriate
in furtherance of the purposes of the Act.
C. Self-Regulatory Organization's Statement on Comments on the Proposed
Rule Change Received from Members, Participants, or Others
No written comments were solicited or received with respect to the
proposed rule change.
III. Date of Effectiveness of the Proposed Rule Change and Timing for
Commission Action
The foregoing rule change is effective upon filing pursuant to
Section 19(b)(3)(A) \7\ of the Act and subparagraph (f)(2) of Rule 19b-
4 \8\ thereunder, because it establishes a due, fee, or other charge
imposed by the NYSE.
---------------------------------------------------------------------------
\7\ 15 U.S.C. 78s(b)(3)(A).
\8\ 17 CFR 240.19b-4(f)(2).
---------------------------------------------------------------------------
At any time within 60 days of the filing of the proposed rule
change, the Commission may summarily abrogate such rule change if it
appears to the Commission that such action is necessary or appropriate
in the public interest, for the protection of investors, or otherwise
in furtherance of the purposes of the Act.
IV. Solicitation of Comments
Interested persons are invited to submit written data, views, and
arguments concerning the foregoing, including whether the proposed rule
change is consistent with the Act. Comments may be submitted by any of
the following methods:
Electronic Comments
Use the Commission's Internet comment form (https://www.sec.gov/rules/sro.shtml); or
Send an e-mail to rule-comments@sec.gov. Please include
File Number SR-NYSE-2009-52 on the subject line.
Paper Comments
Send paper comments in triplicate to Elizabeth M. Murphy,
Secretary, Securities and Exchange Commission, 100 F Street, NE.,
Washington, DC 20549-1090.
All submissions should refer to File Number SR-NYSE-2009-52. This file
number should be included on the subject line if e-mail is used. To
help the Commission process and review your comments more efficiently,
please use only one method. The Commission will post all comments on
the Commission's Internet Web site (https://www.sec.gov/rules/sro.shtml). Copies of the submission, all subsequent amendments, all
written statements with respect to the proposed rule change that are
filed with the
[[Page 26456]]
Commission, and all written communications relating to the proposed
rule change between the Commission and any person, other than those
that may be withheld from the public in accordance with the provisions
of 5 U.S.C. 552, will be available for inspection and copying in the
Commission's Public Reference Section, 100 F Street, NE., Washington,
DC 20549 on official business days between the hours of 10 a.m. and 3
p.m. Copies of the filing will also be available for inspection and
copying at the principal office of the self-regulatory organization.
All comments received will be posted without change; the Commission
does not edit personal identifying information from submissions. You
should submit only information that you wish to make available
publicly. All submissions should refer to File Number SR-NYSE-2009-52
and should be submitted on or before June 23, 2009.
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\9\
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\9\ 17 CFR 200.30-3(a)(12).
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Florence E. Harmon,
Deputy Secretary.
[FR Doc. E9-12716 Filed 6-1-09; 8:45 am]
BILLING CODE 8010-01-P
