Harvard Industries, Inc., HealthCor Holdings, Inc., and Helm Capital Group, Inc. Order of Suspension of Trading, 21423 [E9-10716]

Download as PDF Federal Register / Vol. 74, No. 87 / Thursday, May 7, 2009 / Notices SECURITIES AND EXCHANGE COMMISSION [File No. 500–1] Harvard Industries, Inc., HealthCor Holdings, Inc., and Helm Capital Group, Inc. Order of Suspension of Trading May 5, 2009. It appears to the Securities and Exchange Commission that there is a lack of current and accurate information concerning the securities of Harvard Industries, Inc. because it has not filed any periodic reports since it filed a Form 10–Q for the period ended June 30, 2001. It appears to the Securities and Exchange Commission that there is a lack of current and accurate information concerning the securities of HealthCor Holdings, Inc. because it has not filed any periodic reports since it filed a Form 10–Q for the period ended March 31, 1999. It appears to the Securities and Exchange Commission that there is a lack of current and accurate information concerning the securities of Helm Capital Group, Inc. because it has not filed any periodic reports since it filed a Form 10–QSB for the period ended September 30, 2000. The Commission is of the opinion that the public interest and the protection of investors require a suspension of trading in the securities of the above-listed companies. Therefore, it is ordered, pursuant to Section 12(k) of the Securities Exchange Act of 1934, that trading in the securities of the above-listed companies is suspended for the period from 9:30 a.m. EDT on May 5, 2009, through 11:59 p.m. EDT on May 18, 2009. By the Commission. Jill M. Peterson, Assistant Secretary. [FR Doc. E9–10716 Filed 5–5–09; 4:15 pm] Electronic Comments • Use the Commission’s Internet comment form (https://www.sec.gov/ news/press.shtml); or • Send an e-mail to rulecomments@sec.gov. Please include File Number 4–581 on the subject line. BILLING CODE 8010–01–P SECURITIES AND EXCHANGE COMMISSION [Release No. 34–59855; File No. 4–581] Roundtable on Short Selling Price Test Restrictions and Short Sale Circuit Breakers AGENCY: Securities and Exchange Commission. ACTION: Notice of roundtable discussion; request for comment. SUMMARY: In light of current instability in the financial markets and the erosion VerDate Nov<24>2008 17:03 May 06, 2009 Jkt 217001 of investor confidence, the Commission is evaluating the issue of short sale price test restrictions and short sale circuit breakers. On April 8, 2009, the Commission unanimously voted to propose two new approaches to short selling regulation. The first approach proposes two permanent market-wide short sale price test restrictions. The second approach proposes three circuit breaker rules that, when triggered by a significant intraday decline in a security’s price, would impose either a temporary halt on short selling of an individual security, or a temporary price test restriction. The proposing release is available on the Commission’s Internet Web site at https://www.sec.gov/rules/proposed/ 2009/34–59748.pdf. The Commission will host a roundtable to discuss the effectiveness and impact of short sale price test restrictions generally, as well as the proposed regulatory alternatives. The roundtable discussion will be held in the auditorium of the Securities and Exchange Commission headquarters at 100 F Street, NE., in Washington, DC on May 5, 2009 from 10 a.m. to approximately 3:30 p.m. The public is invited to observe the roundtable discussion. Seating will be available on a first-come, first-served basis. The roundtable discussion also will be available via webcast on the Commission’s Web site at https:// www.sec.gov. DATES: The roundtable discussion will take place on May 5, 2009. The Commission will accept comments regarding issues addressed in the roundtable discussion and otherwise regarding the proposed rule amendments until June 19, 2009. ADDRESSES: Comments may be submitted by any of the following methods: Paper Comments • Send paper comments in triplicate to Elizabeth M. Murphy, Secretary, Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549–1090. All submissions should refer to File Number 4–581. This file number should be included on the subject line if e-mail is used. To help us process and review your comments more efficiently, please use only one method. The Commission PO 00000 Frm 00113 Fmt 4703 Sfmt 4703 21423 will post all comments on the Commission’s Internet Web site (https:// www.sec.gov). Comments are also available for public inspection and copying in the Commission’s Public Reference Room, 100 F Street, NE., Washington, DC 20549, on official business days between the hours of 10 a.m. and 3 p.m. All comments received will be posted without change; we do not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. FOR FURTHER INFORMATION CONTACT: The Division of Trading and Markets, at (202) 551–5720, Securities and Exchange Commission, 100 F Street, NE., Washington DC 20549–7561. SUPPLEMENTARY INFORMATION: On April 8, 2009, the Commission proposed amendments to Rule 201 of Regulation SHO under the Securities Exchange Act of 1934. The proposed amendments would permanently place restrictions on the prices at which NMS stocks may be sold short (‘‘short sale price tests’’ or ‘‘short sale price test restrictions’’) or would impose temporary limitations on short selling in a particular NMS stock during a specified market decline in the price of that security (‘‘proposed circuit breaker rules’’). In connection with the proposed short sale price tests and the proposed circuit breaker rules, the Commission also proposed to amend Regulation SHO to require that a brokerdealer mark a sell order ‘‘short exempt’’ if the seller is relying on an exception to a proposed short sale price test restriction or a proposed circuit breaker rule. The proposed amendments would come almost two years after the Commission eliminated all short sale price test restrictions in July 2007. Prior to removing short sale price test restrictions, the Commission reviewed the issue extensively, sought public comment and directed staff study and empirical analysis on the market impact of short sale price test restrictions over a period of several years. As the current financial crisis has continued to erode investor confidence, the Commission has received requests from many commenters to consider imposing restrictions with regard to short selling, in particular to reinstate some form of short sale price test restrictions. Due to the extreme current market conditions, the Commission believes it is appropriate at this time to examine and seek comment on whether to impose a short sale price test or a short sale circuit breaker rule. The May 5, 2009 roundtable will help ensure that any policy decisions the Commission E:\FR\FM\07MYN1.SGM 07MYN1

Agencies

[Federal Register Volume 74, Number 87 (Thursday, May 7, 2009)]
[Notices]
[Page 21423]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-10716]



[[Page 21423]]

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SECURITIES AND EXCHANGE COMMISSION

[File No. 500-1]


Harvard Industries, Inc., HealthCor Holdings, Inc., and Helm 
Capital Group, Inc. Order of Suspension of Trading

May 5, 2009.
    It appears to the Securities and Exchange Commission that there is 
a lack of current and accurate information concerning the securities of 
Harvard Industries, Inc. because it has not filed any periodic reports 
since it filed a Form 10-Q for the period ended June 30, 2001.
    It appears to the Securities and Exchange Commission that there is 
a lack of current and accurate information concerning the securities of 
HealthCor Holdings, Inc. because it has not filed any periodic reports 
since it filed a Form 10-Q for the period ended March 31, 1999.
    It appears to the Securities and Exchange Commission that there is 
a lack of current and accurate information concerning the securities of 
Helm Capital Group, Inc. because it has not filed any periodic reports 
since it filed a Form 10-QSB for the period ended September 30, 2000.
    The Commission is of the opinion that the public interest and the 
protection of investors require a suspension of trading in the 
securities of the above-listed companies.
    Therefore, it is ordered, pursuant to Section 12(k) of the 
Securities Exchange Act of 1934, that trading in the securities of the 
above-listed companies is suspended for the period from 9:30 a.m. EDT 
on May 5, 2009, through 11:59 p.m. EDT on May 18, 2009.

    By the Commission.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. E9-10716 Filed 5-5-09; 4:15 pm]
BILLING CODE 8010-01-P
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