Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940, 19607-19609 [E9-9749]
Download as PDF
Federal Register / Vol. 74, No. 81 / Wednesday, April 29, 2009 / Notices
pwalker on PROD1PC71 with NOTICES
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) has submitted to the
Office of Management and Budget a
request for extension of the previously
approved collection of information
discussed below.
Form F–9 (17 CFR 239.39) is a
registration statement under the
Securities Act of 1933 (15 U.S.C. 77a et
seq.) that is used to register investment
grade debt or investment grade preferred
securities that are offered for cash or in
connection with an exchange, offer and
are either non-convertible or not
convertible for a period of at least one
year from the date of issuance and
thereafter are only convertible into a
security of another class of the issuer.
The purpose of the information
collection is to permit verification of
compliance with securities law
requirements and to assure the public
availability and dissemination of such
information. The principal function of
the Commission’s forms and rules under
the securities laws’ disclosure
provisions is to make information
available to the investors. Form F–9 is
a public document and the information
provided is mandatory. We estimate that
Form F–9 takes approximately 25 hours
per response and it is filed by 18
respondents. We further estimate that
25% of the 25 hours per response (6.25
hours) is prepared by the issuer for an
annual reporting burden of 113 hours
(6.25 hours per response × 18
responses).
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid
control number.
Written comments regarding the
above information should be directed to
the following persons: (i) Desk Officer
for the Securities and Exchange
Commission, Office of Information and
Regulatory Affairs, Office of
Management and Budget, Room 10102,
New Executive Office Building,
Washington, DC 20503 or send an email to Shagufta_Ahmed@omb.eop.gov;
and (ii) Charles Boucher, Director/CIO.
Securities and Exchange Commission,
C/O Shirley Martinson, 6432 General
Green Way, Alexandria, VA 22312; or
send an e-mail to:
PRA_Mailbox@sec.gov. Comments must
be submitted to OMB within 30 days of
this notice.
Dated: April 22, 2009.
Elizabeth M. Murphy,
Secretary.
[FR Doc. E9–9673 Filed 4–28–09; 8:45 am]
BILLING CODE 8010–01–P
VerDate Nov<24>2008
17:48 Apr 28, 2009
Jkt 217001
SECURITIES AND EXCHANGE
COMMISSION
[Release No. IC–28713]
Notice of Applications for
Deregistration Under Section 8(f) of the
Investment Company Act of 1940
April 23, 2009.
The following is a notice of
applications for deregistration under
section 8(f) of the Investment Company
Act of 1940 for the month of April,
2009. A copy of each application may be
obtained via the Commission’s website
by searching for the file number, or an
applicant using the Company name box,
at https://www.sec.gov/search/
search.htm or by calling (202) 551–
8090. An order granting each
application will be issued unless the
SEC orders a hearing. Interested persons
may request a hearing on any
application by writing to the SEC’s
Secretary at the address below and
serving the relevant applicant with a
copy of the request, personally or by
mail. Hearing requests should be
received by the SEC by 5:30 p.m. on
May 19, 2009, and should be
accompanied by proof of service on the
applicant, in the form of an affidavit or,
for lawyers, a certificate of service.
Hearing requests should state the nature
of the writer’s interest, the reason for the
request, and the issues contested.
Persons who wish to be notified of a
hearing may request notification by
writing to the Secretary, U.S. Securities
and Exchange Commission, 100 F
Street, NE., Washington, DC 20549–
1090.
For Further Information Contact:
Diane L. Titus at (202) 551–6810, SEC,
Division of Investment Management,
Office of Investment Company
Regulation, 100 F Street, NE.,
Washington, DC 20549–4041.
BBH U.S. Money Market Portfolio [File
No. 811–8842]; BBH Prime Institutional
Money Market Fund, Inc. [File No. 811–
10073]
Summary: Each applicant seeks an
order declaring that it has ceased to be
an investment company. On June 11,
2007, each applicant made a liquidating
distribution to its shareholders, based
on net asset value. Applicants incurred
no expenses in connection with the
liquidations.
Filing Date: The applications were
filed on April 15, 2009.
Applicants’ Address: 40 Water St.,
Boston, MA 02109.
NETS Trust [File No. 811–22140]
Summary: Applicant seeks an order
declaring that it has ceased to be an
PO 00000
Frm 00123
Fmt 4703
Sfmt 4703
19607
investment company. On February 20,
2009, applicant made a liquidating
distribution to its shareholders, based
on net asset value. Expenses of $88,000
incurred in connection with the
liquidation were paid by Northern Trust
Investments, N.A. (‘‘NTI’’), applicant’s
investment adviser. Applicant has
receivables related to expected
dividends and foreign tax reclaims
totaling $65,000. The receivables are offset by a liability to NTI, who advanced
$65,000 to applicant on the date of the
liquidation.
Filing Date: The application was filed
on April 13, 2009.
Applicant’s Address: 50 South
LaSalle St., Chicago, IL 60603.
HealthShares TM, Inc. [File No. 811–
21855]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On December 31,
2008, applicant made a liquidating
distribution to its shareholders, based
on net asset value. Expenses of $66,352
incurred in connection with the
liquidation were paid by XShares
Advisors LLC, applicant’s investment
adviser.
Filing Date: The application was filed
on March 30, 2009.
Applicant’s Address: 420 Lexington
Ave., Suite 2550, New York, NY 10170.
Goldman Sachs Hedge Fund Partners
Registered Fund, LLC [File No. 811–
21376]
Summary: Applicant, a closed-end
investment company and a feeder fund
in a master-feeder structure, seeks an
order declaring that it has ceased to be
an investment company. On February
13, 2009, applicant made a liquidating
distribution to its shareholders, based
on net asset value. Expenses of $18,050
incurred in connection with the
liquidation were paid or will be paid by
Goldman Sachs Hedge Fund Strategies
LLC, the master fund’s investment
adviser, or an affiliate.
Filing Date: The application was filed
on March 23, 2009.
Applicant’s Address: One New York
Plaza, 39th Floor, New York, NY 10004.
Goldman Sachs Hedge Fund Partners
Registered Master Fund, LLC [File No.
811–21721]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. On February 13,
2009, applicant made a liquidating
distribution to its shareholders, based
on net asset value. Expenses of $21,650
incurred in connection with the
liquidation were paid or will be paid by
E:\FR\FM\29APN1.SGM
29APN1
19608
Federal Register / Vol. 74, No. 81 / Wednesday, April 29, 2009 / Notices
Goldman Sachs Hedge Fund Strategies
LLC, applicant’s investment adviser, or
an affiliate.
Filing Date: The application was filed
on March 23, 2009.
Applicant’s Address: One New York
Plaza, 39th Floor, New York, NY 10004.
Capital One Funds [File No. 811–5536]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On November 24,
2008, applicant transferred its assets to
corresponding series of Fidelity Advisor
Series 1, Fidelity Income Fund, Fidelity
Colchester Street Trust and Fidelity
Fixed Income Trust, based on net asset
value. Expenses of $962,000 incurred in
connection with the reorganization were
paid by applicant’s investment adviser,
Capital One Asset Management, and its
affiliates, and by Fidelity Management &
Research Company, the investment
adviser to the surviving fund.
Filing Dates: The application was
filed on March 11, 2009, and amended
on April 16, 2009.
Applicant’s Address: 3435 Stelzer
Rd., Columbus, OH 43219.
Domini Social Trust [File No. 811–5824]
Summary: Applicant, a master fund in
a master-feeder structure, seeks an order
declaring that it has ceased to be an
investment company. On November 28,
2008, applicant’s sole remaining feeder
fund, Domini Social Investment Trust,
redeemed its interest in applicant, based
on net asset value. Applicant incurred
no expenses in connection with its
subsequent liquidation.
Filing Dates: The application was
filed on February 13, 2009, and
amended on April 17, 2009.
Applicant’s Address: 536 Broadway,
7th Floor, New York, NY 10012.
pwalker on PROD1PC71 with NOTICES
Dreyfus California Intermediate
Municipal Bond Fund [File No. 811–
6610]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On June 5, 2007,
applicant transferred its assets to
Dreyfus Premier California Tax Exempt
Bond Fund, Inc. (Class Z shares), based
on net asset value. Expenses of $30,124
incurred in connection with the
reorganization were paid by The
Dreyfus Corporation, applicant’s
investment adviser.
Filing Dates: The application was
filed on September 4, 2008, and
amended on April 14, 2009.
Applicant’s Address: c/o The Dreyfus
Corporation, 200 Park Ave., New York,
NY 10166.
VerDate Nov<24>2008
17:48 Apr 28, 2009
Jkt 217001
Aetos Capital Market Neutral Strategies
Fund, LLC [File No. 811–21060]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. On October 31,
2008, applicant transferred its assets to
Aetos Capital Multi-Strategy Arbitrage
Fund, LLC, based on net asset value.
Expenses of $200,000 incurred in
connection with the reorganization were
paid by applicant.
Filing Dates: The application was
filed on December 29, 2008, and
amended on April 7, 2009.
Applicant’s Address: c/o Aetos
Capital, LLC, 875 Third Ave., New York,
NY 10022.
New River Funds [File No. 811–21384]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On August 28,
2008, applicant’s New River Core Equity
Fund series made a liquidating
distribution to its shareholders, based
on net asset value. On November 6,
2008, applicant’s New River Small Cap
Fund series transferred its assets to
Southern Sun Small Cap Fund, a series
of Northern Lights Fund Trust, based on
net asset value. Expenses of $283,338
incurred in connection with the
liquidation and reorganization were
paid by Third Security, LLC, the former
parent of applicant’s investment
adviser, and SouthernSun Asset
Management, Inc., applicant’s subadviser.
Filing Dates: The application was
filed on December 31, 2008, and
amended on April 6, 2009.
Applicant’s Address: 1881 Grove
Ave., Radford, VA 24141.
Evergreen Investment Trust [File No.
811–4154]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On or about
December 22, 1997, applicant
transferred its assets to a corresponding
series of Evergreen Money Market Trust,
based on net asset value. Applicant paid
the expenses incurred in connection
with the reorganization.
Filing Date: The application was filed
on October 2, 2008.
Applicant’s Address: 200 Berkeley St.,
Boston, MA 02116.
Mellon Institutional Funds Master
Portfolio [File No. 811–7603]
Summary: Applicant, a master fund in
a master-feeder structure, seeks an order
declaring that it has ceased to be an
investment company. On the last day of
the fiscal year for each of applicant’s
feeder funds (September 19, 2007 for
PO 00000
Frm 00124
Fmt 4703
Sfmt 4703
five of the feeder funds and October 25,
2007 for four of the feeder funds), each
feeder fund redeemed its interest in
applicant’s corresponding master fund,
based on net asset value. Applicant
incurred no expenses in connection
with the liquidation.
Filing Dates: The application was
filed on December 5, 2008 and amended
on April 1, 2009.
Applicant’s Address: BNY Mellon
Financial Center, One Boston Pl.,
Boston, MA 02108.
U.S. Global Accolade Funds [File No.
811–7662]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On October 1,
2008, applicant transferred its assets to
U.S. Global Investors Funds, based on
net asset value. Expenses of $2,932,909
incurred in connection with the
reorganization were paid by U.S. Global
Investors, Inc., applicant’s investment
adviser.
Filing Dates: The application was
filed on December 4, 2008 and amended
on April 1, 2009.
Applicant’s Address: 7900 Callaghan
Rd., San Antonio, TX 78229.
AllianceBernstein Global Health Care
Fund, Inc. [File No. 811–9329]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On October 31,
2008, applicant transferred its assets to
AllianceBernstein Global Thematic
Growth Fund, Inc., based on net asset
value. Expenses of $227,000 incurred in
connection with the reorganization were
paid by applicant.
Filing Dates: The application was
filed on February 24, 2009 and amended
on March 31, 2009.
Applicant’s Address: 1345 Avenue of
the Americas, New York, NY 10105.
Heritage Income Trust [File No. 811–
5853]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On October 10,
2008, applicant transferred its assets to
Legg Mason Partners Income Trust,
based on net asset value. Expenses of
approximately $205,785 incurred in
connection with the reorganization were
paid by Heritage Asset Management,
Inc., applicant’s investment adviser, and
Legg Mason Partners Fund Advisor, the
acquiring fund’s investment adviser.
Filing Dates: The application was
filed on March 2, 2009, and amended on
April 17, 2009.
Applicant’s Address: 880 Carillon
Parkway, St. Petersburg, FL 33716.
E:\FR\FM\29APN1.SGM
29APN1
Federal Register / Vol. 74, No. 81 / Wednesday, April 29, 2009 / Notices
19609
BBH Fund, Inc. [File No. 811–6139];
BBH Trust [File No. 811–3779]
SECURITIES AND EXCHANGE
COMMISSION
SECURITIES AND EXCHANGE
COMMISSION
Summary: Each applicant seeks an
order declaring that it has ceased to be
an investment company. On June 12,
2007, BBH Fund, Inc., a Maryland
corporation, and BBH Trust, a
Massachusetts business trust,
transferred their assets to corresponding
series of BBH Trust, a newly-organized
Delaware statutory trust, based on net
asset value. Expenses of $192,634
incurred in connection with the
reorganizations were borne pro rata by
the series of each applicant, based on
net assets.
Filing Date: The applications were
filed on April 15, 2009.
Applicants’ Address: 40 Water St.,
Boston, MA 02109.
Sunshine Act Meeting
[Release No. 34–59815; File No. SR–NYSE–
2009–41]
Notice is hereby given, pursuant to
the provisions of the Government in the
Sunshine Act, Public Law 94–409, that
the Securities and Exchange
Commission will hold a Closed Meeting
on Thursday, April 30, 2009 at 2 p.m.
Commissioners, Counsel to the
Commissioners, the Secretary to the
Commission, and recording secretaries
will attend the Closed Meeting. Certain
staff members who have an interest in
the matters also may be present.
The General Counsel of the
Commission, or his designee, has
certified that, in his opinion, one or
more of the exemptions set forth in 5
U.S.C. 552b(c)(3), (5), (7), 9(B) and (10)
and 17 CFR 200.402(a)(3), (5), (7), 9(ii)
and (10), permit consideration of the
scheduled matters at the Closed
Meeting.
Commissioner Aguilar, as duty
officer, voted to consider the items
listed for the Closed Meeting in closed
session.
The subject matter of the Closed
Meeting scheduled for Thursday, April
30, 2009 will be:
Self-Regulatory Organizations; New
York Stock Exchange LLC; Notice of
Filing and Immediate Effectiveness of
Proposed Rule Change Amending
NYSE Rules 15 and 123C Regarding
the Operation of Its NYSE Order
Imbalance Information Service To
Modify the Reference Price at Which
the Exchange Reports the Order
Imbalance Information and Clarify
What Information Is Included and
Excluded From the Order Imbalance
Information Reports
For the Commission, by the Division of
Investment Management, pursuant to
delegated authority.
Elizabeth M. Murphy,
Secretary.
[FR Doc. E9–9749 Filed 4–28–09; 8:45 am]
BILLING CODE 8010–01–P
SECURITIES AND EXCHANGE
COMMISSION
Sunshine Act Meeting
pwalker on PROD1PC71 with NOTICES
Notice is hereby given, pursuant to
the provisions of the Government in the
Sunshine Act, Public Law 94–409, that
the Securities and Exchange
Commission will hold a roundtable to
discuss short sale price tests and short
sale circuit breakers generally and in the
context of the Commission’s recently
proposed amendments to Regulation
SHO. The roundtable will be held on
May 5, 2009 beginning at 10 a.m.
The Roundtable will take place in the
Auditorium of the Commission’s
headquarters at 100 F Street, NE.,
Washington, DC. The roundtable will be
open to the public with seating on a
first-come, first-served basis. Doors will
open at 9:30 a.m. Visitors will be subject
to security checks.
For further information, please
contact the Office of the Secretary at
(202) 551–5400.
Institution and settlement of injunctive
actions;
Institution and settlement of
administrative proceedings of an
enforcement nature; and
Other matters relating to enforcement
proceedings.
At times, changes in Commission
priorities require alterations in the
scheduling of meeting items.
For further information and to
ascertain what, if any, matters have been
added, deleted or postponed, please
contact:
The Office of the Secretary at (202)
551–5400.
Dated: April 23, 2009.
Elizabeth M. Murphy,
Secretary.
[FR Doc. E9–9704 Filed 4–28–09; 8:45 am]
BILLING CODE P
Dated: April 24, 2009.
Elizabeth M. Murphy,
Secretary.
[FR Doc. E9–9879 Filed 4–28–09; 8:45 am]
BILLING CODE P
April 23, 2009.
Pursuant to Section 19(b)(1) 1 of the
Securities Exchange Act of 1934 (the
‘‘Act’’) 2 and Rule 19b–4 thereunder,3
notice is hereby given that, on April 17,
2009, New York Stock Exchange LLC
(‘‘NYSE’’ or the ‘‘Exchange’’) filed with
the Securities and Exchange
Commission (the ‘‘Commission’’) the
proposed rule change as described in
Items I and II below, which Items have
been prepared by the self-regulatory
organization. The Commission is
publishing this notice to solicit
comments on the proposed rule change
from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange proposes to amend
NYSE Rules 15 and 123C regarding the
operation of its NYSE Order Imbalance
Information service to: (1) modify the
reference price at which the Exchange
reports the Order Imbalance
Information; and (2) clarify what
information is included and excluded
from the Order Imbalance Information
reports. The text of the proposed rule
change is available at the Exchange, the
Commission’s Public Reference Room,
and https://www.nyse.com.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
self-regulatory organization included
statements concerning the purpose of,
and basis for, the proposed rule change
and discussed any comments it received
on the proposed rule change. The text
of those statements may be examined at
the places specified in Item IV below.
1 15
U.S.C. 78s(b)(1).
U.S.C. 78a.
3 17 CFR 240.19b–4.
2 15
VerDate Nov<24>2008
17:48 Apr 28, 2009
Jkt 217001
PO 00000
Frm 00125
Fmt 4703
Sfmt 4703
E:\FR\FM\29APN1.SGM
29APN1
Agencies
[Federal Register Volume 74, Number 81 (Wednesday, April 29, 2009)]
[Notices]
[Pages 19607-19609]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-9749]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. IC-28713]
Notice of Applications for Deregistration Under Section 8(f) of
the Investment Company Act of 1940
April 23, 2009.
The following is a notice of applications for deregistration under
section 8(f) of the Investment Company Act of 1940 for the month of
April, 2009. A copy of each application may be obtained via the
Commission's website by searching for the file number, or an applicant
using the Company name box, at https://www.sec.gov/search/search.htm or
by calling (202) 551-8090. An order granting each application will be
issued unless the SEC orders a hearing. Interested persons may request
a hearing on any application by writing to the SEC's Secretary at the
address below and serving the relevant applicant with a copy of the
request, personally or by mail. Hearing requests should be received by
the SEC by 5:30 p.m. on May 19, 2009, and should be accompanied by
proof of service on the applicant, in the form of an affidavit or, for
lawyers, a certificate of service. Hearing requests should state the
nature of the writer's interest, the reason for the request, and the
issues contested. Persons who wish to be notified of a hearing may
request notification by writing to the Secretary, U.S. Securities and
Exchange Commission, 100 F Street, NE., Washington, DC 20549-1090.
For Further Information Contact: Diane L. Titus at (202) 551-6810,
SEC, Division of Investment Management, Office of Investment Company
Regulation, 100 F Street, NE., Washington, DC 20549-4041.
BBH U.S. Money Market Portfolio [File No. 811-8842]; BBH Prime
Institutional Money Market Fund, Inc. [File No. 811-10073]
Summary: Each applicant seeks an order declaring that it has ceased
to be an investment company. On June 11, 2007, each applicant made a
liquidating distribution to its shareholders, based on net asset value.
Applicants incurred no expenses in connection with the liquidations.
Filing Date: The applications were filed on April 15, 2009.
Applicants' Address: 40 Water St., Boston, MA 02109.
NETS Trust [File No. 811-22140]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On February 20, 2009, applicant made a
liquidating distribution to its shareholders, based on net asset value.
Expenses of $88,000 incurred in connection with the liquidation were
paid by Northern Trust Investments, N.A. (``NTI''), applicant's
investment adviser. Applicant has receivables related to expected
dividends and foreign tax reclaims totaling $65,000. The receivables
are off-set by a liability to NTI, who advanced $65,000 to applicant on
the date of the liquidation.
Filing Date: The application was filed on April 13, 2009.
Applicant's Address: 50 South LaSalle St., Chicago, IL 60603.
HealthShares TM, Inc. [File No. 811-21855]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On December 31, 2008, applicant made a
liquidating distribution to its shareholders, based on net asset value.
Expenses of $66,352 incurred in connection with the liquidation were
paid by XShares Advisors LLC, applicant's investment adviser.
Filing Date: The application was filed on March 30, 2009.
Applicant's Address: 420 Lexington Ave., Suite 2550, New York, NY
10170.
Goldman Sachs Hedge Fund Partners Registered Fund, LLC [File No. 811-
21376]
Summary: Applicant, a closed-end investment company and a feeder
fund in a master-feeder structure, seeks an order declaring that it has
ceased to be an investment company. On February 13, 2009, applicant
made a liquidating distribution to its shareholders, based on net asset
value. Expenses of $18,050 incurred in connection with the liquidation
were paid or will be paid by Goldman Sachs Hedge Fund Strategies LLC,
the master fund's investment adviser, or an affiliate.
Filing Date: The application was filed on March 23, 2009.
Applicant's Address: One New York Plaza, 39th Floor, New York, NY
10004.
Goldman Sachs Hedge Fund Partners Registered Master Fund, LLC [File No.
811-21721]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. On February
13, 2009, applicant made a liquidating distribution to its
shareholders, based on net asset value. Expenses of $21,650 incurred in
connection with the liquidation were paid or will be paid by
[[Page 19608]]
Goldman Sachs Hedge Fund Strategies LLC, applicant's investment
adviser, or an affiliate.
Filing Date: The application was filed on March 23, 2009.
Applicant's Address: One New York Plaza, 39th Floor, New York, NY
10004.
Capital One Funds [File No. 811-5536]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On November 24, 2008, applicant transferred
its assets to corresponding series of Fidelity Advisor Series 1,
Fidelity Income Fund, Fidelity Colchester Street Trust and Fidelity
Fixed Income Trust, based on net asset value. Expenses of $962,000
incurred in connection with the reorganization were paid by applicant's
investment adviser, Capital One Asset Management, and its affiliates,
and by Fidelity Management & Research Company, the investment adviser
to the surviving fund.
Filing Dates: The application was filed on March 11, 2009, and
amended on April 16, 2009.
Applicant's Address: 3435 Stelzer Rd., Columbus, OH 43219.
Domini Social Trust [File No. 811-5824]
Summary: Applicant, a master fund in a master-feeder structure,
seeks an order declaring that it has ceased to be an investment
company. On November 28, 2008, applicant's sole remaining feeder fund,
Domini Social Investment Trust, redeemed its interest in applicant,
based on net asset value. Applicant incurred no expenses in connection
with its subsequent liquidation.
Filing Dates: The application was filed on February 13, 2009, and
amended on April 17, 2009.
Applicant's Address: 536 Broadway, 7th Floor, New York, NY 10012.
Dreyfus California Intermediate Municipal Bond Fund [File No. 811-6610]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On June 5, 2007, applicant transferred its
assets to Dreyfus Premier California Tax Exempt Bond Fund, Inc. (Class
Z shares), based on net asset value. Expenses of $30,124 incurred in
connection with the reorganization were paid by The Dreyfus
Corporation, applicant's investment adviser.
Filing Dates: The application was filed on September 4, 2008, and
amended on April 14, 2009.
Applicant's Address: c/o The Dreyfus Corporation, 200 Park Ave.,
New York, NY 10166.
Aetos Capital Market Neutral Strategies Fund, LLC [File No. 811-21060]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. On October
31, 2008, applicant transferred its assets to Aetos Capital Multi-
Strategy Arbitrage Fund, LLC, based on net asset value. Expenses of
$200,000 incurred in connection with the reorganization were paid by
applicant.
Filing Dates: The application was filed on December 29, 2008, and
amended on April 7, 2009.
Applicant's Address: c/o Aetos Capital, LLC, 875 Third Ave., New
York, NY 10022.
New River Funds [File No. 811-21384]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On August 28, 2008, applicant's New River
Core Equity Fund series made a liquidating distribution to its
shareholders, based on net asset value. On November 6, 2008,
applicant's New River Small Cap Fund series transferred its assets to
Southern Sun Small Cap Fund, a series of Northern Lights Fund Trust,
based on net asset value. Expenses of $283,338 incurred in connection
with the liquidation and reorganization were paid by Third Security,
LLC, the former parent of applicant's investment adviser, and
SouthernSun Asset Management, Inc., applicant's sub-adviser.
Filing Dates: The application was filed on December 31, 2008, and
amended on April 6, 2009.
Applicant's Address: 1881 Grove Ave., Radford, VA 24141.
Evergreen Investment Trust [File No. 811-4154]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On or about December 22, 1997, applicant
transferred its assets to a corresponding series of Evergreen Money
Market Trust, based on net asset value. Applicant paid the expenses
incurred in connection with the reorganization.
Filing Date: The application was filed on October 2, 2008.
Applicant's Address: 200 Berkeley St., Boston, MA 02116.
Mellon Institutional Funds Master Portfolio [File No. 811-7603]
Summary: Applicant, a master fund in a master-feeder structure,
seeks an order declaring that it has ceased to be an investment
company. On the last day of the fiscal year for each of applicant's
feeder funds (September 19, 2007 for five of the feeder funds and
October 25, 2007 for four of the feeder funds), each feeder fund
redeemed its interest in applicant's corresponding master fund, based
on net asset value. Applicant incurred no expenses in connection with
the liquidation.
Filing Dates: The application was filed on December 5, 2008 and
amended on April 1, 2009.
Applicant's Address: BNY Mellon Financial Center, One Boston Pl.,
Boston, MA 02108.
U.S. Global Accolade Funds [File No. 811-7662]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On October 1, 2008, applicant transferred its
assets to U.S. Global Investors Funds, based on net asset value.
Expenses of $2,932,909 incurred in connection with the reorganization
were paid by U.S. Global Investors, Inc., applicant's investment
adviser.
Filing Dates: The application was filed on December 4, 2008 and
amended on April 1, 2009.
Applicant's Address: 7900 Callaghan Rd., San Antonio, TX 78229.
AllianceBernstein Global Health Care Fund, Inc. [File No. 811-9329]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On October 31, 2008, applicant transferred
its assets to AllianceBernstein Global Thematic Growth Fund, Inc.,
based on net asset value. Expenses of $227,000 incurred in connection
with the reorganization were paid by applicant.
Filing Dates: The application was filed on February 24, 2009 and
amended on March 31, 2009.
Applicant's Address: 1345 Avenue of the Americas, New York, NY
10105.
Heritage Income Trust [File No. 811-5853]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On October 10, 2008, applicant transferred
its assets to Legg Mason Partners Income Trust, based on net asset
value. Expenses of approximately $205,785 incurred in connection with
the reorganization were paid by Heritage Asset Management, Inc.,
applicant's investment adviser, and Legg Mason Partners Fund Advisor,
the acquiring fund's investment adviser.
Filing Dates: The application was filed on March 2, 2009, and
amended on April 17, 2009.
Applicant's Address: 880 Carillon Parkway, St. Petersburg, FL
33716.
[[Page 19609]]
BBH Fund, Inc. [File No. 811-6139]; BBH Trust [File No. 811-3779]
Summary: Each applicant seeks an order declaring that it has ceased
to be an investment company. On June 12, 2007, BBH Fund, Inc., a
Maryland corporation, and BBH Trust, a Massachusetts business trust,
transferred their assets to corresponding series of BBH Trust, a newly-
organized Delaware statutory trust, based on net asset value. Expenses
of $192,634 incurred in connection with the reorganizations were borne
pro rata by the series of each applicant, based on net assets.
Filing Date: The applications were filed on April 15, 2009.
Applicants' Address: 40 Water St., Boston, MA 02109.
For the Commission, by the Division of Investment Management,
pursuant to delegated authority.
Elizabeth M. Murphy,
Secretary.
[FR Doc. E9-9749 Filed 4-28-09; 8:45 am]
BILLING CODE 8010-01-P