Sunshine Act Meeting, 19609 [E9-9704]
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Federal Register / Vol. 74, No. 81 / Wednesday, April 29, 2009 / Notices
19609
BBH Fund, Inc. [File No. 811–6139];
BBH Trust [File No. 811–3779]
SECURITIES AND EXCHANGE
COMMISSION
SECURITIES AND EXCHANGE
COMMISSION
Summary: Each applicant seeks an
order declaring that it has ceased to be
an investment company. On June 12,
2007, BBH Fund, Inc., a Maryland
corporation, and BBH Trust, a
Massachusetts business trust,
transferred their assets to corresponding
series of BBH Trust, a newly-organized
Delaware statutory trust, based on net
asset value. Expenses of $192,634
incurred in connection with the
reorganizations were borne pro rata by
the series of each applicant, based on
net assets.
Filing Date: The applications were
filed on April 15, 2009.
Applicants’ Address: 40 Water St.,
Boston, MA 02109.
Sunshine Act Meeting
[Release No. 34–59815; File No. SR–NYSE–
2009–41]
Notice is hereby given, pursuant to
the provisions of the Government in the
Sunshine Act, Public Law 94–409, that
the Securities and Exchange
Commission will hold a Closed Meeting
on Thursday, April 30, 2009 at 2 p.m.
Commissioners, Counsel to the
Commissioners, the Secretary to the
Commission, and recording secretaries
will attend the Closed Meeting. Certain
staff members who have an interest in
the matters also may be present.
The General Counsel of the
Commission, or his designee, has
certified that, in his opinion, one or
more of the exemptions set forth in 5
U.S.C. 552b(c)(3), (5), (7), 9(B) and (10)
and 17 CFR 200.402(a)(3), (5), (7), 9(ii)
and (10), permit consideration of the
scheduled matters at the Closed
Meeting.
Commissioner Aguilar, as duty
officer, voted to consider the items
listed for the Closed Meeting in closed
session.
The subject matter of the Closed
Meeting scheduled for Thursday, April
30, 2009 will be:
Self-Regulatory Organizations; New
York Stock Exchange LLC; Notice of
Filing and Immediate Effectiveness of
Proposed Rule Change Amending
NYSE Rules 15 and 123C Regarding
the Operation of Its NYSE Order
Imbalance Information Service To
Modify the Reference Price at Which
the Exchange Reports the Order
Imbalance Information and Clarify
What Information Is Included and
Excluded From the Order Imbalance
Information Reports
For the Commission, by the Division of
Investment Management, pursuant to
delegated authority.
Elizabeth M. Murphy,
Secretary.
[FR Doc. E9–9749 Filed 4–28–09; 8:45 am]
BILLING CODE 8010–01–P
SECURITIES AND EXCHANGE
COMMISSION
Sunshine Act Meeting
pwalker on PROD1PC71 with NOTICES
Notice is hereby given, pursuant to
the provisions of the Government in the
Sunshine Act, Public Law 94–409, that
the Securities and Exchange
Commission will hold a roundtable to
discuss short sale price tests and short
sale circuit breakers generally and in the
context of the Commission’s recently
proposed amendments to Regulation
SHO. The roundtable will be held on
May 5, 2009 beginning at 10 a.m.
The Roundtable will take place in the
Auditorium of the Commission’s
headquarters at 100 F Street, NE.,
Washington, DC. The roundtable will be
open to the public with seating on a
first-come, first-served basis. Doors will
open at 9:30 a.m. Visitors will be subject
to security checks.
For further information, please
contact the Office of the Secretary at
(202) 551–5400.
Institution and settlement of injunctive
actions;
Institution and settlement of
administrative proceedings of an
enforcement nature; and
Other matters relating to enforcement
proceedings.
At times, changes in Commission
priorities require alterations in the
scheduling of meeting items.
For further information and to
ascertain what, if any, matters have been
added, deleted or postponed, please
contact:
The Office of the Secretary at (202)
551–5400.
Dated: April 23, 2009.
Elizabeth M. Murphy,
Secretary.
[FR Doc. E9–9704 Filed 4–28–09; 8:45 am]
BILLING CODE P
Dated: April 24, 2009.
Elizabeth M. Murphy,
Secretary.
[FR Doc. E9–9879 Filed 4–28–09; 8:45 am]
BILLING CODE P
April 23, 2009.
Pursuant to Section 19(b)(1) 1 of the
Securities Exchange Act of 1934 (the
‘‘Act’’) 2 and Rule 19b–4 thereunder,3
notice is hereby given that, on April 17,
2009, New York Stock Exchange LLC
(‘‘NYSE’’ or the ‘‘Exchange’’) filed with
the Securities and Exchange
Commission (the ‘‘Commission’’) the
proposed rule change as described in
Items I and II below, which Items have
been prepared by the self-regulatory
organization. The Commission is
publishing this notice to solicit
comments on the proposed rule change
from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange proposes to amend
NYSE Rules 15 and 123C regarding the
operation of its NYSE Order Imbalance
Information service to: (1) modify the
reference price at which the Exchange
reports the Order Imbalance
Information; and (2) clarify what
information is included and excluded
from the Order Imbalance Information
reports. The text of the proposed rule
change is available at the Exchange, the
Commission’s Public Reference Room,
and https://www.nyse.com.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
self-regulatory organization included
statements concerning the purpose of,
and basis for, the proposed rule change
and discussed any comments it received
on the proposed rule change. The text
of those statements may be examined at
the places specified in Item IV below.
1 15
U.S.C. 78s(b)(1).
U.S.C. 78a.
3 17 CFR 240.19b–4.
2 15
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Agencies
[Federal Register Volume 74, Number 81 (Wednesday, April 29, 2009)]
[Notices]
[Page 19609]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-9704]
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SECURITIES AND EXCHANGE COMMISSION
Sunshine Act Meeting
Notice is hereby given, pursuant to the provisions of the
Government in the Sunshine Act, Public Law 94-409, that the Securities
and Exchange Commission will hold a Closed Meeting on Thursday, April
30, 2009 at 2 p.m.
Commissioners, Counsel to the Commissioners, the Secretary to the
Commission, and recording secretaries will attend the Closed Meeting.
Certain staff members who have an interest in the matters also may be
present.
The General Counsel of the Commission, or his designee, has
certified that, in his opinion, one or more of the exemptions set forth
in 5 U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) and 17 CFR
200.402(a)(3), (5), (7), 9(ii) and (10), permit consideration of the
scheduled matters at the Closed Meeting.
Commissioner Aguilar, as duty officer, voted to consider the items
listed for the Closed Meeting in closed session.
The subject matter of the Closed Meeting scheduled for Thursday,
April 30, 2009 will be:
Institution and settlement of injunctive actions;
Institution and settlement of administrative proceedings of an
enforcement nature; and
Other matters relating to enforcement proceedings.
At times, changes in Commission priorities require alterations in
the scheduling of meeting items.
For further information and to ascertain what, if any, matters have
been added, deleted or postponed, please contact:
The Office of the Secretary at (202) 551-5400.
Dated: April 23, 2009.
Elizabeth M. Murphy,
Secretary.
[FR Doc. E9-9704 Filed 4-28-09; 8:45 am]
BILLING CODE P