Submission for OMB Review; Comment Request, 18005 [E9-8879]

Download as PDF Federal Register / Vol. 74, No. 74 / Monday, April 20, 2009 / Notices the rule, broker-dealers participating in a securities offering must keep accurate records of persons who have indicated interest in an IPO or requested a prospectus, so that they know to whom they must send a prospectus. The Commission estimates that broker-dealers will spend a total of 78,800 hours complying with the collection of information required by the rule. The Commission estimates that the total number of responses required by the rule is 7764. The Commission estimates that the total annualized cost burden (copying and postage costs) is $157,600,000. An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid control number. Comments should be directed to (i) Desk Officer for the Securities and Exchange Commission, Office of Information and Regulatory Affairs, Office of Management and Budget, Room 10102, New Executive Office Building, Washington, DC 20503 or by sending an e-mail to: Shagufta_Ahmed@omb.eop.gov; and (ii) Charles Boucher, Director/Chief Information Officer, Securities and Exchange Commission, c/o Shirley Martinson, 6432 General Green Way, Alexandria, VA 22312 or send an e-mail to: PRA_Mailbox@sec.gov. Comments must be submitted within 30 days of this notice. Dated: April 10, 2009. Florence E. Harmon, Deputy Secretary. [FR Doc. E9–8876 Filed 4–17–09; 8:45 am] BILLING CODE 8010–01–P SECURITIES AND EXCHANGE COMMISSION Dated: April 10, 2009. Florence E. Harmon, Deputy Secretary. [FR Doc. E9–8879 Filed 4–17–09; 8:45 am] Submission for OMB Review; Comment Request Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 20549–0213. rmajette on PRODPC74 with NOTICES Extension: Form 8–K, OMB Control No. 3235–0060, SEC File No. 270–50. Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange Commission (‘‘Commission’’) has submitted to the Office of Management and Budget a request for extension of the previously approved collection of information discussed below. VerDate Nov<24>2008 15:02 Apr 17, 2009 Jkt 217001 Form 8–K (17 CFR 249.308) is filed by issuers to satisfy their current reporting obligations pursuant to Section 13 and 15(d) of the Securities Exchange Act of 1934 (15 U.S.C. 78m and 78o(d)) in connection with the occurrence of significant corporate events. The purpose of Form 8–K is to provide investors with prompt disclosure of material information so that investors will be able to make investment and voting decisions better informed and receive information timely. Form 8–K takes approximately 5 hours per response and is filed by approximately 13,200 issuers approximately 8.21 annually for a total of 108,424 responses annually. We estimate 75% of the 5 hours per response (3.75 hours) is prepared by the issuer for a total annual reporting burden of 406,590 hours (3.75 hours per response × 108,424 responses). An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid control number. Written comments regarding the above information should be directed to the following persons: (i) Desk Officer for the Securities and Exchange Commission, Office of Information and Regulatory Affairs, Office of Management and Budget, Room 10102, New Executive Office Building, Washington, DC 20503 or send an email to Shagufta_Ahmed@omb.eop.gov; and (ii) Charles Boucher, Director/CIO, Securities and Exchange Commission, C/O Shirley Martinson, 6432 General Green Way, Alexandria, VA 22312; or send an e-mail to: PRA_Mailbox@sec.gov. Comments must be submitted to OMB within 30 days of this notice. BILLING CODE 8010–01–P SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No. 28692; 812–13647] Triangle Capital Corporation; Notice of Application April 13, 2009. AGENCY: Securities and Exchange Commission (‘‘Commission’’). ACTION: Notice of an application for an order under section 23(c)(3) of the Investment Company Act of 1940 (the PO 00000 Frm 00067 Fmt 4703 Sfmt 4703 18005 ‘‘Act’’) for an exemption from section 23(c) of the Act. Triangle Capital Corporation (the ‘‘Company’’) requests an order to amend a prior order (the ‘‘Prior Order’’) that permits the Company to issue restricted shares of its common stock (‘‘Restricted Stock’’) under the terms of its employee and director compensation plan, the Amended and Restated 2007 Equity Incentive Plan (the ‘‘Plan’’).1 Applicant seeks to amend the Prior Order in order to permit the Company, pursuant to the Plan, to engage in certain transactions that may constitute purchases by the Company of its own securities within the meaning of section 23(c) of the Act. SUMMARY OF THE APPLICATION: The application was filed on March 27, 2009 and amended on April 10, 2009. FILING DATES: HEARING OR NOTIFICATION OF HEARING: An order granting the application will be issued unless the Commission orders a hearing. Interested persons may request a hearing by writing to the Commission’s Secretary and serving applicant with a copy of the request, personally or by mail. Hearing requests should be received by the Commission by 5:30 p.m. on May 4, 2009, and should be accompanied by proof of service on applicant, in the form of an affidavit or, for lawyers, a certificate of service. Hearing requests should state the nature of the writer’s interest, the reason for the request, and the issues contested. Persons who wish to be notified of a hearing may request notification by writing to the Commission’s Secretary. ADDRESSES: Secretary, U.S. Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549– 1090. The Company, c/o Garland S. Tucker III and Steven C. Lilly, Triangle Capital Corporation, 3700 Glenwood Avenue, Suite 530, Raleigh, NC 27612. FOR FURTHER INFORMATION CONTACT: John Yoder, Senior Counsel, at (202) 551– 6878, or Janet M. Grossnickle, Assistant Director, at (202) 551–6821, (Division of Investment Management, Office of Investment Company Regulation). The following is a summary of the application. The complete application may be obtained for a fee at the Commission’s Public Reference Room, 100 F Street, NE., Washington, DC 20549–1520 (tel. 202–551–5850). SUPPLEMENTARY INFORMATION: 1 Triangle Capital Corporation, Investment Company Act Release Nos. 28165 (Feb. 20, 2008) (notice) and 28196 (Mar. 18, 2008) (order). E:\FR\FM\20APN1.SGM 20APN1

Agencies

[Federal Register Volume 74, Number 74 (Monday, April 20, 2009)]
[Notices]
[Page 18005]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-8879]


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SECURITIES AND EXCHANGE COMMISSION


Submission for OMB Review; Comment Request

Upon Written Request, Copies Available From: Securities and Exchange 
Commission, Office of Investor Education and Advocacy, Washington, DC 
20549-0213.

Extension:
    Form 8-K, OMB Control No. 3235-0060, SEC File No. 270-50.

    Notice is hereby given that, pursuant to the Paperwork Reduction 
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (``Commission'') has submitted to the Office of Management 
and Budget a request for extension of the previously approved 
collection of information discussed below.
    Form 8-K (17 CFR 249.308) is filed by issuers to satisfy their 
current reporting obligations pursuant to Section 13 and 15(d) of the 
Securities Exchange Act of 1934 (15 U.S.C. 78m and 78o(d)) in 
connection with the occurrence of significant corporate events. The 
purpose of Form 8-K is to provide investors with prompt disclosure of 
material information so that investors will be able to make investment 
and voting decisions better informed and receive information timely. 
Form 8-K takes approximately 5 hours per response and is filed by 
approximately 13,200 issuers approximately 8.21 annually for a total of 
108,424 responses annually. We estimate 75% of the 5 hours per response 
(3.75 hours) is prepared by the issuer for a total annual reporting 
burden of 406,590 hours (3.75 hours per response x 108,424 responses).
    An agency may not conduct or sponsor, and a person is not required 
to respond to, a collection of information unless it displays a 
currently valid control number.
    Written comments regarding the above information should be directed 
to the following persons: (i) Desk Officer for the Securities and 
Exchange Commission, Office of Information and Regulatory Affairs, 
Office of Management and Budget, Room 10102, New Executive Office 
Building, Washington, DC 20503 or send an e-mail to Shagufta_Ahmed@omb.eop.gov; and (ii) Charles Boucher, Director/CIO, Securities 
and Exchange Commission, C/O Shirley Martinson, 6432 General Green Way, 
Alexandria, VA 22312; or send an e-mail to: PRA_Mailbox@sec.gov. 
Comments must be submitted to OMB within 30 days of this notice.

    Dated: April 10, 2009.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. E9-8879 Filed 4-17-09; 8:45 am]
BILLING CODE 8010-01-P
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