Submission for OMB Review; Comment Request, 18004-18005 [E9-8876]

Download as PDF 18004 Federal Register / Vol. 74, No. 74 / Monday, April 20, 2009 / Notices FOR FURTHER INFORMATION CONTACT: A. Escobar, Office of Disaster Assistance, U.S. Small Business Administration, 409 3rd Street, SW., Suite 6050, Washington, DC 20416. Notice is hereby given that as a result of the President’s major disaster declaration on 04/10/2009, applications for disaster loans may be filed at the address listed above or other locally announced locations. The following areas have been determined to be adversely affected by the disaster: SUPPLEMENTARY INFORMATION: Primary Counties (Physical Damage and Economic Injury Loans): Adams, Barnes, Billings, Burleigh, Cass, Dickey, Emmons, Foster, Grand Forks, Griggs, Hettinger, Kidder, Lamoure, Logan, Mcintosh, Mercer, Morton, Nelson, Ransom, Richland, Sargent, Steele, Stutsman, Towner, Traill, Williams. (Catalog of Federal Domestic Assistance Numbers 59002 and 59008) SECURITIES AND EXCHANGE COMMISSION James E. Rivera, Acting Associate Administrator for Disaster Assistance. [FR Doc. E9–9025 Filed 4–17–09; 8:45 am] Submission for OMB Review; Comment Request SMALL BUSINESS ADMINISTRATION Upon Written Request, Copies Available From: U.S. Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 20549–0213. [Disaster Declaration #11686 and #11687] Extension: Rule 15c2–8, OMB Control No. 3235–0481, SEC File No. 270–421. BILLING CODE 8025–01–P Indiana Disaster Number IN–00029 AGENCY: U.S. Small Business Administration. ACTION: Amendment 1. Contiguous Counties (Economic Injury Loans Only): North Dakota: Benson, Bowman, Burke, Cavalier, Divide, Dunn, Eddy, Grant, Mckenzie, Mclean, Mountrai,l Oliver, Pierce, Ramsey, Rolette, Sheridan, Sioux, Slope, Stark, Walsh, Wells. Minnesota: Clay, Marshall, Norman, Polk, Traverse, Wilkin. Montana: Richland, Roosevelt, Sheridan. South Dakota: Brown, Campbell, Corson, Harding, Marshall, Mcpherson, Perkins, Roberts. SUMMARY: This is an amendment of the Presidential declaration of a major disaster for Public Assistance Only for the State of Indiana (FEMA–1828–DR), dated 03/05/2009. Incident: Severe Winter Storm. Incident Period: 01/26/2009 through 01/28/2009. Effective Date: 04/06/2009. Physical Loan Application Deadline Date: 05/04/2009. Economic Injury (EIDL) Loan Application Deadline Date: 12/05/2009. ADDRESSES: The Interest Rates are: rmajette on PRODPC74 with NOTICES Percent For Physical Damage: Homeowners With Credit Available Elsewhere .......... Homeowners Without Credit Available Elsewhere .......... Businesses With Credit Available Elsewhere .................. Other (Including Non-Profit Organizations) With Credit Available Elsewhere .......... Businesses and Non-Profit Organizations Without Credit Available Elsewhere For Economic Injury: Businesses & Small Agricultural Cooperatives Without Credit Available Elsewhere 4.375 2.187 6.000 4.500 4.000 4.000 The number assigned to this disaster for physical damage is 117076 and for economic injury is 117080. VerDate Nov<24>2008 19:55 Apr 17, 2009 Jkt 217001 Submit completed loan applications to: U.S. Small Business Administration, Processing and Disbursement Center, 14925 Kingsport Road, Fort Worth, TX 76155. FOR FURTHER INFORMATION CONTACT: A. Escobar, Office of Disaster Assistance, U.S. Small Business Administration, 409 3rd Street, SW., Suite 6050, Washington, DC 20416. The notice of the President’s major disaster declaration for Private Non-Profit organizations in the State of Indiana, dated 03/05/2009, is hereby amended to include the following areas as adversely affected by the disaster. SUPPLEMENTARY INFORMATION: Primary Counties: Jennings, Lawrence, Ohio, Posey, Ripley, Scott. All other information in the original declaration remains unchanged. (Catalog of Federal Domestic Assistance Numbers 59002 and 59008) James E. Rivera, Acting Associate Administrator for Disaster Assistance. [FR Doc. E9–8518 Filed 4–17–09; 8:45 am] BILLING CODE 8025–01–P PO 00000 Frm 00066 Fmt 4703 Sfmt 4703 Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange Commission (‘‘Commission’’) has submitted to the Office of Management and Budget (‘‘OMB’’) a request for approval of extension of the existing collection of information provided for in the following rule: Rule 15c2–8 (17 CFR 240.15c2–8). Rule 15c2–8 of the Securities Exchange Act of 1934 (‘‘Exchange Act’’) requires broker-dealers to deliver preliminary and/or final prospectuses to certain people under certain circumstances. In connection with securities offerings generally, including initial public offerings (IPOs), the rule requires broker-dealers to take reasonable steps to distribute copies of the preliminary or final prospectus to anyone who makes a written request, as well as any broker-dealer who is expected to solicit purchases of the security and who makes a request. In connection with IPOs, the rule requires a broker-dealer to send a copy of the preliminary prospectus to any person who is expected to receive a confirmation of sale (generally, this means any person who is expected actually to purchase the security in the offering) at least 48 hours prior to the sending of such confirmation. This requirement is sometimes referred to as the ‘‘48 hour rule.’’ Additionally, managing underwriters are required to take reasonable steps to ensure that all broker-dealers participating in the distribution of or trading in the security have sufficient copies of the preliminary or final prospectus, as requested by them, to enable such broker-dealer to satisfy their respective prospectus delivery obligations pursuant to Rule 15c2–8, as well as Section 5 of the Securities Act of 1933. Rule 15c2–8 implicitly requires that broker-dealers collect information, as such collection facilitates compliance with the rule. There is no requirement to submit information collected to the Commission. In order to comply with E:\FR\FM\20APN1.SGM 20APN1 Federal Register / Vol. 74, No. 74 / Monday, April 20, 2009 / Notices the rule, broker-dealers participating in a securities offering must keep accurate records of persons who have indicated interest in an IPO or requested a prospectus, so that they know to whom they must send a prospectus. The Commission estimates that broker-dealers will spend a total of 78,800 hours complying with the collection of information required by the rule. The Commission estimates that the total number of responses required by the rule is 7764. The Commission estimates that the total annualized cost burden (copying and postage costs) is $157,600,000. An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid control number. Comments should be directed to (i) Desk Officer for the Securities and Exchange Commission, Office of Information and Regulatory Affairs, Office of Management and Budget, Room 10102, New Executive Office Building, Washington, DC 20503 or by sending an e-mail to: Shagufta_Ahmed@omb.eop.gov; and (ii) Charles Boucher, Director/Chief Information Officer, Securities and Exchange Commission, c/o Shirley Martinson, 6432 General Green Way, Alexandria, VA 22312 or send an e-mail to: PRA_Mailbox@sec.gov. Comments must be submitted within 30 days of this notice. Dated: April 10, 2009. Florence E. Harmon, Deputy Secretary. [FR Doc. E9–8876 Filed 4–17–09; 8:45 am] BILLING CODE 8010–01–P SECURITIES AND EXCHANGE COMMISSION Dated: April 10, 2009. Florence E. Harmon, Deputy Secretary. [FR Doc. E9–8879 Filed 4–17–09; 8:45 am] Submission for OMB Review; Comment Request Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 20549–0213. rmajette on PRODPC74 with NOTICES Extension: Form 8–K, OMB Control No. 3235–0060, SEC File No. 270–50. Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange Commission (‘‘Commission’’) has submitted to the Office of Management and Budget a request for extension of the previously approved collection of information discussed below. VerDate Nov<24>2008 15:02 Apr 17, 2009 Jkt 217001 Form 8–K (17 CFR 249.308) is filed by issuers to satisfy their current reporting obligations pursuant to Section 13 and 15(d) of the Securities Exchange Act of 1934 (15 U.S.C. 78m and 78o(d)) in connection with the occurrence of significant corporate events. The purpose of Form 8–K is to provide investors with prompt disclosure of material information so that investors will be able to make investment and voting decisions better informed and receive information timely. Form 8–K takes approximately 5 hours per response and is filed by approximately 13,200 issuers approximately 8.21 annually for a total of 108,424 responses annually. We estimate 75% of the 5 hours per response (3.75 hours) is prepared by the issuer for a total annual reporting burden of 406,590 hours (3.75 hours per response × 108,424 responses). An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid control number. Written comments regarding the above information should be directed to the following persons: (i) Desk Officer for the Securities and Exchange Commission, Office of Information and Regulatory Affairs, Office of Management and Budget, Room 10102, New Executive Office Building, Washington, DC 20503 or send an email to Shagufta_Ahmed@omb.eop.gov; and (ii) Charles Boucher, Director/CIO, Securities and Exchange Commission, C/O Shirley Martinson, 6432 General Green Way, Alexandria, VA 22312; or send an e-mail to: PRA_Mailbox@sec.gov. Comments must be submitted to OMB within 30 days of this notice. BILLING CODE 8010–01–P SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No. 28692; 812–13647] Triangle Capital Corporation; Notice of Application April 13, 2009. AGENCY: Securities and Exchange Commission (‘‘Commission’’). ACTION: Notice of an application for an order under section 23(c)(3) of the Investment Company Act of 1940 (the PO 00000 Frm 00067 Fmt 4703 Sfmt 4703 18005 ‘‘Act’’) for an exemption from section 23(c) of the Act. Triangle Capital Corporation (the ‘‘Company’’) requests an order to amend a prior order (the ‘‘Prior Order’’) that permits the Company to issue restricted shares of its common stock (‘‘Restricted Stock’’) under the terms of its employee and director compensation plan, the Amended and Restated 2007 Equity Incentive Plan (the ‘‘Plan’’).1 Applicant seeks to amend the Prior Order in order to permit the Company, pursuant to the Plan, to engage in certain transactions that may constitute purchases by the Company of its own securities within the meaning of section 23(c) of the Act. SUMMARY OF THE APPLICATION: The application was filed on March 27, 2009 and amended on April 10, 2009. FILING DATES: HEARING OR NOTIFICATION OF HEARING: An order granting the application will be issued unless the Commission orders a hearing. Interested persons may request a hearing by writing to the Commission’s Secretary and serving applicant with a copy of the request, personally or by mail. Hearing requests should be received by the Commission by 5:30 p.m. on May 4, 2009, and should be accompanied by proof of service on applicant, in the form of an affidavit or, for lawyers, a certificate of service. Hearing requests should state the nature of the writer’s interest, the reason for the request, and the issues contested. Persons who wish to be notified of a hearing may request notification by writing to the Commission’s Secretary. ADDRESSES: Secretary, U.S. Securities and Exchange Commission, 100 F Street, NE., Washington, DC 20549– 1090. The Company, c/o Garland S. Tucker III and Steven C. Lilly, Triangle Capital Corporation, 3700 Glenwood Avenue, Suite 530, Raleigh, NC 27612. FOR FURTHER INFORMATION CONTACT: John Yoder, Senior Counsel, at (202) 551– 6878, or Janet M. Grossnickle, Assistant Director, at (202) 551–6821, (Division of Investment Management, Office of Investment Company Regulation). The following is a summary of the application. The complete application may be obtained for a fee at the Commission’s Public Reference Room, 100 F Street, NE., Washington, DC 20549–1520 (tel. 202–551–5850). SUPPLEMENTARY INFORMATION: 1 Triangle Capital Corporation, Investment Company Act Release Nos. 28165 (Feb. 20, 2008) (notice) and 28196 (Mar. 18, 2008) (order). E:\FR\FM\20APN1.SGM 20APN1

Agencies

[Federal Register Volume 74, Number 74 (Monday, April 20, 2009)]
[Notices]
[Pages 18004-18005]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-8876]


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SECURITIES AND EXCHANGE COMMISSION


Submission for OMB Review; Comment Request

Upon Written Request, Copies Available From: U.S. Securities and 
Exchange Commission, Office of Investor Education and Advocacy, 
Washington, DC 20549-0213.

Extension:
    Rule 15c2-8, OMB Control No. 3235-0481, SEC File No. 270-421.

    Notice is hereby given that pursuant to the Paperwork Reduction Act 
of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (``Commission'') has submitted to the Office of Management 
and Budget (``OMB'') a request for approval of extension of the 
existing collection of information provided for in the following rule: 
Rule 15c2-8 (17 CFR 240.15c2-8).
    Rule 15c2-8 of the Securities Exchange Act of 1934 (``Exchange 
Act'') requires broker-dealers to deliver preliminary and/or final 
prospectuses to certain people under certain circumstances. In 
connection with securities offerings generally, including initial 
public offerings (IPOs), the rule requires broker-dealers to take 
reasonable steps to distribute copies of the preliminary or final 
prospectus to anyone who makes a written request, as well as any 
broker-dealer who is expected to solicit purchases of the security and 
who makes a request. In connection with IPOs, the rule requires a 
broker-dealer to send a copy of the preliminary prospectus to any 
person who is expected to receive a confirmation of sale (generally, 
this means any person who is expected actually to purchase the security 
in the offering) at least 48 hours prior to the sending of such 
confirmation. This requirement is sometimes referred to as the ``48 
hour rule.''
    Additionally, managing underwriters are required to take reasonable 
steps to ensure that all broker-dealers participating in the 
distribution of or trading in the security have sufficient copies of 
the preliminary or final prospectus, as requested by them, to enable 
such broker-dealer to satisfy their respective prospectus delivery 
obligations pursuant to Rule 15c2-8, as well as Section 5 of the 
Securities Act of 1933.
    Rule 15c2-8 implicitly requires that broker-dealers collect 
information, as such collection facilitates compliance with the rule. 
There is no requirement to submit information collected to the 
Commission. In order to comply with

[[Page 18005]]

the rule, broker-dealers participating in a securities offering must 
keep accurate records of persons who have indicated interest in an IPO 
or requested a prospectus, so that they know to whom they must send a 
prospectus.
    The Commission estimates that broker-dealers will spend a total of 
78,800 hours complying with the collection of information required by 
the rule. The Commission estimates that the total number of responses 
required by the rule is 7764. The Commission estimates that the total 
annualized cost burden (copying and postage costs) is $157,600,000.
    An agency may not conduct or sponsor, and a person is not required 
to respond to, a collection of information unless it displays a 
currently valid control number.
    Comments should be directed to (i) Desk Officer for the Securities 
and Exchange Commission, Office of Information and Regulatory Affairs, 
Office of Management and Budget, Room 10102, New Executive Office 
Building, Washington, DC 20503 or by sending an e-mail to: Shagufta_Ahmed@omb.eop.gov; and (ii) Charles Boucher, Director/Chief Information 
Officer, Securities and Exchange Commission, c/o Shirley Martinson, 
6432 General Green Way, Alexandria, VA 22312 or send an e-mail to: 
PRA_Mailbox@sec.gov. Comments must be submitted within 30 days of this 
notice.

    Dated: April 10, 2009.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. E9-8876 Filed 4-17-09; 8:45 am]
BILLING CODE 8010-01-P
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