Family Violence Prevention and Services/Grants to State Domestic Violence Coalitions, 15287-15293 [E9-7502]
Download as PDF
Federal Register / Vol. 74, No. 63 / Friday, April 3, 2009 / Notices
Federal agency designates a central point for
the receipt of such notices. When notice is
made to such a central point, it shall include
the identification number(s) of each affected
grant.
[FR Doc. E9–7503 Filed 4–2–09; 8:45 am]
BILLING CODE 4184–01–P
Background
The Family Violence Prevention and
Services Act (42 U.S.C. 10401 et seq.)
authorizes the Department of Health and
Human Services (HHS) Secretary to
award grants to statewide, private, nonprofit Coalitions to conduct activities to
promote domestic violence intervention
and prevention and to increase public
awareness of domestic violence issues.
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Administration for Children and
Families
sroberts on PROD1PC70 with NOTICES
Family Violence Prevention and
Services/Grants to State Domestic
Violence Coalitions
Program Office: Administration on
Children, Youth, and Families (ACYF),
Family and Youth Services Bureau
(FYSB).
Funding Opportunity Title: HHS–
2009 ACF–ACYF–SDVC–0030.
Announcement Title: Family Violence
Prevention and Services/Grants to State
Domestic Violence Coalitions.
CFDA Number: 93.591.
Due Date for Applications: May 4,
2009.
Executive Summary: This
announcement governs the proposed
award of formula grants under the
Family Violence Prevention and
Services Act (FVPSA) to private, nonprofit State Domestic Violence
Coalitions (Coalitions). The purpose of
these grants is to assist in the conduct
of activities to promote domestic
violence intervention and prevention
and to increase public awareness of
family violence issues (42 U.S.C.
10410(a)).
This notice for family violence
prevention and services grants to
Coalitions serves four purposes: The
first purpose is to confirm a Federal
commitment to reducing domestic
violence; the second is to urge States,
localities, cities, and the private sector
to become involved in State and local
planning towards an integrated service
delivery approach that meets the needs
of all victims, including those in
underserved communities; the third is
to provide for technical assistance and
training relating to domestic violence
programs; and the fourth is to increase
public awareness about and prevention
of domestic violence and increase the
quality and availability of immediate
shelter and related assistance for victims
of domestic violence and their
dependents (42 U.S.C. 10401). Starting
in Fiscal Year (FY) 2009, applications
should cover FYs 2009, 2010 and 2011
(see Section II, Funds Available, Length
of Project Period).
VerDate Nov<24>2008
16:07 Apr 02, 2009
Jkt 217001
I. Description
Legislative Authority: The Family
Violence Prevention and Services Act,
42 U.S.C. 10401 through 10421, as
extended by the Department of Health
and Human Services Appropriations
Act, 2009, Public Law 111–8.
Annual State Domestic Violence
Coalition Grantee Meeting
Coalitions should plan to send one or
more representatives to the annual
grantee meeting. Subsequent
correspondence will advise Coalitions
of the date, time, and location of their
grantee meeting.
Role of State Coalitions
FVPSA directs Coalitions to work
with local domestic violence programs
to encourage appropriate responses to
domestic violence within the States,
specifically including training and
technical assistance for local programs
(42 U.S.C. 10410(a)(1) and (a)(1)(A)).
Coalitions must also participate in
planning and monitoring the
distribution of FVPSA grants awarded to
their States (42 U.S.C. 10410(a)(5)).
Coalitions thus play an important role
in helping local programs develop and
continue practices consistent with
FVPSA guidance. Coalitions are urged
to include activities intended to ensure
that local programs maintain
confidentiality, to provide widely
accessible services consistent with best
practices in the field and applicable
Federal, State, Tribal and local
requirements, and to help local
programs comply with the new FVPSA
data collection and outcome
measurement requirements. Each of
these issues is further discussed below.
a. Client Confidentiality
FVPSA directs Coalitions to work
with local domestic violence programs
to encourage appropriate responses to
domestic violence within the States,
specifically including training and
technical assistance for local programs
(42 U.S.C. 10410(a)(1)(A)). Coalitions
must also participate in planning and
monitoring the distribution of FVPSA
grants awarded to their States (42 U.S.C.
10410(a)(5)). Coalitions thus play an
important role in helping local programs
PO 00000
Frm 00048
Fmt 4703
Sfmt 4703
15287
develop and continue practices
consistent with FVPSA guidance. Local
domestic violence programs funded by
FVPSA under 42 U.S.C. 10402 must
establish or implement policies and
protocols for maintaining the safety and
confidentiality of the adult victims of
domestic violence and their children
whom they serve. See 42 U.S.C.
10402(a)(2)(E). Because it is essential
that the confidentiality of individuals
receiving FVPSA services be protected,
Coalitions are urged to include activities
intended to ensure that local programs
maintain confidentiality consistent with
best practices in the field and applicable
Federal, State, Tribal and local
requirements.
The FVPSA statute requires that local
domestic violence programs maintain
confidentiality of records pertaining to
any individual provided family violence
prevention and treatment services (42
U.S.C. 10402(a)(2)(E)). As a result,
individual identifiers of client records
may not be used when providing
statistical data on program activities and
program services. Confidentiality
requirements have been strengthened
and clarified with the passage of the
Violence Against Women and
Department of Justice Reauthorization
Act of 2005 (Pub. L. 109–162). In the
interest of establishing a consistent
Federal standard for domestic violence
programs, HHS intends to follow the
confidentiality provisions and
definition of ‘‘personally identifying
information’’ in sections 40002(b)(2)
and 40002(a)(18) of the Violence
Against Women Act of 1994 (42 U.S.C.
13925(b)(2) and 42 U.S.C. 13925(a)(18))
as a more detailed guidance about how
States, Tribes and their subgrantees
funded under 42 U.S.C. 10402 should
comply with the FVPSA confidentiality
obligations, and requires such programs
to comply with the VAWA
confidentiality provisions. In the FY
2009 Performance Progress Report (SF–
PPR), States, Tribes and their
subgrantees must collect unduplicated
data for each program rather than
unduplicated across programs or
statewide. No client-level data should
be shared with a third party, regardless
of encryption, hashing or other data
security measures, without a written,
time-limited release as described in
section 40002(b)(2) of the Violence
Against Women Act of 1994 (42 U.S.C.
13925(b)(2)).
b. Coordinated, Accessible Services
The impacts of domestic violence may
include physical injury and death of
primary or secondary victims,
psychological trauma, isolation from
family and friends, harm to children
E:\FR\FM\03APN1.SGM
03APN1
15288
Federal Register / Vol. 74, No. 63 / Friday, April 3, 2009 / Notices
living with a parent or caretaker who is
either experiencing or perpetrating
domestic violence, increased fear,
reduced mobility, damaged credit,
unemployment, financial instability,
homelessness, substance abuse, chronic
illnesses and a host of other health and
related mental health consequences.
Coordination and collaboration
among victim services providers,
community-based, culturally specific,
and faith-based service providers,
housing providers and homeless
services providers, the police,
prosecutors, the courts, child welfare
services, employers and businesses,
medical and mental health service
providers, and Federal, State, and local
public officials and agencies is needed
to provide more responsive and
effective services to victims of domestic
violence and their families. It is
essential that community service
providers, including those serving or
representing underserved communities,
are involved in the design and
improvements of intervention and
prevention activities.
To help bring about a more effective
response to the problem of domestic
violence, HHS urges the designated
Coalitions receiving funds under this
grant announcement to continue to
coordinate activities funded under this
grant with other new and existing
resources for the prevention of domestic
violence and related issues.
To serve victims most in need and to
comply with Federal law, services must
be widely accessible. Services must not
discriminate on the basis of age,
handicap, sex, race, color, national
origin or religion (42 U.S.C. 10406).
HHS Services Office for Civil Rights
provides guidance to grantees in
complying with these requirements.
Please see https://www.hhs.gov/ocr/
civilrights/resources/specialtopics/
origin/domesticviolencefactsheet.html
for HHS Office of Civil Rights guidance
on serving immigrant victims and
https://www.hhs.gov/ocr/civilrights/
resources/factsheets/504ada.pdf for
guidance on the Americans with
Disabilities Act and the Rehabilitation
Act of 1973. Services must also be
provided on a voluntary basis; receipt of
shelter or housing must not be
conditioned on participation in
supportive services.
c. National Data Collection and
Outcomes Measurement
In collaboration with partners at the
State FVPSA programs, Coalitions,
Tribes and Tribal organizations, the
National Resource Center on Domestic
Violence, and experts on both data
collection and domestic violence issues,
FYSB continues to develop informative,
succinct, and non-burdensome reporting
formats that safely measure quantifiable
outputs and outcomes. During FY 2007,
FYSB revised and defined the program
services reporting components for
recipients of FVPSA State Formula
Grant funds. Throughout FY 2008,
grantee workshops, teleconferences, and
information memoranda provided
further guidance on performance
reporting requirements for these
grantees. In FY 2009, FYSB is requiring
States and their subgrantees, and Tribal
grantees to use standardized reporting
forms to facilitate the collection of
uniform, aggregate data on FVPSAsupported program services and client
outcomes, as described in Section V.
II. Funds Available
In FY 2009, FY 2010, and FY 2011,
HHS will make available for grants to
the States-designated, Statewide,
Domestic Violence Coalitions the funds
described in this announcement. These
grant awards are subject to the
availability of Federal appropriations,
and as authorized by the Family
Violence Prevention and Services Act,
42 U.S.C. sections 10401 through 10421,
(extended by the Department of Health
and Human Services Appropriations
Act, 2009, Public Law 111–8, and/or
any subsequent pertinent legal
authorities). Each year, one grant each
will be available for each of the
Coalitions in the 50 States, the
Commonwealth of Puerto Rico, and the
District of Columbia. The Coalitions of
the U.S. Territories (Guam, U.S. Virgin
Islands, Northern Mariana Islands,
American Samoa, and Trust Territory of
the Pacific Islands) are also eligible for
grant awards under this announcement.
The FVPSA (42 U.S.C. 10401 et seq.)
expired on September 30, 2008.
Reauthorization of the FVPSA could
include new statutory or administrative
requirements impacting grantees within
the next few years.
Length of Project Periods
Coalitions now apply for three years
of grant funds in this one application.
The project period under this program
announcement continues to be 24
months for each award. FYSB will
continue to disperse funds annually.
Coalitions will not be required to submit
additional applications for the years FY
2010 through FY 2011 unless there are
material changes made to the program.
Therefore, Coalitions must address their
anticipated activities not only for the FY
2009 project period; i.e., October 2008
through September 2010, but also for
the project periods covered by FYs 2010
through 2011; i.e., October 2009 through
September 2012. Coalitions will have
the opportunity to amend their
applications for each of the fiscal years
FY 2010 and FY 2011 if their
anticipated activities materially change.
This change does not affect the amount
of the grant award or the timing of the
grant award, only the application
process.
Project period (24
months)
Application requirements
FYSB will continue to disperse funds annually.
The Federal FY is a one-year period from September through October.
FY 2009 .................................................................
Coalitions will continue
to have two years to
spend the funds.
10/01/08–9/30/10 ..........
This change does not affect the amount of the grant award or the
timing of the grant award, only the application process.
FY 2010 .................................................................
10/01/09—9/30/11 .........
FY 2011 .................................................................
sroberts on PROD1PC70 with NOTICES
Award year
(federal fiscal year)
10/01/10—9/30/12 .........
VerDate Nov<24>2008
16:07 Apr 02, 2009
Jkt 217001
PO 00000
Frm 00049
Fmt 4703
Coalitions apply for three years of grant funds in this one application. Coalitions must address their anticipated activities for the
FY 2009 project period, and also for the project periods covered by FYs 2010 and 2011.
Coalitions will not be required to submit an additional application
for FY 2010 unless there are material changes made to the
program.
Coalitions will not be required to submit an additional application
for FY 2011 unless there are material changes made to the
program.
Sfmt 4703
E:\FR\FM\03APN1.SGM
03APN1
Federal Register / Vol. 74, No. 63 / Friday, April 3, 2009 / Notices
Expenditure Period
The FVPSA funds may be used for
expenditures on or after October 1 of
each fiscal year for which they are
granted and will be available for
expenditure through September 30 of
the following fiscal year; i.e., FY 2009
funds may be used for expenditures
from October 1, 2008, through
September 30, 2010.
III. Eligibility
In accordance with 42 U.S.C.
10410(b), to be eligible for grants under
this program announcement an
organization shall be designated as a
statewide, private, non-profit domestic
violence coalition meeting the following
criteria:
(1) The membership of the Coalition
includes representatives from a majority
of the programs for victims of domestic
violence operating within the State (a
Coalition may include representatives of
Indian Tribes and Tribal organizations
as defined in the Indian SelfDetermination and Education
Assistance Act);
(2) The Board membership of the
Coalition is representative of such
programs;
(3) The purpose of the Coalition is to
provide services, community education,
and technical assistance to domestic
violence programs in order to establish
and maintain shelter and related
services for victims of domestic violence
and their children; and
(4) In the application submitted by the
Coalition for the grant, the Coalition
provides assurances satisfactory to the
Secretary that the Coalition has actively
sought and encouraged the participation
of law enforcement agencies and other
legal or judicial entities in the
preparation of the application and will
actively seek and encourage the
participation of such entities in the
activities carried out with the grant.
sroberts on PROD1PC70 with NOTICES
Additional Information on Eligibility
D–U–N–S Requirement
All applicants must have a D&B Data
Universal Numbering System (D–U–N–
S) number. On June 27, 2003, the Office
of Management and Budget (OMB)
published in the Federal Register a new
Federal policy applicable to all Federal
grant applicants. The policy requires
Federal grant applicants to provide a D–
U–N–S number when applying for
Federal grants or cooperative
agreements on or after October 1, 2003.
The D–U–N–S number will be required
whether an applicant is submitting a
paper application or using the
government-wide electronic portal,
https://www.Grants.gov. A D–U–N–S
VerDate Nov<24>2008
16:07 Apr 02, 2009
Jkt 217001
number will be required for every
application for a new award or renewal/
continuation of an award, including
applications or plans under formula,
entitlement, and block grant programs,
submitted on or after October 1, 2003.
Applicants must ensure that their
organization has a D–U–N–S number.
Applicants may acquire a D–U–N–S
number at no cost by calling the
dedicated toll-free D–U–N–S number
request line at 1–866–705–5711 or you
may request a number on-line at
https://www.dnb.com.
Survey for Private Non-Profit Grant
Applicants
Private, non-profit organizations are
encouraged to submit with their
applications the survey located under
‘‘Grant Related Documents and Forms,’’
‘‘Survey for Private, Non-Profit Grant
Applicants,’’ titled, ‘‘Survey on
Ensuring Equal Opportunity for
Applicants,’’ at: https://www.acf.hhs.gov/
programs/ofs/forms.htm.
IV. Application Requirements for State
Domestic Violence Coalition
(Coalitions) Applications
This section includes application
requirements for FVPSA grants for
Coalitions, as follows:
Content of Application Submission
The Coalition application must be
signed by the Executive Director of the
Coalition or the official designated as
responsible for the administration of the
grant. The application must contain the
following information:
(Each requirement is cited to the
specific section of the law.)
(1) A description of the process and
anticipated outcomes of utilizing these
Federal funds to work with local
domestic violence programs and
providers of direct services to victims of
domestic violence and their families to
encourage appropriate responses to
domestic violence within the State,
including (42 U.S.C. 10410(a)(1))—
(a) Training and technical assistance
for local programs and professionals,
including those representing
underserved communities, working
with victims of domestic violence and
their families;
(b) Planning and conducting State
needs assessments and planning for
comprehensive services, including the
needs of and services for underserved
communities;
(c) Serving as an information
clearinghouse and resource center for
the State; and
(d) Collaborating with other
governmental systems that affect victims
of domestic violence.
PO 00000
Frm 00050
Fmt 4703
Sfmt 4703
15289
(2) A description of the public
education campaign regarding domestic
violence to be conducted by the
Coalition through the use of public
service announcements and informative
materials that are designed for print
media; billboards; public transit
advertising; electronic broadcast media;
and other forms of information
dissemination that inform the public
about domestic violence, including
information aimed at underserved
racial, ethnic or language-minority
populations (42 U.S.C. 10410(a)(4)).
(3) The anticipated outcomes and a
description of planned grant activities to
be conducted in conjunction with
judicial and law enforcement agencies
concerning appropriate responses to
domestic violence cases and an
examination of related issues set forth in
42 U.S.C. 10402(a)(2).
(4) The anticipated outcomes and a
description of planned grant activities to
be conducted in conjunction with
Family Law Judges, Criminal Court
Judges, Child Protective Services
agencies, Child Welfare agencies,
Family Preservation and Support
Service agencies, and children’s
advocates to develop appropriate
responses (including the responses set
forth in 42 U.S.C. 10410(a)(3)) to child
custody and visitation issues in
domestic violence cases and in cases
where domestic violence and child
abuse are both present (42 U.S.C.
10410(a)(3)).
(5) The anticipated outcomes and a
description of other activities in support
of the general purpose of furthering
domestic violence intervention and
prevention (42 U.S.C. 10410(a)).
(6) Documentation in the form of
support letters, memoranda of
agreement, or jointly signed statements,
that the Coalition has actively sought
and encouraged the participation of law
enforcement agencies and other legal or
judicial organizations in the preparation
of the grant application (42 U.S.C.
10410(b)(4)(A)), and will actively seek
and encourage the participation of such
organizations in grant funded activities
(42 U.S.C. 10410(b)(4)(B)).
(7) The following documentation that
certifies the status of the Coalition and
must be included in the grant
application:
(a) A description of the procedures
developed between the State domestic
violence agency and the Coalition that
provide for the required implementation
of the following cooperative activities:
(i) The participation of the Coalition
in the planning and monitoring of the
distribution of grants and grant funds
provided in the State (42 U.S.C.
10410(a)(5)); and
E:\FR\FM\03APN1.SGM
03APN1
sroberts on PROD1PC70 with NOTICES
15290
Federal Register / Vol. 74, No. 63 / Friday, April 3, 2009 / Notices
(ii) The participation of the Coalition
in compliance activities regarding the
State’s family violence prevention and
services program grantees 42 U.S.C.
10402(a)(2)(C) and (a)(3) (42 U.S.C.
10410(a)(5)).
(b) Unless already on file at HHS, a
copy of a currently valid 501(c)(3)
certification letter from the IRS stating
private, non-profit status; or a copy of
the applicant’s listing in the IRS’ most
recent list of tax-exempt organizations
described in section 501(c)(3) of the IRS
code; or a copy of the articles of
incorporation bearing the seal of the
State in which the corporation or
association is domiciled;
(c) To demonstrate compliance with
42 U.S.C. 10410(b)(1) and (b)(2):
(i) A current list of the organizations
operating programs for victims of
domestic violence in the State and the
applicant Coalition’s current
membership list by organization (see
Section III, Eligibility);
(ii) A list of the applicant Coalition’s
current Board of Directors, with each
individual’s organizational affiliation
and the Chairperson identified (see
Section III, Eligibility);
(d) A list of any Coalition or
contractual positions to be supported by
funds from this grant; and
(e) A budget narrative that clearly
describes the planned expenditure of
funds under this grant.
(8) Required Assurances (included in
the application as Attachment A):
(a) The applicant Coalition will not
use grant funds, directly or indirectly, to
influence the issuance, amendment, or
revocation of any Executive Order or
similar legal document by any Federal,
State or local agency, or to undertake to
influence the passage or defeat of any
legislation by the Congress, or any State,
or local legislative body, or State
proposals by initiative petition, except
where representatives of the Coalition
are testifying, or making other
appropriate communications, either
when formally requested to do so by a
legislative body, a committee, or a
member of such organization (42 U.S.C.
10410(d)(1)); or in connection with
legislation or appropriations directly
affecting the activities of the Coalition
or any member of the Coalition (42
U.S.C. 10410(d)(2)).
(b) The applicant Coalition will
prohibit discrimination on the basis of
age, handicap, sex, race, color, national
origin or religion, as described in 42
U.S.C. 10406.
(Note: As required by the Paperwork
Reduction Act of 1995, Pub. L. 104–13, the
public reporting burden for the project
description is estimated to average 10 hours
per response, including the time for
VerDate Nov<24>2008
16:07 Apr 02, 2009
Jkt 217001
reviewing instructions, gathering and
maintaining the data needed, and reviewing
the collection information. The Project
Description information collection is
approved under OMB control number 0970–
0280, which expires on 12/31/2011. An
agency may not conduct or sponsor, and a
person is not required to respond to, a
collection of information unless it displays a
currently valid OMB control number.)
Certifications
All applicants must submit or comply
with the required certifications found in
the Attachments, as follows:
Anti-Lobbying Certification and
Disclosure Form must be signed and
submitted with the application (See
Attachment B): Applicants must furnish
prior to award an executed copy of the
Standard Form (SF) LLL, Certification
Regarding Lobbying, when applying for
an award in excess of $100,000.
Applicants who have used non-Federal
funds for lobbying activities in
connection with receiving assistance
under this announcement shall
complete a disclosure form, if
applicable, with their applications
(approved by OMB under control
number 0348–0046). Applicants should
sign and return the certification with
their application.
Certification Regarding
Environmental Tobacco Smoke (See
Attachment C): Applicants must also
understand they will be held
accountable for the smoking prohibition
included within Public Law 103–227,
Title XII Environmental Tobacco Smoke
(also known as the PRO-Children Act of
1994). A copy of the Federal Register
notice that implements the smoking
prohibition is included with forms. By
signing and submitting the application,
applicants are accepting and agreeing to
all terms and conditions of the
certification.
Certification Regarding Drug-Free
Workplace Requirements (See
Attachment D): The signature on the
application by the program official
attests to the applicants’ intent to
comply with the Drug-Free Workplace
requirements and compliance with the
Debarment Certification. By signing and
submitting the application, applicants
are accepting and agreeing to all terms
and conditions of the certification.
These certifications can also be found
at https://www.acf.hhs.gov/programs/ofs/
forms.htm.
Notification Under Executive Order
12372
This program is covered under
Executive Order 12372,
‘‘Intergovernmental Review of Federal
Programs’’ for State plan consolidation
PO 00000
Frm 00051
Fmt 4703
Sfmt 4703
and simplification only—45 CFR
100.12. The review and comment
provisions of the Executive Order and
Part 100 do not apply.
Applications should be sent to:
Family Violence Prevention and
Services Program, Family and Youth
Services Bureau, Administration on
Children, Youth and Families,
Administration for Children and
Families, Attention: Allison Randall,
1250 Maryland Avenue, SW., Room
8220, Washington, DC 20024.
V. Reporting Requirements
Performance Reports
Beginning with FY 2009 awards, ACF
grantees will begin submitting
Performance Progress Reports using a
standardized format, the SF–PPR. The
SF–PPR is the standard governmentwide performance progress reporting
format used by Federal agencies to
collect performance information from
recipients. A version of the SF–PPR has
been tailored for grantees under this
announcement as the ACYF–FYSB–
FVPS–SF–PPR. A Program Performance
Report must be filed with HHS
describing the coordination, training
and technical assistance, needs
assessment, and comprehensive
planning activities carried out.
Additionally, the Coalition must report
on the public information and education
services provided; the activities
conducted in conjunction with judicial
and law enforcement agencies; the
actions conducted in conjunction with
other agencies such as the State child
welfare agency; activities conducted in
conjunction with community-based,
culturally specific service providers or
organizations serving or representing
underserved communities; and any
other activities undertaken under this
grant award. The annual report also
must provide an assessment of the
effectiveness of the grant-supported
activities. A copy of the ACYF–FYSB–
FVPS–SF–PPR will be available in the
webpage publication of this
announcement at https://
www.acf.hhs.gov/programs/fysb/
content/familyviolence/
approximately 10 business days after
the publication of this announcement in
the Federal Register.
The annual report is due 90 days after
the end of the fiscal year in which the
grant is awarded; i.e., December 29.
Annual reports should be sent to:
Family Violence Prevention and
Services Program, Family and Youth
Services Bureau, Administration on
Children, Youth and Families,
Administration for Children and
Families, Attention: Allison Randall,
E:\FR\FM\03APN1.SGM
03APN1
Federal Register / Vol. 74, No. 63 / Friday, April 3, 2009 / Notices
1250 Maryland Avenue, SW., Room
8220, Washington, DC 20024.
Please note that HHS may suspend
funding for an approved application if
any applicant fails to submit an annual
performance report or if the funds are
expended for purposes other than those
set forth under this announcement.
sroberts on PROD1PC70 with NOTICES
Financial Status Reports
Grantees must submit annual
Financial Status Reports. The first SF–
269A for FY 2009 grant awards is due
December 29, 2009. The final SF–269A
for FY 2009 is due December 29, 2010.
The first SF–269A for FY 2010 grant
awards is due December 29, 2010. The
final SF–269A for FY 2010 is due
December 29, 2011. The first SF–269A
for FY 2011 grants awards is due
December 29, 2011. The final SF–269A
for FY 2011 is due December 29, 2012.
SF–269A can be found at the following
URL: https://www.whitehouse.gov/omb/
grants/grants_forms.html.
Completed reports should be sent to:
Frederick Griefer, Division of
Mandatory Grants, Office of Grants
Management, Office of Administration,
Administration for Children and
Families, 370 L’Enfant Promenade, SW.,
6th Floor, Washington, DC 20447.
Grantees have the option to submit
their reports online through the Online
Data Collection (OLDC) system at the
following address: https://
extranet.acf.hhs.gov/ssi. Failure to
submit reports on time may be a basis
for withholding grant funds, suspension
or termination of the grant. In addition,
all funds reported after the obligation
period will be recouped.
VI. Administrative and National Policy
Requirements
Grantees are subject to the
requirements in 45 CFR Part 74 (nongovernmental) or 45 CFR Part 92
(governmental).
Direct Federal grants, sub-award
funds, or contracts under this ACF
program shall not be used to support
inherently religious activities such as
religious instruction, worship, or
proselytization. Therefore, organizations
must take steps to separate, in time or
location, their inherently religious
activities from the services funded
under this program. Regulations
pertaining to the Equal Treatment for
Faith-Based Organizations, which
includes the prohibition against Federal
funding of inherently religious
activities, can be found at the HHS Web
site at https://www.hhs.gov/fbci/
waisgate21.pdf.
A faith-based organization receiving
HHS funds retains its independence
from Federal, State, and local
VerDate Nov<24>2008
16:07 Apr 02, 2009
Jkt 217001
governments and may continue to carry
out its mission, including the definition,
practice, and expression of its religious
beliefs. For example, a faith-based
organization may use space in its
facilities to provide secular programs or
services funded with Federal funds
without removing religious art, icons,
scriptures, or other religious symbols. In
addition, a faith-based organization that
receives Federal funds retains its
authority over its internal governance,
and it may retain religious terms in its
organization’s name, select its board
members on a religious basis, and
include religious references in its
organization’s mission statements and
other governing documents in
accordance with program requirements,
statutes, and other applicable
requirements governing the conduct of
HHS funded activities.
Faith-based and community
organizations may reference the
‘‘Guidance to Faith-Based and
Community Organizations on Partnering
with the Federal Government’’ at https://
www.whitehouse.gov/government/fbci/
guidance/.
VII. Other Information
FOR FURTHER INFORMATION CONTACT:
Allison Randall at (202) 205–7889 or
e-mail at allison.randall@acf.hhs.gov.
Dated: March 30, 2009.
Maiso L. Bryant,
Acting Commissioner, Administration on
Children, Youth and Families.
Attachments: Required Assurances and
Certifications:
A. Assurances
B. Anti-Lobbying and Disclosure
C. Environmental Tobacco Smoke
D. Drug-Free Workplace Requirements
Attachment A
Assurances of Compliance with Grant
Requirements
The undersigned certifies that:
(1) The applicant Coalition will not
use grant funds, directly or indirectly, to
influence the issuance, amendment, or
revocation of any Executive Order or
similar legal document by any Federal,
State or local agency, or to undertake to
influence the passage or defeat of any
legislation by the Congress, or any State,
or local legislative body, or State
proposals by initiative petition, except
where representatives of the Coalition
are testifying, or making other
appropriate communications, either
when formally requested to do so by a
legislative body, a committee, or a
member of such organization (42 U.S.C.
10410(d)(1)); or in connection with
legislation or appropriations directly
PO 00000
Frm 00052
Fmt 4703
Sfmt 4703
15291
affecting the activities of the Coalition
(42 U.S.C. 10410(d)(2)).
(2) The applicant Coalition will
prohibit discrimination on the basis of
age, handicap, sex, race, color, national
origin or religion, as described in 42
U.S.C. 10406.
llllllllllllllllll
l
Signature
llllllllllllllllll
l
Title
llllllllllllllllll
l
Organization
Attachment B
Certification Regarding Lobbying
Certification for Contracts, Grants,
Loans, and Cooperative Agreements
The undersigned certifies, to the best
of his or her knowledge and belief, that:
(1) No Federal appropriated funds
have been paid or will be paid, by or on
behalf of the undersigned, to any person
for influencing or attempting to
influence an officer or employee of an
agency, a Member of Congress, an
officer or employee of Congress, or an
employee of a Member of Congress in
connection with the awarding of any
Federal contract, the making of any
Federal grant, the making of any Federal
loan, the entering into of any
cooperative agreement, and the
extension, continuation, renewal,
amendment, or modification of any
Federal contract, grant, loan, or
cooperative agreement.
(2) If any funds other than Federal
appropriated funds have been paid or
will be paid to any person for
influencing or attempting to influence
an officer or employee of any agency, a
Member of Congress, an officer or
employee of Congress, or an employee
of a Member of Congress in connection
with this Federal contract, grant, loan,
or cooperative agreement, the
undersigned shall complete and submit
Standard Form-LLL, ‘‘Disclosure Form
to Report Lobbying,’’ in accordance with
its instructions.
(3) The undersigned shall require that
the language of this certification be
included in the award documents for all
subawards at all tiers (including
subcontracts, subgrants, and contracts
under grants, loans, and cooperative
agreements) and that all subrecipients
shall certify and disclose accordingly.
This certification is a material
representation of fact upon which
reliance was placed when this
transaction was made or entered into.
Submission of this certification is a
prerequisite for making or entering into
this transaction imposed by section
1352, title 31, U.S. Code. Any person
E:\FR\FM\03APN1.SGM
03APN1
15292
Federal Register / Vol. 74, No. 63 / Friday, April 3, 2009 / Notices
who fails to file the required
certification shall be subject to a civil
penalty of not less than $10,000 and not
more than $100,000 for each such
failure.
Statement for Loan Guarantees and Loan
Insurance
The undersigned states, to the best of
his or her knowledge and belief, that:
If any funds have been paid or will be
paid to any person for influencing or
attempting to influence an officer or
employee of any agency, a Member of
Congress, an officer or employee of
Congress, or an employee of a Member
of Congress in connection with this
commitment providing for the United
States to insure or guarantee a loan, the
undersigned shall complete and submit
Standard Form-LLL, ‘‘Disclosure Form
to Report Lobbying,’’ in accordance with
its instructions. Submission of this
statement is a prerequisite for making or
entering into this transaction imposed
by section 1352, title 31, U.S. Code. Any
person who fails to file the required
statement shall be subject to a civil
penalty of not less than $10,000 and not
more than $100,000 for each such
failure.
llllllllllllllllll
l
Signature
llllllllllllllllll
l
Title
llllllllllllllllll
l
Organization
sroberts on PROD1PC70 with NOTICES
Attachment C
Certification Regarding Environmental
Tobacco Smoke
Public Law 103227, Part C
Environmental Tobacco Smoke, also
known as the Pro Children Act of 1994
(Act), requires that smoking not be
permitted in any portion of any indoor
routinely owned or leased or contracted
for by an entity and used routinely or
regularly for provision of health, day
care, education, or library services to
children under the age of 18, if the
services are funded by Federal programs
either directly or through State or local
governments, by Federal grant, contract,
loan, or loan guarantee. The law does
not apply to children’s services
provided in private residences, facilities
funded solely by Medicare or Medicaid
funds, and portions of facilities used for
inpatient drug or alcohol treatment.
Failure to comply with the provisions of
the law may result in the imposition of
a civil monetary penalty of up to $1000
per day and/or the imposition of an
administrative compliance order on the
responsible entity. By signing and
submitting this application the
applicant/grantee certifies that it will
VerDate Nov<24>2008
16:07 Apr 02, 2009
Jkt 217001
comply with the requirements of the
Act.
The applicant/grantee further agrees
that it will require the language of this
certification be included in any
subawards which contain provisions for
the children’s services and that all
subgrantees shall certify accordingly.
Attachment D
Certification Regarding Drug-Free
Workplace Requirements
This certification is required by the
regulations implementing the Drug-Free
Workplace Act of 1988: 45 CFR Part 76,
Subpart F. Sections 76.630(c) and (d)(2)
and 76.645(a)(1) and (b) provide that a
Federal agency may designate a central
receipt point for STATE-WIDE AND
STATE AGENCY-WIDE certifications,
and for notification of criminal drug
convictions. For the Department of
Health and Human Services, the central
point is: Division of Grants Management
and Oversight, Office of Management
and Acquisition, Department of Health
and Human Services, Room 517–D, 200
Independence Avenue, SW.,
Washington, DC 20201.
Certification Regarding Drug-Free
Workplace Requirements (Instructions
for Certification)
(1) By signing and/or submitting this
application or grant agreement, the
grantee is providing the certification set
out below.
(2) The certification set out below is
a material representation of fact upon
which reliance is placed when the
agency awards the grant. If it is later
determined that the grantee knowingly
rendered a false certification, or
otherwise violates the requirements of
the Drug-Free Workplace Act, the
agency, in addition to any other
remedies available to the Federal
Government, may take action authorized
under the Drug-Free Workplace Act.
(3) For grantees other than
individuals, Alternate I applies.
(4) For grantees who are individuals,
Alternate II applies.
(5) Workplaces under grants, for
grantees other than individuals, need
not be identified on the certification. If
known, they may be identified in the
grant application. If the grantee does not
identify the workplaces at the time of
application, or upon award, if there is
no application, the grantee must keep
the identity of the workplace(s) on file
in its office and make the information
available for Federal inspection. Failure
to identify all known workplaces
constitutes a violation of the grantee’s
drug-free workplace requirements.
(6) Workplace identifications must
include the actual address of buildings
PO 00000
Frm 00053
Fmt 4703
Sfmt 4703
(or parts of buildings) or other sites
where work under the grant takes place.
Categorical descriptions may be used
(e.g., all vehicles of a mass transit
authority or State highway department
while in operation, State employees in
each local unemployment office,
performers in concert halls or radio
studios).
(7) If the workplace identified to the
agency changes during the performance
of the grant, the grantee shall inform the
agency of the change(s), if it previously
identified the workplaces in question
(see paragraph five).
(8) Definitions of terms in the
Nonprocurement Suspension and
Debarment common rule and Drug-Free
Workplace common rule apply to this
certification. Grantees’ attention is
called, in particular, to the following
definitions from these rules:
Controlled substance means a
controlled substance in Schedules I
through V of the Controlled Substances
Act (21 U.S.C. 812) and as further
defined by regulation (21 CFR 1308.11
through 1308.15);
Conviction means a finding of guilt
(including a plea of nolo contendere) or
imposition of sentence, or both, by any
judicial body charged with the
responsibility to determine violations of
the Federal or State criminal drug
statutes;
Criminal drug statute means a Federal
or non-Federal criminal statute
involving the manufacture, distribution,
dispensing, use, or possession of any
controlled substance;
Employee means the employee of a
grantee directly engaged in the
performance of work under a grant,
including: (i) All direct charge
employees; (ii) All indirect charge
employees unless their impact or
involvement is insignificant to the
performance of the grant; and, (iii)
Temporary personnel and consultants
who are directly engaged in the
performance of work under the grant
and who are on the grantee’s payroll.
This definition does not include
workers not on the payroll of the grantee
(e.g., volunteers, even if used to meet a
matching requirement; consultants or
independent contractors not on the
grantee’s payroll; or employees of
subrecipients or subcontractors in
covered workplaces).
Certification Regarding Drug-Free
Workplace Requirements Alternate I.
(Grantees Other Than Individuals)
The grantee certifies that it will or
will continue to provide a drug-free
workplace by:
(1) Publishing a statement notifying
employees that the unlawful
E:\FR\FM\03APN1.SGM
03APN1
sroberts on PROD1PC70 with NOTICES
Federal Register / Vol. 74, No. 63 / Friday, April 3, 2009 / Notices
manufacture, distribution, dispensing,
possession, or use of a controlled
substance is prohibited in the grantee’s
workplace and specifying the actions
that will be taken against employees for
violation of such prohibition;
(2) Establishing an ongoing drug-free
awareness program to inform employees
about—
(a) The dangers of drug abuse in the
workplace;
(b) The grantee’s policy of
maintaining a drug-free workplace;
(c) Any available drug counseling,
rehabilitation, and employee assistance
programs; and
(d) The penalties that may be imposed
upon employees for drug abuse
violations occurring in the workplace;
(3) Making it a requirement that each
employee to be engaged in the
performance of the grant be given a copy
of the statement required by paragraph
(a);
(4) Notifying the employee in the
statement required by paragraph (a) that,
as a condition of employment under the
grant, the employee will—
(a) Abide by the terms of the
statement; and
(b) Notify the employer in writing of
his or her conviction for a violation of
a criminal drug statute occurring in the
workplace no later than five calendar
days after such conviction;
(5) Notifying the agency in writing,
within 10 calendar days after receiving
notice under paragraph (d)(2) from an
employee or otherwise receiving actual
notice of such conviction. Employers of
convicted employees must provide
notice, including position title, to every
grant officer or other designee on whose
grant activity the convicted employee
was working, unless the Federal agency
has designated a central point for the
receipt of such notices. Notice shall
include the identification number(s) of
each affected grant;
(6) Taking one of the following
actions, within 30 calendar days of
receiving notice under paragraph (d)(2),
with respect to any employee who is so
convicted—
(a) Taking appropriate personnel
action against such an employee, up to
and including termination, consistent
with the requirements of the
Rehabilitation Act of 1973, as amended;
or
(b) Requiring such employee to
participate satisfactorily in a drug abuse
assistance or rehabilitation program
approved for such purposes by a
Federal, State, or local health, law
enforcement, or other appropriate
agency;
(7) Making a good faith effort to
continue to maintain a drug-free
VerDate Nov<24>2008
16:07 Apr 02, 2009
Jkt 217001
workplace through implementation of
paragraphs (a), (b), (c), (d), (e) and (f).
The grantee may insert in the space
provided below the site(s) for the
performance of work done in
connection with the specific grant:
Place of Performance (Street address,
city, county, state, zip code)
llllllllllllllllll
l
llllllllllllllllll
l
Check if there are workplaces on file
that are not identified here.
Alternate II. (Grantees Who Are
Individuals)
(1) The grantee certifies that, as a
condition of the grant, he or she will not
engage in the unlawful manufacture,
distribution, dispensing, possession, or
use of a controlled substance in
conducting any activity with the grant;
(2) If convicted of a criminal drug
offense resulting from a violation
occurring during the conduct of any
grant activity, he or she will report the
conviction, in writing, within 10
calendar days of the conviction, to every
grant officer or other designee, unless
the Federal agency designates a central
point for the receipt of such notices.
When notice is made to such a central
point, it shall include the identification
number(s) of each affected grant.
[FR Doc. E9–7502 Filed 4–2–09; 8:45 am]
BILLING CODE 4184–01–P
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Food and Drug Administration
[Docket No. FDA–2008–N–0589]
Agency Information Collection
Activities; Submission for Office of
Management and Budget Review;
Comment Request; Mental Models
Study of Health Care Providers’
Understanding of Prescription Drug
Effectiveness
AGENCY:
Food and Drug Administration,
HHS.
ACTION:
Notice.
SUMMARY: The Food and Drug
Administration (FDA) is announcing
that a proposed collection of
information has been submitted to the
Office of Management and Budget
(OMB) for review and clearance under
the Paperwork Reduction Act of 1995.
DATES: Fax written comments on the
collection of information by May 4,
2009.
ADDRESSES: To ensure that comments on
the information collection are received,
OMB recommends that written
PO 00000
Frm 00054
Fmt 4703
Sfmt 4703
15293
comments be faxed to the Office of
Information and Regulatory Affairs,
OMB, Attn: FDA Desk Officer, FAX:
202–395–6974, or e-mailed to
oira_submission@omb.eop.gov. All
comments should be identified with the
OMB control number 0910–NEW and
title ‘‘Mental Models Study of Health
Care Providers’ Understanding of
Prescription Drug Effectiveness.’’ Also
include the FDA docket number found
in brackets in the heading of this
document.
FOR FURTHER INFORMATION CONTACT:
Elizabeth Berbakos, Office of
Information Management (HFA–710),
Food and Drug Administration, 5600
Fishers Lane, Rockville, MD 20857,
301–796–3792.
SUPPLEMENTARY INFORMATION: In
compliance with 44 U.S.C. 3507, FDA
has submitted the following proposed
collection of information to OMB for
review and clearance.
Mental Models Study of Health Care
Providers’ Understanding of
Prescription Drug Effectiveness
The Federal Food, Drug, and Cosmetic
Act (the act) requires that
manufacturers, packers, and distributors
(sponsors) who advertise prescription
human and animal drugs, including
biological products for humans, disclose
in advertisements certain information
about the advertised product’s uses and
risks.1 By its nature, the presentation of
this risk information is likely to evoke
active trade-offs by consumers and
physicians, i.e., comparisons with the
perceived risks of not taking a
treatment, and comparisons with the
perceived benefits of taking a
treatment.2 The FDA has an interest in
fostering safe and proper use of
prescription drugs, which is an activity
that necessitates understanding of both
risks and benefits. Thus, an indepth
understanding of physicians’ processing
of this information, their thinking on
relevant topics, and their informational
needs are central to this regulatory task.
Under the act, FDA engages in a
variety of communication activities to
ensure that patients and health care
providers have the information they
need to make informed decisions about
treatment options, including the use of
prescription drugs. FDA regulations (21
1 For prescription drugs and biologics, the act
requires advertisements to contain ‘‘information in
brief summary relating to side effects,
contraindications, and effectiveness’’ (21 U.S.C.
352(n)).
2 See Swartz, L., Woloshin, S., Black, W., and
Welch, H.G., ‘‘The role of numeracy in
understanding the benefit of screening
mammography,’’Annals of Internal Medicine,
127(11), 966–72, 1997.
E:\FR\FM\03APN1.SGM
03APN1
Agencies
[Federal Register Volume 74, Number 63 (Friday, April 3, 2009)]
[Notices]
[Pages 15287-15293]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-7502]
-----------------------------------------------------------------------
DEPARTMENT OF HEALTH AND HUMAN SERVICES
Administration for Children and Families
Family Violence Prevention and Services/Grants to State Domestic
Violence Coalitions
Program Office: Administration on Children, Youth, and Families
(ACYF), Family and Youth Services Bureau (FYSB).
Funding Opportunity Title: HHS-2009 ACF-ACYF-SDVC-0030.
Announcement Title: Family Violence Prevention and Services/Grants
to State Domestic Violence Coalitions.
CFDA Number: 93.591.
Due Date for Applications: May 4, 2009.
Executive Summary: This announcement governs the proposed award of
formula grants under the Family Violence Prevention and Services Act
(FVPSA) to private, non-profit State Domestic Violence Coalitions
(Coalitions). The purpose of these grants is to assist in the conduct
of activities to promote domestic violence intervention and prevention
and to increase public awareness of family violence issues (42 U.S.C.
10410(a)).
This notice for family violence prevention and services grants to
Coalitions serves four purposes: The first purpose is to confirm a
Federal commitment to reducing domestic violence; the second is to urge
States, localities, cities, and the private sector to become involved
in State and local planning towards an integrated service delivery
approach that meets the needs of all victims, including those in
underserved communities; the third is to provide for technical
assistance and training relating to domestic violence programs; and the
fourth is to increase public awareness about and prevention of domestic
violence and increase the quality and availability of immediate shelter
and related assistance for victims of domestic violence and their
dependents (42 U.S.C. 10401). Starting in Fiscal Year (FY) 2009,
applications should cover FYs 2009, 2010 and 2011 (see Section II,
Funds Available, Length of Project Period).
I. Description
Legislative Authority: The Family Violence Prevention and Services
Act, 42 U.S.C. 10401 through 10421, as extended by the Department of
Health and Human Services Appropriations Act, 2009, Public Law 111-8.
Background
The Family Violence Prevention and Services Act (42 U.S.C. 10401 et
seq.) authorizes the Department of Health and Human Services (HHS)
Secretary to award grants to statewide, private, non-profit Coalitions
to conduct activities to promote domestic violence intervention and
prevention and to increase public awareness of domestic violence
issues.
Annual State Domestic Violence Coalition Grantee Meeting
Coalitions should plan to send one or more representatives to the
annual grantee meeting. Subsequent correspondence will advise
Coalitions of the date, time, and location of their grantee meeting.
Role of State Coalitions
FVPSA directs Coalitions to work with local domestic violence
programs to encourage appropriate responses to domestic violence within
the States, specifically including training and technical assistance
for local programs (42 U.S.C. 10410(a)(1) and (a)(1)(A)). Coalitions
must also participate in planning and monitoring the distribution of
FVPSA grants awarded to their States (42 U.S.C. 10410(a)(5)).
Coalitions thus play an important role in helping local programs
develop and continue practices consistent with FVPSA guidance.
Coalitions are urged to include activities intended to ensure that
local programs maintain confidentiality, to provide widely accessible
services consistent with best practices in the field and applicable
Federal, State, Tribal and local requirements, and to help local
programs comply with the new FVPSA data collection and outcome
measurement requirements. Each of these issues is further discussed
below.
a. Client Confidentiality
FVPSA directs Coalitions to work with local domestic violence
programs to encourage appropriate responses to domestic violence within
the States, specifically including training and technical assistance
for local programs (42 U.S.C. 10410(a)(1)(A)). Coalitions must also
participate in planning and monitoring the distribution of FVPSA grants
awarded to their States (42 U.S.C. 10410(a)(5)). Coalitions thus play
an important role in helping local programs develop and continue
practices consistent with FVPSA guidance. Local domestic violence
programs funded by FVPSA under 42 U.S.C. 10402 must establish or
implement policies and protocols for maintaining the safety and
confidentiality of the adult victims of domestic violence and their
children whom they serve. See 42 U.S.C. 10402(a)(2)(E). Because it is
essential that the confidentiality of individuals receiving FVPSA
services be protected, Coalitions are urged to include activities
intended to ensure that local programs maintain confidentiality
consistent with best practices in the field and applicable Federal,
State, Tribal and local requirements.
The FVPSA statute requires that local domestic violence programs
maintain confidentiality of records pertaining to any individual
provided family violence prevention and treatment services (42 U.S.C.
10402(a)(2)(E)). As a result, individual identifiers of client records
may not be used when providing statistical data on program activities
and program services. Confidentiality requirements have been
strengthened and clarified with the passage of the Violence Against
Women and Department of Justice Reauthorization Act of 2005 (Pub. L.
109-162). In the interest of establishing a consistent Federal standard
for domestic violence programs, HHS intends to follow the
confidentiality provisions and definition of ``personally identifying
information'' in sections 40002(b)(2) and 40002(a)(18) of the Violence
Against Women Act of 1994 (42 U.S.C. 13925(b)(2) and 42 U.S.C.
13925(a)(18)) as a more detailed guidance about how States, Tribes and
their subgrantees funded under 42 U.S.C. 10402 should comply with the
FVPSA confidentiality obligations, and requires such programs to comply
with the VAWA confidentiality provisions. In the FY 2009 Performance
Progress Report (SF-PPR), States, Tribes and their subgrantees must
collect unduplicated data for each program rather than unduplicated
across programs or statewide. No client-level data should be shared
with a third party, regardless of encryption, hashing or other data
security measures, without a written, time-limited release as described
in section 40002(b)(2) of the Violence Against Women Act of 1994 (42
U.S.C. 13925(b)(2)).
b. Coordinated, Accessible Services
The impacts of domestic violence may include physical injury and
death of primary or secondary victims, psychological trauma, isolation
from family and friends, harm to children
[[Page 15288]]
living with a parent or caretaker who is either experiencing or
perpetrating domestic violence, increased fear, reduced mobility,
damaged credit, unemployment, financial instability, homelessness,
substance abuse, chronic illnesses and a host of other health and
related mental health consequences.
Coordination and collaboration among victim services providers,
community-based, culturally specific, and faith-based service
providers, housing providers and homeless services providers, the
police, prosecutors, the courts, child welfare services, employers and
businesses, medical and mental health service providers, and Federal,
State, and local public officials and agencies is needed to provide
more responsive and effective services to victims of domestic violence
and their families. It is essential that community service providers,
including those serving or representing underserved communities, are
involved in the design and improvements of intervention and prevention
activities.
To help bring about a more effective response to the problem of
domestic violence, HHS urges the designated Coalitions receiving funds
under this grant announcement to continue to coordinate activities
funded under this grant with other new and existing resources for the
prevention of domestic violence and related issues.
To serve victims most in need and to comply with Federal law,
services must be widely accessible. Services must not discriminate on
the basis of age, handicap, sex, race, color, national origin or
religion (42 U.S.C. 10406). HHS Services Office for Civil Rights
provides guidance to grantees in complying with these requirements.
Please see https://www.hhs.gov/ocr/civilrights/resources/specialtopics/origin/domesticviolencefactsheet.html for HHS Office of Civil Rights
guidance on serving immigrant victims and https://www.hhs.gov/ocr/civilrights/resources/factsheets/504ada.pdf for guidance on the
Americans with Disabilities Act and the Rehabilitation Act of 1973.
Services must also be provided on a voluntary basis; receipt of shelter
or housing must not be conditioned on participation in supportive
services.
c. National Data Collection and Outcomes Measurement
In collaboration with partners at the State FVPSA programs,
Coalitions, Tribes and Tribal organizations, the National Resource
Center on Domestic Violence, and experts on both data collection and
domestic violence issues, FYSB continues to develop informative,
succinct, and non-burdensome reporting formats that safely measure
quantifiable outputs and outcomes. During FY 2007, FYSB revised and
defined the program services reporting components for recipients of
FVPSA State Formula Grant funds. Throughout FY 2008, grantee workshops,
teleconferences, and information memoranda provided further guidance on
performance reporting requirements for these grantees. In FY 2009, FYSB
is requiring States and their subgrantees, and Tribal grantees to use
standardized reporting forms to facilitate the collection of uniform,
aggregate data on FVPSA-supported program services and client outcomes,
as described in Section V.
II. Funds Available
In FY 2009, FY 2010, and FY 2011, HHS will make available for
grants to the States-designated, Statewide, Domestic Violence
Coalitions the funds described in this announcement. These grant awards
are subject to the availability of Federal appropriations, and as
authorized by the Family Violence Prevention and Services Act, 42
U.S.C. sections 10401 through 10421, (extended by the Department of
Health and Human Services Appropriations Act, 2009, Public Law 111-8,
and/or any subsequent pertinent legal authorities). Each year, one
grant each will be available for each of the Coalitions in the 50
States, the Commonwealth of Puerto Rico, and the District of Columbia.
The Coalitions of the U.S. Territories (Guam, U.S. Virgin Islands,
Northern Mariana Islands, American Samoa, and Trust Territory of the
Pacific Islands) are also eligible for grant awards under this
announcement. The FVPSA (42 U.S.C. 10401 et seq.) expired on September
30, 2008. Reauthorization of the FVPSA could include new statutory or
administrative requirements impacting grantees within the next few
years.
Length of Project Periods
Coalitions now apply for three years of grant funds in this one
application. The project period under this program announcement
continues to be 24 months for each award. FYSB will continue to
disperse funds annually. Coalitions will not be required to submit
additional applications for the years FY 2010 through FY 2011 unless
there are material changes made to the program. Therefore, Coalitions
must address their anticipated activities not only for the FY 2009
project period; i.e., October 2008 through September 2010, but also for
the project periods covered by FYs 2010 through 2011; i.e., October
2009 through September 2012. Coalitions will have the opportunity to
amend their applications for each of the fiscal years FY 2010 and FY
2011 if their anticipated activities materially change. This change
does not affect the amount of the grant award or the timing of the
grant award, only the application process.
----------------------------------------------------------------------------------------------------------------
Award year (federal fiscal year) Project period (24 months) Application requirements
----------------------------------------------------------------------------------------------------------------
FYSB will continue to disperse funds Coalitions will continue This change does not affect the amount of
annually. The Federal FY is a one-year to have two years to the grant award or the timing of the grant
period from September through October. spend the funds. award, only the application process.
FY 2009................................ 10/01/08-9/30/10.......... Coalitions apply for three years of grant
funds in this one application. Coalitions
must address their anticipated activities
for the FY 2009 project period, and also
for the project periods covered by FYs
2010 and 2011.
FY 2010................................ 10/01/09--9/30/11......... Coalitions will not be required to submit
an additional application for FY 2010
unless there are material changes made to
the program.
FY 2011................................ 10/01/10--9/30/12......... Coalitions will not be required to submit
an additional application for FY 2011
unless there are material changes made to
the program.
----------------------------------------------------------------------------------------------------------------
[[Page 15289]]
Expenditure Period
The FVPSA funds may be used for expenditures on or after October 1
of each fiscal year for which they are granted and will be available
for expenditure through September 30 of the following fiscal year;
i.e., FY 2009 funds may be used for expenditures from October 1, 2008,
through September 30, 2010.
III. Eligibility
In accordance with 42 U.S.C. 10410(b), to be eligible for grants
under this program announcement an organization shall be designated as
a statewide, private, non-profit domestic violence coalition meeting
the following criteria:
(1) The membership of the Coalition includes representatives from a
majority of the programs for victims of domestic violence operating
within the State (a Coalition may include representatives of Indian
Tribes and Tribal organizations as defined in the Indian Self-
Determination and Education Assistance Act);
(2) The Board membership of the Coalition is representative of such
programs;
(3) The purpose of the Coalition is to provide services, community
education, and technical assistance to domestic violence programs in
order to establish and maintain shelter and related services for
victims of domestic violence and their children; and
(4) In the application submitted by the Coalition for the grant,
the Coalition provides assurances satisfactory to the Secretary that
the Coalition has actively sought and encouraged the participation of
law enforcement agencies and other legal or judicial entities in the
preparation of the application and will actively seek and encourage the
participation of such entities in the activities carried out with the
grant.
Additional Information on Eligibility
D-U-N-S Requirement
All applicants must have a D&B Data Universal Numbering System (D-
U-N-S) number. On June 27, 2003, the Office of Management and Budget
(OMB) published in the Federal Register a new Federal policy applicable
to all Federal grant applicants. The policy requires Federal grant
applicants to provide a D-U-N-S number when applying for Federal grants
or cooperative agreements on or after October 1, 2003. The D-U-N-S
number will be required whether an applicant is submitting a paper
application or using the government-wide electronic portal, https://www.Grants.gov. A D-U-N-S number will be required for every application
for a new award or renewal/continuation of an award, including
applications or plans under formula, entitlement, and block grant
programs, submitted on or after October 1, 2003.
Applicants must ensure that their organization has a D-U-N-S
number. Applicants may acquire a D-U-N-S number at no cost by calling
the dedicated toll-free D-U-N-S number request line at 1-866-705-5711
or you may request a number on-line at https://www.dnb.com.
Survey for Private Non-Profit Grant Applicants
Private, non-profit organizations are encouraged to submit with
their applications the survey located under ``Grant Related Documents
and Forms,'' ``Survey for Private, Non-Profit Grant Applicants,''
titled, ``Survey on Ensuring Equal Opportunity for Applicants,'' at:
https://www.acf.hhs.gov/programs/ofs/forms.htm.
IV. Application Requirements for State Domestic Violence Coalition
(Coalitions) Applications
This section includes application requirements for FVPSA grants for
Coalitions, as follows:
Content of Application Submission
The Coalition application must be signed by the Executive Director
of the Coalition or the official designated as responsible for the
administration of the grant. The application must contain the following
information:
(Each requirement is cited to the specific section of the law.)
(1) A description of the process and anticipated outcomes of
utilizing these Federal funds to work with local domestic violence
programs and providers of direct services to victims of domestic
violence and their families to encourage appropriate responses to
domestic violence within the State, including (42 U.S.C. 10410(a)(1))--
(a) Training and technical assistance for local programs and
professionals, including those representing underserved communities,
working with victims of domestic violence and their families;
(b) Planning and conducting State needs assessments and planning
for comprehensive services, including the needs of and services for
underserved communities;
(c) Serving as an information clearinghouse and resource center for
the State; and
(d) Collaborating with other governmental systems that affect
victims of domestic violence.
(2) A description of the public education campaign regarding
domestic violence to be conducted by the Coalition through the use of
public service announcements and informative materials that are
designed for print media; billboards; public transit advertising;
electronic broadcast media; and other forms of information
dissemination that inform the public about domestic violence, including
information aimed at underserved racial, ethnic or language-minority
populations (42 U.S.C. 10410(a)(4)).
(3) The anticipated outcomes and a description of planned grant
activities to be conducted in conjunction with judicial and law
enforcement agencies concerning appropriate responses to domestic
violence cases and an examination of related issues set forth in 42
U.S.C. 10402(a)(2).
(4) The anticipated outcomes and a description of planned grant
activities to be conducted in conjunction with Family Law Judges,
Criminal Court Judges, Child Protective Services agencies, Child
Welfare agencies, Family Preservation and Support Service agencies, and
children's advocates to develop appropriate responses (including the
responses set forth in 42 U.S.C. 10410(a)(3)) to child custody and
visitation issues in domestic violence cases and in cases where
domestic violence and child abuse are both present (42 U.S.C.
10410(a)(3)).
(5) The anticipated outcomes and a description of other activities
in support of the general purpose of furthering domestic violence
intervention and prevention (42 U.S.C. 10410(a)).
(6) Documentation in the form of support letters, memoranda of
agreement, or jointly signed statements, that the Coalition has
actively sought and encouraged the participation of law enforcement
agencies and other legal or judicial organizations in the preparation
of the grant application (42 U.S.C. 10410(b)(4)(A)), and will actively
seek and encourage the participation of such organizations in grant
funded activities (42 U.S.C. 10410(b)(4)(B)).
(7) The following documentation that certifies the status of the
Coalition and must be included in the grant application:
(a) A description of the procedures developed between the State
domestic violence agency and the Coalition that provide for the
required implementation of the following cooperative activities:
(i) The participation of the Coalition in the planning and
monitoring of the distribution of grants and grant funds provided in
the State (42 U.S.C. 10410(a)(5)); and
[[Page 15290]]
(ii) The participation of the Coalition in compliance activities
regarding the State's family violence prevention and services program
grantees 42 U.S.C. 10402(a)(2)(C) and (a)(3) (42 U.S.C. 10410(a)(5)).
(b) Unless already on file at HHS, a copy of a currently valid
501(c)(3) certification letter from the IRS stating private, non-profit
status; or a copy of the applicant's listing in the IRS' most recent
list of tax-exempt organizations described in section 501(c)(3) of the
IRS code; or a copy of the articles of incorporation bearing the seal
of the State in which the corporation or association is domiciled;
(c) To demonstrate compliance with 42 U.S.C. 10410(b)(1) and
(b)(2):
(i) A current list of the organizations operating programs for
victims of domestic violence in the State and the applicant Coalition's
current membership list by organization (see Section III, Eligibility);
(ii) A list of the applicant Coalition's current Board of
Directors, with each individual's organizational affiliation and the
Chairperson identified (see Section III, Eligibility);
(d) A list of any Coalition or contractual positions to be
supported by funds from this grant; and
(e) A budget narrative that clearly describes the planned
expenditure of funds under this grant.
(8) Required Assurances (included in the application as Attachment
A):
(a) The applicant Coalition will not use grant funds, directly or
indirectly, to influence the issuance, amendment, or revocation of any
Executive Order or similar legal document by any Federal, State or
local agency, or to undertake to influence the passage or defeat of any
legislation by the Congress, or any State, or local legislative body,
or State proposals by initiative petition, except where representatives
of the Coalition are testifying, or making other appropriate
communications, either when formally requested to do so by a
legislative body, a committee, or a member of such organization (42
U.S.C. 10410(d)(1)); or in connection with legislation or
appropriations directly affecting the activities of the Coalition or
any member of the Coalition (42 U.S.C. 10410(d)(2)).
(b) The applicant Coalition will prohibit discrimination on the
basis of age, handicap, sex, race, color, national origin or religion,
as described in 42 U.S.C. 10406.
(Note:
As required by the Paperwork Reduction Act of 1995, Pub. L. 104-
13, the public reporting burden for the project description is
estimated to average 10 hours per response, including the time for
reviewing instructions, gathering and maintaining the data needed,
and reviewing the collection information. The Project Description
information collection is approved under OMB control number 0970-
0280, which expires on 12/31/2011. An agency may not conduct or
sponsor, and a person is not required to respond to, a collection of
information unless it displays a currently valid OMB control
number.)
Certifications
All applicants must submit or comply with the required
certifications found in the Attachments, as follows:
Anti-Lobbying Certification and Disclosure Form must be signed and
submitted with the application (See Attachment B): Applicants must
furnish prior to award an executed copy of the Standard Form (SF) LLL,
Certification Regarding Lobbying, when applying for an award in excess
of $100,000. Applicants who have used non-Federal funds for lobbying
activities in connection with receiving assistance under this
announcement shall complete a disclosure form, if applicable, with
their applications (approved by OMB under control number 0348-0046).
Applicants should sign and return the certification with their
application.
Certification Regarding Environmental Tobacco Smoke (See Attachment
C): Applicants must also understand they will be held accountable for
the smoking prohibition included within Public Law 103-227, Title XII
Environmental Tobacco Smoke (also known as the PRO-Children Act of
1994). A copy of the Federal Register notice that implements the
smoking prohibition is included with forms. By signing and submitting
the application, applicants are accepting and agreeing to all terms and
conditions of the certification.
Certification Regarding Drug-Free Workplace Requirements (See
Attachment D): The signature on the application by the program official
attests to the applicants' intent to comply with the Drug-Free
Workplace requirements and compliance with the Debarment Certification.
By signing and submitting the application, applicants are accepting and
agreeing to all terms and conditions of the certification.
These certifications can also be found at https://www.acf.hhs.gov/programs/ofs/forms.htm.
Notification Under Executive Order 12372
This program is covered under Executive Order 12372,
``Intergovernmental Review of Federal Programs'' for State plan
consolidation and simplification only--45 CFR 100.12. The review and
comment provisions of the Executive Order and Part 100 do not apply.
Applications should be sent to: Family Violence Prevention and
Services Program, Family and Youth Services Bureau, Administration on
Children, Youth and Families, Administration for Children and Families,
Attention: Allison Randall, 1250 Maryland Avenue, SW., Room 8220,
Washington, DC 20024.
V. Reporting Requirements
Performance Reports
Beginning with FY 2009 awards, ACF grantees will begin submitting
Performance Progress Reports using a standardized format, the SF-PPR.
The SF-PPR is the standard government-wide performance progress
reporting format used by Federal agencies to collect performance
information from recipients. A version of the SF-PPR has been tailored
for grantees under this announcement as the ACYF-FYSB-FVPS-SF-PPR. A
Program Performance Report must be filed with HHS describing the
coordination, training and technical assistance, needs assessment, and
comprehensive planning activities carried out. Additionally, the
Coalition must report on the public information and education services
provided; the activities conducted in conjunction with judicial and law
enforcement agencies; the actions conducted in conjunction with other
agencies such as the State child welfare agency; activities conducted
in conjunction with community-based, culturally specific service
providers or organizations serving or representing underserved
communities; and any other activities undertaken under this grant
award. The annual report also must provide an assessment of the
effectiveness of the grant-supported activities. A copy of the ACYF-
FYSB-FVPS-SF-PPR will be available in the webpage publication of this
announcement at https://www.acf.hhs.gov/programs/fysb/content/familyviolence/ approximately 10 business days after the
publication of this announcement in the Federal Register.
The annual report is due 90 days after the end of the fiscal year
in which the grant is awarded; i.e., December 29. Annual reports should
be sent to: Family Violence Prevention and Services Program, Family and
Youth Services Bureau, Administration on Children, Youth and Families,
Administration for Children and Families, Attention: Allison Randall,
[[Page 15291]]
1250 Maryland Avenue, SW., Room 8220, Washington, DC 20024.
Please note that HHS may suspend funding for an approved
application if any applicant fails to submit an annual performance
report or if the funds are expended for purposes other than those set
forth under this announcement.
Financial Status Reports
Grantees must submit annual Financial Status Reports. The first SF-
269A for FY 2009 grant awards is due December 29, 2009. The final SF-
269A for FY 2009 is due December 29, 2010. The first SF-269A for FY
2010 grant awards is due December 29, 2010. The final SF-269A for FY
2010 is due December 29, 2011. The first SF-269A for FY 2011 grants
awards is due December 29, 2011. The final SF-269A for FY 2011 is due
December 29, 2012. SF-269A can be found at the following URL: https://www.whitehouse.gov/omb/grants/grants_forms.html.
Completed reports should be sent to: Frederick Griefer, Division of
Mandatory Grants, Office of Grants Management, Office of
Administration, Administration for Children and Families, 370 L'Enfant
Promenade, SW., 6th Floor, Washington, DC 20447.
Grantees have the option to submit their reports online through the
Online Data Collection (OLDC) system at the following address: https://extranet.acf.hhs.gov/ssi. Failure to submit reports on time may be a
basis for withholding grant funds, suspension or termination of the
grant. In addition, all funds reported after the obligation period will
be recouped.
VI. Administrative and National Policy Requirements
Grantees are subject to the requirements in 45 CFR Part 74 (non-
governmental) or 45 CFR Part 92 (governmental).
Direct Federal grants, sub-award funds, or contracts under this ACF
program shall not be used to support inherently religious activities
such as religious instruction, worship, or proselytization. Therefore,
organizations must take steps to separate, in time or location, their
inherently religious activities from the services funded under this
program. Regulations pertaining to the Equal Treatment for Faith-Based
Organizations, which includes the prohibition against Federal funding
of inherently religious activities, can be found at the HHS Web site at
https://www.hhs.gov/fbci/waisgate21.pdf.
A faith-based organization receiving HHS funds retains its
independence from Federal, State, and local governments and may
continue to carry out its mission, including the definition, practice,
and expression of its religious beliefs. For example, a faith-based
organization may use space in its facilities to provide secular
programs or services funded with Federal funds without removing
religious art, icons, scriptures, or other religious symbols. In
addition, a faith-based organization that receives Federal funds
retains its authority over its internal governance, and it may retain
religious terms in its organization's name, select its board members on
a religious basis, and include religious references in its
organization's mission statements and other governing documents in
accordance with program requirements, statutes, and other applicable
requirements governing the conduct of HHS funded activities.
Faith-based and community organizations may reference the
``Guidance to Faith-Based and Community Organizations on Partnering
with the Federal Government'' at https://www.whitehouse.gov/government/fbci/guidance/.
VII. Other Information
FOR FURTHER INFORMATION CONTACT: Allison Randall at (202) 205-7889 or
e-mail at allison.randall@acf.hhs.gov.
Dated: March 30, 2009.
Maiso L. Bryant,
Acting Commissioner, Administration on Children, Youth and Families.
Attachments: Required Assurances and Certifications:
A. Assurances
B. Anti-Lobbying and Disclosure
C. Environmental Tobacco Smoke
D. Drug-Free Workplace Requirements
Attachment A
Assurances of Compliance with Grant Requirements
The undersigned certifies that:
(1) The applicant Coalition will not use grant funds, directly or
indirectly, to influence the issuance, amendment, or revocation of any
Executive Order or similar legal document by any Federal, State or
local agency, or to undertake to influence the passage or defeat of any
legislation by the Congress, or any State, or local legislative body,
or State proposals by initiative petition, except where representatives
of the Coalition are testifying, or making other appropriate
communications, either when formally requested to do so by a
legislative body, a committee, or a member of such organization (42
U.S.C. 10410(d)(1)); or in connection with legislation or
appropriations directly affecting the activities of the Coalition (42
U.S.C. 10410(d)(2)).
(2) The applicant Coalition will prohibit discrimination on the
basis of age, handicap, sex, race, color, national origin or religion,
as described in 42 U.S.C. 10406.
-----------------------------------------------------------------------
Signature
-----------------------------------------------------------------------
Title
-----------------------------------------------------------------------
Organization
Attachment B
Certification Regarding Lobbying
Certification for Contracts, Grants, Loans, and Cooperative Agreements
The undersigned certifies, to the best of his or her knowledge and
belief, that:
(1) No Federal appropriated funds have been paid or will be paid,
by or on behalf of the undersigned, to any person for influencing or
attempting to influence an officer or employee of an agency, a Member
of Congress, an officer or employee of Congress, or an employee of a
Member of Congress in connection with the awarding of any Federal
contract, the making of any Federal grant, the making of any Federal
loan, the entering into of any cooperative agreement, and the
extension, continuation, renewal, amendment, or modification of any
Federal contract, grant, loan, or cooperative agreement.
(2) If any funds other than Federal appropriated funds have been
paid or will be paid to any person for influencing or attempting to
influence an officer or employee of any agency, a Member of Congress,
an officer or employee of Congress, or an employee of a Member of
Congress in connection with this Federal contract, grant, loan, or
cooperative agreement, the undersigned shall complete and submit
Standard Form-LLL, ``Disclosure Form to Report Lobbying,'' in
accordance with its instructions.
(3) The undersigned shall require that the language of this
certification be included in the award documents for all subawards at
all tiers (including subcontracts, subgrants, and contracts under
grants, loans, and cooperative agreements) and that all subrecipients
shall certify and disclose accordingly. This certification is a
material representation of fact upon which reliance was placed when
this transaction was made or entered into. Submission of this
certification is a prerequisite for making or entering into this
transaction imposed by section 1352, title 31, U.S. Code. Any person
[[Page 15292]]
who fails to file the required certification shall be subject to a
civil penalty of not less than $10,000 and not more than $100,000 for
each such failure.
Statement for Loan Guarantees and Loan Insurance
The undersigned states, to the best of his or her knowledge and
belief, that:
If any funds have been paid or will be paid to any person for
influencing or attempting to influence an officer or employee of any
agency, a Member of Congress, an officer or employee of Congress, or an
employee of a Member of Congress in connection with this commitment
providing for the United States to insure or guarantee a loan, the
undersigned shall complete and submit Standard Form-LLL, ``Disclosure
Form to Report Lobbying,'' in accordance with its instructions.
Submission of this statement is a prerequisite for making or entering
into this transaction imposed by section 1352, title 31, U.S. Code. Any
person who fails to file the required statement shall be subject to a
civil penalty of not less than $10,000 and not more than $100,000 for
each such failure.
-----------------------------------------------------------------------
Signature
-----------------------------------------------------------------------
Title
-----------------------------------------------------------------------
Organization
Attachment C
Certification Regarding Environmental Tobacco Smoke
Public Law 103227, Part C Environmental Tobacco Smoke, also known
as the Pro Children Act of 1994 (Act), requires that smoking not be
permitted in any portion of any indoor routinely owned or leased or
contracted for by an entity and used routinely or regularly for
provision of health, day care, education, or library services to
children under the age of 18, if the services are funded by Federal
programs either directly or through State or local governments, by
Federal grant, contract, loan, or loan guarantee. The law does not
apply to children's services provided in private residences, facilities
funded solely by Medicare or Medicaid funds, and portions of facilities
used for inpatient drug or alcohol treatment. Failure to comply with
the provisions of the law may result in the imposition of a civil
monetary penalty of up to $1000 per day and/or the imposition of an
administrative compliance order on the responsible entity. By signing
and submitting this application the applicant/grantee certifies that it
will comply with the requirements of the Act.
The applicant/grantee further agrees that it will require the
language of this certification be included in any subawards which
contain provisions for the children's services and that all subgrantees
shall certify accordingly.
Attachment D
Certification Regarding Drug-Free Workplace Requirements
This certification is required by the regulations implementing the
Drug-Free Workplace Act of 1988: 45 CFR Part 76, Subpart F. Sections
76.630(c) and (d)(2) and 76.645(a)(1) and (b) provide that a Federal
agency may designate a central receipt point for STATE-WIDE AND STATE
AGENCY-WIDE certifications, and for notification of criminal drug
convictions. For the Department of Health and Human Services, the
central point is: Division of Grants Management and Oversight, Office
of Management and Acquisition, Department of Health and Human Services,
Room 517-D, 200 Independence Avenue, SW., Washington, DC 20201.
Certification Regarding Drug-Free Workplace Requirements (Instructions
for Certification)
(1) By signing and/or submitting this application or grant
agreement, the grantee is providing the certification set out below.
(2) The certification set out below is a material representation of
fact upon which reliance is placed when the agency awards the grant. If
it is later determined that the grantee knowingly rendered a false
certification, or otherwise violates the requirements of the Drug-Free
Workplace Act, the agency, in addition to any other remedies available
to the Federal Government, may take action authorized under the Drug-
Free Workplace Act.
(3) For grantees other than individuals, Alternate I applies.
(4) For grantees who are individuals, Alternate II applies.
(5) Workplaces under grants, for grantees other than individuals,
need not be identified on the certification. If known, they may be
identified in the grant application. If the grantee does not identify
the workplaces at the time of application, or upon award, if there is
no application, the grantee must keep the identity of the workplace(s)
on file in its office and make the information available for Federal
inspection. Failure to identify all known workplaces constitutes a
violation of the grantee's drug-free workplace requirements.
(6) Workplace identifications must include the actual address of
buildings (or parts of buildings) or other sites where work under the
grant takes place. Categorical descriptions may be used (e.g., all
vehicles of a mass transit authority or State highway department while
in operation, State employees in each local unemployment office,
performers in concert halls or radio studios).
(7) If the workplace identified to the agency changes during the
performance of the grant, the grantee shall inform the agency of the
change(s), if it previously identified the workplaces in question (see
paragraph five).
(8) Definitions of terms in the Nonprocurement Suspension and
Debarment common rule and Drug-Free Workplace common rule apply to this
certification. Grantees' attention is called, in particular, to the
following definitions from these rules:
Controlled substance means a controlled substance in Schedules I
through V of the Controlled Substances Act (21 U.S.C. 812) and as
further defined by regulation (21 CFR 1308.11 through 1308.15);
Conviction means a finding of guilt (including a plea of nolo
contendere) or imposition of sentence, or both, by any judicial body
charged with the responsibility to determine violations of the Federal
or State criminal drug statutes;
Criminal drug statute means a Federal or non-Federal criminal
statute involving the manufacture, distribution, dispensing, use, or
possession of any controlled substance;
Employee means the employee of a grantee directly engaged in the
performance of work under a grant, including: (i) All direct charge
employees; (ii) All indirect charge employees unless their impact or
involvement is insignificant to the performance of the grant; and,
(iii) Temporary personnel and consultants who are directly engaged in
the performance of work under the grant and who are on the grantee's
payroll. This definition does not include workers not on the payroll of
the grantee (e.g., volunteers, even if used to meet a matching
requirement; consultants or independent contractors not on the
grantee's payroll; or employees of subrecipients or subcontractors in
covered workplaces).
Certification Regarding Drug-Free Workplace Requirements Alternate I.
(Grantees Other Than Individuals)
The grantee certifies that it will or will continue to provide a
drug-free workplace by:
(1) Publishing a statement notifying employees that the unlawful
[[Page 15293]]
manufacture, distribution, dispensing, possession, or use of a
controlled substance is prohibited in the grantee's workplace and
specifying the actions that will be taken against employees for
violation of such prohibition;
(2) Establishing an ongoing drug-free awareness program to inform
employees about--
(a) The dangers of drug abuse in the workplace;
(b) The grantee's policy of maintaining a drug-free workplace;
(c) Any available drug counseling, rehabilitation, and employee
assistance programs; and
(d) The penalties that may be imposed upon employees for drug abuse
violations occurring in the workplace;
(3) Making it a requirement that each employee to be engaged in the
performance of the grant be given a copy of the statement required by
paragraph (a);
(4) Notifying the employee in the statement required by paragraph
(a) that, as a condition of employment under the grant, the employee
will--
(a) Abide by the terms of the statement; and
(b) Notify the employer in writing of his or her conviction for a
violation of a criminal drug statute occurring in the workplace no
later than five calendar days after such conviction;
(5) Notifying the agency in writing, within 10 calendar days after
receiving notice under paragraph (d)(2) from an employee or otherwise
receiving actual notice of such conviction. Employers of convicted
employees must provide notice, including position title, to every grant
officer or other designee on whose grant activity the convicted
employee was working, unless the Federal agency has designated a
central point for the receipt of such notices. Notice shall include the
identification number(s) of each affected grant;
(6) Taking one of the following actions, within 30 calendar days of
receiving notice under paragraph (d)(2), with respect to any employee
who is so convicted--
(a) Taking appropriate personnel action against such an employee,
up to and including termination, consistent with the requirements of
the Rehabilitation Act of 1973, as amended; or
(b) Requiring such employee to participate satisfactorily in a drug
abuse assistance or rehabilitation program approved for such purposes
by a Federal, State, or local health, law enforcement, or other
appropriate agency;
(7) Making a good faith effort to continue to maintain a drug-free
workplace through implementation of paragraphs (a), (b), (c), (d), (e)
and (f).
The grantee may insert in the space provided below the site(s) for
the performance of work done in connection with the specific grant:
Place of Performance (Street address, city, county, state, zip
code)
-----------------------------------------------------------------------
-----------------------------------------------------------------------
Check if there are workplaces on file that are not identified here.
Alternate II. (Grantees Who Are Individuals)
(1) The grantee certifies that, as a condition of the grant, he or
she will not engage in the unlawful manufacture, distribution,
dispensing, possession, or use of a controlled substance in conducting
any activity with the grant;
(2) If convicted of a criminal drug offense resulting from a
violation occurring during the conduct of any grant activity, he or she
will report the conviction, in writing, within 10 calendar days of the
conviction, to every grant officer or other designee, unless the
Federal agency designates a central point for the receipt of such
notices. When notice is made to such a central point, it shall include
the identification number(s) of each affected grant.
[FR Doc. E9-7502 Filed 4-2-09; 8:45 am]
BILLING CODE 4184-01-P