Office of Vocational and Adult Education; Native Hawaiian Career and Technical Education Program (NHCTEP); Notice Inviting Applications for New Awards Using Fiscal Year (FY) 2008 Funds., 12333-12341 [E9-6444]
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Federal Register / Vol. 74, No. 55 / Tuesday, March 24, 2009 / Notices
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Delegation of Authority: The Secretary
of Education has delegated authority to
Daniel T. Madzelan, Director,
Forecasting and Policy Analysis for the
Office of Postsecondary Education to
perform the functions of the Assistant
Secretary for Postsecondary Education.
Dated: March 19, 2009.
Daniel T. Madzelan,
Director, Forecasting and Policy Analysis.
[FR Doc. E9–6449 Filed 3–23–09; 8:45 am]
BILLING CODE 4000–01–P
DEPARTMENT OF EDUCATION
Office of Vocational and Adult
Education; Native Hawaiian Career and
Technical Education Program
(NHCTEP); Notice Inviting Applications
for New Awards Using Fiscal Year (FY)
2008 Funds.
Catalog of Federal Domestic Assistance
(CFDA) Number: 84.259A.
Dates:
Applications Available: March 24,
2009.
Deadline for Transmittal of
Applications: April 23, 2009.
Full Text of Announcement
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I. Funding Opportunity Description
Purpose of Program: The Native
Hawaiian Career and Technical
Education Program (NHCTEP) provides
grants to eligible applicants to plan,
conduct, and administer programs, or
portions of programs, that are
authorized by and consistent with the
purposes of section 116 of the Carl D.
Perkins Career and Technical Education
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Act of 2006 (Act) for the benefit of
Native Hawaiians.
Background: Under section 116(h) of
the Act, eligible community-based
organizations receive NHCTEP grants to
plan, conduct, and administer programs,
or portions thereof, that are consistent
with the purposes of section 116 of the
Act, for the benefit of Native Hawaiians.
Section 116(e) of the Act provides that
educational programs, services, and
activities funded under NHCTEP must
support and help to improve career and
technical education programs. (20
U.S.C. 2326(e)) This requirement, along
with the statutory definition of career
and technical education, aligns
NHCTEP with other programs
authorized under the Act that require
grantees to offer a sequence of courses
that provides individuals with coherent
and rigorous content aligned with
challenging academic standards and
relevant technical knowledge and skills
needed to prepare for further education
and careers in current or emerging
professions. (20 U.S.C. 2302(5))
Under this competition the Secretary
awards grants to carry out projects that
provide organized educational activities
offering a sequence of courses that—
(a) Provide individuals with coherent
and rigorous content aligned with
challenging academic standards and
relevant technical knowledge and skills
needed to prepare for further education
and careers in current or emerging
professions;
(b) Provide technical skill proficiency,
an industry-recognized credential, a
certificate, or an associate degree; and
(c) Include competency-based applied
learning that contributes to the
academic knowledge, higher-order
reasoning and problem-solving skills,
work attitudes, general employability
skills, technical skills, and occupationspecific skills, and knowledge of all
aspects of an industry, including
entrepreneurship, of an individual.
Projects may include prerequisite
courses (other than remedial courses)
that meet the definitional requirements
of section 3(5)(A) of the Act. (20 U.S.C.
2302(5)(A)).
Requirements: The Assistant
Secretary for Vocational and Adult
Education has established the following
requirements for this program. These
requirements are from the notice of final
requirements, definitions, and selection
criteria published elsewhere in this
issue of the Federal Register.
Authorized Programs, Services, and
Activities:
(a) Authorized Programs. Under this
competition the Secretary awards grants
to carry out projects that—
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(1) Develop new programs, services,
or activities or improve or expand
existing programs, services, or activities
that are consistent with the purposes of
the Act. In other words, the Department
will support ‘‘expansions’’ or
‘‘improvements’’ that include, but are
not necessarily limited to, the expansion
of effective programs or practices;
upgrading of activities, equipment, or
materials; increasing staff capacity;
adoption of new technology;
modification of curriculum; or
implementation of new policies to
improve program effectiveness and
outcomes; and
(2) Fund a career and technical
education program, service, or activity
that—
(i) Is a new program, service, or
activity that was not provided by the
applicant during the instructional term
(a defined period, such as a semester,
trimester, or quarter, within the
academic year) that preceded the
request for funding under NHCTEP;
(ii) Will improve or expand an
existing career and technical education
program; or
(iii) Inherently improves career and
technical education. A program, service,
or activity ‘‘inherently improves career
and technical education’’ if it—
(A) Develops new career and
technical education programs of study
for approval by the appropriate
accreditation agency;
(B) Strengthens the rigor of the
academic and career and technical
components of funded programs;
(C) Uses curriculum that is aligned
with industry-recognized standards and
will result in students attaining
industry-recognized credentials,
certificates, or degrees;
(D) Integrates academics (other than
remedial courses) with career and
technical education programs through a
coherent sequence of courses to help
ensure learning in the core academic
and career and technical subjects;
(E) Links career and technical
education at the secondary level with
career and technical education at the
postsecondary level, and facilitates
students’ pursuit of a baccalaureate
degree;
(F) Expands the scope, depth, and
relevance of curriculum, especially
content that provides students with a
comprehensive understanding of all
aspects of an industry and a variety of
hands-on, job-specific experiences; or
(G) Offers—
(1) Work-related experience,
internships, cooperative education,
school-based enterprises, studies in
entrepreneurship, community service
learning, and job shadowing that are
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related to career and technical
education programs;
(2) Coaching/mentoring, support
services, and extra help for students
after school, on the weekends, or during
the summer so they can meet higher
standards;
(3) Career guidance and academic
counseling for students participating in
career and technical education programs
under NHCTEP;
(4) Placement services for students
who have successfully completed career
and technical education programs and
attained a technical skill proficiency
that is aligned with industry-recognized
standards;
(5) Professional development
programs for teachers, counselors, and
administrators;
(6) Strong partnerships among
grantees and local educational agencies,
postsecondary institutions, community
leaders, adult education providers, and,
as appropriate, other entities, such as
employers, labor organizations, parents,
and local partnerships, to enable
students to achieve State academic
standards and attain career and
technical skills;
(7) The use of student assessment and
evaluation data to continually improve
instruction and staff development; or
(8) Research, development,
demonstration, dissemination,
evaluation and assessment, capacitybuilding, and technical assistance
related to career and technical
education programs.
(b) Student stipends.
(1) A portion of an award under this
program may be used to provide
stipends (as defined elsewhere in this
notice under the heading Definitions) to
help students meet the costs of
participation in a NHCTEP project.
(2) To be eligible for a stipend a
student must—
(i) Be enrolled in a career and
technical education project funded
under this program;
(ii) Be in regular attendance in a
NHCTEP project and meet the training
institution’s attendance requirement;
(iii) Maintain satisfactory progress in
his or her program of study according to
the training institution’s published
standards for satisfactory progress; and
(iv) Have an acute economic need
that—
(A) Prevents participation in a project
funded under this program without a
stipend; and
(B) Cannot be met through a workstudy program.
(3) The amount of a stipend is the
greater of either the minimum hourly
wage prescribed by State or local law, or
the minimum hourly wage established
under the Fair Labor Standards Act.
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(4) A grantee may award a stipend
only if the stipend combined with other
resources the student receives does not
exceed the student’s financial need. A
student’s financial need is the difference
between the student’s cost of attendance
and the financial aid or other resources
available to defray the student’s cost of
attending a NHCTEP project.
(5) To calculate the amount of a
student’s stipend, a grantee must
multiply the number of hours a student
actually attends career and technical
education instruction by the amount of
the minimum hourly wage that is
prescribed by State or local law or by
the minimum hourly wage that is
established under the Fair Labor
Standards Act. The grantee must reduce
the amount of a stipend if necessary to
ensure that it does not exceed the
student’s financial need.
Example: If a grantee uses the Fair
Labor Standards Act minimum hourly
wage of $7.25 and a student attends
classes for 20 hours a week, the
student’s stipend would be $145 for the
week during which the student attends
classes ($7.25 x 20 = $145). If the
program lasts 16 weeks and the
student’s total financial need is $2,000,
the grantee must reduce the weekly
stipend to $125, because the total
stipend for the course would otherwise
exceed the student’s financial need by
$320 (or $20 a week).
Note: Grantees must maintain records that
fully support their decisions to award
stipends to students, as well as the amounts
that are paid, such as proof of a student’s
enrollment in the NHCTEP project, stipend
applications, timesheets showing the number
of hours of student attendance that are
confirmed in writing by an instructor,
student financial status information, and
evidence that a student could not participate
in the NHCTEP project without a stipend.
(See generally 20 U.S.C. 1232f; 34 CFR
75.700–75.702; 75.730; and 75.731)
(6) An eligible student may earn a
stipend when taking a course for the
first time, although a stipend may not be
provided to a student for a particular
course if the student has already taken,
completed, and had the opportunity to
benefit from the course and is merely
repeating the course.
(7) An applicant must include, in its
application, the procedure it intends to
use in determining student eligibility for
stipends and stipend amounts, and its
oversight procedures for the awarding
and payment of stipends.
(c) Direct assistance to students. A
grantee may provide direct assistance
(as defined elsewhere in this notice
under the heading Definitions) to a
student only if the following conditions
are met:
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(1) The recipient of the direct
assistance is an individual who is a
member of a special population (as
defined in section 3(29) of the Act) and
who is participating in a NHCTEP
project.
(2) The direct assistance is needed to
address barriers to the individual’s
successful participation in a NHCTEP
project.
(3) The direct assistance is part of a
broader, more generally focused
program or activity for addressing the
needs of an individual who is a member
of a special population.
Note: Direct assistance to individuals who
are members of special populations is not, by
itself, a ‘‘program or activity for special
populations.’’
(4) The grant funds used for direct
assistance must be expended to
supplement, and not supplant,
assistance that is otherwise available
from non-Federal sources. For example,
generally, a community-based
organization could not use NHCTEP
funds to provide child care for single
parents if non-Federal funds previously
were made available for this purpose, or
if non-Federal funds are used to provide
child care services for single parents
participating in non-career and
technical education programs and these
services otherwise (in the absence of
NHCTEP funds) would have been
available to career and technical
education students.
(5) In determining how much of the
NHCTEP grant funds it will use for
direct assistance to an eligible student,
a grantee—
(i) May only provide assistance to the
extent that it is needed to address
barriers to the individual’s successful
participation in career and technical
education; and
(ii) Considers whether the specific
services to be provided are a reasonable
and necessary cost of providing career
and technical education programs for
special populations. However, the
Secretary does not envision a
circumstance in which it would be a
reasonable and necessary expenditure of
NHCTEP project funds for a grantee to
utilize a majority of a project’s budget to
pay direct assistance to students, in lieu
of providing the students served by the
project with career and technical
education.
(d) Career and technical education
agreement. Any applicant that is not
proposing to provide career and
technical education directly to Native
Hawaiian students and proposes instead
to pay one or more qualified educational
entities to provide such career and
technical education to Native Hawaiian
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students must include with its
application a written career and
technical education agreement between
the applicant and the educational entity.
The written agreement must describe
the commitment between the applicant
and the educational entity and must
include, at a minimum, a statement of
the responsibilities of the applicant and
the entity. The agreement must be
signed by the appropriate individuals
on behalf of each party, such as the
authorizing official or administrative
head of the applicant Native Hawaiian
community-based organization.
(e) Supplement-Not-Supplant.
Grantees may not use funds under
NHCTEP to replace otherwise available
non-Federal funding for ‘‘direct
assistance to students’’ (as defined
elsewhere in this notice under the
heading Definitions) and family
assistance programs. For example,
NHCTEP funds must not be used to
supplant non-Federal funds to pay the
costs of students’ tuition, dependent
care, transportation, books, supplies,
and other costs associated with
participation in a career and technical
education program.
Further, funds under NHCTEP may
not be used to replace Federal student
financial aid. The Act does not
authorize the Secretary to fund projects
that serve primarily as entities through
which students may apply for and
receive tuition and other financial
assistance.
Evaluation Requirements:
To help ensure the high quality of
NHCTEP projects and the achievement
of the goals and purposes of section
116(h) of the Act, each grantee must
budget for and conduct an ongoing
evaluation of the effectiveness of its
project. An independent evaluator must
conduct the evaluation. The evaluation
must—
(a) Be appropriate for the project and
be both formative and summative in
nature; and
(b) Include—
(1) Collection and reporting of the
performance measures for NHCTEP that
are identified in the Performance
Measures section of this notice; and
(2) Qualitative and quantifiable data
with respect to—
(i) Academic and career and technical
competencies demonstrated by the
participants and the number and kinds
of academic and work credentials
acquired by individuals, including their
participation in programs providing
skill proficiency assessments, industry
certifications, or training at the associate
degree level that is articulated with an
advanced degree option;
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(ii) Enrollment, completion, and
placement of participants by gender, for
each occupation for which training was
provided;
(iii) Job or work skill attainment or
enhancement, including participation in
apprenticeship and work-based learning
programs, and student progress in
achieving technical skill proficiencies
necessary to obtain employment in the
field for which the student has been
prepared, including attainment or
enhancement of technical skills in the
industry the student is preparing to
enter;
(iv) Activities, during the formative
stages of the project, to help guide and
improve the project, as well as a
summative evaluation that includes
recommendations for disseminating
information on project activities and
results;
(v) The number and percentage of
students who obtained industryrecognized credentials, certificates, or
degrees;
(vi) The outcomes of students’
technical assessments, by type and
scores, if available;
(vii) The rates of attainment of a
proficiency credential or certificate, in
conjunction with a secondary school
diploma;
(viii) The effectiveness of the project,
including a comparison between the
intended and observed results and a
demonstration of a clear link between
the observed results and the specific
treatment given to project participants;
(ix) The extent to which information
about or resulting from the project was
disseminated at other sites, such as
through the grantee’s development and
use of guides or manuals that provide
step-by-step directions for practitioners
to follow when initiating similar efforts;
and
(x) The impact of the project, e.g.,
follow-up data on students’
employment, sustained employment,
promotions, further and continuing
education or training, or the impact the
project had on Native Hawaiian
economic development or career and
technical education activities.
Performance Measures: The Assistant
Secretary establishes the following core
factors and measures for evaluating the
overall effectiveness of the NHCTEP and
projects supported under this program.
(a) Number of Secondary,
Postsecondary, and Adult Projects. The
number of secondary, postsecondary,
and adult programs that—
(1) Apply industry-recognized skill
standards so that students can earn skill
certificates in those projects; and
(2) Offer skill competencies, related
assessments, and industry-recognized
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skill certificates in an area of study
offered by secondary and postsecondary
institutions.
(b) Secondary Projects. The
percentage of participating secondary
career and technical education students
who—
(1) Meet or exceed State proficiency
standards in reading/language arts and
mathematics;
(2) Attain a secondary school diploma
or its State-recognized equivalent, or a
proficiency credential in conjunction
with a secondary school diploma;
(3) Attain career and technical
education skill proficiencies aligned
with industry-recognized standards; and
(4) Are placed in postsecondary
education, advanced training, military
service, or employment in high-skill,
high-wage, and high-demand
occupations or in current or emerging
occupations.
(c) Postsecondary Projects.
The percentage of participating
postsecondary students in career and
technical education programs who—
(1) Receive postsecondary degrees,
certificates, or credentials;
(2) Attain career and technical
education skill proficiencies aligned
with industry-recognized standards;
(3) Receive industry-recognized
credentials, certificates, or degrees;
(4) Are retained in postsecondary
education or transfer to a baccalaureate
degree program; and
(5) Are placed in military service or
apprenticeship programs, or are placed
in employment, receive an employment
promotion, or retain employment.
(d) Adult Projects. The percentage of
participating adult career and technical
education students who—
(1) Enroll in a postsecondary
education or training program;
(2) Attain career and technical
education skill proficiencies aligned
with industry-recognized standards;
(3) Receive industry-recognized
credentials, certificates, or degrees; and
(4) Are placed in employment, receive
an employment promotion, or retain
employment.
Note: All grantees must submit an annual
performance report addressing these
performance measures, to the extent feasible
and to the extent that they apply to each
grantee’s NHCTEP project.
Additional Statutory Requirement:
Limitation on services. Section 315 of
the Act prohibits the use of funds
received under the Act to provide career
and technical education programs to
students prior to the seventh grade,
except that equipment and facilities
purchased with funds under the Act
may be used by such students. (20
U.S.C. 2395)
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Definitions: The following definitions
govern this program. The definitions of
the terms acute economic need,
coherent sequence of courses, direct
assistance to students, and stipend are
from the notice of final requirements,
definitions, and selection criteria
published elsewhere in this issue of the
Federal Register. The definitions of the
remaining terms are from section 3 of
the Act (20 U.S.C. 2303).
Acute economic need means an
income that is at or below the national
poverty level according to the latest
available data from the U.S. Department
of Commerce or the U.S. Department of
Health and Human Services Poverty
Guidelines.
Career and technical education means
organized educational activities that—
(a) Offer a sequence of courses that—
(1) Provides individuals with
coherent and rigorous content aligned
with challenging academic standards
and relevant technical knowledge and
skills needed to prepare for further
education and careers in current or
emerging professions;
(2) Provides technical skills
proficiency, an industry-recognized
credential, a certificate, or an associate
degree; and
(3) May include prerequisite courses
(other than remedial courses) that meet
the requirements of this definition; and
(b) Include competency-based applied
learning that contributes to the
academic knowledge, higher-order
reasoning and problem-solving skills,
work attitudes, general employability
skills, technical skills, and occupationspecific skills, and knowledge of all
aspects of an industry, including
entrepreneurship, of an individual. (20
U.S.C. 2302(5))
Coherent sequence of courses means a
series of courses in which career and
academic education are integrated, and
that directly relates to, and leads to,
both academic and occupational
competencies. The term includes
competency-based education and
academic education, and adult training
or retraining, including sequential units
encompassed within a single adult
retraining course that otherwise meets
the requirements of this definition.
Direct assistance to students means
tuition, dependent care, transportation,
books, and supplies that are necessary
for a student to participate in a project
funded under this program.
Individual with a disability means an
individual with any disability (as
defined in section 3 of the Americans
with Disabilities Act of 1990 (42 U.S.C.
12102)). (20 U.S.C. 2302(17))
Individual with limited English
proficiency means a secondary school
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student, an adult, or an out-of-school
youth, who has limited ability in
speaking, reading, writing, or
understanding the English language,
and—
(a) Whose native language is a
language other than English; or
(b) Who lives in a family or
community environment in which a
language other than English is the
dominant language. (20 U.S.C. 2302(16))
Native Hawaiian means any
individual any of whose ancestors were
natives, prior to 1778, of the area that
now comprises the State of Hawaii. (20
U.S.C. 2326(a)(4))
Non-traditional fields means
occupations or fields of work, including
careers in computer science, technology,
and other current and emerging highskill occupations, for which individuals
from one gender comprise less than 25
percent of the individuals employed in
each such occupation or field of work.
(20 U.S.C. 2302(20))
Special populations means—
(a) Individuals with disabilities;
(b) Individuals from economically
disadvantaged families, including foster
children;
(c) Individuals preparing for nontraditional fields;
(d) Single parents, including single
pregnant women;
(e) Displaced homemakers; and
(f) Individuals with limited English
proficiency. (20 U.S.C. 2302(29))
Stipend means a subsistence
allowance—
(a) For a student who is enrolled in a
career and technical education program
funded under the NHCTEP;
(b) For a student who has an acute
economic need that cannot be met
through work-study programs; and
(c) That is necessary for the student to
participate in a project funded under
this program.
Support services means services
related to curriculum modification,
equipment modification, classroom
modification, supportive personnel, and
instructional aids and devices. (20
U.S.C. 2302(31))
Program Authority: 20 U.S.C. 2326(a)–
(h).
Applicable Regulations: (a) The
Education Department General
Administrative Regulations (EDGAR) in
34 CFR parts 74, 75, 77, 81, 82, 84, 85,
86, 97, 98, and 99. (b) The notice of final
requirements, definitions, and selection
criteria published elsewhere in this
issue of the Federal Register.
II. Award Information
Type of Award: Discretionary grants.
Estimated Available Funds:
$2,898,270 is available for the NHCTEP
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from the FY 2008 appropriation.
Funding for the second and third years
is subject to the availability of funds and
to a grantee meeting the requirements of
34 CFR 75.253. Contingent upon the
availability of funds and the quality of
applications, we may make additional
awards in FY 2010 from the list of
unfunded applicants from this
competition.
Estimated Range of Awards:
$250,000—$500,000.
Estimated Average Size of Awards:
$289,827.
Estimated Number of Awards: 10.
Note: The Department is not bound by any
estimates in this notice.
Project Period: Up to 36 months.
III. Eligibility Information
1. Eligible Applicants
(a) Community-based organizations
primarily serving and representing
Native Hawaiians. For purposes of the
NHCTEP, a community-based
organization means a public or private
organization that provides career and
technical education, or related services,
to individuals in the Native Hawaiian
community.
(b) Any community-based
organization may apply individually or
as a part of a consortium with one or
more eligible community-based
organizations. (34 CFR 75.127)
2. a. Cost Sharing or Matching: This
program does not involve cost sharing
or matching requirements, but does
involve supplement-not-supplant
funding provisions. (See the
Supplement-Not-Supplant section of
this notice.)
b. Supplement-Not-Supplant: In
accordance with section 311(a) of the
Act, funds under this program may not
be used to supplant non-Federal funds
used to carry out career and technical
education activities and tech prep
program activities. Furthermore, the
prohibition against supplanting also
means that grantees are required to use
their negotiated restricted indirect cost
rates under this program. (34 CFR
75.563)
The Secretary cautions applicants not
to plan to use funds under NHCTEP to
replace otherwise available non-Federal
funding for ‘‘direct assistance to
students,’’ (as defined elsewhere in this
notice) and family assistance programs.
For example, NHCTEP funds must not
be used to supplant non-Federal funds
to pay the costs of students’ tuition,
dependent care, transportation, books,
supplies, and other costs associated
with participation in a career and
technical education program.
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Further, funds under NHCTEP may
not be used to replace Federal student
financial aid. The Secretary wishes to
highlight that the Act does not authorize
the Secretary to fund projects that serve
primarily as entities through which
students may apply for and receive
tuition and other financial assistance.
IV. Application and Submission
Information
1. Address to Request Application
Package: Nancy Essey, U.S. Department
of Education, 400 Maryland Avenue,
SW., room 11070, Potomac Center Plaza
(PCP), Washington, DC 20202–7241.
Telephone: (202) 245–7789. Fax: (202)
245–7170 or by e-mail:
nancy.essey@ed.gov.
If you use a telecommunications
device for the deaf (TDD), call the
Federal Relay Service (FRS), toll free, at
1–800–877–8339.
You can also obtain an application
package via the Internet from the
following address: https://
www.grants.gov/.
Individuals with disabilities can
obtain a copy the application package in
an accessible format (e.g., braille, large
print, audiotape, or computer diskette)
by contacting the program contact
person listed in this section.
2. Content and Form of Application
Submission:
Requirements concerning the content
of an application, together with the
forms you must submit are in the
application package for this
competition. Page Limit: The
application narrative (Part III of the
application) is where you, the applicant,
address the selection criteria that
reviewers use to evaluate your
application. You must limit the
application narrative [Part III] to no
more than 50 pages, using the following
standards:
• A ‘‘page’’ is 8.5″ x 11″, on one side
only, with 1″ margins at the top, bottom,
and both sides.
• Double space (no more than three
lines per vertical inch) all text in the
application narrative, including titles,
headings, footnotes, quotations,
references, and captions, as well as all
text in charts, tables, figures, and
graphs.
• Use a font that is either 12 point or
larger or no smaller than 10 pitch
(characters per inch).
• Use one of the following fonts:
Times New Roman, Courier, Courier
New, or Arial. An application submitted
in any other font (including Times
Roman or Arial Narrow) will not be
accepted.
The page limit does not apply to Part
I, the cover sheet; Part II, the budget
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section, including the narrative budget
justification; Part IV, the assurances and
certifications; or the one-page abstract,
the resumes, the bibliography, the
letters of support, or documentation of
the applicant’s eligibility. However, the
page limit does apply to all of the
application narrative section [Part III].
Our reviewers will not read any pages
of your application that exceed the page
limit.
3. Submission Dates and Times:
Applications Available: March 24,
2009.
Deadline for Transmittal of
Applications: April 23, 2009.
Applications for grants under this
program must be submitted
electronically using the Grants.gov
Apply site (Grants.gov). For information
(including dates and times) about how
to submit your application
electronically, or by mail or hand
delivery if you qualify for an exception
to the electronic submission
requirement, please refer to section IV.6.
Other Submission Requirements of this
notice.
We do not consider an application
that does not comply with the deadline
requirements.
Individuals with disabilities who
need an accommodation or auxiliary aid
in connection with the application
process should contact the person listed
under FOR FURTHER INFORMATION
CONTACT in section VII of this notice. If
the Department provides an
accommodation or auxiliary aid to an
individual with a disability in
connection with the application
process, the individual’s application
remains subject to all other
requirements and limitations in this
notice.
4. Intergovernmental Review: This
program is not subject to Executive
Order 12372 and the regulations in 34
CFR part 79.
5. Funding Restrictions: We reference
regulations outlining funding restriction
in the Applicable Regulations section of
this notice.
6. Other Submission Requirements:
Applications for grants under this
program must be submitted
electronically unless you qualify for an
exception to this requirement in
accordance with the instructions in this
section.
a. Electronic Submission of
Applications.
Applications for grants under the
NHCTEP, CFDA number 84.259A, must
be submitted electronically using the
Governmentwide Grants.gov Apply site
at www.Grants.gov. Through this site,
you will be able to download a copy of
the application package, complete it
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offline, and then upload and submit
your application. You may not e-mail an
electronic copy of a grant application to
us.
We will reject your application if you
submit it in paper format unless, as
described elsewhere in this section, you
qualify for one of the exceptions to the
electronic submission requirement and
submit, no later than two weeks before
the application deadline date, a written
statement to the Department that you
qualify for one of these exceptions.
Further information regarding
calculation of the date that is two weeks
before the application deadline date is
provided later in this section under
Exception to Electronic Submission
Requirement.
You may access the electronic grant
application for the NHCTEP at
www.Grants.gov. You must search for
the downloadable application package
for this program by the CFDA number.
Do not include the CFDA number’s
alpha suffix in your search (e.g., search
for 84.259, not 84.259A).
Please note the following:
• When you enter the Grants.gov site,
you will find information about
submitting an application electronically
through the site, as well as the hours of
operation.
• Applications received by Grants.gov
are date and time stamped. Your
application must be fully uploaded and
submitted and must be date and time
stamped by the Grants.gov system no
later than 4:30:00 p.m., Washington, DC
time, on the application deadline date.
Except as otherwise noted in this
section, we will not accept your
application if it is received—that is, date
and time stamped by the Grants.gov
system—after 4:30:00 p.m., Washington,
DC time, on the application deadline
date. We do not consider an application
that does not comply with the deadline
requirements. When we retrieve your
application from Grants.gov, we will
notify you if we are rejecting your
application because it was date and time
stamped by the Grants.gov system after
4:30:00 p.m., Washington, DC time, on
the application deadline date.
• The amount of time it can take to
upload an application will vary
depending on a variety of factors,
including the size of the application and
the speed of your Internet connection.
Therefore, we strongly recommend that
you do not wait until the application
deadline date to begin the submission
process through Grants.gov.
• You should review and follow the
Education Submission Procedures for
submitting an application through
Grants.gov that are included in the
application package for this program to
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ensure that you submit your application
in a timely manner to the Grants.gov
system. You can also find the Education
Submission Procedures pertaining to
Grants.gov at https://e-Grants.ed.gov/
help/GrantsgovSubmission
Procedures.pdf.
• To submit your application via
Grants.gov, you must complete all steps
in the Grants.gov registration process
(see https://www.grants.gov/applicants/
get_registered.jsp). These steps include
(1) registering your organization, a
multi-part process that includes
registration with the Central Contractor
Registry (CCR); (2) registering yourself
as an Authorized Organization
Representative (AOR); and (3) getting
authorized as an AOR by your
organization. Details on these steps are
outlined in the Grants.gov 3-Step
Registration Guide (see https://
www.grants.gov/section910/
Grants.govRegistrationBrochure.pdf).
You also must provide on your
application the same D-U-N-S Number
used with this registration. Please note
that the registration process may take
five or more business days to complete,
and you must have completed all
registration steps to allow you to submit
successfully an application via
Grants.gov. In addition you will need to
update your CCR registration on an
annual basis. This may take three or
more business days to complete.
• You will not receive additional
point value because you submit your
application in electronic format, nor
will we penalize you if you qualify for
an exception to the electronic
submission requirement, as described
elsewhere in this section, and submit
your application in paper format.
• You must submit all documents
electronically, including all information
you typically provide on the following
forms: Application for Federal
Assistance (SF 424), the Department of
Education Supplemental Information for
SF 424, Budget Information—NonConstruction Programs (ED 524), and all
necessary assurances and certifications.
• You must attach any narrative
sections of your application as files in
a .DOC (document), .RTF (rich text), or
.PDF (Portable Document) format. If you
upload a file type other than the three
file types specified in this paragraph or
submit a password-protected file, we
will not review that material.
• Your electronic application must
comply with any page-limit
requirements described in this notice.
• After you electronically submit
your application, you will receive from
Grants.gov an automatic notification of
receipt that contains a Grants.gov
tracking number. (This notification
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01:06 Mar 24, 2009
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indicates receipt by Grants.gov only, not
receipt by the Department.) The
Department then will retrieve your
application from Grants.gov and send a
second notification to you by e-mail.
This second notification indicates that
the Department has received your
application and has assigned your
application a PR/Award number (an EDspecified identifying number unique to
your application).
• We may request that you provide us
original signatures on forms at a later
date.
Application Deadline Date Extension
in Case of Technical Issues with the
Grants.gov System: If you are
experiencing problems submitting your
application through Grants.gov, please
contact the Grants.gov Support Desk,
toll free, at 1–800–518–4726. You must
obtain a Grants.gov Support Desk Case
Number and must keep a record of it.
If you are prevented from
electronically submitting your
application on the application deadline
date because of technical problems with
the Grants.gov system, we will grant you
an extension until 4:30:00 p.m.,
Washington, DC time, the following
business day to enable you to transmit
your application electronically or by
hand delivery. You also may mail your
application by following the mailing
instructions described elsewhere in this
notice.
If you submit an application after
4:30:00 p.m., Washington, DC time, on
the application deadline date, please
contact the person listed under FOR
FURTHER INFORMATION CONTACT in
section VII of this notice and provide an
explanation of the technical problem
you experienced with Grants.gov, along
with the Grants.gov Support Desk Case
Number. We will accept your
application if we can confirm that a
technical problem occurred with the
Grants.gov system and that that problem
affected your ability to submit your
application by 4:30:00 p.m.,
Washington, DC time, on the
application deadline date. The
Department will contact you after a
determination is made on whether your
application will be accepted.
Note: The extensions to which we refer in
this section apply only to the unavailability
of, or technical problems with, the Grants.gov
system. We will not grant you an extension
if you failed to fully register to submit your
application to Grants.gov before the
application deadline date and time or if the
technical problem you experienced is
unrelated to the Grants.gov system.
Exception to Electronic Submission
Requirement: You qualify for an
exception to the electronic submission
requirement, and may submit your
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application in paper format, if you are
unable to submit an application through
the Grants.gov system because—
• You do not have access to the
Internet; or
• You do not have the capacity to
upload large documents to the
Grants.gov system; and
• No later than two weeks before the
application deadline date (14 calendar
days or, if the fourteenth calendar day
before the application deadline date
falls on a Federal holiday, the next
business day following the Federal
holiday), you mail or fax a written
statement to the Department, explaining
which of the two grounds for an
exception prevent you from using the
Internet to submit your application.
If you mail your written statement to
the Department, it must be postmarked
no later than two weeks before the
application deadline date. If you fax
your written statement to the
Department, we must receive the faxed
statement no later than two weeks
before the application deadline date.
Address and mail or fax your
statement to: Nancy Essey, U.S.
Department of Education, 400 Maryland
Avenue, SW., room 11070, PCP,
Washington, 20202–7241. FAX: (202)
245–7170.
Your paper application must be
submitted in accordance with the mail
or hand delivery instructions described
in this notice.
b. Submission of Paper Applications
by Mail.
If you qualify for an exception to the
electronic submission requirement, you
may mail (through the U.S. Postal
Service or a commercial carrier) your
application to the Department. You
must mail the original and two copies
of your application, on or before the
application deadline date, to the
Department at the following address:
U.S. Department of Education,
Application Control Center, Attention:
(CFDA Number 84.259A), LBJ Basement
Level 1, 400 Maryland Avenue, SW.,
Washington, DC 20202–4260.
You must show proof of mailing
consisting of one of the following:
(1) A legibly dated U.S. Postal Service
postmark.
(2) A legible mail receipt with the
date of mailing stamped by the U.S.
Postal Service.
(3) A dated shipping label, invoice, or
receipt from a commercial carrier.
(4) Any other proof of mailing
acceptable to the Secretary of the U.S.
Department of Education.
If you mail your application through
the U.S. Postal Service, we do not
accept either of the following as proof
of mailing:
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(1) A private metered postmark.
(2) A mail receipt that is not dated by
the U.S. Postal Service.
If your application is postmarked after
the application deadline date, we will
not consider your application.
Note: The U.S. Postal Service does not
uniformly provide a dated postmark. Before
relying on this method, you should check
with your local post office.
c. Submission of Paper Applications
by Hand Delivery.
If you qualify for an exception to the
electronic submission requirement, you
(or a courier service) may deliver your
paper application to the Department by
hand. You must deliver the original and
two copies of your application by hand,
on or before the application deadline
date, to the Department at the following
address: U.S. Department of Education,
Application Control Center, Attention:
(CFDA Number 84.259A), 550 12th
Street, SW., Room 7041, Potomac Center
Plaza, Washington, DC 20202–4260.
The Application Control Center
accepts hand deliveries daily between
8:00 a.m. and 4:30:00 p.m., Washington,
DC time, except Saturdays, Sundays,
and Federal holidays.
Note for Mail or Hand Delivery of Paper
Applications: If you mail or hand deliver
your application to the Department—
(1) You must indicate on the envelope
and—if not provided by the Department—in
Item 11 of the SF 424 the CFDA number,
including suffix letter, if any, of the
competition under which you are submitting
your application; and
(2) The Application Control Center will
mail to you a notification of receipt of your
grant application. If you do not receive this
notification within 15 business days from the
application deadline date, you should call
the U.S. Department of Education
Application Control Center at (202) 245–
6288.
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V. Application Review Information
Selection Criteria: The selection
criteria for this program are from the
notice of final requirements, definitions,
and selection criteria published
elsewhere in this issue of the Federal
Register and are as follows:
(a) Quality of the project design. (35
points) In determining the quality of the
design of the proposed project, we
consider the following factors:
(1) The extent to which the design of
the proposed project is appropriate to
and will successfully address the needs
of the target population or other
identified needs (as evidenced by such
data as local labor market demand,
occupational trends, and surveys). (5
points)
(2) The extent to which goals,
objectives, and outcomes are clearly
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specified and measurable. (For example,
we look for clear descriptions of
proposed student career and technical
education activities; recruitment and
retention strategies; expected student
enrollments, completions, and
placements in jobs, military specialties,
and continuing education/training
opportunities; the number of teachers,
counselors, and administrators to be
trained; and identification of
requirements for each program of study
to be provided under the project,
including related training areas and a
description of performance outcomes.)
(10 points)
(3) The extent to which the proposed
project will establish linkages with
other appropriate agencies (e.g.,
community, State, and other Federal
resources) and organizations providing
services to the target population in order
to improve services to students and
strengthen outcomes for the proposed
project. (5 points)
(4) The extent to which the services
to be provided by the proposed project
will create and offer activities that focus
on enabling participants to obtain the
skills necessary to gain employment in
high-skill, high-wage, and high-demand
occupations in emerging fields or in a
specific career field. (5 points)
(5) The extent to which the services
to be provided by the proposed project
will create opportunities for students to
acquire skills identified by the State at
the secondary level or by industryrecognized career and technical
education programs for licensure,
degree, certification, or as required by a
career or profession. (5 points)
(6) The extent to which the proposed
project will provide opportunities for
high-quality training or professional
development services that—
(i) Are of sufficient quality, intensity,
and duration to lead to improvements in
practice among instructional personnel;
(ii) Will improve and increase
instructional personnel’s knowledge
and skills to help students meet
challenging and rigorous academic and
career and technical skill proficiencies;
(iii) Will advance instructional
personnel’s understanding of effective
instructional strategies that are
supported by scientifically based
research; and
(iv) Include professional development
plans that clearly address ways in
which learning gaps will be addressed
and how continuous review of
performance will be conducted to
identify training needs. (5 points)
(b) Quality of the management plan.
(15 points) In determining the quality of
the management plan for the proposed
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project, we consider the following
factors:
(1) The adequacy of the management
plan to achieve the objectives of the
proposed project on time and within
budget, including clearly defined
responsibilities, timelines, and the
milestones and performance standards
for accomplishing project tasks. (5
points)
(2) The extent to which the time
commitments of the project director and
other key project personnel, including
instructors, are appropriate and
adequate to meet the objectives of the
proposed project. (5 points)
(3) The adequacy of procedures for
ensuring feedback and continuous
improvement in the operation of the
proposed project. (5 points)
(c) Quality of data collection plan. (10
points) In determining the quality of the
data collection plan, we consider the
following factors:
(1) The adequacy of procedures and
methods for collecting data. (5 points)
(2) The adequacy of the data
collection plan in allowing comparison
with other similar secondary,
postsecondary, and adult career and
technical education programs. (5 points)
(d) Quality of project personnel. (25
points) In determining the quality of
project personnel, we consider the
following factors:
(1) The extent to which the applicant
encourages applications for employment
from persons who are members of
groups that have traditionally been
underrepresented based on race, color,
national origin, gender, age, or
disability. (5 points)
(2) The qualifications, including
relevant training, expertise, and
experience, of the project director. (5
points)
(3) The qualifications, including
relevant training, expertise, and
experience, of key project personnel,
especially the extent to which the
project will use instructors who are
certified to teach in the field in which
they will provide instruction. (10
points)
(4) The qualifications, including
training, expertise, and experience, of
project consultants. (5 points)
(e) Adequacy of resources. (15 points)
In determining the adequacy of
resources for the proposed project, we
consider the following factors:
(1) The adequacy of support,
including facilities, equipment,
supplies, and other resources, from the
applicant organization(s) and the
entities to be served, including the
evidence and relevance of commitments
(e.g., articulation agreements,
memoranda of understanding, letters of
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support, or commitments to employ
project participants) of the applicant,
local employers, or entities to be served
by the project. (5 points)
(2) The extent to which the budget is
adequate and costs are reasonable in
relation to the objectives and design of
the proposed project. (5 points)
(3) The potential for continued
support of the project after Federal
funding ends. (5 points)
(f) Quality of the project evaluation.
(20 points) In determining the quality of
the evaluation, we consider the
following factors:
(1) The extent to which the methods
of evaluation proposed by the grantee
are thorough, feasible, and appropriate
to the goals, objectives, and outcomes of
the proposed project. (5 points)
(2) The extent to which the methods
of evaluation include the use of
objective performance measures that are
clearly related to the intended outcomes
of the project and the performance
measures discussed elsewhere in this
notice and will produce quantitative
and qualitative data, to the extent
possible. (5 points)
(3) The extent to which the methods
of evaluation will provide performance
feedback and continuous improvement
toward achieving intended outcomes. (5
points)
(4) The quality of the proposed
evaluation to be conducted by an
external evaluator with the necessary
background and technical expertise to
carry out the evaluation. (5 points)
VI. Award Administration Information
1. Award Notices: If your application
is successful, we notify your U.S.
Representative and U.S. Senators and
send you a Grant Award Notification
(GAN). We may notify you informally,
also.
If your application is not evaluated or
not selected for funding, we notify you.
2. Administrative and National Policy
Requirements: We identify
administrative and national policy
requirements in the application package
and reference these and other
requirements in the Applicable
Regulations section of this notice.
We reference the regulations outlining
the terms and conditions of an award in
the Applicable Regulations section of
this notice and include these and other
specific conditions in the GAN. The
GAN also incorporates your approved
application as part of your binding
commitments under the grant.
3. Reporting: At the end of your
project period, you must submit a final
performance report, including financial
information, as directed by the
Secretary. If you receive a multi-year
award, you must submit an annual
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01:06 Mar 24, 2009
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performance report that provides the
most current performance and financial
expenditure information as directed by
the Secretary under 34 CFR 75.118. The
Secretary may also require more
frequent performance reports under 34
CFR 75.720(c). For specific
requirements on reporting, please go to
www.ed.gov/fund/grant/apply/
appforms/appforms.html.
4. Performance Measures: Under the
Government Performance and Results
Act of 1993 (GPRA), Federal
departments and agencies must clearly
describe the goals and objectives of their
programs, identify resources and actions
needed to accomplish these goals and
objectives, develop a means of
measuring progress made, and regularly
report on their achievement. One
important source of program
information on successes and lessons
learned is the project evaluation
conducted under individual grants.
The Department has established the
following core factors and measures for
evaluating the overall effectiveness of
the NHCTEP and projects supported
under this program. Consequently, we
advise an applicant for a grant under
this program to give careful
consideration to these core factors and
measures.
(a) Number of Secondary,
Postsecondary, and Adult Projects. The
number of secondary, postsecondary,
and adult programs that—
(1) Apply industry-recognized skill
standards so that students can earn skill
certificates in those projects; and
(2) Offer skill competencies, related
assessments, and industry-recognized
skill certificates in an area of study
offered by secondary and postsecondary
institutions.
(b) Secondary Projects. The
percentage of participating secondary
career and technical education students
who—
(1) Meet or exceed State proficiency
standards in reading/language arts and
mathematics;
(2) Attain a secondary school diploma
or its State-recognized equivalent, or a
proficiency credential in conjunction
with a secondary school diploma;
(3) Attain career and technical
education skill proficiencies aligned
with industry-recognized standards; and
(4) Are placed in postsecondary
education, advanced training, military
service, or employment in high-skill,
high-wage, and high-demand
occupations or in current or emerging
occupations.
(c) Postsecondary Projects.
The percentage of participating
postsecondary students in career and
technical education programs who—
(1) Receive postsecondary degrees,
certificates, or credentials;
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(2) Attain career and technical
education skill proficiencies aligned
with industry-recognized standards;
(3) Receive industry-recognized
credentials, certificates, or degrees;
(4) Are retained in postsecondary
education or transfer to a baccalaureate
degree program; and
(5) Are placed in military service or
apprenticeship programs, or are placed
in employment, receive an employment
promotion, or retain employment.
(d) Adult Projects. The percentage of
participating adult career and technical
education students who—
(1) Enroll in a postsecondary
education or training program;
(2) Attain career and technical
education skill proficiencies aligned
with industry-recognized standards;
(3) Receive industry-recognized
credentials, certificates, or degrees; and
(4) Are placed in employment, receive
an employment promotion, or retain
employment.
Note: All grantees must submit an annual
performance report addressing these
performance measures, to the extent feasible
and to the extent that they apply to each
grantee’s NHCTEP project.
VII. Agency Contact
For Further Information Contact:
Nancy Essey, U.S. Department of
Education, 400 Maryland Avenue, SW.,
room 11070, PCP, Washington, DC
20202–7241. Telephone: (202) 245–
7789, or by e-mail: nancy.essey@ed.gov.
If you use a TDD, call the FRS, toll
free, at 1–800–877–8339.
VIII. Other Information
Accessible Format: Individuals with
disabilities can obtain this notice and a
copy of the application package in an
accessible format (e.g., Braille, large
print, audiotape, or computer diskette)
on request to the program contact
person listed under For Further
Informaiton Contact in section VII of
this notice.
Electronic Access to This Document:
You can view this document, as well as
all other documents of this Department
published in the Federal Register, in
text or Adobe Portable Document
Format (PDF) on the Internet at the
following site: www.ed.gov/news/
fedregister.
To use PDF you must have Adobe
Acrobat Reader, which is available free
at this site. If you have questions about
using PDF, call the U.S. Government
Printing Office (GPO), toll free, at
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DC, area at (202) 512–1530.
Note: The official version of this document
is the document published in the Federal
Register. Free Internet access to the official
edition of the Federal Register and the Code
of Federal Regulations is available on GPO
Access at: www.gpoaccess.gov/nara/
index.html.
Dated: March 19, 2009.
Dennis L. Berry,
Acting Assistant Secretary for Vocational and
Adult Education.
[FR Doc. E9–6444 Filed 3–23–09; 8:45 am]
BILLING CODE 4000–01–P
DEPARTMENT OF EDUCATION
Native Hawaiian Career and Technical
Education Program (NHCTEP); Catalog
of Federal Domestic Assistance
(CFDA) Number: 84.259A
AGENCY: Office of Vocational and Adult
Education, Department of Education.
ACTION: Notice of final requirements,
definitions, and selection criteria.
The Assistant Secretary for
Vocational and Adult Education
establishes requirements, definitions,
and selection criteria under the Native
Hawaiian Career and Technical
Education Program (NHCTEP). The
Assistant Secretary may use these
requirements, definitions, and selection
criteria in competitions in fiscal year
(FY) 2009 and later years.
Effective Date: These requirements,
definitions, and selection criteria are
effective April 23, 2009.
FOR FURTHER INFORMATION CONTACT:
Nancy Essey, U.S. Department of
Education, 400 Maryland Avenue, SW.,
Room 11070, Potomac Center Plaza
(PCP), Washington, DC 20202–7241.
Telephone: (202) 245–7789 or by e-mail:
nancy.essey@ed.gov.
If you use a telecommunications
device for the deaf (TDD), call the
Federal Relay Service (FRS), toll free, at
1–800–877–8339.
SUPPLEMENTARY INFORMATION:
Purpose of Program: The Native
Hawaiian Career and Technical
Education Program provides grants to
eligible applicants to plan, conduct, and
administer programs, or portions of
programs, that are authorized by and
consistent with the purposes of section
116 of the Carl D. Perkins Career and
Technical Education Act of 2006 (Act)
for the benefit of Native Hawaiians.
Program Authority: 20 U.S.C. 2326(a)–
(h).
We published a notice of proposed
requirements, definitions, and selection
criteria for this program in the Federal
mstockstill on PROD1PC66 with NOTICES
SUMMARY:
VerDate Nov<24>2008
01:06 Mar 24, 2009
Jkt 217001
Register on January 23, 2009 (74 FR
4155). That notice contained
background information and our reasons
for proposing the particular
requirements, definitions, and selection
criteria. We are not repeating that
information in this notice.
There are no differences between the
proposed requirements, definitions, and
selection criteria we published on
January 23, 2009 and these final
requirements, definitions, and selection
criteria.
Public Comment: In response to our
invitation in the notice of proposed
requirements, definitions, and selection
criteria, we did not receive any
comments on the proposed
requirements, definitions, and selection
criteria.
Final Requirements: Consistent with
the Act, the Assistant Secretary
establishes the following requirements
for this program. We may apply these
requirements in any year in which this
program is in effect.
I. Authorized Programs, Services, and
Activities
(a) Authorized Programs. In
accordance with section 116(e) of the
Act, under this program, NHCTEP
projects must—
(1) Develop new programs, services,
or activities or improve or expand
existing programs, services, or activities
that are consistent with the purposes of
the Act. In other words, the Department
will support ‘‘expansions’’ or
‘‘improvements’’ that include, but are
not necessarily limited to, the expansion
of effective programs or practices;
upgrading of activities, equipment, or
materials; increasing staff capacity;
adoption of new technology;
modification of curriculum; or
implementation of new policies to
improve program effectiveness and
outcomes; and
(2) Fund a career and technical
education program, service, or activity
that—
(i) Is a new program, service, or
activity that was not provided by the
applicant during the instructional term
(a defined period, such as a semester,
trimester, or quarter, within the
academic year) that preceded the
request for funding under NHCTEP;
(ii) Will improve or expand an
existing career and technical education
program; or
(iii) Inherently improves career and
technical education. A program, service,
or activity ‘‘inherently improves career
and technical education’’ if it—
(A) Develops new career and
technical education programs of study
PO 00000
Frm 00039
Fmt 4703
Sfmt 4703
12341
for approval by the appropriate
accreditation agency;
(B) Strengthens the rigor of the
academic and career and technical
components of funded programs;
(C) Uses curriculum that is aligned
with industry-recognized standards and
will result in students attaining
industry-recognized credentials,
certificates, or degrees;
(D) Integrates academics (other than
remedial courses) with career and
technical education programs through a
coherent sequence of courses to help
ensure learning in the core academic
and career and technical subjects;
(E) Links career and technical
education at the secondary level with
career and technical education at the
postsecondary level, and facilitates
students’ pursuit of a baccalaureate
degree;
(F) Expands the scope, depth, and
relevance of curriculum, especially
content that provides students with a
comprehensive understanding of all
aspects of an industry and a variety of
hands-on, job-specific experiences; or
(G) Offers—
(1) Work-related experience,
internships, cooperative education,
school-based enterprises, studies in
entrepreneurship, community service
learning, and job shadowing that are
related to career and technical
education programs;
(2) Coaching/mentoring, support
services, and extra help for students
after school, on the weekends, or during
the summer so they can meet higher
standards;
(3) Career guidance and academic
counseling for students participating in
career and technical education programs
under NHCTEP;
(4) Placement services for students
who have successfully completed career
and technical education programs and
attained a technical skill proficiency
that is aligned with industry-recognized
standards;
(5) Professional development
programs for teachers, counselors, and
administrators;
(6) Strong partnerships among
grantees and local educational agencies,
postsecondary institutions, community
leaders, adult education providers, and,
as appropriate, other entities, such as
employers, labor organizations, parents,
and local partnerships, to enable
students to achieve State academic
standards and attain career and
technical skills;
(7) The use of student assessment and
evaluation data to improve continually
instruction and staff development; or
(8) Research, development,
demonstration, dissemination,
E:\FR\FM\24MRN1.SGM
24MRN1
Agencies
[Federal Register Volume 74, Number 55 (Tuesday, March 24, 2009)]
[Notices]
[Pages 12333-12341]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-6444]
-----------------------------------------------------------------------
DEPARTMENT OF EDUCATION
Office of Vocational and Adult Education; Native Hawaiian Career
and Technical Education Program (NHCTEP); Notice Inviting Applications
for New Awards Using Fiscal Year (FY) 2008 Funds.
Catalog of Federal Domestic Assistance (CFDA) Number: 84.259A.
Dates:
Applications Available: March 24, 2009.
Deadline for Transmittal of Applications: April 23, 2009.
Full Text of Announcement
I. Funding Opportunity Description
Purpose of Program: The Native Hawaiian Career and Technical
Education Program (NHCTEP) provides grants to eligible applicants to
plan, conduct, and administer programs, or portions of programs, that
are authorized by and consistent with the purposes of section 116 of
the Carl D. Perkins Career and Technical Education Act of 2006 (Act)
for the benefit of Native Hawaiians.
Background: Under section 116(h) of the Act, eligible community-
based organizations receive NHCTEP grants to plan, conduct, and
administer programs, or portions thereof, that are consistent with the
purposes of section 116 of the Act, for the benefit of Native
Hawaiians. Section 116(e) of the Act provides that educational
programs, services, and activities funded under NHCTEP must support and
help to improve career and technical education programs. (20 U.S.C.
2326(e)) This requirement, along with the statutory definition of
career and technical education, aligns NHCTEP with other programs
authorized under the Act that require grantees to offer a sequence of
courses that provides individuals with coherent and rigorous content
aligned with challenging academic standards and relevant technical
knowledge and skills needed to prepare for further education and
careers in current or emerging professions. (20 U.S.C. 2302(5))
Under this competition the Secretary awards grants to carry out
projects that provide organized educational activities offering a
sequence of courses that--
(a) Provide individuals with coherent and rigorous content aligned
with challenging academic standards and relevant technical knowledge
and skills needed to prepare for further education and careers in
current or emerging professions;
(b) Provide technical skill proficiency, an industry-recognized
credential, a certificate, or an associate degree; and
(c) Include competency-based applied learning that contributes to
the academic knowledge, higher-order reasoning and problem-solving
skills, work attitudes, general employability skills, technical skills,
and occupation-specific skills, and knowledge of all aspects of an
industry, including entrepreneurship, of an individual. Projects may
include prerequisite courses (other than remedial courses) that meet
the definitional requirements of section 3(5)(A) of the Act. (20 U.S.C.
2302(5)(A)).
Requirements: The Assistant Secretary for Vocational and Adult
Education has established the following requirements for this program.
These requirements are from the notice of final requirements,
definitions, and selection criteria published elsewhere in this issue
of the Federal Register.
Authorized Programs, Services, and Activities:
(a) Authorized Programs. Under this competition the Secretary
awards grants to carry out projects that--
(1) Develop new programs, services, or activities or improve or
expand existing programs, services, or activities that are consistent
with the purposes of the Act. In other words, the Department will
support ``expansions'' or ``improvements'' that include, but are not
necessarily limited to, the expansion of effective programs or
practices; upgrading of activities, equipment, or materials; increasing
staff capacity; adoption of new technology; modification of curriculum;
or implementation of new policies to improve program effectiveness and
outcomes; and
(2) Fund a career and technical education program, service, or
activity that--
(i) Is a new program, service, or activity that was not provided by
the applicant during the instructional term (a defined period, such as
a semester, trimester, or quarter, within the academic year) that
preceded the request for funding under NHCTEP;
(ii) Will improve or expand an existing career and technical
education program; or
(iii) Inherently improves career and technical education. A
program, service, or activity ``inherently improves career and
technical education'' if it--
(A) Develops new career and technical education programs of study
for approval by the appropriate accreditation agency;
(B) Strengthens the rigor of the academic and career and technical
components of funded programs;
(C) Uses curriculum that is aligned with industry-recognized
standards and will result in students attaining industry-recognized
credentials, certificates, or degrees;
(D) Integrates academics (other than remedial courses) with career
and technical education programs through a coherent sequence of courses
to help ensure learning in the core academic and career and technical
subjects;
(E) Links career and technical education at the secondary level
with career and technical education at the postsecondary level, and
facilitates students' pursuit of a baccalaureate degree;
(F) Expands the scope, depth, and relevance of curriculum,
especially content that provides students with a comprehensive
understanding of all aspects of an industry and a variety of hands-on,
job-specific experiences; or
(G) Offers--
(1) Work-related experience, internships, cooperative education,
school-based enterprises, studies in entrepreneurship, community
service learning, and job shadowing that are
[[Page 12334]]
related to career and technical education programs;
(2) Coaching/mentoring, support services, and extra help for
students after school, on the weekends, or during the summer so they
can meet higher standards;
(3) Career guidance and academic counseling for students
participating in career and technical education programs under NHCTEP;
(4) Placement services for students who have successfully completed
career and technical education programs and attained a technical skill
proficiency that is aligned with industry-recognized standards;
(5) Professional development programs for teachers, counselors, and
administrators;
(6) Strong partnerships among grantees and local educational
agencies, postsecondary institutions, community leaders, adult
education providers, and, as appropriate, other entities, such as
employers, labor organizations, parents, and local partnerships, to
enable students to achieve State academic standards and attain career
and technical skills;
(7) The use of student assessment and evaluation data to
continually improve instruction and staff development; or
(8) Research, development, demonstration, dissemination, evaluation
and assessment, capacity-building, and technical assistance related to
career and technical education programs.
(b) Student stipends.
(1) A portion of an award under this program may be used to provide
stipends (as defined elsewhere in this notice under the heading
Definitions) to help students meet the costs of participation in a
NHCTEP project.
(2) To be eligible for a stipend a student must--
(i) Be enrolled in a career and technical education project funded
under this program;
(ii) Be in regular attendance in a NHCTEP project and meet the
training institution's attendance requirement;
(iii) Maintain satisfactory progress in his or her program of study
according to the training institution's published standards for
satisfactory progress; and
(iv) Have an acute economic need that--
(A) Prevents participation in a project funded under this program
without a stipend; and
(B) Cannot be met through a work-study program.
(3) The amount of a stipend is the greater of either the minimum
hourly wage prescribed by State or local law, or the minimum hourly
wage established under the Fair Labor Standards Act.
(4) A grantee may award a stipend only if the stipend combined with
other resources the student receives does not exceed the student's
financial need. A student's financial need is the difference between
the student's cost of attendance and the financial aid or other
resources available to defray the student's cost of attending a NHCTEP
project.
(5) To calculate the amount of a student's stipend, a grantee must
multiply the number of hours a student actually attends career and
technical education instruction by the amount of the minimum hourly
wage that is prescribed by State or local law or by the minimum hourly
wage that is established under the Fair Labor Standards Act. The
grantee must reduce the amount of a stipend if necessary to ensure that
it does not exceed the student's financial need.
Example: If a grantee uses the Fair Labor Standards Act minimum
hourly wage of $7.25 and a student attends classes for 20 hours a week,
the student's stipend would be $145 for the week during which the
student attends classes ($7.25 x 20 = $145). If the program lasts 16
weeks and the student's total financial need is $2,000, the grantee
must reduce the weekly stipend to $125, because the total stipend for
the course would otherwise exceed the student's financial need by $320
(or $20 a week).
Note: Grantees must maintain records that fully support their
decisions to award stipends to students, as well as the amounts that
are paid, such as proof of a student's enrollment in the NHCTEP
project, stipend applications, timesheets showing the number of
hours of student attendance that are confirmed in writing by an
instructor, student financial status information, and evidence that
a student could not participate in the NHCTEP project without a
stipend. (See generally 20 U.S.C. 1232f; 34 CFR 75.700-75.702;
75.730; and 75.731)
(6) An eligible student may earn a stipend when taking a course for
the first time, although a stipend may not be provided to a student for
a particular course if the student has already taken, completed, and
had the opportunity to benefit from the course and is merely repeating
the course.
(7) An applicant must include, in its application, the procedure it
intends to use in determining student eligibility for stipends and
stipend amounts, and its oversight procedures for the awarding and
payment of stipends.
(c) Direct assistance to students. A grantee may provide direct
assistance (as defined elsewhere in this notice under the heading
Definitions) to a student only if the following conditions are met:
(1) The recipient of the direct assistance is an individual who is
a member of a special population (as defined in section 3(29) of the
Act) and who is participating in a NHCTEP project.
(2) The direct assistance is needed to address barriers to the
individual's successful participation in a NHCTEP project.
(3) The direct assistance is part of a broader, more generally
focused program or activity for addressing the needs of an individual
who is a member of a special population.
Note: Direct assistance to individuals who are members of
special populations is not, by itself, a ``program or activity for
special populations.''
(4) The grant funds used for direct assistance must be expended to
supplement, and not supplant, assistance that is otherwise available
from non-Federal sources. For example, generally, a community-based
organization could not use NHCTEP funds to provide child care for
single parents if non-Federal funds previously were made available for
this purpose, or if non-Federal funds are used to provide child care
services for single parents participating in non-career and technical
education programs and these services otherwise (in the absence of
NHCTEP funds) would have been available to career and technical
education students.
(5) In determining how much of the NHCTEP grant funds it will use
for direct assistance to an eligible student, a grantee--
(i) May only provide assistance to the extent that it is needed to
address barriers to the individual's successful participation in career
and technical education; and
(ii) Considers whether the specific services to be provided are a
reasonable and necessary cost of providing career and technical
education programs for special populations. However, the Secretary does
not envision a circumstance in which it would be a reasonable and
necessary expenditure of NHCTEP project funds for a grantee to utilize
a majority of a project's budget to pay direct assistance to students,
in lieu of providing the students served by the project with career and
technical education.
(d) Career and technical education agreement. Any applicant that is
not proposing to provide career and technical education directly to
Native Hawaiian students and proposes instead to pay one or more
qualified educational entities to provide such career and technical
education to Native Hawaiian
[[Page 12335]]
students must include with its application a written career and
technical education agreement between the applicant and the educational
entity. The written agreement must describe the commitment between the
applicant and the educational entity and must include, at a minimum, a
statement of the responsibilities of the applicant and the entity. The
agreement must be signed by the appropriate individuals on behalf of
each party, such as the authorizing official or administrative head of
the applicant Native Hawaiian community-based organization.
(e) Supplement-Not-Supplant. Grantees may not use funds under
NHCTEP to replace otherwise available non-Federal funding for ``direct
assistance to students'' (as defined elsewhere in this notice under the
heading Definitions) and family assistance programs. For example,
NHCTEP funds must not be used to supplant non-Federal funds to pay the
costs of students' tuition, dependent care, transportation, books,
supplies, and other costs associated with participation in a career and
technical education program.
Further, funds under NHCTEP may not be used to replace Federal
student financial aid. The Act does not authorize the Secretary to fund
projects that serve primarily as entities through which students may
apply for and receive tuition and other financial assistance.
Evaluation Requirements:
To help ensure the high quality of NHCTEP projects and the
achievement of the goals and purposes of section 116(h) of the Act,
each grantee must budget for and conduct an ongoing evaluation of the
effectiveness of its project. An independent evaluator must conduct the
evaluation. The evaluation must--
(a) Be appropriate for the project and be both formative and
summative in nature; and
(b) Include--
(1) Collection and reporting of the performance measures for NHCTEP
that are identified in the Performance Measures section of this notice;
and
(2) Qualitative and quantifiable data with respect to--
(i) Academic and career and technical competencies demonstrated by
the participants and the number and kinds of academic and work
credentials acquired by individuals, including their participation in
programs providing skill proficiency assessments, industry
certifications, or training at the associate degree level that is
articulated with an advanced degree option;
(ii) Enrollment, completion, and placement of participants by
gender, for each occupation for which training was provided;
(iii) Job or work skill attainment or enhancement, including
participation in apprenticeship and work-based learning programs, and
student progress in achieving technical skill proficiencies necessary
to obtain employment in the field for which the student has been
prepared, including attainment or enhancement of technical skills in
the industry the student is preparing to enter;
(iv) Activities, during the formative stages of the project, to
help guide and improve the project, as well as a summative evaluation
that includes recommendations for disseminating information on project
activities and results;
(v) The number and percentage of students who obtained industry-
recognized credentials, certificates, or degrees;
(vi) The outcomes of students' technical assessments, by type and
scores, if available;
(vii) The rates of attainment of a proficiency credential or
certificate, in conjunction with a secondary school diploma;
(viii) The effectiveness of the project, including a comparison
between the intended and observed results and a demonstration of a
clear link between the observed results and the specific treatment
given to project participants;
(ix) The extent to which information about or resulting from the
project was disseminated at other sites, such as through the grantee's
development and use of guides or manuals that provide step-by-step
directions for practitioners to follow when initiating similar efforts;
and
(x) The impact of the project, e.g., follow-up data on students'
employment, sustained employment, promotions, further and continuing
education or training, or the impact the project had on Native Hawaiian
economic development or career and technical education activities.
Performance Measures: The Assistant Secretary establishes the
following core factors and measures for evaluating the overall
effectiveness of the NHCTEP and projects supported under this program.
(a) Number of Secondary, Postsecondary, and Adult Projects. The
number of secondary, postsecondary, and adult programs that--
(1) Apply industry-recognized skill standards so that students can
earn skill certificates in those projects; and
(2) Offer skill competencies, related assessments, and industry-
recognized skill certificates in an area of study offered by secondary
and postsecondary institutions.
(b) Secondary Projects. The percentage of participating secondary
career and technical education students who--
(1) Meet or exceed State proficiency standards in reading/language
arts and mathematics;
(2) Attain a secondary school diploma or its State-recognized
equivalent, or a proficiency credential in conjunction with a secondary
school diploma;
(3) Attain career and technical education skill proficiencies
aligned with industry-recognized standards; and
(4) Are placed in postsecondary education, advanced training,
military service, or employment in high-skill, high-wage, and high-
demand occupations or in current or emerging occupations.
(c) Postsecondary Projects.
The percentage of participating postsecondary students in career
and technical education programs who--
(1) Receive postsecondary degrees, certificates, or credentials;
(2) Attain career and technical education skill proficiencies
aligned with industry-recognized standards;
(3) Receive industry-recognized credentials, certificates, or
degrees;
(4) Are retained in postsecondary education or transfer to a
baccalaureate degree program; and
(5) Are placed in military service or apprenticeship programs, or
are placed in employment, receive an employment promotion, or retain
employment.
(d) Adult Projects. The percentage of participating adult career
and technical education students who--
(1) Enroll in a postsecondary education or training program;
(2) Attain career and technical education skill proficiencies
aligned with industry-recognized standards;
(3) Receive industry-recognized credentials, certificates, or
degrees; and
(4) Are placed in employment, receive an employment promotion, or
retain employment.
Note: All grantees must submit an annual performance report
addressing these performance measures, to the extent feasible and to
the extent that they apply to each grantee's NHCTEP project.
Additional Statutory Requirement:
Limitation on services. Section 315 of the Act prohibits the use of
funds received under the Act to provide career and technical education
programs to students prior to the seventh grade, except that equipment
and facilities purchased with funds under the Act may be used by such
students. (20 U.S.C. 2395)
[[Page 12336]]
Definitions: The following definitions govern this program. The
definitions of the terms acute economic need, coherent sequence of
courses, direct assistance to students, and stipend are from the notice
of final requirements, definitions, and selection criteria published
elsewhere in this issue of the Federal Register. The definitions of the
remaining terms are from section 3 of the Act (20 U.S.C. 2303).
Acute economic need means an income that is at or below the
national poverty level according to the latest available data from the
U.S. Department of Commerce or the U.S. Department of Health and Human
Services Poverty Guidelines.
Career and technical education means organized educational
activities that--
(a) Offer a sequence of courses that--
(1) Provides individuals with coherent and rigorous content aligned
with challenging academic standards and relevant technical knowledge
and skills needed to prepare for further education and careers in
current or emerging professions;
(2) Provides technical skills proficiency, an industry-recognized
credential, a certificate, or an associate degree; and
(3) May include prerequisite courses (other than remedial courses)
that meet the requirements of this definition; and
(b) Include competency-based applied learning that contributes to
the academic knowledge, higher-order reasoning and problem-solving
skills, work attitudes, general employability skills, technical skills,
and occupation-specific skills, and knowledge of all aspects of an
industry, including entrepreneurship, of an individual. (20 U.S.C.
2302(5))
Coherent sequence of courses means a series of courses in which
career and academic education are integrated, and that directly relates
to, and leads to, both academic and occupational competencies. The term
includes competency-based education and academic education, and adult
training or retraining, including sequential units encompassed within a
single adult retraining course that otherwise meets the requirements of
this definition.
Direct assistance to students means tuition, dependent care,
transportation, books, and supplies that are necessary for a student to
participate in a project funded under this program.
Individual with a disability means an individual with any
disability (as defined in section 3 of the Americans with Disabilities
Act of 1990 (42 U.S.C. 12102)). (20 U.S.C. 2302(17))
Individual with limited English proficiency means a secondary
school student, an adult, or an out-of-school youth, who has limited
ability in speaking, reading, writing, or understanding the English
language, and--
(a) Whose native language is a language other than English; or
(b) Who lives in a family or community environment in which a
language other than English is the dominant language. (20 U.S.C.
2302(16))
Native Hawaiian means any individual any of whose ancestors were
natives, prior to 1778, of the area that now comprises the State of
Hawaii. (20 U.S.C. 2326(a)(4))
Non-traditional fields means occupations or fields of work,
including careers in computer science, technology, and other current
and emerging high-skill occupations, for which individuals from one
gender comprise less than 25 percent of the individuals employed in
each such occupation or field of work. (20 U.S.C. 2302(20))
Special populations means--
(a) Individuals with disabilities;
(b) Individuals from economically disadvantaged families, including
foster children;
(c) Individuals preparing for non-traditional fields;
(d) Single parents, including single pregnant women;
(e) Displaced homemakers; and
(f) Individuals with limited English proficiency. (20 U.S.C.
2302(29))
Stipend means a subsistence allowance--
(a) For a student who is enrolled in a career and technical
education program funded under the NHCTEP;
(b) For a student who has an acute economic need that cannot be met
through work-study programs; and
(c) That is necessary for the student to participate in a project
funded under this program.
Support services means services related to curriculum modification,
equipment modification, classroom modification, supportive personnel,
and instructional aids and devices. (20 U.S.C. 2302(31))
Program Authority: 20 U.S.C. 2326(a)-(h).
Applicable Regulations: (a) The Education Department General
Administrative Regulations (EDGAR) in 34 CFR parts 74, 75, 77, 81, 82,
84, 85, 86, 97, 98, and 99. (b) The notice of final requirements,
definitions, and selection criteria published elsewhere in this issue
of the Federal Register.
II. Award Information
Type of Award: Discretionary grants.
Estimated Available Funds: $2,898,270 is available for the NHCTEP
from the FY 2008 appropriation. Funding for the second and third years
is subject to the availability of funds and to a grantee meeting the
requirements of 34 CFR 75.253. Contingent upon the availability of
funds and the quality of applications, we may make additional awards in
FY 2010 from the list of unfunded applicants from this competition.
Estimated Range of Awards: $250,000--$500,000.
Estimated Average Size of Awards: $289,827.
Estimated Number of Awards: 10.
Note: The Department is not bound by any estimates in this
notice.
Project Period: Up to 36 months.
III. Eligibility Information
1. Eligible Applicants
(a) Community-based organizations primarily serving and
representing Native Hawaiians. For purposes of the NHCTEP, a community-
based organization means a public or private organization that provides
career and technical education, or related services, to individuals in
the Native Hawaiian community.
(b) Any community-based organization may apply individually or as a
part of a consortium with one or more eligible community-based
organizations. (34 CFR 75.127)
2. a. Cost Sharing or Matching: This program does not involve cost
sharing or matching requirements, but does involve supplement-not-
supplant funding provisions. (See the Supplement-Not-Supplant section
of this notice.)
b. Supplement-Not-Supplant: In accordance with section 311(a) of
the Act, funds under this program may not be used to supplant non-
Federal funds used to carry out career and technical education
activities and tech prep program activities. Furthermore, the
prohibition against supplanting also means that grantees are required
to use their negotiated restricted indirect cost rates under this
program. (34 CFR 75.563)
The Secretary cautions applicants not to plan to use funds under
NHCTEP to replace otherwise available non-Federal funding for ``direct
assistance to students,'' (as defined elsewhere in this notice) and
family assistance programs. For example, NHCTEP funds must not be used
to supplant non-Federal funds to pay the costs of students' tuition,
dependent care, transportation, books, supplies, and other costs
associated with participation in a career and technical education
program.
[[Page 12337]]
Further, funds under NHCTEP may not be used to replace Federal
student financial aid. The Secretary wishes to highlight that the Act
does not authorize the Secretary to fund projects that serve primarily
as entities through which students may apply for and receive tuition
and other financial assistance.
IV. Application and Submission Information
1. Address to Request Application Package: Nancy Essey, U.S.
Department of Education, 400 Maryland Avenue, SW., room 11070, Potomac
Center Plaza (PCP), Washington, DC 20202-7241. Telephone: (202) 245-
7789. Fax: (202) 245-7170 or by e-mail: nancy.essey@ed.gov.
If you use a telecommunications device for the deaf (TDD), call the
Federal Relay Service (FRS), toll free, at 1-800-877-8339.
You can also obtain an application package via the Internet from
the following address: https://www.grants.gov/.
Individuals with disabilities can obtain a copy the application
package in an accessible format (e.g., braille, large print, audiotape,
or computer diskette) by contacting the program contact person listed
in this section.
2. Content and Form of Application Submission:
Requirements concerning the content of an application, together
with the forms you must submit are in the application package for this
competition. Page Limit: The application narrative (Part III of the
application) is where you, the applicant, address the selection
criteria that reviewers use to evaluate your application. You must
limit the application narrative [Part III] to no more than 50 pages,
using the following standards:
A ``page'' is 8.5'' x 11'', on one side only, with 1''
margins at the top, bottom, and both sides.
Double space (no more than three lines per vertical inch)
all text in the application narrative, including titles, headings,
footnotes, quotations, references, and captions, as well as all text in
charts, tables, figures, and graphs.
Use a font that is either 12 point or larger or no smaller
than 10 pitch (characters per inch).
Use one of the following fonts: Times New Roman, Courier,
Courier New, or Arial. An application submitted in any other font
(including Times Roman or Arial Narrow) will not be accepted.
The page limit does not apply to Part I, the cover sheet; Part II,
the budget section, including the narrative budget justification; Part
IV, the assurances and certifications; or the one-page abstract, the
resumes, the bibliography, the letters of support, or documentation of
the applicant's eligibility. However, the page limit does apply to all
of the application narrative section [Part III].
Our reviewers will not read any pages of your application that
exceed the page limit.
3. Submission Dates and Times:
Applications Available: March 24, 2009.
Deadline for Transmittal of Applications: April 23, 2009.
Applications for grants under this program must be submitted
electronically using the Grants.gov Apply site (Grants.gov). For
information (including dates and times) about how to submit your
application electronically, or by mail or hand delivery if you qualify
for an exception to the electronic submission requirement, please refer
to section IV.6. Other Submission Requirements of this notice.
We do not consider an application that does not comply with the
deadline requirements.
Individuals with disabilities who need an accommodation or
auxiliary aid in connection with the application process should contact
the person listed under For Further Information Contact in section VII
of this notice. If the Department provides an accommodation or
auxiliary aid to an individual with a disability in connection with the
application process, the individual's application remains subject to
all other requirements and limitations in this notice.
4. Intergovernmental Review: This program is not subject to
Executive Order 12372 and the regulations in 34 CFR part 79.
5. Funding Restrictions: We reference regulations outlining funding
restriction in the Applicable Regulations section of this notice.
6. Other Submission Requirements:
Applications for grants under this program must be submitted
electronically unless you qualify for an exception to this requirement
in accordance with the instructions in this section.
a. Electronic Submission of Applications.
Applications for grants under the NHCTEP, CFDA number 84.259A, must
be submitted electronically using the Governmentwide Grants.gov Apply
site at www.Grants.gov. Through this site, you will be able to download
a copy of the application package, complete it offline, and then upload
and submit your application. You may not e-mail an electronic copy of a
grant application to us.
We will reject your application if you submit it in paper format
unless, as described elsewhere in this section, you qualify for one of
the exceptions to the electronic submission requirement and submit, no
later than two weeks before the application deadline date, a written
statement to the Department that you qualify for one of these
exceptions. Further information regarding calculation of the date that
is two weeks before the application deadline date is provided later in
this section under Exception to Electronic Submission Requirement.
You may access the electronic grant application for the NHCTEP at
www.Grants.gov. You must search for the downloadable application
package for this program by the CFDA number. Do not include the CFDA
number's alpha suffix in your search (e.g., search for 84.259, not
84.259A).
Please note the following:
When you enter the Grants.gov site, you will find
information about submitting an application electronically through the
site, as well as the hours of operation.
Applications received by Grants.gov are date and time
stamped. Your application must be fully uploaded and submitted and must
be date and time stamped by the Grants.gov system no later than 4:30:00
p.m., Washington, DC time, on the application deadline date. Except as
otherwise noted in this section, we will not accept your application if
it is received--that is, date and time stamped by the Grants.gov
system--after 4:30:00 p.m., Washington, DC time, on the application
deadline date. We do not consider an application that does not comply
with the deadline requirements. When we retrieve your application from
Grants.gov, we will notify you if we are rejecting your application
because it was date and time stamped by the Grants.gov system after
4:30:00 p.m., Washington, DC time, on the application deadline date.
The amount of time it can take to upload an application
will vary depending on a variety of factors, including the size of the
application and the speed of your Internet connection. Therefore, we
strongly recommend that you do not wait until the application deadline
date to begin the submission process through Grants.gov.
You should review and follow the Education Submission
Procedures for submitting an application through Grants.gov that are
included in the application package for this program to
[[Page 12338]]
ensure that you submit your application in a timely manner to the
Grants.gov system. You can also find the Education Submission
Procedures pertaining to Grants.gov at https://e-Grants.ed.gov/help/GrantsgovSubmissionProcedures.pdf.
To submit your application via Grants.gov, you must
complete all steps in the Grants.gov registration process (see https://www.grants.gov/applicants/get_registered.jsp). These steps include (1)
registering your organization, a multi-part process that includes
registration with the Central Contractor Registry (CCR); (2)
registering yourself as an Authorized Organization Representative
(AOR); and (3) getting authorized as an AOR by your organization.
Details on these steps are outlined in the Grants.gov 3-Step
Registration Guide (see https://www.grants.gov/section910/Grants.govRegistrationBrochure.pdf). You also must provide on your
application the same D-U-N-S Number used with this registration. Please
note that the registration process may take five or more business days
to complete, and you must have completed all registration steps to
allow you to submit successfully an application via Grants.gov. In
addition you will need to update your CCR registration on an annual
basis. This may take three or more business days to complete.
You will not receive additional point value because you
submit your application in electronic format, nor will we penalize you
if you qualify for an exception to the electronic submission
requirement, as described elsewhere in this section, and submit your
application in paper format.
You must submit all documents electronically, including
all information you typically provide on the following forms:
Application for Federal Assistance (SF 424), the Department of
Education Supplemental Information for SF 424, Budget Information--Non-
Construction Programs (ED 524), and all necessary assurances and
certifications.
You must attach any narrative sections of your application
as files in a .DOC (document), .RTF (rich text), or .PDF (Portable
Document) format. If you upload a file type other than the three file
types specified in this paragraph or submit a password-protected file,
we will not review that material.
Your electronic application must comply with any page-
limit requirements described in this notice.
After you electronically submit your application, you will
receive from Grants.gov an automatic notification of receipt that
contains a Grants.gov tracking number. (This notification indicates
receipt by Grants.gov only, not receipt by the Department.) The
Department then will retrieve your application from Grants.gov and send
a second notification to you by e-mail. This second notification
indicates that the Department has received your application and has
assigned your application a PR/Award number (an ED-specified
identifying number unique to your application).
We may request that you provide us original signatures on
forms at a later date.
Application Deadline Date Extension in Case of Technical Issues
with the Grants.gov System: If you are experiencing problems submitting
your application through Grants.gov, please contact the Grants.gov
Support Desk, toll free, at 1-800-518-4726. You must obtain a
Grants.gov Support Desk Case Number and must keep a record of it.
If you are prevented from electronically submitting your
application on the application deadline date because of technical
problems with the Grants.gov system, we will grant you an extension
until 4:30:00 p.m., Washington, DC time, the following business day to
enable you to transmit your application electronically or by hand
delivery. You also may mail your application by following the mailing
instructions described elsewhere in this notice.
If you submit an application after 4:30:00 p.m., Washington, DC
time, on the application deadline date, please contact the person
listed under For Further Information Contact in section VII of this
notice and provide an explanation of the technical problem you
experienced with Grants.gov, along with the Grants.gov Support Desk
Case Number. We will accept your application if we can confirm that a
technical problem occurred with the Grants.gov system and that that
problem affected your ability to submit your application by 4:30:00
p.m., Washington, DC time, on the application deadline date. The
Department will contact you after a determination is made on whether
your application will be accepted.
Note: The extensions to which we refer in this section apply
only to the unavailability of, or technical problems with, the
Grants.gov system. We will not grant you an extension if you failed
to fully register to submit your application to Grants.gov before
the application deadline date and time or if the technical problem
you experienced is unrelated to the Grants.gov system.
Exception to Electronic Submission Requirement: You qualify for an
exception to the electronic submission requirement, and may submit your
application in paper format, if you are unable to submit an application
through the Grants.gov system because--
You do not have access to the Internet; or
You do not have the capacity to upload large documents to
the Grants.gov system; and
No later than two weeks before the application deadline
date (14 calendar days or, if the fourteenth calendar day before the
application deadline date falls on a Federal holiday, the next business
day following the Federal holiday), you mail or fax a written statement
to the Department, explaining which of the two grounds for an exception
prevent you from using the Internet to submit your application.
If you mail your written statement to the Department, it must be
postmarked no later than two weeks before the application deadline
date. If you fax your written statement to the Department, we must
receive the faxed statement no later than two weeks before the
application deadline date.
Address and mail or fax your statement to: Nancy Essey, U.S.
Department of Education, 400 Maryland Avenue, SW., room 11070, PCP,
Washington, 20202-7241. FAX: (202) 245-7170.
Your paper application must be submitted in accordance with the
mail or hand delivery instructions described in this notice.
b. Submission of Paper Applications by Mail.
If you qualify for an exception to the electronic submission
requirement, you may mail (through the U.S. Postal Service or a
commercial carrier) your application to the Department. You must mail
the original and two copies of your application, on or before the
application deadline date, to the Department at the following address:
U.S. Department of Education, Application Control Center, Attention:
(CFDA Number 84.259A), LBJ Basement Level 1, 400 Maryland Avenue, SW.,
Washington, DC 20202-4260.
You must show proof of mailing consisting of one of the following:
(1) A legibly dated U.S. Postal Service postmark.
(2) A legible mail receipt with the date of mailing stamped by the
U.S. Postal Service.
(3) A dated shipping label, invoice, or receipt from a commercial
carrier.
(4) Any other proof of mailing acceptable to the Secretary of the
U.S. Department of Education.
If you mail your application through the U.S. Postal Service, we do
not accept either of the following as proof of mailing:
[[Page 12339]]
(1) A private metered postmark.
(2) A mail receipt that is not dated by the U.S. Postal Service.
If your application is postmarked after the application deadline
date, we will not consider your application.
Note: The U.S. Postal Service does not uniformly provide a dated
postmark. Before relying on this method, you should check with your
local post office.
c. Submission of Paper Applications by Hand Delivery.
If you qualify for an exception to the electronic submission
requirement, you (or a courier service) may deliver your paper
application to the Department by hand. You must deliver the original
and two copies of your application by hand, on or before the
application deadline date, to the Department at the following address:
U.S. Department of Education, Application Control Center, Attention:
(CFDA Number 84.259A), 550 12th Street, SW., Room 7041, Potomac Center
Plaza, Washington, DC 20202-4260.
The Application Control Center accepts hand deliveries daily
between 8:00 a.m. and 4:30:00 p.m., Washington, DC time, except
Saturdays, Sundays, and Federal holidays.
Note for Mail or Hand Delivery of Paper Applications: If you
mail or hand deliver your application to the Department--
(1) You must indicate on the envelope and--if not provided by
the Department--in Item 11 of the SF 424 the CFDA number, including
suffix letter, if any, of the competition under which you are
submitting your application; and
(2) The Application Control Center will mail to you a
notification of receipt of your grant application. If you do not
receive this notification within 15 business days from the
application deadline date, you should call the U.S. Department of
Education Application Control Center at (202) 245-6288.
V. Application Review Information
Selection Criteria: The selection criteria for this program are
from the notice of final requirements, definitions, and selection
criteria published elsewhere in this issue of the Federal Register and
are as follows:
(a) Quality of the project design. (35 points) In determining the
quality of the design of the proposed project, we consider the
following factors:
(1) The extent to which the design of the proposed project is
appropriate to and will successfully address the needs of the target
population or other identified needs (as evidenced by such data as
local labor market demand, occupational trends, and surveys). (5
points)
(2) The extent to which goals, objectives, and outcomes are clearly
specified and measurable. (For example, we look for clear descriptions
of proposed student career and technical education activities;
recruitment and retention strategies; expected student enrollments,
completions, and placements in jobs, military specialties, and
continuing education/training opportunities; the number of teachers,
counselors, and administrators to be trained; and identification of
requirements for each program of study to be provided under the
project, including related training areas and a description of
performance outcomes.) (10 points)
(3) The extent to which the proposed project will establish
linkages with other appropriate agencies (e.g., community, State, and
other Federal resources) and organizations providing services to the
target population in order to improve services to students and
strengthen outcomes for the proposed project. (5 points)
(4) The extent to which the services to be provided by the proposed
project will create and offer activities that focus on enabling
participants to obtain the skills necessary to gain employment in high-
skill, high-wage, and high-demand occupations in emerging fields or in
a specific career field. (5 points)
(5) The extent to which the services to be provided by the proposed
project will create opportunities for students to acquire skills
identified by the State at the secondary level or by industry-
recognized career and technical education programs for licensure,
degree, certification, or as required by a career or profession. (5
points)
(6) The extent to which the proposed project will provide
opportunities for high-quality training or professional development
services that--
(i) Are of sufficient quality, intensity, and duration to lead to
improvements in practice among instructional personnel;
(ii) Will improve and increase instructional personnel's knowledge
and skills to help students meet challenging and rigorous academic and
career and technical skill proficiencies;
(iii) Will advance instructional personnel's understanding of
effective instructional strategies that are supported by scientifically
based research; and
(iv) Include professional development plans that clearly address
ways in which learning gaps will be addressed and how continuous review
of performance will be conducted to identify training needs. (5 points)
(b) Quality of the management plan. (15 points) In determining the
quality of the management plan for the proposed project, we consider
the following factors:
(1) The adequacy of the management plan to achieve the objectives
of the proposed project on time and within budget, including clearly
defined responsibilities, timelines, and the milestones and performance
standards for accomplishing project tasks. (5 points)
(2) The extent to which the time commitments of the project
director and other key project personnel, including instructors, are
appropriate and adequate to meet the objectives of the proposed
project. (5 points)
(3) The adequacy of procedures for ensuring feedback and continuous
improvement in the operation of the proposed project. (5 points)
(c) Quality of data collection plan. (10 points) In determining the
quality of the data collection plan, we consider the following factors:
(1) The adequacy of procedures and methods for collecting data. (5
points)
(2) The adequacy of the data collection plan in allowing comparison
with other similar secondary, postsecondary, and adult career and
technical education programs. (5 points)
(d) Quality of project personnel. (25 points) In determining the
quality of project personnel, we consider the following factors:
(1) The extent to which the applicant encourages applications for
employment from persons who are members of groups that have
traditionally been underrepresented based on race, color, national
origin, gender, age, or disability. (5 points)
(2) The qualifications, including relevant training, expertise, and
experience, of the project director. (5 points)
(3) The qualifications, including relevant training, expertise, and
experience, of key project personnel, especially the extent to which
the project will use instructors who are certified to teach in the
field in which they will provide instruction. (10 points)
(4) The qualifications, including training, expertise, and
experience, of project consultants. (5 points)
(e) Adequacy of resources. (15 points) In determining the adequacy
of resources for the proposed project, we consider the following
factors:
(1) The adequacy of support, including facilities, equipment,
supplies, and other resources, from the applicant organization(s) and
the entities to be served, including the evidence and relevance of
commitments (e.g., articulation agreements, memoranda of understanding,
letters of
[[Page 12340]]
support, or commitments to employ project participants) of the
applicant, local employers, or entities to be served by the project. (5
points)
(2) The extent to which the budget is adequate and costs are
reasonable in relation to the objectives and design of the proposed
project. (5 points)
(3) The potential for continued support of the project after
Federal funding ends. (5 points)
(f) Quality of the project evaluation. (20 points) In determining
the quality of the evaluation, we consider the following factors:
(1) The extent to which the methods of evaluation proposed by the
grantee are thorough, feasible, and appropriate to the goals,
objectives, and outcomes of the proposed project. (5 points)
(2) The extent to which the methods of evaluation include the use
of objective performance measures that are clearly related to the
intended outcomes of the project and the performance measures discussed
elsewhere in this notice and will produce quantitative and qualitative
data, to the extent possible. (5 points)
(3) The extent to which the methods of evaluation will provide
performance feedback and continuous improvement toward achieving
intended outcomes. (5 points)
(4) The quality of the proposed evaluation to be conducted by an
external evaluator with the necessary background and technical
expertise to carry out the evaluation. (5 points)
VI. Award Administration Information
1. Award Notices: If your application is successful, we notify your
U.S. Representative and U.S. Senators and send you a Grant Award
Notification (GAN). We may notify you informally, also.
If your application is not evaluated or not selected for funding,
we notify you.
2. Administrative and National Policy Requirements: We identify
administrative and national policy requirements in the application
package and reference these and other requirements in the Applicable
Regulations section of this notice.
We reference the regulations outlining the terms and conditions of
an award in the Applicable Regulations section of this notice and
include these and other specific conditions in the GAN. The GAN also
incorporates your approved application as part of your binding
commitments under the grant.
3. Reporting: At the end of your project period, you must submit a
final performance report, including financial information, as directed
by the Secretary. If you receive a multi-year award, you must submit an
annual performance report that provides the most current performance
and financial expenditure information as directed by the Secretary
under 34 CFR 75.118. The Secretary may also require more frequent
performance reports under 34 CFR 75.720(c). For specific requirements
on reporting, please go to www.ed.gov/fund/grant/apply/appforms/appforms.html.
4. Performance Measures: Under the Government Performance and
Results Act of 1993 (GPRA), Federal departments and agencies must
clearly describe the goals and objectives of their programs, identify
resources and actions needed to accomplish these goals and objectives,
develop a means of measuring progress made, and regularly report on
their achievement. One important source of program information on
successes and lessons learned is the project evaluation conducted under
individual grants.
The Department has established the following core factors and
measures for evaluating the overall effectiveness of the NHCTEP and
projects supported under this program. Consequently, we advise an
applicant for a grant under this program to give careful consideration
to these core factors and measures.
(a) Number of Secondary, Postsecondary, and Adult Projects. The
number of secondary, postsecondary, and adult programs that--
(1) Apply industry-recognized skill standards so that students can
earn skill certificates in those projects; and
(2) Offer skill competencies, related assessments, and industry-
recognized skill certificates in an area of study offered by secondary
and postsecondary institutions.
(b) Secondary Projects. The percentage of participating secondary
career and technical education students who--
(1) Meet or exceed State proficiency standards in reading/language
arts and mathematics;
(2) Attain a secondary school diploma or its State-recognized
equivalent, or a proficiency credential in conjunction with a secondary
school diploma;
(3) Attain career and technical education skill proficiencies
aligned with industry-recognized standards; and
(4) Are placed in postsecondary education, advanced training,
military service, or employment in high-skill, high-wage, and high-
demand occupations or in current or emerging occupations.
(c) Postsecondary Projects.
The percentage of participating postsecondary students in career
and technical education programs who--
(1) Receive postsecondary degrees, certificates, or credentials;
(2) Attain career and technical education skill proficiencies
aligned with industry-recognized standards;
(3) Receive industry-recognized credentials, certificates, or
degrees;
(4) Are retained in postsecondary education or transfer to a
baccalaureate degree program; and
(5) Are placed in military service or apprenticeship programs, or
are placed in employment, receive an employment promotion, or retain
employment.
(d) Adult Projects. The percentage of participating adult career
and technical education students who--
(1) Enroll in a postsecondary education or training program;
(2) Attain career and technical education skill proficiencies
aligned with industry-recognized standards;
(3) Receive industry-recognized credentials, certificates, or
degrees; and
(4) Are placed in employment, receive an employment promotion, or
retain employment.
Note: All grantees must submit an annual performance report
addressing these performance measures, to the extent feasible and to
the extent that they apply to each grantee's NHCTEP project.
VII. Agency Contact
For Further Information Contact: Nancy Essey, U.S. Department of
Education, 400 Maryland Avenue, SW., room 11070, PCP, Washington, DC
20202-7241. Telephone: (202) 245-7789, or by e-mail:
nancy.essey@ed.gov.
If you use a TDD, call the FRS, toll free, at 1-800-877-8339.
VIII. Other Information
Accessible Format: Individuals with disabilities can obtain this
notice and a copy of the application package in an accessible format
(e.g., Braille, large print, audiotape, or computer diskette) on
request to the program contact person listed under For Further
Informaiton Contact in section VII of this notice.
Electronic Access to This Document: You can view this document, as
well as all other documents of this Department published in the Federal
Register, in text or Adobe Portable Document Format (PDF) on the
Internet at the following site: www.ed.gov/news/fedregister.
To use PDF you must have Adobe Acrobat Reader, which is available
free at this site. If you have questions about using PDF, call the U.S.
Government Printing Office (GPO), toll free, at
[[Page 12341]]
1-888-293-6498; or in the Washington, DC, area at (202) 512-1530.
Note: The official version of this document is the document
published in the Federal Register. Free Internet access to the
official edition of the Federal Register and the Code of Federal
Regulations is available on GPO Access at: www.gpoaccess.gov/nara/.
Dated: March 19, 2009.
Dennis L. Berry,
Acting Assistant Secretary for Vocational and Adult Education.
[FR Doc. E9-6444 Filed 3-23-09; 8:45 am]
BILLING CODE 4000-01-P