Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940, 9836-9838 [E9-4767]
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document on all other participants.
Filing is considered complete by firstclass mail as of the time of deposit in
the mail, or by courier, express mail, or
expedited delivery service upon
depositing the document with the
provider of the service.
Documents submitted in adjudicatory
proceedings will appear in NRC’s
electronic hearing docket, which is
available to the public at https://
ehd.nrc.gov/EHD_Proceeding/home.asp,
unless excluded pursuant to an order of
the Commission, an Atomic Safety and
Licensing Board, or a Presiding Officer.
Participants are requested not to include
personal privacy information, such as
social security numbers, home
addresses, or home phone numbers in
their filings. With respect to copyrighted
works, except for limited excerpts that
serve the purpose of the adjudicatory
filings and would constitute a Fair Use
application, Participants are requested
not to include copyrighted materials in
their works.
If a person other than Schlumberger
Technology Corporation requests a
hearing, that person shall set forth with
particularity the manner in which his
interest is adversely affected by this
Order and shall address the criteria set
forth in 10 CFR 2.309(d) and (f).
If the hearing is requested by a person
whose interest is adversely affected, the
Commission will issue an Order
designating the time and place of any
hearing. If a hearing is held, the issue to
be considered at such hearing shall be
whether this Confirmatory Order should
be sustained. In the absence of any
request for hearing, or written approval
of an extension of time in which to
request a hearing, the provisions
specified in Section V above shall be
final 20 days from the date of this Order
without further order or proceedings. If
an extension of time for requesting a
hearing has been approved, the
provisions specified in Section V shall
be final when the extension expires if a
hearing request has not been received. A
request for hearing shall not stay the
immediate effectiveness of this order.
Dated this 24th day of February 2009.
For the Nuclear Regulatory Commission.
Elmo E. Collins,
Regional Administrator.
[FR Doc. E9–4761 Filed 3–5–09; 8:45 am]
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SECURITIES AND EXCHANGE
COMMISSION
Putnam New York Investment Grade
Municipal Trust
[File No. 811–7274]
[Release No. IC–28639]
Notice of Applications for
Deregistration Under Section 8(f) of the
Investment Company Act of 1940
February 27, 2009.
The following is a notice of
applications for deregistration under
section 8(f) of the Investment Company
Act of 1940 for the month of February,
2009. A copy of each application may be
obtained for a fee at the Commission’s
Public Reference Room, 100 F Street,
NE., Washington, DC 20549–1520 (tel.
202–551–5850). An order granting each
application will be issued unless the
SEC orders a hearing. Interested persons
may request a hearing on any
application by writing to the SEC’s
Secretary at the address below and
serving the relevant applicant with a
copy of the request, personally or by
mail. Hearing requests should be
received by the SEC by 5:30 p.m. on
March 24, 2009, and should be
accompanied by proof of service on the
applicant, in the form of an affidavit or,
for lawyers, a certificate of service.
Hearing requests should state the nature
of the writer’s interest, the reason for the
request, and the issues contested.
Persons who wish to be notified of a
hearing may request notification by
writing to the Secretary, U.S. Securities
and Exchange Commission, 100 F
Street, NE., Washington, DC 20549–
1090.
For Further Information Contact:
Diane L. Titus at (202) 551–6810, SEC,
Division of Investment Management,
Office of Investment Company
Regulation, 100 F Street, NE.,
Washington, DC 20549–4041.
Short-Term Investments Trust II
[File No. 811–22259]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On December 8,
2008, applicant transferred its assets to
a corresponding series of Short-Term
Investments Trust, based on net asset
value. Expenses of approximately
$164,210 incurred in connection with
the reorganization were paid by Invesco
Aim Advisors, Inc., applicant’s
investment adviser.
Filing Dates: The application was
filed on December 9, 2008, and
amended on February 11, 2009.
Applicant’s Address: 11 Greenway
Plaza, Suite 100, Houston, TX 77046–
1173.
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Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. Applicant’s
Municipal Income Preferred Shares,
Series Th were redeemed on May 25,
2007. On June 25, 2007, applicant
transferred its assets to Putnam New
York Tax Exempt Income Trust, based
on net asset value. Expenses of
approximately $276,806 incurred in
connection with the reorganization were
paid by applicant.
Filing Dates: The application was
filed on December 23, 2008 and
amended on February 10, 2009.
Applicant’s Address: One Post Office
Sq., Boston, MA 02109.
Dollar Strategy Global Trust
[File No. 811–22122]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On November 24,
2008, applicant made a liquidating
distribution to its shareholders, based
on net asset value. Expenses of $1,250
incurred in connection with the
liquidation were paid by Glengarry
Advisors, LP, applicant’s investment
adviser.
Filing Dates: The application was
filed on December 23, 2008 and
amended on February 6, 2009.
Applicant’s Address: 81790 Golden
Star Way, La Quinta, CA 92253.
Fortress Brookdale Investment Fund
LLC
[File No. 811–10127]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. On November 28,
2008, applicant made a liquidating
distribution to its shareholders, based
on net asset value. Preferred
shareholders received cash payments
equal to the face amount of their
securities plus preferred dividends
accrued. Expenses of $6,000 incurred in
connection with the liquidation were
paid by applicant.
Filing Dates: The application was
filed on December 10, 2008 and
amended on February 2, 2009.
Applicant’s Address: 1345 Avenue of
the Americas, 46th Floor, New York, NY
10105.
Diamond Portfolio Investment Trust
[File No. 811–22129]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On December 29,
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2008, applicant made a liquidating
distribution to its shareholders, based
on net asset value. Expenses of $14,000
incurred in connection with the
liquidation were paid by Diamond
Portfolio Advisors, LLC, applicant’s
investment adviser.
Filing Date: The application was filed
on December 31, 2008.
Applicant’s Address: 8730 Stony
Point Parkway, Suite 205, Richmond,
VA 23235.
Salomon Brothers Unit Investment
Trust Insured Tax Exempt Series
declaring that it has ceased to be an
investment company. On August 3,
1998, applicant made a liquidating
distribution to its unitholders, based on
net asset value. Applicant incurred no
expenses in connection with the
liquidation.
Filing Date: The application was filed
on January 23, 2009.
Applicant’s Address: 388 Greenwich
St., New York, NY 10013.
investment company. On or about
December 22, 1997, applicant
transferred its assets to a corresponding
series of Evergreen Fixed Income Trust,
based on net asset value. Applicant paid
the expenses incurred in connection
with the reorganization.
Filing Date: The application was filed
on February 12, 2009.
Applicant’s Address: 200 Berkeley St.,
Boston, MA 02116.
Shearson Lehman Brothers Unit Trust
Ret Portfolios Series 1
[File No. 811–4507]
[File No. 811–5129]
[File No. 811–4203]
Summary: Applicant, a unit
investment trust, seeks an order
declaring that it has ceased to be an
investment company. On July 18, 1996,
applicant made a liquidating
distribution to its unitholders, based on
net asset value. Applicant incurred no
expenses in connection with the
liquidation.
Filing Date: The application was filed
on January 23, 2009.
Applicant’s Address: 388 Greenwich
St., New York, NY 10013.
Summary: Applicant, a unit
investment trust, seeks an order
declaring that it has ceased to be an
investment company. On January 24,
1994, applicant made a liquidating
distribution to its unitholders, based on
net asset value. Applicant incurred no
expenses in connection with the
liquidation.
Filing Date: The application was filed
on January 23, 2009.
Applicant’s Address: 388 Greenwich
St., New York, NY 10013.
F&M Tax Exempt Bond Fund First
Series
Shearson Lehman Bros Unit Trusts
High Yield Taxable Series 1
[File No. 811–2343]
[File No. 811–5070]
Summary: Applicant, a unit
investment trust, seeks an order
declaring that it has ceased to be an
investment company. On July 15, 1995,
applicant made a liquidating
distribution to its unitholders, based on
net asset value. Applicant incurred no
expenses in connection with the
liquidation.
Filing Date: The application was filed
on January 23, 2009.
Applicant’s Address: 388 Greenwich
St., New York, NY 10013.
Tax Exempt Trust Medium Term Series
1
Oppenheimer Tremont Market Neutral
Fund, LLC
[File No. 811–3863]
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Summary: Applicant, a unit
investment trust, seeks an order
declaring that it has ceased to be an
investment company. On December 20,
1999, applicant made a liquidating
distribution to its unitholders, based on
net asset value. Applicant incurred no
expenses in connection with the
liquidation.
Filing Date: The application was filed
on January 23, 2009.
Applicant’s Address: 388 Greenwich
St., New York, NY 10013.
[File No. 811–10537]
Summary: Applicant, a unit
investment trust, seeks an order
declaring that it has ceased to be an
investment company. On December 8,
1989, applicant made a liquidating
distribution to its unitholders, based on
net asset value. Applicant incurred no
expenses in connection with the
liquidation.
Filing Date: The application was filed
on January 23, 2009.
Applicant’s Address: 388 Greenwich
St., New York, NY 10013.
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. On March 31,
2008, applicant made a liquidating
distribution to its shareholders, based
on net asset value. Applicant incurred
no expenses in connection with the
liquidation.
Filing Date: The application was filed
on February 3, 2009.
Applicant’s Address: 6803 S. Tucson
Way, Centennial, CO 80112.
Harris Upham Tax Exempt Bond Fund
First Series
Keystone Capital Preservation &
Income Fund
[File No. 811–2403]
[File No. 811–6278]
Summary: Applicant, a unit
investment trust, seeks an order
Summary: Applicant seeks an order
declaring that it has ceased to be an
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Evergreen Tax Free Trust
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. On or about
January 12, 1998, Evergreen
Pennsylvania Tax-Free Money Market
Fund, a series of applicant, transferred
its assets to a corresponding series of
Evergreen Money Market Trust, based
on net asset value. On January 20, 1998,
Evergreen New Jersey Tax-Free Income
Fund, applicant’s final series,
transferred its assets to a corresponding
series of Evergreen Municipal Trust,
based on net asset value. Expenses
incurred in connection with the
reorganizations were paid by applicant.
Filing Date: The application was filed
on February 12, 2008.
Applicant’s Address: 200 Berkeley St.,
Boston, MA 02116.
Hutton E F Corporate Income Fund
First Series
[File No. 811–2588]
Summary: Applicant, a unit
investment trust, seeks an order
declaring that it has ceased to be an
investment company. On February 1,
1996, applicant made a liquidating
distribution to its unitholders, based on
net asset value. Applicant incurred no
expenses in connection with the
liquidation.
Filing Date: The application was filed
on January 23, 2009.
Applicant’s Address: 388 Greenwich
St., New York, NY 10013.
Hutton E F Trust For Government
Guaranteed Securities
[File No. 811–2820]
Summary: Applicant, a unit
investment trust, seeks an order
declaring that it has ceased to be an
investment company. On June 19, 1998,
applicant made a liquidating
distribution to its unitholders, based on
net asset value. Applicant incurred no
expenses in connection with the
liquidation.
Filing Date: The application was filed
on January 23, 2009.
Applicant’s Address: 388 Greenwich
St., New York, NY 10013.
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Pennsylvania Fund Tax Exempt
Municipal Investment Trust
Applicant’s Address: 536 Broadway,
7th Floor, New York, NY 10012.
[File No. 811–2326]
Domini Institutional Trust
Summary: Applicant, a unit
investment trust, seeks an order
declaring that it has ceased to be an
investment company. On December 15,
1997, applicant made a liquidating
distribution to its unitholders, based on
net asset value. Applicant incurred no
expenses in connection with the
liquidation.
Filing Date: The application was filed
on January 23, 2009.
Applicant’s Address: 388 Greenwich
St., New York, NY 10013.
[File No. 811–7599]
Northwest Tax Exempt Bond Fund
Second & Subsequent Series
[File No. 811–2442]
Summary: Applicant, a unit
investment trust, seeks an order
declaring that it has ceased to be an
investment company. On July 17, 1995,
applicant made a liquidating
distribution to its unitholders, based on
net asset value. Applicant incurred no
expenses in connection with the
liquidation.
Filing Date: The application was filed
on January 23, 2009.
Applicant’s Address: 388 Greenwich
St., New York, NY 10013.
Michigan Fund Tax Exempt Municipal
Investment Trust
[File No. 811–2304]
Summary: Applicant, a unit
investment trust, seeks an order
declaring that it has ceased to be an
investment company. On February 29,
1996, applicant made a liquidating
distribution to its unitholders, based on
net asset value. Applicant incurred no
expenses in connection with the
liquidation.
Filing Date: The application was filed
on January 23, 2009.
Applicant’s Address: 388 Greenwich
St., New York, NY 10013.
Domini Advisor Trust
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[File No. 811–21653]
Summary: Applicant, a feeder fund in
a master-feeder structure, seeks an order
declaring that it has ceased to be an
investment company. On November 28,
2008, each of applicant’s four series
transferred its assets to a corresponding
series of Domini Social Investment
Trust, based on net asset value.
Expenses of $159,972 incurred in
connection with the reorganization were
paid by Domini Social Investments LLC,
applicant’s investment adviser.
Filing Date: The application was filed
on February 13, 2009.
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Summary: Applicant, a feeder fund in
a master-feeder structure, seeks an order
declaring that it has ceased to be an
investment company. On November 28,
2008, applicant transferred its assets to
a corresponding series of Domini Social
Investment Trust, based on net asset
value. Expenses of $159,972 incurred in
connection with the reorganization were
paid by Domini Social Investments LLC,
investment adviser to applicant’s master
fund, a series of Domini Social Trust.
Filing Date: The application was filed
on February 13, 2009.
Applicant’s Address: 536 Broadway,
7th Floor, New York, NY 10012.
TH Lee, Putnam Investment Trust
[File No. 811–10373]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. On June 24, 2008,
applicant made a final liquidating
distribution to its shareholders, based
on net asset value. Expenses of
approximately $113,264 incurred in
connection with the liquidation were
paid by applicant.
Filing Date: The application was filed
on February 18, 2009.
Applicant’s Address: One Post Office
Sq., Boston, MA 02109.
Old Mutual Insurance Series Fund
[File No. 811–8009]
Summary: Applicant seeks an order
declaring that it has ceased to be an
investment company. The Board of
Directors approved the liquidation of
the Applicant, an open-end
management company, on August 22,
2008. Shareholder approval of the
liquidation was not required. Applicant
distributed all its assets to shareholders
on December 15, 2008, except that
certain assets which were not reduced
to cash, including rights to amounts
received in certain securities class
action litigation, were transferred to a
liquidating trust and the interests in the
liquidating trust were distributed to
shareholders. Total expenses of the
liquidation are $240,580.50, of which
$130,000 associated with the
establishment and maintenance of the
aforementioned liquidating trust is the
obligation of Applicant’s investment
adviser, Old Mutual Capital, Inc.
(subject to reimbursement from the
proceeds of distribution from class
action settlement or tax reclaims
received by the liquidating trust). The
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balance of $110,580.50, including legal
expenses of $44,080.50, was paid by
Applicant prior to the liquidation
(either directly or through the
establishment of a reserve account
maintained by Applicant’s custodian,
The Bank of New York, Mellon).
Filing Dates: The application was
filed on December 24, 2008, and
amended on February 23, 2009.
Applicant’s Address: 4643 South
Ulster Street, Suite 600, Denver,
Colorado 80237.
For the Commission, by the Division of
Investment Management, pursuant to
delegated authority.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. E9–4767 Filed 3–5–09; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
Securities Act of 1933, Release No.
9010/March 3, 2009; Securities
Exchange Act of 1934, Release No.
59487/March 3, 2009; Order Regarding
Review of FASB Accounting Support
Fee for 2009 Under Section 109 of the
Sarbanes-Oxley Act of 2002
The Sarbanes-Oxley Act of 2002 (the
‘‘Act’’) provides that the Securities and
Exchange Commission (the
‘‘Commission’’) may recognize, as
generally accepted for purposes of the
securities laws, any accounting
principles established by a standard
setting body that meets certain criteria.
Consequently, Section 109 of the Act
provides that all of the budget of such
a standard setting body shall be payable
from an annual accounting support fee
assessed and collected against each
issuer, as may be necessary or
appropriate to pay for the budget and
provide for the expenses of the standard
setting body, and to provide for an
independent, stable source of funding,
subject to review by the Commission.
Under Section 109(f) of the Act, the
amount of fees collected for a fiscal year
shall not exceed the ‘‘recoverable budget
expenses’’ of the standard setting body.
Section 109(h) amends Section 13(b)(2)
of the Securities Exchange Act of 1934
to require issuers to pay the allocable
share of a reasonable annual accounting
support fee or fees, determined in
accordance with Section 109 of the Act.
On April 25, 2003, the Commission
issued a policy statement concluding
that the Financial Accounting Standards
Board (‘‘FASB’’) and its parent
organization, the Financial Accounting
Foundation (‘‘FAF’’), satisfied the
criteria for an accounting standard
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]]>Agencies
[Federal Register Volume 74, Number 43 (Friday, March 6, 2009)]
[Notices]
[Pages 9836-9838]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-4767]
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SECURITIES AND EXCHANGE COMMISSION
[Release No. IC-28639]
Notice of Applications for Deregistration Under Section 8(f) of
the Investment Company Act of 1940
February 27, 2009.
The following is a notice of applications for deregistration under
section 8(f) of the Investment Company Act of 1940 for the month of
February, 2009. A copy of each application may be obtained for a fee at
the Commission's Public Reference Room, 100 F Street, NE., Washington,
DC 20549-1520 (tel. 202-551-5850). An order granting each application
will be issued unless the SEC orders a hearing. Interested persons may
request a hearing on any application by writing to the SEC's Secretary
at the address below and serving the relevant applicant with a copy of
the request, personally or by mail. Hearing requests should be received
by the SEC by 5:30 p.m. on March 24, 2009, and should be accompanied by
proof of service on the applicant, in the form of an affidavit or, for
lawyers, a certificate of service. Hearing requests should state the
nature of the writer's interest, the reason for the request, and the
issues contested. Persons who wish to be notified of a hearing may
request notification by writing to the Secretary, U.S. Securities and
Exchange Commission, 100 F Street, NE., Washington, DC 20549-1090.
For Further Information Contact: Diane L. Titus at (202) 551-6810,
SEC, Division of Investment Management, Office of Investment Company
Regulation, 100 F Street, NE., Washington, DC 20549-4041.
Short-Term Investments Trust II
[File No. 811-22259]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On December 8, 2008, applicant transferred
its assets to a corresponding series of Short-Term Investments Trust,
based on net asset value. Expenses of approximately $164,210 incurred
in connection with the reorganization were paid by Invesco Aim
Advisors, Inc., applicant's investment adviser.
Filing Dates: The application was filed on December 9, 2008, and
amended on February 11, 2009.
Applicant's Address: 11 Greenway Plaza, Suite 100, Houston, TX
77046-1173.
Putnam New York Investment Grade Municipal Trust
[File No. 811-7274]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. Applicant's
Municipal Income Preferred Shares, Series Th were redeemed on May 25,
2007. On June 25, 2007, applicant transferred its assets to Putnam New
York Tax Exempt Income Trust, based on net asset value. Expenses of
approximately $276,806 incurred in connection with the reorganization
were paid by applicant.
Filing Dates: The application was filed on December 23, 2008 and
amended on February 10, 2009.
Applicant's Address: One Post Office Sq., Boston, MA 02109.
Dollar Strategy Global Trust
[File No. 811-22122]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On November 24, 2008, applicant made a
liquidating distribution to its shareholders, based on net asset value.
Expenses of $1,250 incurred in connection with the liquidation were
paid by Glengarry Advisors, LP, applicant's investment adviser.
Filing Dates: The application was filed on December 23, 2008 and
amended on February 6, 2009.
Applicant's Address: 81790 Golden Star Way, La Quinta, CA 92253.
Fortress Brookdale Investment Fund LLC
[File No. 811-10127]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. On November
28, 2008, applicant made a liquidating distribution to its
shareholders, based on net asset value. Preferred shareholders received
cash payments equal to the face amount of their securities plus
preferred dividends accrued. Expenses of $6,000 incurred in connection
with the liquidation were paid by applicant.
Filing Dates: The application was filed on December 10, 2008 and
amended on February 2, 2009.
Applicant's Address: 1345 Avenue of the Americas, 46th Floor, New
York, NY 10105.
Diamond Portfolio Investment Trust
[File No. 811-22129]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On December 29,
[[Page 9837]]
2008, applicant made a liquidating distribution to its shareholders,
based on net asset value. Expenses of $14,000 incurred in connection
with the liquidation were paid by Diamond Portfolio Advisors, LLC,
applicant's investment adviser.
Filing Date: The application was filed on December 31, 2008.
Applicant's Address: 8730 Stony Point Parkway, Suite 205, Richmond,
VA 23235.
Salomon Brothers Unit Investment Trust Insured Tax Exempt Series
[File No. 811-4203]
Summary: Applicant, a unit investment trust, seeks an order
declaring that it has ceased to be an investment company. On July 18,
1996, applicant made a liquidating distribution to its unitholders,
based on net asset value. Applicant incurred no expenses in connection
with the liquidation.
Filing Date: The application was filed on January 23, 2009.
Applicant's Address: 388 Greenwich St., New York, NY 10013.
Shearson Lehman Bros Unit Trusts High Yield Taxable Series 1
[File No. 811-5070]
Summary: Applicant, a unit investment trust, seeks an order
declaring that it has ceased to be an investment company. On December
20, 1999, applicant made a liquidating distribution to its unitholders,
based on net asset value. Applicant incurred no expenses in connection
with the liquidation.
Filing Date: The application was filed on January 23, 2009.
Applicant's Address: 388 Greenwich St., New York, NY 10013.
Tax Exempt Trust Medium Term Series 1
[File No. 811-3863]
Summary: Applicant, a unit investment trust, seeks an order
declaring that it has ceased to be an investment company. On December
8, 1989, applicant made a liquidating distribution to its unitholders,
based on net asset value. Applicant incurred no expenses in connection
with the liquidation.
Filing Date: The application was filed on January 23, 2009.
Applicant's Address: 388 Greenwich St., New York, NY 10013.
Harris Upham Tax Exempt Bond Fund First Series
[File No. 811-2403]
Summary: Applicant, a unit investment trust, seeks an order
declaring that it has ceased to be an investment company. On August 3,
1998, applicant made a liquidating distribution to its unitholders,
based on net asset value. Applicant incurred no expenses in connection
with the liquidation.
Filing Date: The application was filed on January 23, 2009.
Applicant's Address: 388 Greenwich St., New York, NY 10013.
Shearson Lehman Brothers Unit Trust Ret Portfolios Series 1
[File No. 811-5129]
Summary: Applicant, a unit investment trust, seeks an order
declaring that it has ceased to be an investment company. On January
24, 1994, applicant made a liquidating distribution to its unitholders,
based on net asset value. Applicant incurred no expenses in connection
with the liquidation.
Filing Date: The application was filed on January 23, 2009.
Applicant's Address: 388 Greenwich St., New York, NY 10013.
F&M Tax Exempt Bond Fund First Series
[File No. 811-2343]
Summary: Applicant, a unit investment trust, seeks an order
declaring that it has ceased to be an investment company. On July 15,
1995, applicant made a liquidating distribution to its unitholders,
based on net asset value. Applicant incurred no expenses in connection
with the liquidation.
Filing Date: The application was filed on January 23, 2009.
Applicant's Address: 388 Greenwich St., New York, NY 10013.
Oppenheimer Tremont Market Neutral Fund, LLC
[File No. 811-10537]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. On March 31,
2008, applicant made a liquidating distribution to its shareholders,
based on net asset value. Applicant incurred no expenses in connection
with the liquidation.
Filing Date: The application was filed on February 3, 2009.
Applicant's Address: 6803 S. Tucson Way, Centennial, CO 80112.
Keystone Capital Preservation & Income Fund
[File No. 811-6278]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On or about December 22, 1997, applicant
transferred its assets to a corresponding series of Evergreen Fixed
Income Trust, based on net asset value. Applicant paid the expenses
incurred in connection with the reorganization.
Filing Date: The application was filed on February 12, 2009.
Applicant's Address: 200 Berkeley St., Boston, MA 02116.
Evergreen Tax Free Trust
[File No. 811-4507]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On or about January 12, 1998, Evergreen
Pennsylvania Tax-Free Money Market Fund, a series of applicant,
transferred its assets to a corresponding series of Evergreen Money
Market Trust, based on net asset value. On January 20, 1998, Evergreen
New Jersey Tax-Free Income Fund, applicant's final series, transferred
its assets to a corresponding series of Evergreen Municipal Trust,
based on net asset value. Expenses incurred in connection with the
reorganizations were paid by applicant.
Filing Date: The application was filed on February 12, 2008.
Applicant's Address: 200 Berkeley St., Boston, MA 02116.
Hutton E F Corporate Income Fund First Series
[File No. 811-2588]
Summary: Applicant, a unit investment trust, seeks an order
declaring that it has ceased to be an investment company. On February
1, 1996, applicant made a liquidating distribution to its unitholders,
based on net asset value. Applicant incurred no expenses in connection
with the liquidation.
Filing Date: The application was filed on January 23, 2009.
Applicant's Address: 388 Greenwich St., New York, NY 10013.
Hutton E F Trust For Government Guaranteed Securities
[File No. 811-2820]
Summary: Applicant, a unit investment trust, seeks an order
declaring that it has ceased to be an investment company. On June 19,
1998, applicant made a liquidating distribution to its unitholders,
based on net asset value. Applicant incurred no expenses in connection
with the liquidation.
Filing Date: The application was filed on January 23, 2009.
Applicant's Address: 388 Greenwich St., New York, NY 10013.
[[Page 9838]]
Pennsylvania Fund Tax Exempt Municipal Investment Trust
[File No. 811-2326]
Summary: Applicant, a unit investment trust, seeks an order
declaring that it has ceased to be an investment company. On December
15, 1997, applicant made a liquidating distribution to its unitholders,
based on net asset value. Applicant incurred no expenses in connection
with the liquidation.
Filing Date: The application was filed on January 23, 2009.
Applicant's Address: 388 Greenwich St., New York, NY 10013.
Northwest Tax Exempt Bond Fund Second & Subsequent Series
[File No. 811-2442]
Summary: Applicant, a unit investment trust, seeks an order
declaring that it has ceased to be an investment company. On July 17,
1995, applicant made a liquidating distribution to its unitholders,
based on net asset value. Applicant incurred no expenses in connection
with the liquidation.
Filing Date: The application was filed on January 23, 2009.
Applicant's Address: 388 Greenwich St., New York, NY 10013.
Michigan Fund Tax Exempt Municipal Investment Trust
[File No. 811-2304]
Summary: Applicant, a unit investment trust, seeks an order
declaring that it has ceased to be an investment company. On February
29, 1996, applicant made a liquidating distribution to its unitholders,
based on net asset value. Applicant incurred no expenses in connection
with the liquidation.
Filing Date: The application was filed on January 23, 2009.
Applicant's Address: 388 Greenwich St., New York, NY 10013.
Domini Advisor Trust
[File No. 811-21653]
Summary: Applicant, a feeder fund in a master-feeder structure,
seeks an order declaring that it has ceased to be an investment
company. On November 28, 2008, each of applicant's four series
transferred its assets to a corresponding series of Domini Social
Investment Trust, based on net asset value. Expenses of $159,972
incurred in connection with the reorganization were paid by Domini
Social Investments LLC, applicant's investment adviser.
Filing Date: The application was filed on February 13, 2009.
Applicant's Address: 536 Broadway, 7th Floor, New York, NY 10012.
Domini Institutional Trust
[File No. 811-7599]
Summary: Applicant, a feeder fund in a master-feeder structure,
seeks an order declaring that it has ceased to be an investment
company. On November 28, 2008, applicant transferred its assets to a
corresponding series of Domini Social Investment Trust, based on net
asset value. Expenses of $159,972 incurred in connection with the
reorganization were paid by Domini Social Investments LLC, investment
adviser to applicant's master fund, a series of Domini Social Trust.
Filing Date: The application was filed on February 13, 2009.
Applicant's Address: 536 Broadway, 7th Floor, New York, NY 10012.
TH Lee, Putnam Investment Trust
[File No. 811-10373]
Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. On June 24,
2008, applicant made a final liquidating distribution to its
shareholders, based on net asset value. Expenses of approximately
$113,264 incurred in connection with the liquidation were paid by
applicant.
Filing Date: The application was filed on February 18, 2009.
Applicant's Address: One Post Office Sq., Boston, MA 02109.
Old Mutual Insurance Series Fund
[File No. 811-8009]
Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. The Board of Directors approved the
liquidation of the Applicant, an open-end management company, on August
22, 2008. Shareholder approval of the liquidation was not required.
Applicant distributed all its assets to shareholders on December 15,
2008, except that certain assets which were not reduced to cash,
including rights to amounts received in certain securities class action
litigation, were transferred to a liquidating trust and the interests
in the liquidating trust were distributed to shareholders. Total
expenses of the liquidation are $240,580.50, of which $130,000
associated with the establishment and maintenance of the aforementioned
liquidating trust is the obligation of Applicant's investment adviser,
Old Mutual Capital, Inc. (subject to reimbursement from the proceeds of
distribution from class action settlement or tax reclaims received by
the liquidating trust). The balance of $110,580.50, including legal
expenses of $44,080.50, was paid by Applicant prior to the liquidation
(either directly or through the establishment of a reserve account
maintained by Applicant's custodian, The Bank of New York, Mellon).
Filing Dates: The application was filed on December 24, 2008, and
amended on February 23, 2009.
Applicant's Address: 4643 South Ulster Street, Suite 600, Denver,
Colorado 80237.
For the Commission, by the Division of Investment Management,
pursuant to delegated authority.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. E9-4767 Filed 3-5-09; 8:45 am]
BILLING CODE 8011-01-P
