Submission for OMB Review; Comment Request, 7709 [E9-3433]

Download as PDF Federal Register / Vol. 74, No. 32 / Thursday, February 19, 2009 / Notices Publicly Available Records System (PARS) component of NRC’s document system (ADAMS) which is accessible from the NRC Web site at https:// www.nrc.gov/reading-rm/adams.html or https://www.nrc.gov/reading-rm/doccollections/ACRS/. Video teleconferencing service is available for observing open sessions of ACRS meetings. Those wishing to use this service for observing ACRS meetings should contact Mr. Theron Brown, ACRS Audio Visual Technician (301–415–8066), between 7:30 a.m. and 3:45 p.m. (ET), at least 10 days before the meeting to ensure the availability of this service. Individuals or organizations requesting this service will be responsible for telephone line charges and for providing the equipment and facilities that they use to establish the video teleconferencing link. The availability of video teleconferencing services is not guaranteed. Dated: February 12, 2009. Andrew L. Bates, Advisory Committee Management Officer. [FR Doc. E9–3498 Filed 2–18–09; 8:45 am] derived from a comprehensive or even representative survey or study of the cost of SEC rules and forms. The information provided on Form ADV–E is mandatory. Responses will not be kept confidential. An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid control number. Please direct general comments regarding the above information to the following persons: (i) Desk Officer for the Securities and Exchange Commission, Office of Management and Budget, Room 10102, New Executive Office Building, Washington, DC 20503 or e-mail to: Shagufta_Ahmed@omb.eop.gov; and (ii) Charles Boucher, Director/CIO, Securities and Exchange Commission, C/O Shirley Martinson, 6432 General Green Way, Alexandria, VA 22312; or send an e-mail to: PRA_Mailbox@sec.gov. Comments must be submitted to OMB within 30 days of this notice. February 11, 2009. Florence E. Harmon, Deputy Secretary. [FR Doc. E9–3431 Filed 2–18–09; 8:45 am] BILLING CODE 7590–01–P BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION SECURITIES AND EXCHANGE COMMISSION Submission for OMB Review; Comment Request Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 20549–0213. sroberts on PROD1PC70 with NOTICES Extension: Form ADV–E; Sec File No. 270–318; OMB Control No. 3235–0361. Notice is hereby given that, pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.) the Securities and Exchange Commission (the ‘‘Commission’’) has submitted to the Office of Management and Budget a request for extension of the previously approved collection of information discussed below. Form ADV–E (17 CFR 279.8) is the cover sheet for accountant examination certificates filed pursuant to rule 206(4)–2 (17 CFR 275.206(4)–2) under the Investment Advisers Act of 1940 (15 U.S.C. 80b–1 et seq.) by investment advisers retaining custody of client securities or funds. The annual burden is approximately three minutes per respondent. The estimate of burden hours set forth above is made solely for the purposes of the Paperwork Reduction Act and is not VerDate Nov<24>2008 17:38 Feb 18, 2009 Jkt 217001 Submission for OMB Review; Comment Request Upon Written Request, Copies Available From: U.S. Securities and Exchange Commission, Office of Investor Education and Advocacy, Washington, DC 20549–0213. Extension: Rule 17Ac2–1, SEC File No. 270–95, OMB Control No. 3235–0084. Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange Commission (‘‘Commission’’) has submitted to the Office of Management and Budget (‘‘OMB’’) a request for approval of extension of the existing collection of information provided for in the following rule: Rule 17Ac2–1 (17 CFR 240.17Ac2–1) under the Securities Exchange Act of 1934 (15 U.S.C. 78a et seq.) (‘‘Exchange Act’’). Rule 17Ac–2, pursuant to Section 17A(c) of the Exchange Act, generally requires transfer agents to register with their Appropriate Regulatory Agency (‘‘ARA’’), whether the Commission, the Comptroller of the Currency, the Board of Governors of the Federal Reserve PO 00000 Frm 00052 Fmt 4703 Sfmt 4703 7709 System, the Federal Deposit Insurance Corporation, or the Office of Thrift Supervision, and to amend their registrations if the information becomes inaccurate, misleading, or incomplete. Paragraph 1 of Rule 17Ac–2, requires transfer agents to file a Form TA–1 application for registration with the Commission where the Commission is their ARA. Transfer agents must also file an amended Form TA–1 application for registration if the existing on their Form TA–1 becomes inaccurate, misleading, or incomplete. The Form TA–1s must be filed with the Commission electronically, absent an exemption, on EDGAR pursuant to Regulation S–T (17 CFR 232). The Commission receives on an annual basis approximately 100 applications for registration on Form TA–1 from transfer agents required to register with the Commission. Included in this figure are amendments to Form TA–1 as required by Paragraph (c) of Rule 17Ac2–1 to address information that has become inaccurate, misleading, or incomplete. Based on past submissions, the staff estimates that the average number of hours necessary to comply with the requirements of Rule 17Ac–1 and Form TA–1 is one and onehalf hours with a total burden of 150 hours. An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a currently valid control number. Comments should be directed to: (i) Desk Officer for the Securities and Exchange Commission, Office of Information and Regulatory Affairs, Office of Management and Budget, Room 10102, New Executive Office Building, Washington, DC 20503 or by sending an e-mail to: Shagufta_Ahmed@omb.eop.gov; and (ii) Charles Boucher, Chief Information Officer, Securities and Exchange Commission, c/o Shirley Martinson, 6432 General Green Way, Alexandria, VA 22312 or send an e-mail to: PRA_Mailbox@sec.gov. Comments must be submitted within 30 days of this notice. Dated: February 11, 2009. Florence E. Harmon, Deputy Secretary. [FR Doc. E9–3433 Filed 2–18–09; 8:45 am] BILLING CODE 8011–01–P E:\FR\FM\19FEN1.SGM 19FEN1

Agencies

[Federal Register Volume 74, Number 32 (Thursday, February 19, 2009)]
[Notices]
[Page 7709]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-3433]


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SECURITIES AND EXCHANGE COMMISSION


Submission for OMB Review; Comment Request

Upon Written Request, Copies Available From: U.S. Securities and 
Exchange Commission, Office of Investor Education and Advocacy, 
Washington, DC 20549-0213.

Extension:
    Rule 17Ac2-1, SEC File No. 270-95, OMB Control No. 3235-0084.

    Notice is hereby given that pursuant to the Paperwork Reduction Act 
of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (``Commission'') has submitted to the Office of Management 
and Budget (``OMB'') a request for approval of extension of the 
existing collection of information provided for in the following rule: 
Rule 17Ac2-1 (17 CFR 240.17Ac2-1) under the Securities Exchange Act of 
1934 (15 U.S.C. 78a et seq.) (``Exchange Act'').
    Rule 17Ac-2, pursuant to Section 17A(c) of the Exchange Act, 
generally requires transfer agents to register with their Appropriate 
Regulatory Agency (``ARA''), whether the Commission, the Comptroller of 
the Currency, the Board of Governors of the Federal Reserve System, the 
Federal Deposit Insurance Corporation, or the Office of Thrift 
Supervision, and to amend their registrations if the information 
becomes inaccurate, misleading, or incomplete.
    Paragraph 1 of Rule 17Ac-2, requires transfer agents to file a Form 
TA-1 application for registration with the Commission where the 
Commission is their ARA. Transfer agents must also file an amended Form 
TA-1 application for registration if the existing on their Form TA-1 
becomes inaccurate, misleading, or incomplete. The Form TA-1s must be 
filed with the Commission electronically, absent an exemption, on EDGAR 
pursuant to Regulation S-T (17 CFR 232).
    The Commission receives on an annual basis approximately 100 
applications for registration on Form TA-1 from transfer agents 
required to register with the Commission. Included in this figure are 
amendments to Form TA-1 as required by Paragraph (c) of Rule 17Ac2-1 to 
address information that has become inaccurate, misleading, or 
incomplete. Based on past submissions, the staff estimates that the 
average number of hours necessary to comply with the requirements of 
Rule 17Ac-1 and Form TA-1 is one and one-half hours with a total burden 
of 150 hours.
    An agency may not conduct or sponsor, and a person is not required 
to respond to, a collection of information unless it displays a 
currently valid control number.
    Comments should be directed to: (i) Desk Officer for the Securities 
and Exchange Commission, Office of Information and Regulatory Affairs, 
Office of Management and Budget, Room 10102, New Executive Office 
Building, Washington, DC 20503 or by sending an e-mail to: Shagufta_
Ahmed@omb.eop.gov; and (ii) Charles Boucher, Chief Information Officer, 
Securities and Exchange Commission, c/o Shirley Martinson, 6432 General 
Green Way, Alexandria, VA 22312 or send an e-mail to: PRA_
Mailbox@sec.gov. Comments must be submitted within 30 days of this 
notice.

    Dated: February 11, 2009.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. E9-3433 Filed 2-18-09; 8:45 am]
BILLING CODE 8011-01-P
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