The Jockey Club, Inc., Juina Mining Corp., Inc. (n/k/a AC Energy, Inc.), Jumbosports, Inc., Just Like Home, Inc., and Just Toys, Inc. (n/k/a Pachinko, Inc.); Order of Suspension of Trading, 7276 [E9-3252]
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Federal Register / Vol. 74, No. 29 / Friday, February 13, 2009 / Notices
the rule, broker-dealers participating in
a securities offering must keep accurate
records of persons who have indicated
interest in an IPO or requested a
prospectus, so that they know to whom
they must send a prospectus.
The Commission estimates that
broker-dealers will spend a total of
78,800 hours complying with the
collection of information required by
the rule. The Commission estimates that
the total number of responses required
by the rule is 7,764. The Commission
estimates that the total annualized cost
burden (copying and postage costs) is
$157,600,000.
Written comments are invited on: (a)
Whether the proposed collection of
information is necessary for the proper
performance of the functions of the
Commission, including whether the
information shall have practical utility;
(b) the accuracy of the Commission’s
estimates of the burden of the proposed
collection of information; (c) ways to
enhance the quality, utility, and clarity
of the information to be collected; and
(d) ways to minimize the burden of the
collection of information on
respondents, including through the use
of automated collection techniques or
other forms of information technology.
Consideration will be given to
comments and suggestions submitted in
writing within 60 days of this
publication.
Comments should be directed to:
Charles Boucher, Director/Chief
Information Officer, Securities and
Exchange Commission, c/o Shirley
Martinson, 6432 General Green Way,
Alexandria, Virginia 22312 or send an
e-mail to: PRA_Mailbox@sec.gov.
Comments must be submitted within 60
days of this notice.
Dated: February 9, 2009.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. E9–3097 Filed 2–12–09; 8:45 am]
Club, Inc. because it has not filed any
periodic reports since the period ended
July 31, 1995.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of Juina
Mining Corp., Inc. (n/k/a AC Energy,
Inc.) because it has not filed any
periodic reports since October 1, 1999.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of
Jumbosports, Inc. because it has not
filed any periodic reports since the
period ended July 30, 1999.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of Just Like
Home, Inc. because it has not filed any
periodic reports since the period ended
June 30, 2001.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of Just Toys,
Inc. (n/k/a Pachinko, Inc.) because it has
not filed any periodic reports since the
period ended September 30, 2000.
The Commission is of the opinion that
the public interest and the protection of
investors require a suspension of trading
in the securities of the above-listed
companies.
Therefore, it is ordered, pursuant to
Section 12(k) of the Securities Exchange
Act of 1934, that trading in the
securities of the above-listed companies
is suspended for the period from 9:30
a.m. EST on February 11, 2009, through
11:59 p.m. EST on February 25, 2009.
By the Commission.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. E9–3252 Filed 2–11–09; 4:15 pm]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–59370; File No. SR–
NASDAQ–2008–101]
[File No. 500–1]
cprice-sewell on PRODPC61 with NOTICES
BILLING CODE 8011–01–P
The Jockey Club, Inc., Juina Mining
Corp., Inc. (n/k/a AC Energy, Inc.),
Jumbosports, Inc., Just Like Home,
Inc., and Just Toys, Inc. (n/k/a
Pachinko, Inc.); Order of Suspension
of Trading
Self-Regulatory Organizations; The
NASDAQ Stock Market LLC; Order
Approving Proposed Rule Change To
Adopt a Policy Relating to Its
Treatment of Trade Reports That It
Determines To Be Inconsistent With
the Prevailing Market Retroactive to
September 1, 2008
February 11, 2009.
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of The Jockey
February 6, 2009.
I. Introduction
On December 19, 2008, The NASDAQ
Stock Market LLC (‘‘Nasdaq’’) filed with
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15:38 Feb 12, 2009
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the Securities and Exchange
Commission (‘‘Commission’’), pursuant
to Section 19(b)(1) of the Securities
Exchange Act of 1934 (‘‘Act’’) 1 and Rule
19b–4 thereunder,2 a proposed rule
change to adopt a policy relating to its
treatment of trade reports that it
determines to be inconsistent with the
prevailing market and to make such
policy retroactive to September 1, 2008.
The proposed rule change was
published for comment in the Federal
Register on January 2, 2009.3 The
Commission received no comments on
the proposal. This order approves the
proposed rule change.
II. Description of the Proposal
Trades in listed securities
occasionally occur at prices that deviate
from prevailing market prices and those
trades sometimes establish a high, low
or last sale price for a security that does
not reflect the true market for the
security. Nasdaq seeks to address such
instances of ‘‘aberrant’’ trades by
adopting a policy that is substantially
similar to a policy of the New York
Stock Exchange (‘‘NYSE’’).4 On
December 19, 2008, Nasdaq also filed a
proposed rule change, which it
designated as eligible for immediate
effectiveness pursuant to Rule 19b–
4(f)(6) under the Act,5 to adopt a policy
relating to Nasdaq’s treatment of trade
reports that it determines to be
inconsistent with the prevailing
market.6 The policy proposed in the
instant rule change is identical to the
policy set forth in Release No. 34–
59151, except that the instant proposal
is retroactive to September 1, 2008.
The Exchange proposes that its policy
in this regard shall be to contact the
listing exchange (if Nasdaq is not the
listing exchange) and other markets (in
the case of executions that take place
across multiple markets) to determine if
any erroneous trade reports were filed.
If Nasdaq determines the trade price of
a trade through Nasdaq is inconsistent
with the prevailing market for the
security after considering the factors
outlined herein, the Exchange may
make the determination to append an
indicator (an ‘‘Aberrant Report
Indicator’’) to the trade.
1 15
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 See Securities Exchange Act Release No. 59149
(December 23, 2008), 74 FR 155.
4 See Securities Exchange Act Release No. 59064
(December 5, 2008), 73 FR 76082 (December 15,
2008) (order approving SR–NYSE–2008–91).
5 17 CFR 240.19b–4(f)(6).
6 See Securities Exchange Act Release No. 59151
(December 23, 2008), 74 FR 158 (January 2, 2009)
(SR–NASDAQ–2008–100) (‘‘Release No. 34–
59151’’).
2 17
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[Federal Register Volume 74, Number 29 (Friday, February 13, 2009)]
[Notices]
[Page 7276]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-3252]
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SECURITIES AND EXCHANGE COMMISSION
[File No. 500-1]
The Jockey Club, Inc., Juina Mining Corp., Inc. (n/k/a AC Energy,
Inc.), Jumbosports, Inc., Just Like Home, Inc., and Just Toys, Inc. (n/
k/a Pachinko, Inc.); Order of Suspension of Trading
February 11, 2009.
It appears to the Securities and Exchange Commission that there is
a lack of current and accurate information concerning the securities of
The Jockey Club, Inc. because it has not filed any periodic reports
since the period ended July 31, 1995.
It appears to the Securities and Exchange Commission that there is
a lack of current and accurate information concerning the securities of
Juina Mining Corp., Inc. (n/k/a AC Energy, Inc.) because it has not
filed any periodic reports since October 1, 1999.
It appears to the Securities and Exchange Commission that there is
a lack of current and accurate information concerning the securities of
Jumbosports, Inc. because it has not filed any periodic reports since
the period ended July 30, 1999.
It appears to the Securities and Exchange Commission that there is
a lack of current and accurate information concerning the securities of
Just Like Home, Inc. because it has not filed any periodic reports
since the period ended June 30, 2001.
It appears to the Securities and Exchange Commission that there is
a lack of current and accurate information concerning the securities of
Just Toys, Inc. (n/k/a Pachinko, Inc.) because it has not filed any
periodic reports since the period ended September 30, 2000.
The Commission is of the opinion that the public interest and the
protection of investors require a suspension of trading in the
securities of the above-listed companies.
Therefore, it is ordered, pursuant to Section 12(k) of the
Securities Exchange Act of 1934, that trading in the securities of the
above-listed companies is suspended for the period from 9:30 a.m. EST
on February 11, 2009, through 11:59 p.m. EST on February 25, 2009.
By the Commission.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. E9-3252 Filed 2-11-09; 4:15 pm]
BILLING CODE 8011-01-P