Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Fee Changes, 5193 [Z8-31351]

Download as PDF Federal Register / Vol. 74, No. 18 / Thursday, January 29, 2009 / Notices staff members who have an interest in the matters also may be present. The General Counsel of the Commission, or his designee, has certified that, in his opinion, one or more of the exemptions set forth in 5 U.S.C. 552b(c)(3), (5), (6), (7), 9(B) and (10) and 17 CFR 200.402(a)(3), (5), (6), (7), 9(ii) and (10), permit consideration of the scheduled matters at the Closed Meeting. Acting Chairman Walter, as duty officer, voted to consider the items listed for the Closed Meeting in closed session, and determined that no earlier notice thereof was possible. The subject matter of the Closed Meeting scheduled for Thursday, January 29, 2009 will be: Formal orders of investigation; Institution and settlement of injunctive actions; Institution and settlement of administrative proceedings of an enforcement nature; A litigation matter; A collection matter; Adjudicatory matters; and Other matters relating to enforcement proceedings. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 551–5400. SECURITIES AND EXCHANGE COMMISSION Dated: January 23, 2009. Elizabeth M. Murphy, Secretary. [FR Doc. E9–1883 Filed 1–28–09; 8:45 am] Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Existing Operational Arrangements Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Act’’) 1 and Rule 19b–4 thereunder,2 notice is hereby given that on December 30, 2008, The NASDAQ Stock Market LLC (‘‘Nasdaq’’) filed with the Securities and Exchange Commission (‘‘Commission’’) the proposed rule change as described in Items I, II, and III below, which Items have been prepared by Nasdaq. On January 8, 2009, Nasdaq filed Amendment No. 1 to the proposed rule change. The Commission is publishing this notice to solicit comments on the proposed rule change, as amended, from interested persons. Correction In notice document E9–349 beginning on page 1266 in the issue of Monday January 12, 2009 make the following correction: On page 1268, in the second column, in the last line of the first paragraph, ‘‘January 29, 2009’’ should read ‘‘February 2, 2009’’. I. Self-Regulatory Organization’s Statement of the Terms of Substance of the Proposed Rule Change Nasdaq proposes to adopt a proposed rule change to modify the requirements for members that provide ‘‘Sponsored Access’’ to Nasdaq’s execution system. The text of the proposed rule change is below. Proposed new language is BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION rmajette on PRODPC74 with NOTICES [Release No. 34–59199; File No. SR–DTC–2008–14] [FR Doc. Z9–349 Filed 1–28–09; 8:45 am] BILLING CODE 1505–01–D VerDate Nov<24>2008 15:25 Jan 28, 2009 Jkt 217001 [Release No. 34–59171; File No. SR–ISE–2008–98] Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Fee Changes Correction In notice document E8–31351 beginning on page 482 in the issue of Tuesday, January 6, 2009 make the following corrections: 1. On page 482, the department docket number is corrected to read as set forth above. 2. On page 483, in the second column, in the last line of the last paragraph, ‘‘January 26, 2009’’ should read ‘‘January 27, 2009’’. [FR Doc. Z8–31351 Filed 1–28–09; 8:45 am] BILLING CODE 1505–01–D SECURITIES AND EXCHANGE COMMISSION [Release No. 34–59275; File No. SR– NASDAQ–2008–104] Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Adopt a Modified Sponsored Access Rule January 22, 2009. U.S.C. 78s(b)(1). 2 17 CFR 240.19b–4. Frm 00052 Fmt 4703 italicized; proposed deletions are in brackets.3 * * * * * 4611. Nasdaq Market Center Participant Registration (a)–(c) No change. (d) Members may provide ‘‘Sponsored Access’’ to the Nasdaq Market Center in accordance with the provisions below: [Sponsored Participants. A Sponsored Participant may obtain authorized access to the Nasdaq Market Center only if such access is authorized in advance by one or more Nasdaq members as follows:] [(1) Sponsored Participants must enter into and maintain customer agreements with one or more Sponsoring Members establishing proper relationship(s) and account(s) through which the Sponsored Participant may trade on the Nasdaq Market Center. Such customer agreement(s) must incorporate the Sponsorship Provisions set forth in paragraph (2) below.] [(2) For a Sponsored Participant to obtain and maintain authorized access to the Nasdaq Market Center, a Sponsored Participant and its Sponsoring Member must agree in writing to the following Sponsorship Provisions: (A) Sponsored Participant and its Sponsoring Member must have entered into and maintained a User Agreement with The NASDAQ Stock Market LLC. The Sponsoring Member must designate the Sponsored Participant by name in its User Agreement as such. (B) Sponsoring Member acknowledges and agrees that (i) All orders entered by the Sponsored Participants and any person acting on behalf of or in the name of such Sponsored Participant and any executions occurring as a result of such orders are binding in all respects on the Sponsoring Member and (ii) Sponsoring Member is responsible for any and all actions taken by such Sponsored Participant and any person acting on behalf of or in the name of such Sponsored Participant. (C) Sponsoring Member shall comply with the Nasdaq Certificate of Incorporation, Bylaws, Rules and procedures with regard to the Nasdaq Market Center and Sponsored Participant shall comply with Nasdaq Certificate of Incorporation, Bylaws, Rules and procedures with regard to the Nasdaq Market Center, as if Sponsored Participant were a Nasdaq Member. (D) Sponsored Participant shall maintain, keep current and provide to 3 Changes are marked to the rule text that appears in the electronic manual of Nasdaq found at https:// nasdaq.complinet.com. 1 15 PO 00000 5193 Sfmt 4703 E:\FR\FM\29JAN1.SGM 29JAN1

Agencies

SECURITIES AND EXCHANGE COMMISSION

[Federal Register Volume 74, Number 18 (Thursday, January 29, 2009)]
[Notices]
[Page 5193]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: Z8-31351]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-59171; File No.
SR-ISE-2008-98]


Self-Regulatory Organizations; International Securities Exchange, 
LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule 
Change to Fee Changes

Correction

    In notice document E8-31351 beginning on page 482 in the issue of 
Tuesday, January 6, 2009 make the following corrections:
    1. On page 482, the department docket number is corrected to read 
as set forth above.
    2. On page 483, in the second column, in the last line of the last 
paragraph, ``January 26, 2009'' should read ``January 27, 2009''.

[FR Doc. Z8-31351 Filed 1-28-09; 8:45 am]
BILLING CODE 1505-01-D

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