Crewmember Requirements When Passengers Are Onboard, 3469-3475 [E9-1140]
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matter that will only affect air traffic
procedures and air navigation, it is
certified that this proposed rule, when
promulgated, will not have a significant
economic impact on a substantial
number of small entities under the
criteria of the Regulatory Flexibility Act.
The FAA’s authority to issue rules
regarding aviation safety is found in
Title 49 of the United States Code.
Subtitle I, Section 106 describes the
authority of the FAA Administrator.
Subtitle VII, Aviation Programs,
describes in more detail the scope of the
agency’s authority.
This rulemaking is promulgated
under the authority described in
Subtitle VII, Part A, Subpart I, Section
40103. Under that section, the FAA is
charged with prescribing regulations to
assign the use of the airspace necessary
to ensure the safety of aircraft and the
efficient use of airspace. This regulation
is within the scope of that authority as
it establishes an RNAV route to enhance
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Issued in Washington, DC, on January 12,
2009.
Edith V. Parish,
Manager, Airspace & Rules Group.
[FR Doc. E9–1112 Filed 1–16–09; 8:45 am]
BILLING CODE 4910–13–P
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 121
[Docket No. FAA–2009–0022; Notice No. 09–
01]
RIN 2120–AJ30
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Crewmember Requirements When
Passengers Are Onboard
the safe and efficient flow of traffic in
the east-central United States.
proposes to amend 14 CFR part 71 as
follows:
Environmental Review
PART 71—DESIGNATION OF CLASS A,
B, C, D, AND E AIRSPACE AREAS; AIR
TRAFFIC SERVICE ROUTES; AND
REPORTING POINTS
The FAA has determined that this
action qualifies for categorical exclusion
under the National Environmental
Policy Act in accordance with FAA
Order 1050.1E, ‘‘Environmental
Impacts: Policies and Procedures,’’
paragraph 311a, 311b. This airspace
action is not expected to cause any
potentially significant environmental
impacts, and no extraordinary
circumstances exist that warrant
preparation of an environmental
assessment.
List of Subjects in 14 CFR Part 71
Airspace, Incorporation by reference,
Navigation (air).
The Proposed Amendment
DATES: Send your comments on or
before April 21, 2009.
SUMMARY: Currently, during passenger
boarding and deplaning, all flight
attendants are required to be on board
You may send comments
identified by Docket Number FAA–
2009–0022 using any of the following
methods:
• Federal eRulemaking Portal: Go to
https://www.regulations.gov and follow
Federal Aviation
Administration (FAA), DOT.
ACTION: Notice of proposed rulemaking
(NPRM).
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ADDRESSES:
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§ 71.1
[Amended]
2. The incorporation by reference in
14 CFR 71.1 of FAA Order 7400.9S,
Airspace Designations and Reporting
Points, signed October 3, 2008 and
effective October 31, 2008, is amended
as follows:
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the airplane. This rulemaking would
allow one required flight attendant to
deplane during passenger boarding, and
conduct safety-related duties, as long as
certain conditions are met. In addition,
this rulemaking would allow a
reduction of flight attendants remaining
on board the airplane during passenger
deplaning, as long as certain conditions
are met. The FAA has determined that
these revisions to current regulations
can be made as a result of recent safety
enhancements to airplane equipment
and procedures. These changes have
mitigated the risks to passengers during
ground operations that previously
required all flight attendants on board
the airplane during passenger boarding
and deplaning.
AGENCY:
Authority: 49 U.S.C. 106(g), 40103, 40113,
40120; E.O. 10854, 24 FR 9565, 3 CFR, 1959–
1963 Comp., p. 389.
Paragraph 2006 United States Area
Navigation Routes.
In consideration of the foregoing, the
Federal Aviation Administration
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1. The authority citation for part 71
continues to read as follows:
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the online instructions for sending your
comments electronically.
• Mail: Send comments to Docket
Operations, M–30; U.S. Department of
Transportation, 1200 New Jersey
Avenue, SE., Room W12–140, West
Building Ground Floor, Washington, DC
20590–0001.
• Hand Delivery or Courier: Bring
comments to Docket Operations in
Room W12–140 of the West Building
Ground Floor at 1200 New Jersey
Avenue, SE., Washington, DC, between
9 a.m. and 5 p.m., Monday through
Friday, except Federal holidays.
• Fax: Fax comments to Docket
Operations at 202–493–2251.
For more information on the
rulemaking process, see the
SUPPLEMENTARY INFORMATION section of
this document.
Privacy: We will post all comments
we receive, without change, to https://
www.regulations.gov, including any
personal information you provide.
Using the search function of our docket
Web site, anyone can find and read the
electronic form of all comments
received into any of our dockets,
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including the name of the individual
sending the comment (or signing the
comment for an association, business,
labor union, etc.). You may review
DOT’s complete Privacy Act Statement
in the Federal Register published on
April 11, 2000 (65 FR 19477–78) or you
may visit https://DocketsInfo.dot.gov.
Docket: To read background
documents or comments received, go to
https://www.regulations.gov at any time
and follow the online instructions for
accessing the docket. Or, go to the
Docket Operations in Room W12–140 of
the West Building Ground Floor at 1200
New Jersey Avenue, SE., Washington,
DC, between 9 a.m. and 5 p.m., Monday
through Friday, except Federal holidays.
FOR FURTHER INFORMATION CONTACT: For
questions concerning this proposed rule
contact Jodi L. Baker, Air Transportation
Division/Air Carrier Operations Branch,
AFS–220, Federal Aviation
Administration, 800 Independence
Avenue, SW., Washington, DC 20591;
telephone (202) 267–8166; facsimile
(202) 267–5229, e-mail
Jodi.L.Baker@faa.gov. For legal
questions concerning this proposed rule
contact Paul Greer, Operations Law
Branch, AGC–220; telephone (202) 267–
3073, e-mail Paul.Greer@faa.gov.
SUPPLEMENTARY INFORMATION: Later in
this preamble under the Additional
Information section, we discuss how
you can comment on this proposal and
how we will handle your comments.
Included in this discussion is related
information about the docket, privacy,
and the handling of proprietary or
confidential business information. Also,
we discuss how you can get a copy of
this proposal and related rulemaking
documents.
Authority for This Rulemaking
The FAA’s authority to issue rules on
aviation safety is found in Title 49 of the
United States Code. Subtitle I, Section
106 describes the authority of the FAA
Administrator, including the authority
to issue, rescind, and revise regulations.
Subtitle VII, Aviation Programs,
describes in more detail the scope of the
agency’s authority. This rulemaking is
promulgated under the authority
described in Subtitle VII, Part A,
Chapter 447—Safety Regulation. Under
section 44701(a)(5), the FAA is charged
with promoting safe flight of civil
aircraft by, among other things,
prescribing regulations the FAA finds
necessary for safety in air commerce.
Background
Statement of the Problem
The FAA has decided to review its
current regulation regarding flight
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attendant requirements during
passenger boarding and deplaning in
light of safety enhancements to airplane
equipment and procedures, and changes
in airplane security procedures and
requirements. These changes have
mitigated the risks to passengers during
ground operations that previously
required all flight attendants be on
board the airplane during passenger
boarding and deplaning.
Current rules prohibit a required
flight attendant from deplaning an
airplane for any reason during passenger
boarding and deplaning, even to
conduct safety-related duties. This
prohibition has unintentional
consequences that may adversely affect
conditions inside the passenger cabin.
This proposed rule would allow air
carriers to permit one required flight
attendant to deplane during passenger
boarding and one or more required
flight attendants to deplane during
passenger deplaning, subject to certain
conditions and limitations.
History
This issue has been addressed
numerous times over the last two
decades and has been the subject of
guidance documents, legal
interpretations and petitions for
exemption.
In 1982, the FAA amended 14 CFR
121.391 and inserted § 121.391(e) to
allow a reduction in the number of
required flight attendants during stops
where passengers remain on board (also
called ‘‘intermediate stops’’) (47 FR
56460; December 16, 1982). Section
121.391(e) was recodified as
§ 121.393(b) in 1995 (60 FR 65832;
December 20, 1995).
On May 14, 1985, John Cassady,
Assistant Chief Counsel for the
Regulations and Enforcement Division
of the FAA, issued a written
interpretation to William Brennan,
Manager of the Flight Standards Service,
Air Transportation Division, stating that
‘‘during the deplaning and boarding
phase at an intermediate stop, all of the
flight attendants required by 14 CFR
121.391(a) must be on board the
aircraft.’’ A copy of this document has
been placed in the docket for this
rulemaking. This rulemaking is
intended to codify a change to this
interpretation.
On August 8, 1986, the Director of the
Flight Standards Service issued Action
Notice A8430.5, FAR 121.391(a) and (e);
Flight Attendants, stating ‘‘at
intermediate stops where passengers
remain on board the aircraft, at least the
number of persons specified in
§ 121.391(e) must be aboard the aircraft.
This includes that period of time during
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which passengers are deplaning or
boarding.’’ This Action Notice appeared
to permit a reduction of required flight
attendant crewmembers during boarding
and deplaning at intermediate stops,
possibly in conflict with the legal
interpretation of 1985. Although
currently expired, a copy of this
document has also been placed in the
docket for this rulemaking.
On April 5, 1989, the FAA issued an
NPRM, ‘‘Flight Attendant
Requirements’’ (54 FR 15134; April 14,
1989) proposing to allow a reduced
number of flight attendants aboard
passenger-carrying airplanes at all stops,
during passenger boarding and
deplaning, subject to certain conditions
and limitations. The NPRM was
withdrawn in 1996 (61 FR 29000; June
6, 1996).
In 2003, the Air Transport Association
(ATA) petitioned for rulemaking to
amend § 121.391 and permit flight
attendants to use a phone on the
passenger loading bridge during
boarding, deplaning and stops where
passengers remain on board (68 FR
61161; October 27, 2003). The ATA
subsequently withdrew the petition on
December 12, 2003, noting it cited an
incorrect regulation (Regulatory Docket
No. FAA–2003–14594). The ATA did
not re-petition.
On May 8, 2001, the FAA’s Assistant
Chief Counsel for Regulations affirmed
the 1985 legal interpretation that all
flight attendants required by § 121.391
needed to be on board the aircraft
during passenger boarding and
deplaning in a memo to the Manager of
the Air Transportation Division. The Air
Transportation Division subsequently
issued guidance in accordance with the
2001 legal interpretation via Flight
Standards Information Bulletin for Air
Transportation, FSAT 01–03, Number of
Flight Attendants Required at Stops
Where Passengers Remain Onboard, 14
CFR 121.391 and 121.393. A copy of
this document has also been placed in
the docket for this rulemaking. The
information contained in this FSAT is
currently found in FAA Order 8900.1,
Flight Standards Information
Management System (FSIMS) Volume 3,
Chapter 33 Cabin Safety and Flight
Attendant Management, section 4 Flight
Attendant Requirements (https://
fsims.faa.gov/).
In 2006, Southwest Airlines
petitioned for an exemption to
substitute a pilot for one required flight
attendant during boarding at an
intermediate stop and to reduce the
number of required flight attendants on
board during the deplaning of
passengers at an intermediate stop. The
FAA granted this exemption in 2007
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(Exemption No. 9382, Regulatory Docket
No. FAA–2006–25466). Three
additional air carriers have been issued
similar grants of exemption since the
issuance of the original grant.
Current Requirements
During any passenger boarding and
deplaning, the full complement of flight
attendants required by § 121.391(a) must
be on board the airplane at all times
(See Memo from John Cassady to
William Brennan, dated May 14, 1985).
However § 121.393 permits a reduction
of the number of required flight
attendants when passengers are on
board the airplane with the engines shut
down and at least one floor level exit is
open to provide for the deplaning of
passengers. The formula for determining
the reduction of flight attendants is: Half
the number of flight attendants required
by § 121.391(a), rounded down to the
next lower number in the case of a
fraction, but never fewer than one.
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General Discussion of the Proposal
During passenger boarding and
deplaning, it may be in the interest of
the traveling public for a flight attendant
to conduct safety-related duties outside
the airplane cabin. However, current
regulations prohibit a flight attendant
from performing these duties if the
flight attendant is one of the flight
attendants required by § 121.391(a).
As previously noted, the number of
flight attendants required during
passenger boarding and deplaning has
been discussed numerous times since
1985. Although the FAA consistently
upheld the requirement that all flight
attendants required by § 121.391(a) stay
on board the airplane during boarding
and deplaning, changes to regulations
since 1985 have reduced the hazards to
passengers during these phases of
operation. These changes have reduced
risks to passengers by improving
firefighting equipment, increasing the
time available to evacuate an airplane
and improving accessibility to exits.
Examples include:
• Requiring lavatory smoke detectors,
automatic lavatory waste receptacle fire
extinguishers and Halon 1211
extinguishers;
• Improving cabin interior
flammability standards to enhance
survivability by increasing the time
before flashover occurs;
• Improving thermal insulation
standards to reduce the risk of fire in
inaccessible parts of the airplane cabin
and increase the time available for a
passenger evacuation; and
• Improving passenger access to Type
III (typically overwing) emergency exits.
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In addition to the above certification
regulation changes, the FAA has revised
operational regulations since 1985,
which has also reduced the risks to
passengers during boarding and
deplaning. First, prior to 1987, air
carriers were not required to screen
passengers for excess or oversized carryon baggage prior to boarding the aircraft.
Current carry-on baggage regulations
require this action, which has reduced
flight attendant workload in the
handling of carry-on baggage during
passenger boarding. Flight attendants no
longer have to stow an unlimited
amount of baggage carried on the
airplane by passengers. Second,
§ 121.585, promulgated in 1990,
requires an air carrier to assign exit seats
to passengers after considering a list of
exit seat selection criteria and the
passenger’s ability to perform exit seat
functions. Because the majority of
passengers have been screened to meet
exit seat criteria, these considerations
lead to exit seat passengers being more
likely to initiate ‘‘self-help’’ in the event
of an emergency during passenger
boarding. Third, the changes to FAA
operational regulations have been
complemented since 2001 by improved
Transportation Security Administration
regulations, which have reduced the
risk of a security-related threat during
passenger boarding or deplaning even
further.
All of these changes mitigate the risks
to which passengers are exposed during
boarding and deplaning. As a result, the
FAA now proposes to permit a reduced
required flight attendant crew during
boarding and deplaning.
Limitations Applicable to Passenger
Boarding
The FAA believes it appropriate to
permit one required flight attendant to
conduct safety-related duties either in
the passenger loading bridge connected
to the airplane; or in another nearby
location, such as the bottom of the
boarding stairs. To maintain the current
level of safety, however, the certificate
holder would have to comply with the
following restrictions:
• The flight attendant deplaning the
airplane must remain within 30 feet of
the passenger entry door;
• The flight attendant deplaning the
airplane must be conducting safetyrelated duties related to the flight being
boarded. The flight attendant may not
conduct non-safety-related duties such
as personal business; and
• The airplane must be of a type that
requires two or more flight attendants in
accordance with § 121.391(a). A
required flight attendant may not leave
an airplane with a passenger seating
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capacity of less than 50, because one
flight attendant must remain on the
airplane at all times.
Typically, during passenger boarding,
the airplane cabin starts empty and
becomes increasingly more populated
by arriving passengers. The increased
number of passengers leads to an
increased number of safety duties inside
the airplane cabin. Examples include:
Scanning passenger carry-on baggage to
ensure compliance with both § 121.585
and the air carrier’s approved carry-on
baggage program, and verifying
compliance with the approved exit seat
program. The FAA believes permitting
only one flight attendant to deplane
during boarding and limiting the
amount of time he or she is absent from
the airplane cabin (by limiting the type
of duties he or she may perform)
ensures the remaining flight attendant(s)
are able to effectively manage safety
duties inside the airplane. It may be
necessary for the certificate holder to
revise other approved programs, such as
its carry-on baggage program or exit seat
program, to ensure all required duties
are accomplished by the remaining
flight attendant(s). Also, if the airplane
requires only one flight attendant in
accordance with § 121.391(a), the FAA
is not permitting that flight attendant to
deplane. This ensures no passengers are
left unattended on board the airplane.
When the ATA petitioned for
rulemaking in 2003, it proposed that a
flight attendant could use the telephone
installed on the passenger loading
bridge to contact and coordinate with
other airline personnel, or local law
enforcement, to assist with Federal
regulation compliance and to identify
security issues or medical emergencies.
The FAA agrees that a flight attendant
be permitted to use the telephone
installed on the passenger loading
bridge to perform these functions, but is
also proposing to permit a flight
attendant to deplane during boarding to
conduct other safety-related duties,
provided he or she remains within 30
feet of the airplane’s passenger entry
door. This would allow a flight
attendant to use the telephone installed
on the passenger loading bridge and to
conduct other duties, such as removing
excess or oversized carry-on baggage
from the airplane and placing it on the
passenger loading bridge or adjacent to
the bottom of the boarding stairs. It
would also permit a flight attendant to
coordinate with other airline personnel
in cases where a telephone is not
installed on the passenger loading
bridge or a passenger loading bridge is
not used for boarding. A flight attendant
deplaning during passenger boarding
should not be carrying passenger carry-
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on bags to the cargo hold for stowage or
re-entering the passenger terminal to
coordinate with other employees. Also,
by requiring a flight attendant to remain
within 30 feet of the door being used for
passenger boarding, the flight attendant
is still quickly available to assist
passengers in the event of an emergency
in the cabin. The FAA specifically
requests comments about the adequacy
of the proposed 30 foot limitation.
Finally, a flight attendant who
deplanes during boarding is limited to
performing only safety-related duties
related to the flight being boarded.
Existing regulations already restrict a
flight attendant to performing only
safety-related duties during airplane
movement on the surface. A flight
attendant who deplanes during boarding
would not be permitted to conduct nonsafety-related duties, such as collecting
passenger tickets or calling for catering.
A flight attendant who deplanes during
boarding also may not conduct personal
business, such as submitting bids
related to crew scheduling, making
layover arrangements, or conducting
family business. Allowing a flight
attendant to conduct business not
related to the safety of the flight would
not be in the public interest and would
not be permitted.
Substituting a Qualified Crewmember
for a Required Flight Attendant During
Passenger Boarding
Only two types of qualified
crewmembers are used in air carrier
operations: Flightcrew members or
flight attendants. This proposed rule
would allow a flightcrew member to
substitute for one required flight
attendant during boarding. Nothing in
the proposed rule, or the current rule,
prevents an air carrier from substituting
a qualified flight attendant for another
qualified flight attendant; however, if
the air carrier chooses to substitute
another qualified crewmember, such as
a pilot or flight engineer, the certificate
holder must meet certain conditions.
The proposed rule addresses two
possible scenarios during boarding that
involve a reduction, by one, of the
number of flight attendants required for
boarding by § 121.391(a), on an airplane
that requires more than one flight
attendant. The first scenario, previously
discussed and addressed in proposed
§ 121.394(a)(1), is when one required
flight attendant steps off the airplane
during boarding to perform safety
related duties and remains within 30
feet of the boarding door.
The second scenario is when one
required flight attendant is not within
30 feet of the boarding door and is
addressed in proposed § 121.394(a)(2).
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In this case, a qualified flightcrew
member, such as a pilot or flight
engineer, may substitute in the cabin for
one required flight attendant who is not
on the airplane when boarding
commences or who leaves the vicinity
of the aircraft during boarding.
Under proposed § 121.394(a)(2), the
flightcrew member who substitutes for
the required flight attendant must be
trained and qualified on that airplane as
a pilot or a flight engineer for that
certificate holder. This ensures that the
flightcrew member has received
emergency and security training that is
specific to that airplane and that
certificate holder.
If the certificate holder chooses to
substitute a flightcrew member for a
flight attendant in accordance with
proposed § 121.394(a)(2), it must ensure
the substitute crewmember is prepared
to conduct his or her duties by having
in his or her possession all items
required for duty by the air carrier, such
as a flight operations or flight attendant
manual. The substitute crewmember
must also be identifiable to the
passengers as a working ‘‘crewmember.’’
In addition, the certificate holder
must ensure the use of a substitute
crewmember does not impinge on the
duty and rest requirements of Title 14
Code of Federal Regulations (14 CFR).
The FAA has previously stated via legal
interpretation that pre- and post-flight
duties are part of a duty period (see
August 12, 2008, FAA letter to Brent
Harper, Southwest Airlines). A copy of
this document has been placed in the
docket for this rulemaking. Therefore, a
substitute crewmember is ‘‘on duty’’
while substituting for an assigned flight
attendant.
Additional procedures that would
have to be developed by the certificate
holder and described in its manual
system under proposed § 121.394(a)(2)
include:
• The functions to be performed by
the substitute crewmember and
remaining flight attendants in an
emergency or situation requiring
emergency evacuation. Similar to the
requirements found in § 121.397, the
certificate holder must show that these
functions are realistic, can be practically
accomplished and will meet any
reasonably anticipated emergency;
• A method to ensure that the
substitution of a flightcrew member for
a flight attendant during passenger
boarding does not interfere with the safe
operation of the flight (e.g. interfering
with the completion of the flightcrew
member’s pre-flight duties, checklists,
etc);
• A method to ensure that the
flightcrew member is located in the
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passenger cabin during the substitution;
and
• A method to ensure that other
regulatory safety functions performed by
a flight attendant, including but not
limited to, monitoring passengers
during refueling, scanning passenger
carry-on baggage during boarding, and
verifying suitability of exit seat
passengers, are accomplished by the
flightcrew member and the remaining
flight attendants on the airplane.
• A method to ensure that the
substitute flightcrew member is trained
in all assigned flight attendant duties.
Limitations Applicable to Passenger
Deplaning
A flight attendant may be asked to
conduct other safety-related duties
during passenger deplaning, such as
maintaining custody of an
unaccompanied minor or contacting
local law enforcement to assist with an
unruly passenger. However, the
conditions present during passenger
deplaning mitigate safety risks to
passengers to allow a further reduction
in required flight attendants. The FAA
proposes to permit a reduction to half
the number of flight attendants required
by § 121.391(a), rounded down to the
next lower number in the case of a
fraction, but never fewer than one.
At the time of deplaning, each
passenger has already received all
required safety information briefings
and had an opportunity to review the
passenger safety information card and
all posted signs and placards. In
addition, a crewmember has verified the
suitability of exit seat passengers, and
the exit seat passengers have had an
opportunity to ask questions about their
exit seat responsibilities. These
passengers are better prepared to assist
themselves in an emergency evacuation
than those passengers just boarding an
airplane. During deplaning, passengers
are in the process of leaving the airplane
in an orderly fashion through one or
more floor-level exits with prepositioned passenger loading bridges or
boarding stairs. These factors lessen the
exposure time to the risk of an
emergency or a possible evacuation.
Further, exiting passengers, as well as
additional airline personnel, are
available to assist the remaining flight
attendant(s) with an unruly or
threatening passenger during deplaning.
Limitations Applicable During Boarding
and Deplaning Passengers
In addition to the specific limitations
described above, the FAA proposes
requiring a certificate holder to
duplicate ground conditions already
designed to reduce risks to passengers
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when a reduced number of flight
attendants is on board an airplane. The
FAA required these conditions when
risks were considered in reducing the
number of required flight attendants
during stops where passengers remain
on board. The conditions are: The
airplane is stationary in a level attitude
with at least one floor-level exit open;
and all engines are shut down,
mitigating the risk of an engine torching
or overheating. These conditions must
also exist to permit a reduction in the
number of required flight attendants
during passenger boarding and
deplaning, in order to provide the same
level of risk mitigation as at a stop
where passengers remain on board. If
the certificate holder cannot provide
these conditions, it may not reduce the
flight attendant crew below the
requirements of § 121.391(a).
Finally, the FAA proposes the flight
attendants remaining on board the
airplane be evenly distributed near the
floor-level exits. This proposed
requirement would assure that the flight
attendants are available to deal more
effectively with an emergency
evacuation, should the need arise. If
only one flight attendant remains on
board the airplane during passenger
boarding, he or she must be located in
accordance with the air carrier’s FAAapproved operating procedures. The air
carrier should consider items such as
the location of the door being used for
passenger boarding, the configuration of
the cabin, the location of the emergency
light switch, and the air carrier’s
emergency procedures when
determining the best location for the
flight attendant.
Paperwork Reduction Act
The Paperwork Reduction Act of 1995
(44 U.S.C. 3507(d)) requires that the
FAA consider the impact of paperwork
and other information collection
burdens imposed on the public. We
have determined that there is no new
information collection requirement
associated with this proposed rule.
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International Compatibility
In keeping with U.S. obligations
under the Convention on International
Civil Aviation, it is FAA policy to
comply with International Civil
Aviation Organization (ICAO) Standards
and Recommended Practices to the
maximum extent practicable. The FAA
has determined that there are no ICAO
Standards and Recommended Practices
that correspond to these proposed
regulations.
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Regulatory Evaluation, Regulatory
Flexibility Determination, International
Trade Impact Assessment, and
Unfunded Mandates Assessment
Changes to Federal regulations must
undergo several economic analyses.
First, Executive Order 12866 directs that
each Federal agency shall propose or
adopt a regulation only upon a reasoned
determination that the benefits of the
intended regulation justify its costs.
Second, the Regulatory Flexibility Act
of 1980 (Pub. L. 96–354) requires
agencies to analyze the economic
impact of regulatory changes on small
entities. Third, the Trade Agreements
Act (Pub. L. 96–39) prohibits agencies
from setting standards that create
unnecessary obstacles to the foreign
commerce of the United States. In
developing U.S. standards, the Trade
Act requires agencies to consider
international standards and, where
appropriate, that they be the basis of
U.S. standards. Fourth, the Unfunded
Mandates Reform Act of 1995 (Pub. L.
104–4) requires agencies to prepare a
written assessment of the costs, benefits,
and other effects of proposed or final
rules that include a Federal mandate
likely to result in the expenditure by
State, local, or tribal governments, in the
aggregate, or by the private sector, of
$100 million or more annually (adjusted
for inflation with base year of 1995).
This portion of the preamble
summarizes the FAA’s analysis of the
economic impacts of this proposed rule.
The FAA has decided to review its
current regulations regarding flight
attendant requirements during
passenger boarding and deplaning, in
light of safety enhancements to airplane
equipment and procedures, and changes
in airplane security procedures and
requirements. These changes have
mitigated the risks to passengers during
ground operations that previously
required all flight attendants on board
the airplane during passenger boarding
and deplaning. This proposed rule
merely revises and clarifies existing
FAA rules and is cost relieving and does
not impose any cost on any regulated
entity.
FAA has, therefore, determined that
this proposed rule is not a ‘‘significant
regulatory action’’ as defined in section
3(f) of Executive Order 12866, and is not
‘‘significant’’ as defined in DOT’s
Regulatory Policies and Procedures.
Regulatory Flexibility Determination
The Regulatory Flexibility Act of 1980
(Pub. L. 96–354) (RFA) establishes ‘‘as a
principle of regulatory issuance that
agencies shall endeavor, consistent with
the objectives of the rule and of
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3473
applicable statutes, to fit regulatory and
informational requirements to the scale
of the businesses, organizations, and
governmental jurisdictions subject to
regulation. To achieve this principle,
agencies are required to solicit and
consider flexible regulatory proposals
and to explain the rationale for their
actions to assure that such proposals are
given serious consideration.’’ The RFA
covers a wide-range of small entities,
including small businesses, not-forprofit organizations, and small
governmental jurisdictions. Agencies
must perform a review to determine
whether a rule will have a significant
economic impact on a substantial
number of small entities. If the agency
determines that it will, the agency must
prepare a regulatory flexibility analysis
as described in the RFA. However, if an
agency determines that a rule is not
expected to have a significant economic
impact on a substantial number of small
entities, section 605(b) of the RFA
provides that the head of the agency
may so certify and a regulatory
flexibility analysis is not required. The
certification must include a statement
providing the factual basis for this
determination, and the reasoning should
be clear.
The FAA has decided to review its
current regulation regarding flight
attendant requirements during
passenger boarding and deplaning, in
light of safety enhancements to airplane
equipment and procedures, and changes
in airplane security procedures and
requirements. These changes have
mitigated the risks to passengers during
ground operations that previously
required all flight attendants to be on
board the airplane during passenger
boarding and deplaning. This proposed
rule is cost relieving and does not
impose any cost on any regulated entity.
Therefore, the FAA certifies that this
proposed rule would not have a
significant economic impact on a
substantial number of small entities.
The FAA solicits comments regarding
this determination.
International Trade Impact Assessment
The Trade Agreements Act of 1979
(Pub. L. 96–39) prohibits Federal
agencies from establishing any
standards or engaging in related
activities that create unnecessary
obstacles to the foreign commerce of the
United States. Legitimate domestic
objectives, such as safety, are not
considered unnecessary obstacles. The
statute also requires consideration of
international standards and, where
appropriate, that they be the basis for
U.S. standards. The FAA has assessed
the potential effect of this proposed rule
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and has determined that it would have
only a domestic impact and therefore no
affect on international trade.
Unfunded Mandates Assessment
Title II of the Unfunded Mandates
Reform Act of 1995 (Pub. L. 104–4)
requires each Federal agency to prepare
a written statement assessing the effects
of any Federal mandate in a proposed or
final agency rule that may result in an
expenditure of $100 million or more
(adjusted annually for inflation with the
base year 1995) in any one year by State,
local, and tribal governments, in the
aggregate, or by the private sector; such
a mandate is deemed to be a ‘‘significant
regulatory action.’’ The FAA currently
uses an inflation-adjusted value of
$136.1 million in lieu of $100 million.
This proposed rule does not contain
such a mandate.
Executive Order 13132, Federalism
The FAA has analyzed this proposed
rule under the principles and criteria of
Executive Order 13132, Federalism. We
determined that this action would not
have a substantial direct effect on the
States, on the relationship between the
national Government and the States, or
on the distribution of power and
responsibilities among the various
levels of government, and, therefore,
would not have federalism implications.
Environmental Analysis
FAA Order 1050.1E identifies FAA
actions that are categorically excluded
from preparation of an environmental
assessment or environmental impact
statement under the National
Environmental Policy Act in the
absence of extraordinary circumstances.
The FAA has determined this proposed
rulemaking action qualifies for the
categorical exclusion identified in
paragraph 312(f) and involves no
extraordinary circumstances.
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Additional Information
Comments Invited
The FAA invites interested persons to
participate in this rulemaking by
submitting written comments, data, or
views. We also invite comments relating
to the economic, environmental, energy,
or federalism impacts that might result
from adopting the proposals in this
document. The most helpful comments
reference a specific portion of the
proposal, explain the reason for any
recommended change, and include
supporting data. To ensure the docket
does not contain duplicate comments,
please send only one copy of written
comments, or if you are filing comments
electronically, please submit your
comments only one time.
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We will file in the docket all
comments we receive, as well as a
report summarizing each substantive
public contact with FAA personnel
concerning this proposed rulemaking.
Before acting on this proposal, we will
consider all comments we receive on or
before the closing date for comments.
We will consider comments filed after
the comment period has closed if it is
possible to do so without incurring
expense or delay. We may change this
proposal in light of the comments we
receive.
Availability of Rulemaking Documents
You can get an electronic copy of
rulemaking documents using the
Internet by—
1. Searching the Federal eRulemaking
Portal (https://www.regulations.gov);
2. Visiting the FAA’s Regulations and
Policies Web page at https://
www.faa.gov/regulations_policies/; or
3. Accessing the Government Printing
Office’s Web page at https://
www.gpoaccess.gov/fr/.
You can also get a copy by sending a
request to the Federal Aviation
Administration, Office of Rulemaking,
ARM–1, 800 Independence Avenue,
SW., Washington, DC 20591, or by
calling (202) 267–9680. Make sure to
identify the docket number, notice
number, or amendment number of this
rulemaking.
You may access all documents the
FAA considered in developing this
proposed rule, including economic
analyses and technical reports, from the
Internet through the Federal
eRulemaking Portal referenced in
paragraph 1.
List of Subjects in 14 CFR Part 121
Aviation safety, Air carriers, Air
transportation, Airplanes, Airports,
Boarding, Crewmembers, Deplaning,
Flight attendants, Pilots, Transportation,
Common carriers.
In consideration of the foregoing, the
Federal Aviation Administration
proposes to amend Chapter I, Part 121
of Title 14, Code of Federal Regulations,
as follows:
PART 121—OPERATING
REQUIREMENTS: DOMESTIC, FLAG,
AND SUPPLEMENTAL OPERATIONS
1. The authority citation for part 121
continues to read as follows:
Authority: 49 U.S.C. 106(g), 40113, 40119,
41706, 44101, 44701–44702, 44705, 44709–
44711, 44713, 44716–44717, 44722, 46105.
2. Revise § 121.391(a) introductory
text to read as follows:
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Fmt 4702
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§ 121.391
Flight attendants.
(a) Except as specified in § 121.393
and § 121.394, each certificate holder
must provide at least the following
flight attendants on board each
passenger-carrying airplane when
passengers are on board:
*
*
*
*
*
3. Add § 121.394 to read as follows:
§ 121.394 Flight attendant requirements
during passenger boarding and deplaning.
(a) During passenger boarding, on
each airplane for which more than one
flight attendant is required by
§ 121.391(a), the certificate holder may
reduce the number of required flight
attendants by one, provided the
requirements of either paragraph (a)(1)
or (a)(2) of this section are met.
(1) When the flight attendant leaving
the airplane remains within 30 feet of
the door through which passengers are
boarding:
(i) The flight attendant may only
conduct safety duties related to the
flight being boarded;
(ii) The airplane engines are shut
down; and
(iii) At least one floor level exit
remains open to provide for the
deplaning of passengers.
(2) When the flight attendant leaving
the airplane does not remain within 30
feet of the door through which
passengers are boarding, a flightcrew
member of the certificate holder, trained
and qualified on that type airplane, may
substitute for the flight attendant
provided:
(i) The certificate holder describes in
its manual the necessary functions to be
performed by the substitute
crewmember and remaining flight
attendants in an emergency or situation
requiring emergency evacuation. The
certificate holder must show those
functions are realistic, can be practically
accomplished and will meet any
reasonably anticipated emergency.
(ii) The certificate holder describes in
its manual how other regulatory
functions performed by a flight
attendant will be accomplished by the
substitute crewmember and the
remaining flight attendants on the
airplane.
(iii) The certificate holder ensures the
substitute flightcrew member is trained
in all assigned flight attendant duties.
(iv) The certificate holder ensures the
substitute crewmember is in possession
of all items required for duty.
(v) The certificate holder ensures the
substitute crewmember is located in the
passenger cabin.
(vi) The certificate holder identifies
the substitute crewmember to the
passengers.
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(vii) The certificate holder ensures the
time spent conducting boarding duties
applies towards daily duty time limits
and is considered when determining
crewmember rest requirements.
(viii) The certificate holder does not
permit the substitution of a flightcrew
member for a flight attendant to
interfere with the safe operation of the
flight. If all flightcrew members are
required to perform preflight duties,
passenger boarding must not commence
until the flight attendants required by
§ 121.391(a) are on board the airplane.
(ix) The airplane engines are shut
down.
(x) At least one floor-level exit
remains open for the deplaning of
passengers.
(b) During passenger deplaning, on
each airplane for which more than one
flight attendant is required by
§ 121.391(a), the certificate holder may
reduce the number of flight attendants
required by that paragraph provided:
(1) The airplane engines are shut
down;
(2) At least one floor level exit
remains open to provide for the
deplaning of passengers;
(3) The number of flight attendants on
board is at least half the number
required by § 121.391(a), rounded down
to the next lower number in the case of
fractions, but never fewer than one.
(c) If only one flight attendant is on
the airplane during passenger boarding
or deplaning, that flight attendant must
be located in accordance with the
certificate holder’s FAA-approved
operating procedures. If more than one
flight attendant is on the airplane during
passenger boarding or deplaning, the
flight attendants must be evenly
distributed throughout the airplane
cabin, in the vicinity of the floor-level
exits, to provide the most effective
assistance in the event of an emergency.
Issued in Washington, DC, on January 14,
2009.
John M. Allen,
Director, Flight Standards Service.
[FR Doc. E9–1140 Filed 1–16–09; 8:45 am]
BILLING CODE 4910–13–P
COMMODITY FUTURES TRADING
COMMISSION
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17 CFR Part 38
RIN 3038–AC28
Conflicts of Interest in Self-Regulation
and Self-Regulatory Organizations
AGENCY: Commodity Futures Trading
Commission (‘‘Commission’’).
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ACTION: Proposed rule; withdrawal of
previous proposed rule.
SUMMARY: On January 31, 2007, the
Commission adopted its first acceptable
practices for Section 5(d)(15) (‘‘Core
Principle 15’’) of the Commodity
Exchange Act (‘‘Act’’).1 As with all other
acceptable practices, those for Core
Principle 15 are a safe harbor that
designated contract markets (‘‘DCMs’’)
can use to demonstrate core principle
compliance. The acceptable practices
contain four provisions—three are
‘‘operational provisions’’ and one
provides necessary definitions,
including a definition of ‘‘public
director.’’ All four provisions were
published simultaneously in the
Federal Register on February 14, 2007,
and became effective on March 16,
2007.2 Existing DCMs were given a twoyear phase-in period to implement the
acceptable practices or otherwise
demonstrate full compliance with Core
Principle 15.
On March 26, 2007, the Commission
published certain proposed
amendments to the definition of public
director in the acceptable practices.3
The Commission received six comment
letters, but did not act upon the
proposed amendments.4 Subsequently,
on November 23, 2007, the Commission
published a stay of the entire acceptable
practices for Core Principle 15 in the
Federal Register.5 The Commission
noted that absent a clear and settled
definition of public director, the
acceptable practices’ three operational
provisions were difficult to implement.
To bring further clarity to this term and
move to finalize the underlying
acceptable practices, the Commission
hereby withdraws the proposed
amendments to the definition of public
director published on March 26, 2007,
1 The Act is codified at 7 U.S.C. 1 et seq. (2000).
The acceptable practices for the DCM core
principles reside in Appendix B to Part 38 of the
Commission’s Regulations, 17 CFR Part 38, App. B.
Core Principle 15 states: ‘‘CONFLICTS OF
INTEREST—The board of trade shall establish and
enforce rules to minimize conflicts of interest in the
decision making process of the contract market and
establish a process for resolving such conflicts of
interest.’’ CEA section 5(d)(15). 7 U.S.C. 7(d)(15).
2 72 FR 6936 (February 14, 2007).
3 72 FR 14051 (March 26, 2007). Under the
acceptable practices, the definition of ‘‘public
director’’ is also relevant to members of DCM
regulatory oversight committees (all of whom must
be public directors) and to members of DCM
disciplinary panels (panelists need not be directors,
but panels must include at least one member who
meets certain elements of the public director
definition).
4 The comment letters are available on the
Commission’s Web site, at: https://www.cftc.gov/
lawandregulation/federalregister/
federalregistercomments/2007/07-001.html.
5 72 FR 65658 (November 23, 2007).
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3475
and proposes and seeks public comment
on updated proposed amendments to
the definition of public director, as
described below. This proposal does not
amend the other provisions contained in
the adopted acceptable practices,
including the DCM requirement for a
regulatory oversight committee (‘‘ROC’’)
consisting of all public directors and a
board of directors with at least 35%
public directors. The November 23,
2007 stay remains in effect until further
notice by the Commission.
DATES: Comments on the new proposed
amendments should be submitted on or
before February 20, 2009.
ADDRESSES: Comments should be sent to
David Stawick, Secretary, Commodity
Futures Trading Commission, Three
Lafayette Centre, 1155 21st Street, NW.,
Washington, DC 20581. Comments may
be submitted via e-mail at
secretary@cftc.gov. ‘‘Regulatory
Governance’’ must be in the subject
field of responses submitted via e-mail,
and clearly indicated on written
submissions. Comments may also be
submitted at https://
www.regulations.gov.
FOR FURTHER INFORMATION CONTACT:
Rachel F. Berdansky, Deputy Director
for Market Compliance, 202–418–5429,
or Sebastian Pujol Schott, Special
Counsel, 202–418–5641, Division of
Market Oversight, Commodity Futures
Trading Commission, Three Lafayette
Centre, 1155 21st Street, Washington,
DC 20581.
SUPPLEMENTARY INFORMATION:
I. Background
A. Procedural History
As noted above, the Commission
adopted its first acceptable practices for
Core Principle 15 on January 31, 2007.
In order to receive the benefit of the safe
harbor provided by the acceptable
practices, a DCM is required to satisfy
all four of the included provisions. The
acceptable practices include three
operational provisions pertaining to
DCM boards of directors, the insulation
and oversight of self-regulatory
functions, and the composition of
disciplinary panels. In particular, the
acceptable practices require that a
DCM’s board be composed of at least
35% public directors. They also require
that a DCM’s regulatory programs fall
under the authority and oversight of a
board-level ROC consisting exclusively
of public directors. Finally, the
acceptable practices require that a
DCM’s disciplinary panels include at
least one public person. These
provisions remain unchanged by this
proposed rule.
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Agencies
[Federal Register Volume 74, Number 12 (Wednesday, January 21, 2009)]
[Proposed Rules]
[Pages 3469-3475]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E9-1140]
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 121
[Docket No. FAA-2009-0022; Notice No. 09-01]
RIN 2120-AJ30
Crewmember Requirements When Passengers Are Onboard
AGENCY: Federal Aviation Administration (FAA), DOT.
ACTION: Notice of proposed rulemaking (NPRM).
-----------------------------------------------------------------------
SUMMARY: Currently, during passenger boarding and deplaning, all flight
attendants are required to be on board the airplane. This rulemaking
would allow one required flight attendant to deplane during passenger
boarding, and conduct safety-related duties, as long as certain
conditions are met. In addition, this rulemaking would allow a
reduction of flight attendants remaining on board the airplane during
passenger deplaning, as long as certain conditions are met. The FAA has
determined that these revisions to current regulations can be made as a
result of recent safety enhancements to airplane equipment and
procedures. These changes have mitigated the risks to passengers during
ground operations that previously required all flight attendants on
board the airplane during passenger boarding and deplaning.
DATES: Send your comments on or before April 21, 2009.
ADDRESSES: You may send comments identified by Docket Number FAA-2009-
0022 using any of the following methods:
Federal eRulemaking Portal: Go to https://
www.regulations.gov and follow the online instructions for sending your
comments electronically.
Mail: Send comments to Docket Operations, M-30; U.S.
Department of Transportation, 1200 New Jersey Avenue, SE., Room W12-
140, West Building Ground Floor, Washington, DC 20590-0001.
Hand Delivery or Courier: Bring comments to Docket
Operations in Room W12-140 of the West Building Ground Floor at 1200
New Jersey Avenue, SE., Washington, DC, between 9 a.m. and 5 p.m.,
Monday through Friday, except Federal holidays.
Fax: Fax comments to Docket Operations at 202-493-2251.
For more information on the rulemaking process, see the
SUPPLEMENTARY INFORMATION section of this document.
Privacy: We will post all comments we receive, without change, to
https://www.regulations.gov, including any personal information you
provide. Using the search function of our docket Web site, anyone can
find and read the electronic form of all comments received into any of
our dockets,
[[Page 3470]]
including the name of the individual sending the comment (or signing
the comment for an association, business, labor union, etc.). You may
review DOT's complete Privacy Act Statement in the Federal Register
published on April 11, 2000 (65 FR 19477-78) or you may visit https://
DocketsInfo.dot.gov.
Docket: To read background documents or comments received, go to
https://www.regulations.gov at any time and follow the online
instructions for accessing the docket. Or, go to the Docket Operations
in Room W12-140 of the West Building Ground Floor at 1200 New Jersey
Avenue, SE., Washington, DC, between 9 a.m. and 5 p.m., Monday through
Friday, except Federal holidays.
FOR FURTHER INFORMATION CONTACT: For questions concerning this proposed
rule contact Jodi L. Baker, Air Transportation Division/Air Carrier
Operations Branch, AFS-220, Federal Aviation Administration, 800
Independence Avenue, SW., Washington, DC 20591; telephone (202) 267-
8166; facsimile (202) 267-5229, e-mail Jodi.L.Baker@faa.gov. For legal
questions concerning this proposed rule contact Paul Greer, Operations
Law Branch, AGC-220; telephone (202) 267-3073, e-mail
Paul.Greer@faa.gov.
SUPPLEMENTARY INFORMATION: Later in this preamble under the Additional
Information section, we discuss how you can comment on this proposal
and how we will handle your comments. Included in this discussion is
related information about the docket, privacy, and the handling of
proprietary or confidential business information. Also, we discuss how
you can get a copy of this proposal and related rulemaking documents.
Authority for This Rulemaking
The FAA's authority to issue rules on aviation safety is found in
Title 49 of the United States Code. Subtitle I, Section 106 describes
the authority of the FAA Administrator, including the authority to
issue, rescind, and revise regulations. Subtitle VII, Aviation
Programs, describes in more detail the scope of the agency's authority.
This rulemaking is promulgated under the authority described in
Subtitle VII, Part A, Chapter 447--Safety Regulation. Under section
44701(a)(5), the FAA is charged with promoting safe flight of civil
aircraft by, among other things, prescribing regulations the FAA finds
necessary for safety in air commerce.
Background
Statement of the Problem
The FAA has decided to review its current regulation regarding
flight attendant requirements during passenger boarding and deplaning
in light of safety enhancements to airplane equipment and procedures,
and changes in airplane security procedures and requirements. These
changes have mitigated the risks to passengers during ground operations
that previously required all flight attendants be on board the airplane
during passenger boarding and deplaning.
Current rules prohibit a required flight attendant from deplaning
an airplane for any reason during passenger boarding and deplaning,
even to conduct safety-related duties. This prohibition has
unintentional consequences that may adversely affect conditions inside
the passenger cabin. This proposed rule would allow air carriers to
permit one required flight attendant to deplane during passenger
boarding and one or more required flight attendants to deplane during
passenger deplaning, subject to certain conditions and limitations.
History
This issue has been addressed numerous times over the last two
decades and has been the subject of guidance documents, legal
interpretations and petitions for exemption.
In 1982, the FAA amended 14 CFR 121.391 and inserted Sec.
121.391(e) to allow a reduction in the number of required flight
attendants during stops where passengers remain on board (also called
``intermediate stops'') (47 FR 56460; December 16, 1982). Section
121.391(e) was recodified as Sec. 121.393(b) in 1995 (60 FR 65832;
December 20, 1995).
On May 14, 1985, John Cassady, Assistant Chief Counsel for the
Regulations and Enforcement Division of the FAA, issued a written
interpretation to William Brennan, Manager of the Flight Standards
Service, Air Transportation Division, stating that ``during the
deplaning and boarding phase at an intermediate stop, all of the flight
attendants required by 14 CFR 121.391(a) must be on board the
aircraft.'' A copy of this document has been placed in the docket for
this rulemaking. This rulemaking is intended to codify a change to this
interpretation.
On August 8, 1986, the Director of the Flight Standards Service
issued Action Notice A8430.5, FAR 121.391(a) and (e); Flight
Attendants, stating ``at intermediate stops where passengers remain on
board the aircraft, at least the number of persons specified in Sec.
121.391(e) must be aboard the aircraft. This includes that period of
time during which passengers are deplaning or boarding.'' This Action
Notice appeared to permit a reduction of required flight attendant
crewmembers during boarding and deplaning at intermediate stops,
possibly in conflict with the legal interpretation of 1985. Although
currently expired, a copy of this document has also been placed in the
docket for this rulemaking.
On April 5, 1989, the FAA issued an NPRM, ``Flight Attendant
Requirements'' (54 FR 15134; April 14, 1989) proposing to allow a
reduced number of flight attendants aboard passenger-carrying airplanes
at all stops, during passenger boarding and deplaning, subject to
certain conditions and limitations. The NPRM was withdrawn in 1996 (61
FR 29000; June 6, 1996).
In 2003, the Air Transport Association (ATA) petitioned for
rulemaking to amend Sec. 121.391 and permit flight attendants to use a
phone on the passenger loading bridge during boarding, deplaning and
stops where passengers remain on board (68 FR 61161; October 27, 2003).
The ATA subsequently withdrew the petition on December 12, 2003, noting
it cited an incorrect regulation (Regulatory Docket No. FAA-2003-
14594). The ATA did not re-petition.
On May 8, 2001, the FAA's Assistant Chief Counsel for Regulations
affirmed the 1985 legal interpretation that all flight attendants
required by Sec. 121.391 needed to be on board the aircraft during
passenger boarding and deplaning in a memo to the Manager of the Air
Transportation Division. The Air Transportation Division subsequently
issued guidance in accordance with the 2001 legal interpretation via
Flight Standards Information Bulletin for Air Transportation, FSAT 01-
03, Number of Flight Attendants Required at Stops Where Passengers
Remain Onboard, 14 CFR 121.391 and 121.393. A copy of this document has
also been placed in the docket for this rulemaking. The information
contained in this FSAT is currently found in FAA Order 8900.1, Flight
Standards Information Management System (FSIMS) Volume 3, Chapter 33
Cabin Safety and Flight Attendant Management, section 4 Flight
Attendant Requirements (https://fsims.faa.gov/).
In 2006, Southwest Airlines petitioned for an exemption to
substitute a pilot for one required flight attendant during boarding at
an intermediate stop and to reduce the number of required flight
attendants on board during the deplaning of passengers at an
intermediate stop. The FAA granted this exemption in 2007
[[Page 3471]]
(Exemption No. 9382, Regulatory Docket No. FAA-2006-25466). Three
additional air carriers have been issued similar grants of exemption
since the issuance of the original grant.
Current Requirements
During any passenger boarding and deplaning, the full complement of
flight attendants required by Sec. 121.391(a) must be on board the
airplane at all times (See Memo from John Cassady to William Brennan,
dated May 14, 1985). However Sec. 121.393 permits a reduction of the
number of required flight attendants when passengers are on board the
airplane with the engines shut down and at least one floor level exit
is open to provide for the deplaning of passengers. The formula for
determining the reduction of flight attendants is: Half the number of
flight attendants required by Sec. 121.391(a), rounded down to the
next lower number in the case of a fraction, but never fewer than one.
General Discussion of the Proposal
During passenger boarding and deplaning, it may be in the interest
of the traveling public for a flight attendant to conduct safety-
related duties outside the airplane cabin. However, current regulations
prohibit a flight attendant from performing these duties if the flight
attendant is one of the flight attendants required by Sec. 121.391(a).
As previously noted, the number of flight attendants required
during passenger boarding and deplaning has been discussed numerous
times since 1985. Although the FAA consistently upheld the requirement
that all flight attendants required by Sec. 121.391(a) stay on board
the airplane during boarding and deplaning, changes to regulations
since 1985 have reduced the hazards to passengers during these phases
of operation. These changes have reduced risks to passengers by
improving firefighting equipment, increasing the time available to
evacuate an airplane and improving accessibility to exits. Examples
include:
Requiring lavatory smoke detectors, automatic lavatory
waste receptacle fire extinguishers and Halon 1211 extinguishers;
Improving cabin interior flammability standards to enhance
survivability by increasing the time before flashover occurs;
Improving thermal insulation standards to reduce the risk
of fire in inaccessible parts of the airplane cabin and increase the
time available for a passenger evacuation; and
Improving passenger access to Type III (typically
overwing) emergency exits.
In addition to the above certification regulation changes, the FAA
has revised operational regulations since 1985, which has also reduced
the risks to passengers during boarding and deplaning. First, prior to
1987, air carriers were not required to screen passengers for excess or
oversized carry-on baggage prior to boarding the aircraft. Current
carry-on baggage regulations require this action, which has reduced
flight attendant workload in the handling of carry-on baggage during
passenger boarding. Flight attendants no longer have to stow an
unlimited amount of baggage carried on the airplane by passengers.
Second, Sec. 121.585, promulgated in 1990, requires an air carrier to
assign exit seats to passengers after considering a list of exit seat
selection criteria and the passenger's ability to perform exit seat
functions. Because the majority of passengers have been screened to
meet exit seat criteria, these considerations lead to exit seat
passengers being more likely to initiate ``self-help'' in the event of
an emergency during passenger boarding. Third, the changes to FAA
operational regulations have been complemented since 2001 by improved
Transportation Security Administration regulations, which have reduced
the risk of a security-related threat during passenger boarding or
deplaning even further.
All of these changes mitigate the risks to which passengers are
exposed during boarding and deplaning. As a result, the FAA now
proposes to permit a reduced required flight attendant crew during
boarding and deplaning.
Limitations Applicable to Passenger Boarding
The FAA believes it appropriate to permit one required flight
attendant to conduct safety-related duties either in the passenger
loading bridge connected to the airplane; or in another nearby
location, such as the bottom of the boarding stairs. To maintain the
current level of safety, however, the certificate holder would have to
comply with the following restrictions:
The flight attendant deplaning the airplane must remain
within 30 feet of the passenger entry door;
The flight attendant deplaning the airplane must be
conducting safety-related duties related to the flight being boarded.
The flight attendant may not conduct non-safety-related duties such as
personal business; and
The airplane must be of a type that requires two or more
flight attendants in accordance with Sec. 121.391(a). A required
flight attendant may not leave an airplane with a passenger seating
capacity of less than 50, because one flight attendant must remain on
the airplane at all times.
Typically, during passenger boarding, the airplane cabin starts
empty and becomes increasingly more populated by arriving passengers.
The increased number of passengers leads to an increased number of
safety duties inside the airplane cabin. Examples include: Scanning
passenger carry-on baggage to ensure compliance with both Sec. 121.585
and the air carrier's approved carry-on baggage program, and verifying
compliance with the approved exit seat program. The FAA believes
permitting only one flight attendant to deplane during boarding and
limiting the amount of time he or she is absent from the airplane cabin
(by limiting the type of duties he or she may perform) ensures the
remaining flight attendant(s) are able to effectively manage safety
duties inside the airplane. It may be necessary for the certificate
holder to revise other approved programs, such as its carry-on baggage
program or exit seat program, to ensure all required duties are
accomplished by the remaining flight attendant(s). Also, if the
airplane requires only one flight attendant in accordance with Sec.
121.391(a), the FAA is not permitting that flight attendant to deplane.
This ensures no passengers are left unattended on board the airplane.
When the ATA petitioned for rulemaking in 2003, it proposed that a
flight attendant could use the telephone installed on the passenger
loading bridge to contact and coordinate with other airline personnel,
or local law enforcement, to assist with Federal regulation compliance
and to identify security issues or medical emergencies. The FAA agrees
that a flight attendant be permitted to use the telephone installed on
the passenger loading bridge to perform these functions, but is also
proposing to permit a flight attendant to deplane during boarding to
conduct other safety-related duties, provided he or she remains within
30 feet of the airplane's passenger entry door. This would allow a
flight attendant to use the telephone installed on the passenger
loading bridge and to conduct other duties, such as removing excess or
oversized carry-on baggage from the airplane and placing it on the
passenger loading bridge or adjacent to the bottom of the boarding
stairs. It would also permit a flight attendant to coordinate with
other airline personnel in cases where a telephone is not installed on
the passenger loading bridge or a passenger loading bridge is not used
for boarding. A flight attendant deplaning during passenger boarding
should not be carrying passenger carry-
[[Page 3472]]
on bags to the cargo hold for stowage or re-entering the passenger
terminal to coordinate with other employees. Also, by requiring a
flight attendant to remain within 30 feet of the door being used for
passenger boarding, the flight attendant is still quickly available to
assist passengers in the event of an emergency in the cabin. The FAA
specifically requests comments about the adequacy of the proposed 30
foot limitation.
Finally, a flight attendant who deplanes during boarding is limited
to performing only safety-related duties related to the flight being
boarded. Existing regulations already restrict a flight attendant to
performing only safety-related duties during airplane movement on the
surface. A flight attendant who deplanes during boarding would not be
permitted to conduct non-safety-related duties, such as collecting
passenger tickets or calling for catering. A flight attendant who
deplanes during boarding also may not conduct personal business, such
as submitting bids related to crew scheduling, making layover
arrangements, or conducting family business. Allowing a flight
attendant to conduct business not related to the safety of the flight
would not be in the public interest and would not be permitted.
Substituting a Qualified Crewmember for a Required Flight Attendant
During Passenger Boarding
Only two types of qualified crewmembers are used in air carrier
operations: Flightcrew members or flight attendants. This proposed rule
would allow a flightcrew member to substitute for one required flight
attendant during boarding. Nothing in the proposed rule, or the current
rule, prevents an air carrier from substituting a qualified flight
attendant for another qualified flight attendant; however, if the air
carrier chooses to substitute another qualified crewmember, such as a
pilot or flight engineer, the certificate holder must meet certain
conditions.
The proposed rule addresses two possible scenarios during boarding
that involve a reduction, by one, of the number of flight attendants
required for boarding by Sec. 121.391(a), on an airplane that requires
more than one flight attendant. The first scenario, previously
discussed and addressed in proposed Sec. 121.394(a)(1), is when one
required flight attendant steps off the airplane during boarding to
perform safety related duties and remains within 30 feet of the
boarding door.
The second scenario is when one required flight attendant is not
within 30 feet of the boarding door and is addressed in proposed Sec.
121.394(a)(2). In this case, a qualified flightcrew member, such as a
pilot or flight engineer, may substitute in the cabin for one required
flight attendant who is not on the airplane when boarding commences or
who leaves the vicinity of the aircraft during boarding.
Under proposed Sec. 121.394(a)(2), the flightcrew member who
substitutes for the required flight attendant must be trained and
qualified on that airplane as a pilot or a flight engineer for that
certificate holder. This ensures that the flightcrew member has
received emergency and security training that is specific to that
airplane and that certificate holder.
If the certificate holder chooses to substitute a flightcrew member
for a flight attendant in accordance with proposed Sec. 121.394(a)(2),
it must ensure the substitute crewmember is prepared to conduct his or
her duties by having in his or her possession all items required for
duty by the air carrier, such as a flight operations or flight
attendant manual. The substitute crewmember must also be identifiable
to the passengers as a working ``crewmember.''
In addition, the certificate holder must ensure the use of a
substitute crewmember does not impinge on the duty and rest
requirements of Title 14 Code of Federal Regulations (14 CFR). The FAA
has previously stated via legal interpretation that pre- and post-
flight duties are part of a duty period (see August 12, 2008, FAA
letter to Brent Harper, Southwest Airlines). A copy of this document
has been placed in the docket for this rulemaking. Therefore, a
substitute crewmember is ``on duty'' while substituting for an assigned
flight attendant.
Additional procedures that would have to be developed by the
certificate holder and described in its manual system under proposed
Sec. 121.394(a)(2) include:
The functions to be performed by the substitute crewmember
and remaining flight attendants in an emergency or situation requiring
emergency evacuation. Similar to the requirements found in Sec.
121.397, the certificate holder must show that these functions are
realistic, can be practically accomplished and will meet any reasonably
anticipated emergency;
A method to ensure that the substitution of a flightcrew
member for a flight attendant during passenger boarding does not
interfere with the safe operation of the flight (e.g. interfering with
the completion of the flightcrew member's pre-flight duties,
checklists, etc);
A method to ensure that the flightcrew member is located
in the passenger cabin during the substitution; and
A method to ensure that other regulatory safety functions
performed by a flight attendant, including but not limited to,
monitoring passengers during refueling, scanning passenger carry-on
baggage during boarding, and verifying suitability of exit seat
passengers, are accomplished by the flightcrew member and the remaining
flight attendants on the airplane.
A method to ensure that the substitute flightcrew member
is trained in all assigned flight attendant duties.
Limitations Applicable to Passenger Deplaning
A flight attendant may be asked to conduct other safety-related
duties during passenger deplaning, such as maintaining custody of an
unaccompanied minor or contacting local law enforcement to assist with
an unruly passenger. However, the conditions present during passenger
deplaning mitigate safety risks to passengers to allow a further
reduction in required flight attendants. The FAA proposes to permit a
reduction to half the number of flight attendants required by Sec.
121.391(a), rounded down to the next lower number in the case of a
fraction, but never fewer than one.
At the time of deplaning, each passenger has already received all
required safety information briefings and had an opportunity to review
the passenger safety information card and all posted signs and
placards. In addition, a crewmember has verified the suitability of
exit seat passengers, and the exit seat passengers have had an
opportunity to ask questions about their exit seat responsibilities.
These passengers are better prepared to assist themselves in an
emergency evacuation than those passengers just boarding an airplane.
During deplaning, passengers are in the process of leaving the airplane
in an orderly fashion through one or more floor-level exits with pre-
positioned passenger loading bridges or boarding stairs. These factors
lessen the exposure time to the risk of an emergency or a possible
evacuation. Further, exiting passengers, as well as additional airline
personnel, are available to assist the remaining flight attendant(s)
with an unruly or threatening passenger during deplaning.
Limitations Applicable During Boarding and Deplaning Passengers
In addition to the specific limitations described above, the FAA
proposes requiring a certificate holder to duplicate ground conditions
already designed to reduce risks to passengers
[[Page 3473]]
when a reduced number of flight attendants is on board an airplane. The
FAA required these conditions when risks were considered in reducing
the number of required flight attendants during stops where passengers
remain on board. The conditions are: The airplane is stationary in a
level attitude with at least one floor-level exit open; and all engines
are shut down, mitigating the risk of an engine torching or
overheating. These conditions must also exist to permit a reduction in
the number of required flight attendants during passenger boarding and
deplaning, in order to provide the same level of risk mitigation as at
a stop where passengers remain on board. If the certificate holder
cannot provide these conditions, it may not reduce the flight attendant
crew below the requirements of Sec. 121.391(a).
Finally, the FAA proposes the flight attendants remaining on board
the airplane be evenly distributed near the floor-level exits. This
proposed requirement would assure that the flight attendants are
available to deal more effectively with an emergency evacuation, should
the need arise. If only one flight attendant remains on board the
airplane during passenger boarding, he or she must be located in
accordance with the air carrier's FAA-approved operating procedures.
The air carrier should consider items such as the location of the door
being used for passenger boarding, the configuration of the cabin, the
location of the emergency light switch, and the air carrier's emergency
procedures when determining the best location for the flight attendant.
Paperwork Reduction Act
The Paperwork Reduction Act of 1995 (44 U.S.C. 3507(d)) requires
that the FAA consider the impact of paperwork and other information
collection burdens imposed on the public. We have determined that there
is no new information collection requirement associated with this
proposed rule.
International Compatibility
In keeping with U.S. obligations under the Convention on
International Civil Aviation, it is FAA policy to comply with
International Civil Aviation Organization (ICAO) Standards and
Recommended Practices to the maximum extent practicable. The FAA has
determined that there are no ICAO Standards and Recommended Practices
that correspond to these proposed regulations.
Regulatory Evaluation, Regulatory Flexibility Determination,
International Trade Impact Assessment, and Unfunded Mandates Assessment
Changes to Federal regulations must undergo several economic
analyses. First, Executive Order 12866 directs that each Federal agency
shall propose or adopt a regulation only upon a reasoned determination
that the benefits of the intended regulation justify its costs. Second,
the Regulatory Flexibility Act of 1980 (Pub. L. 96-354) requires
agencies to analyze the economic impact of regulatory changes on small
entities. Third, the Trade Agreements Act (Pub. L. 96-39) prohibits
agencies from setting standards that create unnecessary obstacles to
the foreign commerce of the United States. In developing U.S.
standards, the Trade Act requires agencies to consider international
standards and, where appropriate, that they be the basis of U.S.
standards. Fourth, the Unfunded Mandates Reform Act of 1995 (Pub. L.
104-4) requires agencies to prepare a written assessment of the costs,
benefits, and other effects of proposed or final rules that include a
Federal mandate likely to result in the expenditure by State, local, or
tribal governments, in the aggregate, or by the private sector, of $100
million or more annually (adjusted for inflation with base year of
1995). This portion of the preamble summarizes the FAA's analysis of
the economic impacts of this proposed rule.
The FAA has decided to review its current regulations regarding
flight attendant requirements during passenger boarding and deplaning,
in light of safety enhancements to airplane equipment and procedures,
and changes in airplane security procedures and requirements. These
changes have mitigated the risks to passengers during ground operations
that previously required all flight attendants on board the airplane
during passenger boarding and deplaning. This proposed rule merely
revises and clarifies existing FAA rules and is cost relieving and does
not impose any cost on any regulated entity.
FAA has, therefore, determined that this proposed rule is not a
``significant regulatory action'' as defined in section 3(f) of
Executive Order 12866, and is not ``significant'' as defined in DOT's
Regulatory Policies and Procedures.
Regulatory Flexibility Determination
The Regulatory Flexibility Act of 1980 (Pub. L. 96-354) (RFA)
establishes ``as a principle of regulatory issuance that agencies shall
endeavor, consistent with the objectives of the rule and of applicable
statutes, to fit regulatory and informational requirements to the scale
of the businesses, organizations, and governmental jurisdictions
subject to regulation. To achieve this principle, agencies are required
to solicit and consider flexible regulatory proposals and to explain
the rationale for their actions to assure that such proposals are given
serious consideration.'' The RFA covers a wide-range of small entities,
including small businesses, not-for-profit organizations, and small
governmental jurisdictions. Agencies must perform a review to determine
whether a rule will have a significant economic impact on a substantial
number of small entities. If the agency determines that it will, the
agency must prepare a regulatory flexibility analysis as described in
the RFA. However, if an agency determines that a rule is not expected
to have a significant economic impact on a substantial number of small
entities, section 605(b) of the RFA provides that the head of the
agency may so certify and a regulatory flexibility analysis is not
required. The certification must include a statement providing the
factual basis for this determination, and the reasoning should be
clear.
The FAA has decided to review its current regulation regarding
flight attendant requirements during passenger boarding and deplaning,
in light of safety enhancements to airplane equipment and procedures,
and changes in airplane security procedures and requirements. These
changes have mitigated the risks to passengers during ground operations
that previously required all flight attendants to be on board the
airplane during passenger boarding and deplaning. This proposed rule is
cost relieving and does not impose any cost on any regulated entity.
Therefore, the FAA certifies that this proposed rule would not have
a significant economic impact on a substantial number of small
entities. The FAA solicits comments regarding this determination.
International Trade Impact Assessment
The Trade Agreements Act of 1979 (Pub. L. 96-39) prohibits Federal
agencies from establishing any standards or engaging in related
activities that create unnecessary obstacles to the foreign commerce of
the United States. Legitimate domestic objectives, such as safety, are
not considered unnecessary obstacles. The statute also requires
consideration of international standards and, where appropriate, that
they be the basis for U.S. standards. The FAA has assessed the
potential effect of this proposed rule
[[Page 3474]]
and has determined that it would have only a domestic impact and
therefore no affect on international trade.
Unfunded Mandates Assessment
Title II of the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-
4) requires each Federal agency to prepare a written statement
assessing the effects of any Federal mandate in a proposed or final
agency rule that may result in an expenditure of $100 million or more
(adjusted annually for inflation with the base year 1995) in any one
year by State, local, and tribal governments, in the aggregate, or by
the private sector; such a mandate is deemed to be a ``significant
regulatory action.'' The FAA currently uses an inflation-adjusted value
of $136.1 million in lieu of $100 million. This proposed rule does not
contain such a mandate.
Executive Order 13132, Federalism
The FAA has analyzed this proposed rule under the principles and
criteria of Executive Order 13132, Federalism. We determined that this
action would not have a substantial direct effect on the States, on the
relationship between the national Government and the States, or on the
distribution of power and responsibilities among the various levels of
government, and, therefore, would not have federalism implications.
Environmental Analysis
FAA Order 1050.1E identifies FAA actions that are categorically
excluded from preparation of an environmental assessment or
environmental impact statement under the National Environmental Policy
Act in the absence of extraordinary circumstances. The FAA has
determined this proposed rulemaking action qualifies for the
categorical exclusion identified in paragraph 312(f) and involves no
extraordinary circumstances.
Additional Information
Comments Invited
The FAA invites interested persons to participate in this
rulemaking by submitting written comments, data, or views. We also
invite comments relating to the economic, environmental, energy, or
federalism impacts that might result from adopting the proposals in
this document. The most helpful comments reference a specific portion
of the proposal, explain the reason for any recommended change, and
include supporting data. To ensure the docket does not contain
duplicate comments, please send only one copy of written comments, or
if you are filing comments electronically, please submit your comments
only one time.
We will file in the docket all comments we receive, as well as a
report summarizing each substantive public contact with FAA personnel
concerning this proposed rulemaking. Before acting on this proposal, we
will consider all comments we receive on or before the closing date for
comments. We will consider comments filed after the comment period has
closed if it is possible to do so without incurring expense or delay.
We may change this proposal in light of the comments we receive.
Availability of Rulemaking Documents
You can get an electronic copy of rulemaking documents using the
Internet by--
1. Searching the Federal eRulemaking Portal (https://
www.regulations.gov);
2. Visiting the FAA's Regulations and Policies Web page at https://
www.faa.gov/regulations_policies/; or
3. Accessing the Government Printing Office's Web page at https://
www.gpoaccess.gov/fr/.
You can also get a copy by sending a request to the Federal
Aviation Administration, Office of Rulemaking, ARM-1, 800 Independence
Avenue, SW., Washington, DC 20591, or by calling (202) 267-9680. Make
sure to identify the docket number, notice number, or amendment number
of this rulemaking.
You may access all documents the FAA considered in developing this
proposed rule, including economic analyses and technical reports, from
the Internet through the Federal eRulemaking Portal referenced in
paragraph 1.
List of Subjects in 14 CFR Part 121
Aviation safety, Air carriers, Air transportation, Airplanes,
Airports, Boarding, Crewmembers, Deplaning, Flight attendants, Pilots,
Transportation, Common carriers.
In consideration of the foregoing, the Federal Aviation
Administration proposes to amend Chapter I, Part 121 of Title 14, Code
of Federal Regulations, as follows:
PART 121--OPERATING REQUIREMENTS: DOMESTIC, FLAG, AND SUPPLEMENTAL
OPERATIONS
1. The authority citation for part 121 continues to read as
follows:
Authority: 49 U.S.C. 106(g), 40113, 40119, 41706, 44101, 44701-
44702, 44705, 44709-44711, 44713, 44716-44717, 44722, 46105.
2. Revise Sec. 121.391(a) introductory text to read as follows:
Sec. 121.391 Flight attendants.
(a) Except as specified in Sec. 121.393 and Sec. 121.394, each
certificate holder must provide at least the following flight
attendants on board each passenger-carrying airplane when passengers
are on board:
* * * * *
3. Add Sec. 121.394 to read as follows:
Sec. 121.394 Flight attendant requirements during passenger boarding
and deplaning.
(a) During passenger boarding, on each airplane for which more than
one flight attendant is required by Sec. 121.391(a), the certificate
holder may reduce the number of required flight attendants by one,
provided the requirements of either paragraph (a)(1) or (a)(2) of this
section are met.
(1) When the flight attendant leaving the airplane remains within
30 feet of the door through which passengers are boarding:
(i) The flight attendant may only conduct safety duties related to
the flight being boarded;
(ii) The airplane engines are shut down; and
(iii) At least one floor level exit remains open to provide for the
deplaning of passengers.
(2) When the flight attendant leaving the airplane does not remain
within 30 feet of the door through which passengers are boarding, a
flightcrew member of the certificate holder, trained and qualified on
that type airplane, may substitute for the flight attendant provided:
(i) The certificate holder describes in its manual the necessary
functions to be performed by the substitute crewmember and remaining
flight attendants in an emergency or situation requiring emergency
evacuation. The certificate holder must show those functions are
realistic, can be practically accomplished and will meet any reasonably
anticipated emergency.
(ii) The certificate holder describes in its manual how other
regulatory functions performed by a flight attendant will be
accomplished by the substitute crewmember and the remaining flight
attendants on the airplane.
(iii) The certificate holder ensures the substitute flightcrew
member is trained in all assigned flight attendant duties.
(iv) The certificate holder ensures the substitute crewmember is in
possession of all items required for duty.
(v) The certificate holder ensures the substitute crewmember is
located in the passenger cabin.
(vi) The certificate holder identifies the substitute crewmember to
the passengers.
[[Page 3475]]
(vii) The certificate holder ensures the time spent conducting
boarding duties applies towards daily duty time limits and is
considered when determining crewmember rest requirements.
(viii) The certificate holder does not permit the substitution of a
flightcrew member for a flight attendant to interfere with the safe
operation of the flight. If all flightcrew members are required to
perform preflight duties, passenger boarding must not commence until
the flight attendants required by Sec. 121.391(a) are on board the
airplane.
(ix) The airplane engines are shut down.
(x) At least one floor-level exit remains open for the deplaning of
passengers.
(b) During passenger deplaning, on each airplane for which more
than one flight attendant is required by Sec. 121.391(a), the
certificate holder may reduce the number of flight attendants required
by that paragraph provided:
(1) The airplane engines are shut down;
(2) At least one floor level exit remains open to provide for the
deplaning of passengers;
(3) The number of flight attendants on board is at least half the
number required by Sec. 121.391(a), rounded down to the next lower
number in the case of fractions, but never fewer than one.
(c) If only one flight attendant is on the airplane during
passenger boarding or deplaning, that flight attendant must be located
in accordance with the certificate holder's FAA-approved operating
procedures. If more than one flight attendant is on the airplane during
passenger boarding or deplaning, the flight attendants must be evenly
distributed throughout the airplane cabin, in the vicinity of the
floor-level exits, to provide the most effective assistance in the
event of an emergency.
Issued in Washington, DC, on January 14, 2009.
John M. Allen,
Director, Flight Standards Service.
[FR Doc. E9-1140 Filed 1-16-09; 8:45 am]
BILLING CODE 4910-13-P