Self-Regulatory Organizations; Boston Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change Relating to Delisting Standards, 72534-72536 [E8-28240]
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72534
Federal Register / Vol. 73, No. 230 / Friday, November 28, 2008 / Notices
charges through to the relevant Member.
The proposed change reflects the fact
that other market centers impose a
similar $500 appellate fee to that
charged by the Exchange.
If a Member enters an order into the
Exchange that is routed to another
market center and executed there, the
Member may not have standing to file
under that market center’s rules to seek
a determination that the execution was
clearly erroneous if it is not a member
of that market center. Accordingly,
BATS Trading, Inc., the Exchange’s
routing broker-dealer, which is a
member of various market centers,
including the NASDAQ Stock Market
LLC (‘‘NASDAQ’’) and NYSE Arca, Inc.
(‘‘NYSE Arca’’), may file a petition
under that market center’s rules upon
request of a Member. If an appeal is
unsuccessful, the Exchange or its
affiliated routing broker-dealer may be
charged under the applicable market
center’s rules.5 Accordingly, the
Exchange proposes to pass the charge
through, on a dollar-for-dollar basis, to
the Member that requested the appeal.
2. Statutory Basis
The Exchange believes that the rule
change proposed in this submission is
consistent with the requirements of the
Act and the rules and regulations
thereunder that are applicable to a
national securities exchange, and, in
particular, with the requirements of
section 6 of the Act.6 Specifically, the
proposed rule change is consistent with
section 6(b)(4) of the Act,7 in that it
provides for the equitable allocation of
reasonable dues, fees and other charges
among members and other persons
using any facility or system which the
Exchange operates or controls. The
Exchange believes that the change will
appropriately allocate charges for
adjudications under the clearly
erroneous rules of other market centers
to the Members that initiate such
adjudications.
B. Self-Regulatory Organization’s
Statement on Burden on Competition
mstockstill on PROD1PC66 with NOTICES
The Exchange does not believe that
the proposed rule change imposes any
burden on competition.
5 For instance, both NASDAQ and NYSE Arca
currently charge $500.00 for unsuccessful appeals
of clearly erroneous determinations. See NASDAQ
Rule 11890(e)(3) and NYSE Arca Rule 7.10(c)(5).
6 15 U.S.C. 78f.
7 15 U.S.C. 78f(b)(4).
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17:16 Nov 26, 2008
Jkt 217001
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants or Others
No written comments were solicited
or received.
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
The foregoing proposed rule change
has been designated as a fee change
pursuant to section 19(b)(3)(A)(ii) of the
Act 8 and Rule 19b–4(f)(2) thereunder,9
because it establishes or changes a due,
fee or other charge imposed on members
by the Exchange. Accordingly, the
proposal is effective upon filing with
the Commission.
At any time within 60 days of the
filing of the proposed rule change, the
Commission may summarily abrogate
such rule change if it appears to the
Commission that such action is
necessary or appropriate in the public
interest, for the protection of investors,
or otherwise in furtherance of the
purposes of the Act.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an e-mail to rulecomments@sec.gov. Please include File
Number SR–BATS–2008–010 on the
subject line.
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for inspection and copying in
the Commission’s Public Reference
Room, on official business days between
the hours of 10 a.m. and 3 p.m. Copies
of the filing also will be available for
inspection and copying at the principal
office of the Exchange. All comments
received will be posted without change;
the Commission does not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly. All submissions
should refer to File Number SR–BATS–
2008–010 and should be submitted on
or before December 19, 2008.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.10
Florence E. Harmon,
Acting Secretary.
[FR Doc. E8–28222 Filed 11–26–08; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–58990; File No. SR–BSE–
2008–36]
Self-Regulatory Organizations; Boston
Stock Exchange, Inc.; Notice of Filing
of Proposed Rule Change Relating to
Delisting Standards
November 20, 2008.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on November
Paper Comments
3, 2008, the Boston Stock Exchange, Inc.
• Send paper comments in triplicate
(the ‘‘Exchange’’) filed with the
to Secretary, Securities and Exchange
Securities and Exchange Commission
Commission, 100 F Street, NE.,
(the ‘‘Commission’’) the proposed rule
Washington, DC 20549–1090.
as described in Items I, II, and III below,
All submissions should refer to File
which Items have been prepared by the
Number SR–BATS–2008–010. This file
self-regulatory organization. The
number should be included on the
Commission is publishing this notice to
subject line if e-mail is used. To help the solicit comments on the proposed rule
Commission process and review your
from interested persons.
comments more efficiently, please use
only one method. The Commission will I. Self-Regulatory Organization’s
post all comments on the Commission’s Statement of the Terms of Substance of
the Proposed Rule Change
Internet Web site (https://www.sec.gov/
rules/sro.shtml). Copies of the
The Exchange proposes to adopt a
submission, all subsequent
Rule whereby the Exchange may
amendments, all written statements
determine to delist a security due to
with respect to the proposed rule
extraordinary circumstances under
change that are filed with the
10 17
8 15
U.S.C. 78s(b)(3)(A)(ii).
9 17 CFR 240.19b–4(f)(6).
PO 00000
Frm 00093
Fmt 4703
Sfmt 4703
CFR 200.30–3(a)(12).
U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
1 15
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Federal Register / Vol. 73, No. 230 / Friday, November 28, 2008 / Notices
which the Exchange has terminated its
Listing Program in connection with the
discontinuation of trading in all
securities listed on its market. The text
of the proposed rule change is available
from the principal office of the
Exchange, at the Commission’s Public
Reference Room, and is also available at
https://www.nasdaqtrader.com/Trader.
aspx?id=Boston_Stock_Exchange.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
self-regulatory organization included
statements concerning the purpose of,
and basis for, the proposed rule change
and discussed any comments it received
on the proposed rule change. The text
of these statements may be examined in
the places specified in Item IV below.
The self-regulatory organization has
prepared summaries, set forth in
Sections A, B, and C below, of the most
significant aspects of such statements.
A. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
mstockstill on PROD1PC66 with NOTICES
1. Purpose
On September 5, 2007, the Exchange
announced that it was terminating its
programs for listing and trading cash
equities. In addition to that
announcement, in October 2007, all
issuers were given additional notice that
the Listings programs had ceased.
However, not all issuers have formally
delisted. At this point, the Exchange has
determined it is appropriate to formally
delist the securities of the twenty-nine
issuers that currently have listings with
the Exchange. Since there may not be a
basis for delisting all of these securities
under the rules of the Exchange as
currently in effect, the Exchange is
proposing to adopt a rule to be used in
rare and unusual circumstances.
Specifically, the new rule will provide
that the Exchange may determine to
delist a security due to extraordinary
circumstances under which the
Exchange has terminated its Listing
Program in connection with the
discontinuation of trading in all
securities listed on its market.
This rule will only be utilized after a
delisting determination is made by the
Board of Directors or its designee, and:
(1) At least 15 days before issuing its
delisting determination, notice is
provided to companies; and
(2) as soon as practicable after the
issuance of the delisting determination
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17:16 Nov 26, 2008
Jkt 217001
notice is provided to the company and
the SEC of such delisting determination.
(3) The notice to the company of the
delisting determination shall inform the
company of the opportunity to appeal.
This rule will provide the Exchange
an additional tool to maintain the
quality of and public confidence in its
market, to prevent fraudulent and
manipulative acts and practices, to
promote just and equitable principles of
trade, and to protect investors and the
public interest.
The Exchange would use this
authority to delist on the grounds that
it is not currently operating a listing
program and, therefore, it is in the
public interest that the Exchange not
maintain any appearance of having any
listings on the Exchange as long as
programs for listing and trading cash
equities and related activity have
ceased. In addition, prior to
implementing any involuntary
delistings, the Exchange will contact
each issuer and suggest that it file a
Form 25 to effect a voluntary delisting.
Issuers may initiate a voluntary
delisting before the Exchange issues any
determination. Thereafter, the Exchange
will move to delist for those issuers that
do not act in accordance with that
suggestion. Moreover, issuers that are
involuntarily delisted under the rule
being adopted in this filing will have
the appeal right provided for by new
Section 2(c)(3) of Chapter XXVII of the
Rules of the Exchange.3
The NASDAQ OMX Group, Inc.
(‘‘NASDAQ OMX’’), has acquired the
Exchange. NASDAQ OMX expects that
the Exchange will resume a program for
listing and trading cash equities.
Accordingly, the Exchange believes it is
appropriate to leave all of its listing
rules, as amended, in place pending rule
changes to its listing rules. Upon the
resumption of a listing business by the
Exchange, delisted issuers may be
eligible for relisting if their securities
meet the applicable standards of the
Exchange.
2. Statutory Basis
The Exchange believes that the
proposed rule change is consistent with
the provisions of Section 6 of the Act,4
in general, and with Section 6(b)(5) of
the Act,5 in particular, in that the
proposal is designed to prevent
fraudulent and manipulative acts and
practices, to promote just and equitable
3 The
Commission notes that the appeals
procedures proposed in new Section 2(c)(3) of
Chapter XXVII are identical to the appeals
procedures currently set forth in Section 2(b)(2) of
Chapter XXVII.
4 15 U.S.C. 78f.
5 15 U.S.C. 78f(b)(5).
PO 00000
Frm 00094
Fmt 4703
Sfmt 4703
72535
principles of trade, to foster cooperation
and coordination with persons engaged
in regulating, clearing, settling,
processing information with respect to,
and facilitating transactions in
securities, to remove impediments to
and perfect the mechanism of a free and
open market and a national market
system, and, in general, to protect
investors and the public interest. This
proposed rule change promotes the
protection of investors and the public
interest because the Exchange will not
maintain any appearance of having any
listings on the Exchange as long as all
programs for listing and trading cash
equities and related activity have
ceased.
B. Self-Regulatory Organization’s
Statement on Burden on Competition
The Exchange does not believe that
the proposed rule change will result in
any burden on competition that is not
necessary or appropriate in furtherance
of the purposes of the Act, as amended.
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants, or Others
Written comments were neither
solicited nor received.
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
Within 35 days of the date of
publication of this notice in the Federal
Register or within such longer period (i)
as the Commission may designate up to
90 days of such date if it finds such
longer period to be appropriate and
publishes its reasons for so finding or
(ii) as to which the self-regulatory
organization consents, the Commission
will:
(a) By order approve such proposed
rule change, or
(b) institute proceedings to determine
whether the proposed rule change
should be disapproved.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
Electronic Comments
• Use the Commission’s Internet
comment form (https://ww.sec.gov/rules/
sro.stml); or
• Send an e-mail to rulecomments@sec.gov. Please include File
E:\FR\FM\28NON1.SGM
28NON1
72536
Federal Register / Vol. 73, No. 230 / Friday, November 28, 2008 / Notices
Number SR–BSE–2008–36 on the
subject line.
SECURITIES AND EXCHANGE
COMMISSION
Sections A, B, and C below, of the most
significant aspects of such statements.
Paper Comments
[Release No. 34–58999; File No. SR–BSE–
2008–54]
A. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
• Send paper comments in triplicate
to Secretary, Securities and Exchange
Commission, 100 F Street, NE.,
Washington, DC 20549–1090.
Self-Regulatory Organizations; Notice
of Filing and Immediate Effectiveness
of Proposed Rule Change by the
Boston Stock Exchange, Inc. To
All submissions should refer to File
Amend Certain BOX Rules Related to
Number SR–BSE–2008–36. The file
the PIP To Eliminate the Requirement
number should be included on the
subject line if e-mail is used. To help the That There Be at Least Three Market
Makers Quoting in a Relevant Options
Commission process and review your
Class in Order for a PIP To Commence
comments more efficiently, please use
only one method. The Commission will November 21, 2008.
post all comments on the Commission’s
Pursuant to Section 19(b)(1) of the
Internet Web site (https://www.sec.gov/
Securities Exchange Act of 1934
rules/sro.shtml). Copies of the
(‘‘Act’’) 1 and Rule 19b–4 thereunder,2
submission, all subsequent
notice is hereby given that on November
17, 2008, the Boston Stock Exchange,
amendments, all written statements
Inc. (‘‘BSE’’ or ‘‘Exchange’’) filed with
with respect to the proposed rule
the Securities and Exchange
change that are filed with the
Commission (‘‘Commission’’) the
Commission, and all written
proposed rule change as described in
communications relating to the
Items I and II below, which Items have
proposed rule change between the
Commission and any person, other than been prepared by the self-regulatory
organization. The Commission is
those that may be withheld from the
publishing this notice to solicit
public in accordance with the
comments on the proposed rule change
provisions of 5 U.S.C. 552, will be
from interested persons.
available for inspection and copying in
the Commission’s Public Reference
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
Room, 100 F Street, NE., Washington,
the Proposed Rule Change
DC 20549, on official business days
between the hours of 10 a.m. and 3 p.m.
The Exchange proposes to amend
Copies of such filings also will be
certain Rules of the Boston Options
available for inspection and copying at
Exchange Group, LLC (‘‘BOX’’) related
the principal office of the BSE. All
to the Price Improvement Period (‘‘PIP’’)
comments received will be posted
to eliminate the requirement that there
without change; the Commission does
be at least three market makers quoting
not edit personal identifying
in a relevant options class in order for
information from submissions. You
a PIP to commence. The text of the
proposed rule change is available from
should submit only information that
you wish to make available publicly. All the principal office of the Exchange, at
the Commission’s Public Reference
submissions should refer to File
Room and also on the Exchange’s
Number SR–BSE–2008–36 and should
be submitted on or before December 19, Internet Web site at https://nasdaqtrader.
com/Trader.aspx?id=Boston_Stock_
2008.
Exchange.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.6
Florence E. Harmon,
Acting Secretary.
[FR Doc. E8–28240 Filed 11–26–08; 8:45 am]
mstockstill on PROD1PC66 with NOTICES
BILLING CODE 8011–01–P
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
self-regulatory organization included
statements concerning the purpose of,
and basis for, the proposed rule change
and discussed any comments it received
on the proposed rule change. The text
of these statements may be examined at
the places specified in Item IV below.
The self-regulatory organization has
prepared summaries, set forth in
1 15
6 17
CFR 200.30–3(a)(12).
VerDate Aug<31>2005
17:16 Nov 26, 2008
2 17
Jkt 217001
PO 00000
U.S.C. 78s(b)(1).
CFR 240.19b–4.
Frm 00095
Fmt 4703
Sfmt 4703
1. Purpose
In order to provide additional
opportunities for price improvement,
the Exchange proposes to expand the
PIP. The PIP permits Participants to
provide penny price improvement for
Customer Orders.3 Current BOX rules
require, among other things, that there
are at least three Market Makers quoting
in the relevant series before a PIP may
commence. The Exchange is now
proposing to eliminate this requirement.
The Exchange does not believe that
orders should be denied the benefits of
the PIP simply because there may be
less than three Market Makers quoting
in a relevant series. The BOX Rules
provide for broad participation in a PIP
auction. Allowing all types of
Participants on BOX, including Market
Makers, OFPs and Public Customers to
compete within the PIP increases
competition to provide price
improvement, benefiting the Customer
Order. Any concern regarding a PIP
starting with a lower number of Market
Makers quoting in the relevant series is
offset by the broad participation and
competition that is present in a PIP
auction once commenced. The
Exchange believes that this proposed
rule change is a reasonable modification
designed to provide additional
flexibility for Participants to obtain
executions on behalf of their customers
while continuing to provide a
meaningful, competitive auction.
In support of its proposal, the
Exchange notes that the Commission
recently approved a similar proposal of
the International Securities Exchange
(‘‘ISE’’) to remove an identical
requirement within its Price
Improvement Mechanism (‘‘PIM’’)
rules.4 The ISE PIM now permits price
improvement in non-standard
increments without the condition that
there be a minimum number of market
makers quoting in the particular series.5
The PIP and PIM share the same
purpose and goal of providing
opportunities for customer price
improvement. The Exchange believes
that the PIP, and in turn the customers
that benefit from the PIP, would be
disadvantaged if the three Market Maker
3 See
Section 18 of Chapter V of the BOX Rules.
Securities Exchange Act Release No. 58710
(October 1, 2008), 73 FR 59008 (October 8, 2008)
(SR–ISE–2008–63).
5 See ISE Rule 723.
4 See
E:\FR\FM\28NON1.SGM
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Agencies
[Federal Register Volume 73, Number 230 (Friday, November 28, 2008)]
[Notices]
[Pages 72534-72536]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E8-28240]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-58990; File No. SR-BSE-2008-36]
Self-Regulatory Organizations; Boston Stock Exchange, Inc.;
Notice of Filing of Proposed Rule Change Relating to Delisting
Standards
November 20, 2008.
Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934
(``Act''),\1\ and Rule 19b-4 thereunder,\2\ notice is hereby given that
on November 3, 2008, the Boston Stock Exchange, Inc. (the ``Exchange'')
filed with the Securities and Exchange Commission (the ``Commission'')
the proposed rule as described in Items I, II, and III below, which
Items have been prepared by the self-regulatory organization. The
Commission is publishing this notice to solicit comments on the
proposed rule from interested persons.
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
---------------------------------------------------------------------------
I. Self-Regulatory Organization's Statement of the Terms of Substance
of the Proposed Rule Change
The Exchange proposes to adopt a Rule whereby the Exchange may
determine to delist a security due to extraordinary circumstances under
[[Page 72535]]
which the Exchange has terminated its Listing Program in connection
with the discontinuation of trading in all securities listed on its
market. The text of the proposed rule change is available from the
principal office of the Exchange, at the Commission's Public Reference
Room, and is also available at https://www.nasdaqtrader.com/
Trader.aspx?id=Boston_Stock_Exchange.
II. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change
In its filing with the Commission, the self-regulatory organization
included statements concerning the purpose of, and basis for, the
proposed rule change and discussed any comments it received on the
proposed rule change. The text of these statements may be examined in
the places specified in Item IV below. The self-regulatory organization
has prepared summaries, set forth in Sections A, B, and C below, of the
most significant aspects of such statements.
A. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change
1. Purpose
On September 5, 2007, the Exchange announced that it was
terminating its programs for listing and trading cash equities. In
addition to that announcement, in October 2007, all issuers were given
additional notice that the Listings programs had ceased. However, not
all issuers have formally delisted. At this point, the Exchange has
determined it is appropriate to formally delist the securities of the
twenty-nine issuers that currently have listings with the Exchange.
Since there may not be a basis for delisting all of these securities
under the rules of the Exchange as currently in effect, the Exchange is
proposing to adopt a rule to be used in rare and unusual circumstances.
Specifically, the new rule will provide that the Exchange may determine
to delist a security due to extraordinary circumstances under which the
Exchange has terminated its Listing Program in connection with the
discontinuation of trading in all securities listed on its market.
This rule will only be utilized after a delisting determination is
made by the Board of Directors or its designee, and:
(1) At least 15 days before issuing its delisting determination,
notice is provided to companies; and
(2) as soon as practicable after the issuance of the delisting
determination notice is provided to the company and the SEC of such
delisting determination.
(3) The notice to the company of the delisting determination shall
inform the company of the opportunity to appeal.
This rule will provide the Exchange an additional tool to maintain
the quality of and public confidence in its market, to prevent
fraudulent and manipulative acts and practices, to promote just and
equitable principles of trade, and to protect investors and the public
interest.
The Exchange would use this authority to delist on the grounds that
it is not currently operating a listing program and, therefore, it is
in the public interest that the Exchange not maintain any appearance of
having any listings on the Exchange as long as programs for listing and
trading cash equities and related activity have ceased. In addition,
prior to implementing any involuntary delistings, the Exchange will
contact each issuer and suggest that it file a Form 25 to effect a
voluntary delisting. Issuers may initiate a voluntary delisting before
the Exchange issues any determination. Thereafter, the Exchange will
move to delist for those issuers that do not act in accordance with
that suggestion. Moreover, issuers that are involuntarily delisted
under the rule being adopted in this filing will have the appeal right
provided for by new Section 2(c)(3) of Chapter XXVII of the Rules of
the Exchange.\3\
---------------------------------------------------------------------------
\3\ The Commission notes that the appeals procedures proposed in
new Section 2(c)(3) of Chapter XXVII are identical to the appeals
procedures currently set forth in Section 2(b)(2) of Chapter XXVII.
---------------------------------------------------------------------------
The NASDAQ OMX Group, Inc. (``NASDAQ OMX''), has acquired the
Exchange. NASDAQ OMX expects that the Exchange will resume a program
for listing and trading cash equities. Accordingly, the Exchange
believes it is appropriate to leave all of its listing rules, as
amended, in place pending rule changes to its listing rules. Upon the
resumption of a listing business by the Exchange, delisted issuers may
be eligible for relisting if their securities meet the applicable
standards of the Exchange.
2. Statutory Basis
The Exchange believes that the proposed rule change is consistent
with the provisions of Section 6 of the Act,\4\ in general, and with
Section 6(b)(5) of the Act,\5\ in particular, in that the proposal is
designed to prevent fraudulent and manipulative acts and practices, to
promote just and equitable principles of trade, to foster cooperation
and coordination with persons engaged in regulating, clearing,
settling, processing information with respect to, and facilitating
transactions in securities, to remove impediments to and perfect the
mechanism of a free and open market and a national market system, and,
in general, to protect investors and the public interest. This proposed
rule change promotes the protection of investors and the public
interest because the Exchange will not maintain any appearance of
having any listings on the Exchange as long as all programs for listing
and trading cash equities and related activity have ceased.
---------------------------------------------------------------------------
\4\ 15 U.S.C. 78f.
\5\ 15 U.S.C. 78f(b)(5).
---------------------------------------------------------------------------
B. Self-Regulatory Organization's Statement on Burden on Competition
The Exchange does not believe that the proposed rule change will
result in any burden on competition that is not necessary or
appropriate in furtherance of the purposes of the Act, as amended.
C. Self-Regulatory Organization's Statement on Comments on the Proposed
Rule Change Received From Members, Participants, or Others
Written comments were neither solicited nor received.
III. Date of Effectiveness of the Proposed Rule Change and Timing for
Commission Action
Within 35 days of the date of publication of this notice in the
Federal Register or within such longer period (i) as the Commission may
designate up to 90 days of such date if it finds such longer period to
be appropriate and publishes its reasons for so finding or (ii) as to
which the self-regulatory organization consents, the Commission will:
(a) By order approve such proposed rule change, or
(b) institute proceedings to determine whether the proposed rule
change should be disapproved.
IV. Solicitation of Comments
Interested persons are invited to submit written data, views and
arguments concerning the foregoing, including whether the proposed rule
change is consistent with the Act. Comments may be submitted by any of
the following methods:
Electronic Comments
Use the Commission's Internet comment form (https://
ww.sec.gov/rules/sro.stml); or
Send an e-mail to rule-comments@sec.gov. Please include
File
[[Page 72536]]
Number SR-BSE-2008-36 on the subject line.
Paper Comments
Send paper comments in triplicate to Secretary, Securities
and Exchange Commission, 100 F Street, NE., Washington, DC 20549-1090.
All submissions should refer to File Number SR-BSE-2008-36. The file
number should be included on the subject line if e-mail is used. To
help the Commission process and review your comments more efficiently,
please use only one method. The Commission will post all comments on
the Commission's Internet Web site (https://www.sec.gov/rules/
sro.shtml). Copies of the submission, all subsequent amendments, all
written statements with respect to the proposed rule change that are
filed with the Commission, and all written communications relating to
the proposed rule change between the Commission and any person, other
than those that may be withheld from the public in accordance with the
provisions of 5 U.S.C. 552, will be available for inspection and
copying in the Commission's Public Reference Room, 100 F Street, NE.,
Washington, DC 20549, on official business days between the hours of 10
a.m. and 3 p.m. Copies of such filings also will be available for
inspection and copying at the principal office of the BSE. All comments
received will be posted without change; the Commission does not edit
personal identifying information from submissions. You should submit
only information that you wish to make available publicly. All
submissions should refer to File Number SR-BSE-2008-36 and should be
submitted on or before December 19, 2008.
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\6\
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\6\ 17 CFR 200.30-3(a)(12).
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Florence E. Harmon,
Acting Secretary.
[FR Doc. E8-28240 Filed 11-26-08; 8:45 am]
BILLING CODE 8011-01-P