Hat Trick Beverage, Inc.; Order of Suspension of Trading, 64374 [E8-25881]

Download as PDF 64374 Federal Register / Vol. 73, No. 210 / Wednesday, October 29, 2008 / Notices Other matters relating to enforcement proceedings. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 551–5400. Dated: October 23, 2008. Florence E. Harmon, Acting Secretary. [FR Doc. E8–25715 Filed 10–28–08; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION on the Pink Sheets under the ticker symbol HKBV. The Commission is of the opinion that the public interest and the protection of investors require a suspension of trading in securities of the above-listed company. Therefore, it is ordered, pursuant to Section 12(k) of the Securities Exchange Act of 1934, that trading in the securities of the abovelisted company is suspended for the period from 9:30 a.m. ET, October 27, 2008, through 11:59 p.m. ET, on November 7, 2008. By the Commission. J. Lynn Taylor, Assistant Secretary. [FR Doc. E8–25881 Filed 10–27–08; 11:15 am] BILLING CODE 8011–01–P [File No. 500–1] Hat Trick Beverage, Inc.; Order of Suspension of Trading SECURITIES AND EXCHANGE COMMISSION October 27, 2008. jlentini on PROD1PC65 with NOTICES It appears to the Securities and Exchange Commission that the public interest and the protection of investors require a suspension of trading in the securities of Hat Trick Beverage, Inc. because there is a lack of current and accurate information concerning its securities. Questions have arisen concerning the accuracy and adequacy of statements in the company’s press releases regarding its business operations. Hat Trick Beverage, Inc., a company that has made no public filings with the Commission, is quoted VerDate Aug<31>2005 17:17 Oct 28, 2008 Jkt 217001 [Release No. 34–58832; File No. SR–FINRA– 2008–053] Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Amend Section 4(c) of Schedule A of the FINRA By-Laws To Increase Certain Qualification Examination Fees October 22, 2008. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 PO 00000 Frm 00074 Fmt 4703 Sfmt 4703 (‘‘Act’’) 1 and Rule 19b–4 thereunder,2 notice is hereby given that on October 15, 2008, Financial Industry Regulatory Authority, Inc. (‘‘FINRA’’) (f/k/a National Association of Securities Dealers, Inc. (‘‘NASD’’)) filed with the Securities and Exchange Commission (‘‘SEC’’ or ‘‘Commission’’) the proposed rule change as described in Items I, II, and III below, which Items have been prepared by FINRA. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. I. Self-Regulatory Organization’s Statement of the Terms of Substance of the Proposed Rule Change FINRA is proposing to amend Section 4(c) of Schedule A to the FINRA ByLaws (‘‘Schedule A’’) to increase certain qualification examination fees. Below is the text of the proposed rule change. Proposed new language is italicized; proposed deletions are in brackets. * * * * * Schedule A to the By-Laws of the Corporation * * * * * Section 4—Fees (a) and (b) No change (c) The following fees shall be assessed to each individual who registers to take an examination as described below. These fees are in addition to the registration fee described in paragraph (b). 1 15 2 17 E:\FR\FM\29OCN1.SGM U.S.C. 78s(b)(1). CFR 240.19b–4. 29OCN1

Agencies

[Federal Register Volume 73, Number 210 (Wednesday, October 29, 2008)]
[Notices]
[Page 64374]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E8-25881]


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SECURITIES AND EXCHANGE COMMISSION

[File No. 500-1]


Hat Trick Beverage, Inc.; Order of Suspension of Trading

October 27, 2008.
    It appears to the Securities and Exchange Commission that the 
public interest and the protection of investors require a suspension of 
trading in the securities of Hat Trick Beverage, Inc. because there is 
a lack of current and accurate information concerning its securities. 
Questions have arisen concerning the accuracy and adequacy of 
statements in the company's press releases regarding its business 
operations. Hat Trick Beverage, Inc., a company that has made no public 
filings with the Commission, is quoted on the Pink Sheets under the 
ticker symbol HKBV.
    The Commission is of the opinion that the public interest and the 
protection of investors require a suspension of trading in securities 
of the above-listed company. Therefore, it is ordered, pursuant to 
Section 12(k) of the Securities Exchange Act of 1934, that trading in 
the securities of the above-listed company is suspended for the period 
from 9:30 a.m. ET, October 27, 2008, through 11:59 p.m. ET, on November 
7, 2008.

    By the Commission.
J. Lynn Taylor,
Assistant Secretary.
[FR Doc. E8-25881 Filed 10-27-08; 11:15 am]
BILLING CODE 8011-01-P