Hat Trick Beverage, Inc.; Order of Suspension of Trading, 64374 [E8-25881]
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64374
Federal Register / Vol. 73, No. 210 / Wednesday, October 29, 2008 / Notices
Other matters relating to enforcement
proceedings.
At times, changes in Commission
priorities require alterations in the
scheduling of meeting items.
For further information and to
ascertain what, if any, matters have been
added, deleted or postponed, please
contact:
The Office of the Secretary at (202)
551–5400.
Dated: October 23, 2008.
Florence E. Harmon,
Acting Secretary.
[FR Doc. E8–25715 Filed 10–28–08; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
on the Pink Sheets under the ticker
symbol HKBV.
The Commission is of the opinion that
the public interest and the protection of
investors require a suspension of trading
in securities of the above-listed
company. Therefore, it is ordered,
pursuant to Section 12(k) of the
Securities Exchange Act of 1934, that
trading in the securities of the abovelisted company is suspended for the
period from 9:30 a.m. ET, October 27,
2008, through 11:59 p.m. ET, on
November 7, 2008.
By the Commission.
J. Lynn Taylor,
Assistant Secretary.
[FR Doc. E8–25881 Filed 10–27–08; 11:15
am]
BILLING CODE 8011–01–P
[File No. 500–1]
Hat Trick Beverage, Inc.; Order of
Suspension of Trading
SECURITIES AND EXCHANGE
COMMISSION
October 27, 2008.
jlentini on PROD1PC65 with NOTICES
It appears to the Securities and
Exchange Commission that the public
interest and the protection of investors
require a suspension of trading in the
securities of Hat Trick Beverage, Inc.
because there is a lack of current and
accurate information concerning its
securities. Questions have arisen
concerning the accuracy and adequacy
of statements in the company’s press
releases regarding its business
operations. Hat Trick Beverage, Inc., a
company that has made no public
filings with the Commission, is quoted
VerDate Aug<31>2005
17:17 Oct 28, 2008
Jkt 217001
[Release No. 34–58832; File No. SR–FINRA–
2008–053]
Self-Regulatory Organizations;
Financial Industry Regulatory
Authority, Inc.; Notice of Filing of
Proposed Rule Change To Amend
Section 4(c) of Schedule A of the
FINRA By-Laws To Increase Certain
Qualification Examination Fees
October 22, 2008.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
PO 00000
Frm 00074
Fmt 4703
Sfmt 4703
(‘‘Act’’) 1 and Rule 19b–4 thereunder,2
notice is hereby given that on October
15, 2008, Financial Industry Regulatory
Authority, Inc. (‘‘FINRA’’) (f/k/a
National Association of Securities
Dealers, Inc. (‘‘NASD’’)) filed with the
Securities and Exchange Commission
(‘‘SEC’’ or ‘‘Commission’’) the proposed
rule change as described in Items I, II,
and III below, which Items have been
prepared by FINRA. The Commission is
publishing this notice to solicit
comments on the proposed rule change
from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
FINRA is proposing to amend Section
4(c) of Schedule A to the FINRA ByLaws (‘‘Schedule A’’) to increase certain
qualification examination fees. Below is
the text of the proposed rule change.
Proposed new language is italicized;
proposed deletions are in brackets.
*
*
*
*
*
Schedule A to the By-Laws of the
Corporation
*
*
*
*
*
Section 4—Fees
(a) and (b) No change
(c) The following fees shall be
assessed to each individual who
registers to take an examination as
described below. These fees are in
addition to the registration fee described
in paragraph (b).
1 15
2 17
E:\FR\FM\29OCN1.SGM
U.S.C. 78s(b)(1).
CFR 240.19b–4.
29OCN1
Agencies
[Federal Register Volume 73, Number 210 (Wednesday, October 29, 2008)]
[Notices]
[Page 64374]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E8-25881]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[File No. 500-1]
Hat Trick Beverage, Inc.; Order of Suspension of Trading
October 27, 2008.
It appears to the Securities and Exchange Commission that the
public interest and the protection of investors require a suspension of
trading in the securities of Hat Trick Beverage, Inc. because there is
a lack of current and accurate information concerning its securities.
Questions have arisen concerning the accuracy and adequacy of
statements in the company's press releases regarding its business
operations. Hat Trick Beverage, Inc., a company that has made no public
filings with the Commission, is quoted on the Pink Sheets under the
ticker symbol HKBV.
The Commission is of the opinion that the public interest and the
protection of investors require a suspension of trading in securities
of the above-listed company. Therefore, it is ordered, pursuant to
Section 12(k) of the Securities Exchange Act of 1934, that trading in
the securities of the above-listed company is suspended for the period
from 9:30 a.m. ET, October 27, 2008, through 11:59 p.m. ET, on November
7, 2008.
By the Commission.
J. Lynn Taylor,
Assistant Secretary.
[FR Doc. E8-25881 Filed 10-27-08; 11:15 am]
BILLING CODE 8011-01-P