Sunshine Act Meeting, 64373-64374 [E8-25715]

Download as PDF Federal Register / Vol. 73, No. 210 / Wednesday, October 29, 2008 / Notices 2. Implementation of the Amendments Because the Amendments constitute Ministerial Amendments under both clause (1) of Section IV(b) of the CTA Plan and clause (1) of Section IV(c) of the CQ Plan, the Chairman of CTA and the CQ Plan’s Operating Committee may submit these Amendments to the Commission on behalf of the Participants in the Plans. Pursuant to Rule 608(b)(3)(ii) under the Act,6 the Participants designated Ministerial Amendments as amendments concerned solely with the administration of the Plans, and therefore the Amendments become effective upon filing with the Commission. C. Manner of Collecting, Processing, Sequencing, Making Available and Disseminating Last Sale Information Not applicable. 3. Development and Implementation Phases See Item B(2) above. G. Terms of Access to Transaction Reports Not applicable. 4. Analysis of Impact on Competition The proposed Amendments do not impose any burden on competition that is not necessary or appropriate in furtherance of the purposes of the Exchange Act. The Participants do not believe that the proposed plan Amendments introduce terms that are unreasonably discriminatory for the purposes of Section 11A(c)(1)(D) of the Exchange Act.7 H. Identification of Marketplace Execution Not applicable. 5. Written Understanding or Agreements Relating to Interpretation of, or Participation in, Plan Not applicable. 6. Approval by Sponsors in Accordance With Plan See Item B(2) above. 7. Description of Operation of Facility Contemplated by the Proposed Amendment a. Terms and Conditions of Access See Item A above. b. Method of Determination and Imposition, and Amount of, Fees and Charges See Item A above. c. Method of Frequency of Processor Evaluation Not applicable. d. Dispute Resolution Not applicable. II. Rule 601(a) jlentini on PROD1PC65 with NOTICES A. Equity Securities for Which Transaction Reports Shall be Required by the Plan Not applicable. B. Reporting Requirements Not applicable. 6 17 7 15 CFR 242.608(b)(3)(ii). U.S.C. 78k–1(c)(1)(D). VerDate Aug<31>2005 17:17 Oct 28, 2008 Jkt 217001 D. Manner of Consolidation Not applicable. E. Standards and Methods Ensuring Promptness, Accuracy and Completeness of Transaction Reports Not applicable. F. Rules and Procedures Addressed to Fraudulent or Manipulative Dissemination Not applicable. III. Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed Amendments are consistent with the Act. Comments may be submitted by any of the following methods: 64373 inspection and copying in the Commission’s Public Reference Room, on official business days between the hours of 10 a.m. and 3 p.m. Copies of the Amendments also will be available for inspection and copying at the principal office of the CTA. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR–CTA/CQ–2008–04 and should be submitted on or before November 19, 2008. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.8 Florence E. Harmon, Acting Secretary. [FR Doc. E8–25806 Filed 10–28–08; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meeting Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94–409, that the Securities and Exchange Electronic Comments Commission will hold a Closed Meeting • Use the Commission’s Internet on Thursday, November 6, 2008 at 2 comment form (http://www.sec.gov/ p.m. rules/sro.shtml); or Commissioners, Counsel to the • Send an e-mail to ruleCommissioners, the Secretary to the comments@sec.gov. Please include File Commission, and recording secretaries Number SR–CTA/CQ–2008–04 on the will attend the Closed Meeting. Certain subject line. staff members who have an interest in the matters also may be present. Paper Comments The General Counsel of the • Send paper comments in triplicate Commission, or his designee, has to Secretary, Securities and Exchange certified that, in his opinion, one or Commission, 100 F Street, NE., more of the exemptions set forth in 5 Washington, DC 20549–1090. U.S.C. 552b(c)(3), (5), (6), (7), 9(B) and All submissions should refer to File (10) and 17 CFR 200.402(a)(3), (5), (6), Number SR–CTA/CQ–2008–04. This file (7), 9(ii) and (10) permit consideration number should be included on the of the scheduled matters at the Closed subject line if e-mail is used. To help the Meeting. Commission process and review your Commissioner Aguilar, as duty comments more efficiently, please use officer, voted to consider the items only one method. The Commission will listed for the Closed Meeting in closed post all comments on the Commission’s session. Internet Web site (http://www.sec.gov/ The subject matter of the Closed rules/sro.shtml). Copies of the Meeting scheduled for Thursday, submission, all subsequent November 6, 2008 will be: amendments, all written statements Formal orders of investigation; with respect to the Amendments that Institution and settlement of are filed with the Commission, and all injunctive actions; written communications relating to the Institution and settlement of Amendments between the Commission administrative proceedings of an and any person, other than those that enforcement nature; may be withheld from the public in Adjudicatory matters; and accordance with the provisions of 5 8 17 CFR 200.30–3(a)(27). U.S.C. 552, will be available for PO 00000 Frm 00073 Fmt 4703 Sfmt 4703 E:\FR\FM\29OCN1.SGM 29OCN1 64374 Federal Register / Vol. 73, No. 210 / Wednesday, October 29, 2008 / Notices Other matters relating to enforcement proceedings. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 551–5400. Dated: October 23, 2008. Florence E. Harmon, Acting Secretary. [FR Doc. E8–25715 Filed 10–28–08; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION on the Pink Sheets under the ticker symbol HKBV. The Commission is of the opinion that the public interest and the protection of investors require a suspension of trading in securities of the above-listed company. Therefore, it is ordered, pursuant to Section 12(k) of the Securities Exchange Act of 1934, that trading in the securities of the abovelisted company is suspended for the period from 9:30 a.m. ET, October 27, 2008, through 11:59 p.m. ET, on November 7, 2008. By the Commission. J. Lynn Taylor, Assistant Secretary. [FR Doc. E8–25881 Filed 10–27–08; 11:15 am] BILLING CODE 8011–01–P [File No. 500–1] Hat Trick Beverage, Inc.; Order of Suspension of Trading SECURITIES AND EXCHANGE COMMISSION October 27, 2008. jlentini on PROD1PC65 with NOTICES It appears to the Securities and Exchange Commission that the public interest and the protection of investors require a suspension of trading in the securities of Hat Trick Beverage, Inc. because there is a lack of current and accurate information concerning its securities. Questions have arisen concerning the accuracy and adequacy of statements in the company’s press releases regarding its business operations. Hat Trick Beverage, Inc., a company that has made no public filings with the Commission, is quoted VerDate Aug<31>2005 17:17 Oct 28, 2008 Jkt 217001 [Release No. 34–58832; File No. SR–FINRA– 2008–053] Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Amend Section 4(c) of Schedule A of the FINRA By-Laws To Increase Certain Qualification Examination Fees October 22, 2008. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 PO 00000 Frm 00074 Fmt 4703 Sfmt 4703 (‘‘Act’’) 1 and Rule 19b–4 thereunder,2 notice is hereby given that on October 15, 2008, Financial Industry Regulatory Authority, Inc. (‘‘FINRA’’) (f/k/a National Association of Securities Dealers, Inc. (‘‘NASD’’)) filed with the Securities and Exchange Commission (‘‘SEC’’ or ‘‘Commission’’) the proposed rule change as described in Items I, II, and III below, which Items have been prepared by FINRA. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. I. Self-Regulatory Organization’s Statement of the Terms of Substance of the Proposed Rule Change FINRA is proposing to amend Section 4(c) of Schedule A to the FINRA ByLaws (‘‘Schedule A’’) to increase certain qualification examination fees. Below is the text of the proposed rule change. Proposed new language is italicized; proposed deletions are in brackets. * * * * * Schedule A to the By-Laws of the Corporation * * * * * Section 4—Fees (a) and (b) No change (c) The following fees shall be assessed to each individual who registers to take an examination as described below. These fees are in addition to the registration fee described in paragraph (b). 1 15 2 17 E:\FR\FM\29OCN1.SGM U.S.C. 78s(b)(1). CFR 240.19b–4. 29OCN1

Agencies

[Federal Register Volume 73, Number 210 (Wednesday, October 29, 2008)]
[Notices]
[Pages 64373-64374]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E8-25715]


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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meeting

    Notice is hereby given, pursuant to the provisions of the 
Government in the Sunshine Act, Public Law 94-409, that the Securities 
and Exchange Commission will hold a Closed Meeting on Thursday, 
November 6, 2008 at 2 p.m.
    Commissioners, Counsel to the Commissioners, the Secretary to the 
Commission, and recording secretaries will attend the Closed Meeting. 
Certain staff members who have an interest in the matters also may be 
present.
    The General Counsel of the Commission, or his designee, has 
certified that, in his opinion, one or more of the exemptions set forth 
in 5 U.S.C. 552b(c)(3), (5), (6), (7), 9(B) and (10) and 17 CFR 
200.402(a)(3), (5), (6), (7), 9(ii) and (10) permit consideration of 
the scheduled matters at the Closed Meeting.
    Commissioner Aguilar, as duty officer, voted to consider the items 
listed for the Closed Meeting in closed session.
    The subject matter of the Closed Meeting scheduled for Thursday, 
November 6, 2008 will be:
    Formal orders of investigation;
    Institution and settlement of injunctive actions;
    Institution and settlement of administrative proceedings of an 
enforcement nature;
    Adjudicatory matters; and

[[Page 64374]]

    Other matters relating to enforcement proceedings.
    At times, changes in Commission priorities require alterations in 
the scheduling of meeting items.
    For further information and to ascertain what, if any, matters have 
been added, deleted or postponed, please contact:
    The Office of the Secretary at (202) 551-5400.

    Dated: October 23, 2008.
Florence E. Harmon,
Acting Secretary.
 [FR Doc. E8-25715 Filed 10-28-08; 8:45 am]
BILLING CODE 8011-01-P