Airworthiness Standards; Propellers, 63339-63349 [E8-25418]
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Federal Register / Vol. 73, No. 207 / Friday, October 24, 2008 / Rules and Regulations
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[FR Doc. E8–25377 Filed 10–23–08; 8:45 am]
BILLING CODE 6714–01–P
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Parts 23, 25, 33, and 35
[Docket No.: FAA–2007–27310; Amendment
Nos. 23–59, 25–126, 33–28, and 35–5]
RIN 2120–AI95
Airworthiness Standards; Propellers
Federal Aviation
Administration (FAA), DOT.
ACTION: Final rule.
AGENCY:
SUMMARY: The FAA amends the
airworthiness standards for issuance of
original and amended type certificates
for airplane propellers. The previous
propeller requirements did not
adequately address the technological
advances of the past twenty years. The
new standards address these advances
in technology and harmonize FAA and
European Aviation Safety Agency
propeller certification requirements,
thereby simplifying airworthiness
approvals for imports and exports.
DATES: These amendments become
effective December 23, 2008.
FOR FURTHER INFORMATION CONTACT: For
questions concerning this final rule
contact Jay Turnberg, Engine and
Propeller Directorate Standards Staff,
ANE–110, Federal Aviation
Administration, 12 New England
Executive Park, Burlington,
Massachusetts 01803–5299; telephone
(781) 238–7116; facsimile (781) 238–
7199, e-mail: jay.turnberg@faa.gov.
SUPPLEMENTARY INFORMATION:
Authority for This Rulemaking
The FAA’s authority to issue rules on
aviation safety is found in Title 49 of the
United States Code. Subtitle I, section
106 describes the authority of the FAA
Administrator. Subtitle VII, Aviation
Programs, describes in more detail the
scope of the agency’s authority.
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63339
This rulemaking is promulgated
under the authority described in
Subtitle VII, Part A, Subpart III, section
44701, ’’General requirements.’’ Under
that section, the FAA is charged with
prescribing regulations for practices,
methods, and procedures the
Administrator finds necessary for safety
in air commerce, including minimum
safety standards for aircraft propellers.
This final rule is within the scope of
that authority because it updates
existing regulations for airplane
propellers.
Background
Over the past decade, advances in
technology have required repeated
application of special conditions or
special tests for many propeller
certification programs. In addition, the
need to demonstrate compliance with
both FAA and European Aviation Safety
Agency (EASA) requirements placed
additional burdens on propeller
manufacturers who required foreign
certification. Therefore, we concluded
that part 35 should be substantially
revised. This action harmonizes FAA
part 35 propeller certification
requirements with most of EASA’s
Certification Specifications for
Propellers (CS–P).
Summary of the Notice of Proposed
Rulemaking
On April 11, 2007 (72 FR 18136), the
FAA proposed changes to propeller
requirements in Title 14 Code of Federal
Regulations (14 CFR) parts 23, 25, 33,
and 35. We proposed to amend the
airworthiness standards for issuance of
original and amended type certificates
for aircraft propellers to address
advances in technology and harmonize
FAA requirements with EASA’s CS–P.
The comment period closed on June 11,
2007. We reopened the comment period
on June 20, 2007 (72 FR 33925) for an
additional 45 days in response to
requests from propeller manufacturers
for more time to comment. The
comment period closed again on August
6, 2007.
Summary of the Final Rule
This final rule on propeller
requirements contains no significant
changes from the Notice of Proposed
Rulemaking (NPRM) published on April
11, 2007. We made minor changes to
several sections to ensure clarity and
more consistency with EASA
regulations in response to the comments
we received. This rule harmonizes FAA
and EASA regulations for most of part
35, updates §§ 23.907 and 25.907 and
links part 35 to §§ 23.905, 25.901,
25.905, and 33.19.
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Summary of Comments
Six commenters made approximately
50 comments on the proposed rule. The
commenters included two industry
associations, two propeller
manufacturers, a foreign aviation
regulatory authority, and an individual.
Five commenters support the rule and
only requested changes that clarify
specific rule language. For example, the
Aircraft Owners and Pilots Association
(AOPA) agreed the proposed rule would
clarify what is expected from the FAA
for propeller certification. AOPA is
concerned, however, about the effect of
the proposed rule on the owners of
older general aviation aircraft that were
type certified with propellers that are no
longer being manufactured. EASA
agreed in principle with the rule, but
noted that it is not harmonized with the
latest amendment to its Certification
Specifications for Propellers.
The General Aviation Manufacturers
Association (GAMA) commented that
FAA’s effort to harmonize airworthiness
standards for propellers will help
ensure that a streamlined certification
process achieves the highest level of
safety. Only one commenter, MTPropeller, a German propeller
manufacturer, objected to the rule,
suggesting the rule is not compatible
with the needs of a modular propeller
system in which different propellers are
manufactured for a variety of airplanes.
Discussion of the Final Rule
Below is a more detailed discussion of
the rule as it relates to the comments we
received.
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Propeller Safety Analysis
We revised the text and title of § 35.15
to require applicants to conduct a safety
analysis of the propeller. The objective
of the safety analysis is to ensure the
collective risk from all propeller failure
conditions is acceptably low. The safety
analysis provides a level of assurance
that an acceptable total propeller design
risk is achievable through managing
individual risks to acceptable levels.
The safety analysis emphasizes reducing
the risk of an event proportionally with
the severity of the hazard it represents.
Our revision adds definitions in
§ 35.15(g) for hazardous and major
propeller effects based on CS–P,
historical JAR–P requirements, and the
propeller special conditions listed
under ‘‘Reference Material’’ in the
NPRM. We received several comments
on various aspects of the safety analysis
of the propeller.
GAMA recommended the FAA
consider removing two hazardous
propeller effects from those listed under
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proposed § 35.15(g)(1). The two effects
are: ‘‘(i) A significant overspeed of the
propeller’’; and ‘‘(vi) the unintended
movement of the propeller blades below
the established minimum in-flight lowpitch position.’’ GAMA argued that a
significant propeller overspeed does not
by itself create a hazardous propeller
effect, but rather, it may be a precursor
to either excessive propeller drag or
release of a major portion of the
propeller. GAMA claimed that since
both of these effects are already
proposed as hazardous propeller effects,
the effect under proposed paragraph (i)
should be eliminated. GAMA also noted
that the unintended movement of the
propeller blades below the established
minimum in-flight low-pitch position
does not by itself create a hazardous
propeller effect, but rather, it may be a
precursor to excessive drag. GAMA said
that since the effect of excessive drag is
already proposed as a hazardous
propeller effect, the hazardous propeller
effect under proposed paragraph (vi)
should be eliminated.
EASA contended their definition of
propeller hazardous effects does not
include ‘‘A significant overspeed of the
propeller’’ or ‘‘The unintended
movement of the propeller blades below
the established minimum in-flight lowpitch position’’ because these events are
not hazardous propeller effects by
themselves. EASA argued that these
events only become hazardous if they
result in the development of excessive
drag or the release of a portion of the
propeller, both of which are already in
the list of hazardous effects.
We agree these two hazardous
propeller effects, a significant overspeed
of the propeller and the unintended
movement of the propeller blades below
the established minimum in-flight lowpitch position, are precursors to the
hazardous propeller effects of either
excessive propeller drag or release of a
major portion of the propeller. We
revised the final rule to remove these
hazardous propeller effects.
GAMA and Hamilton Sundstrand
requested clarification about use of the
term ‘‘serviceability’’ in § 35.15(e)(1). In
the proposed rule, the sentence read:
‘‘This includes the verification of the
serviceability of items that could fail in
a latent manner.’’ GAMA noted the term
has two common interpretations
‘‘airworthiness’’ and ‘‘inspectability.’’
We agree the term ‘‘serviceability’’
may not be clear in this usage. By
‘‘serviceability,’’ we mean the items are
functioning properly. We, therefore,
removed the term ‘‘serviceability’’ from
the final rule and replaced it with the
phrase ‘‘are functioning properly’’ in
§ 35.15(e)(1).
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Hamilton Sundstrand also asked for
clarification of the term ‘‘appropriate
procedures’’ in § 35.15(e)(1) in the
sentence ‘‘Additionally, if errors in
maintenance of the propeller system
could lead to hazardous propeller
effects, the appropriate maintenance
procedures must be included in the
relevant propeller manuals.’’
In general, appropriate procedures are
statements and warnings in the
propeller maintenance manual,
overhaul manual, or other relevant
manuals. For example, if scheduled
maintenance is required on a critical
part of both propellers on a twin engine
airplane, a note should be added that
maintenance should be scheduled to be
conducted at different times so an error
is not introduced on both propellers at
the same time. Another example of
‘‘appropriate procedures’’ is to require
an independent check during the
installation of a critical part to validate
that it is installed correctly. Section
35.15(e)(1) is adopted as proposed.
Section 35.15(e)(3) lists ‘‘The
provision of specific instrumentation
not otherwise required’’ as items that
must be identified and substantiated if
the safety analysis depends on those
items. GAMA and Hamilton Sundstrand
asked for clarification of the term
‘‘provision.’’
The term ‘‘provision’’ means
providing or supplying something. If the
safety analysis depends on data
provided by specific instrumentation
that is not otherwise required, the
instrumentation must be identified in
the analysis and appropriately
substantiated. We find the wording of
the rule is consistent with our intent.
Harmonization With S–P Amendment 1
EASA commented the proposed rule
does not consider changes introduced
by CS–P Amendment 1. This
amendment, effective on November 16,
2006, revised the CS–P to add new
definitions and to modify the propeller
safety analysis and critical parts
requirements (CS–P 150 and 160,
respectively). Amendment 1 also added
a requirement that propeller
components located in a fire zone be
‘‘fire resistant.’’
We are aware of the differences
brought about as a result of Amendment
1. The Aviation Rulemaking Advisory
Committee has accepted a task and
established a new Propeller Working
Group that is assessing critical parts and
will make recommendations to the FAA
for revised propeller critical parts
requirements.
We do not believe additional changes
to fire resistant requirements are needed
for propeller components located in a
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fire zone. Section 35.23(b)(2) provides
that a fire cannot lead to hazardous
propeller effects. This requirement is
consistent with similar fire resistant
requirements in EASA’s Certification
Specifications for Propellers.
Modular Propeller System
Under part 35, a propeller is issued a
type certificate independent of the
airplane and engine on which it is
installed.
MT–Propeller recommended the rule
be crafted so it can be complied with by
a company with a modular propeller
system in which a variety of propeller
models, with different blade types and
diameters, can be certificated for
different airplanes.
This rule does not require all
potential engine/aircraft applications be
listed on the propeller’s type certificate
data sheet, and this is not required for
propeller certification. We find,
therefore, that companies that produce
propellers for a variety of engine/aircraft
installations can comply with the rule.
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Effect of New Part 35 on Older General
Aviation Aircraft
This final rule, like the proposed rule,
does not make any changes to Appendix
A to Part 35 or to § 35.4, Instructions for
Continued Airworthiness. AOPA
commented the FAA should consider
and evaluate the effect the proposed
rule would have on propeller
airworthiness options for owners of
older general aviation aircraft. This
population of aircraft may be type
certificated with propellers that are no
longer being manufactured or that can
no longer be overhauled to comply with
applicable instructions for continued
airworthiness. AOPA stated that a
supplemental type certificate may be the
‘‘only option’’ for these aircraft. AOPA
argued, therefore, that any aircraft or
propeller that falls into this category
should be exempt from these proposed
changes.
We considered the effect this rule will
have on aircraft that were type
certificated with propellers no longer
being manufactured or with propellers
that cannot be overhauled to comply
with applicable airworthiness
instructions. If the propeller type design
is unchanged, this rule will have no
effect on the propellers cited by AOPA.
The new part 35 only affects existing
propellers when the propeller type
design is changed. In that case, the
applicable propeller requirements
would then be assessed in accordance
with § 21.101.
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Propeller and Airplane Certification
We are adding a new paragraph (c) to
§ 35.1, Applicability, in the final rule to
more clearly define the relationship
between propeller and airplane
certification. This paragraph notes that
a propeller may not be installed on an
airplane unless the applicant has shown
compliance with either §§ 23.907 or
25.907, Propeller vibration and fatigue,
as applicable, or unless compliance is
not required for installation on that
airplane.
GAMA is concerned that § 35.1(c)
might be interpreted as not allowing
experimental or pre-production
configuration flight testing to occur.
GAMA suggested that changing the
word ‘‘installed’’ to ‘‘approved’’ would
accomplish the FAA’s objectives while
eliminating confusion. Hamilton
Sundstrand also requested that § 35.1(c)
be clarified to allow installation of
propellers for flight tests.
An airplane conducting preproduction or experimental flights
would fly under an experimental
certificate. An airplane with an
experimental certificate does not need
to show compliance with §§ 23.907 or
25.907. Our wording ‘‘or compliance is
not required for installation on that
airplane * * *’’ permits the installation
of the propeller on an airplane with an
experimental certificate. Further, we do
not agree with GAMA that changing
‘‘installed’’ to ‘‘approved’’ would
eliminate confusion. Our rule language
allows the installation of propellers on
airplanes that do not require compliance
with either §§ 23.907 or 25.907 and
prevents installation of propellers on
airplanes that do require compliance
with either §§ 23.907 or 25.907. For
instance, a propeller installed on an
airplane with an experimental
certificate is an approved configuration.
Features of the Propeller
The new § 35.7, Features and
characteristics, requires a propeller not
have any features or characteristics that
make it unsafe for the purposes for
which it is being certificated. Section
35.7(b) sets forth the applicant’s
responsibilities if a failure occurs during
a certification test.
Hamilton Sundstrand commented the
term ‘‘failure,’’ as used in § 35.7(b) ‘‘If a
failure occurs during a certification test
* * *’’ is vague. Hamilton claimed
some conditions that could affect
airworthiness might not be interpreted
as ‘‘failures’’ by the applicant. In
addition, not all failures necessarily
drive design changes (for instance, life
limits may be imposed instead).
Hamilton noted that analysis should be
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added as an option when acceptable to
the Administrator. Hamilton
Sundstrand recommended deleting
‘‘failure occurs’’ from § 35.7(b) and
replacing it with ‘‘test plan objective is
not met’’.
The phrase ‘‘test plan objective is not
met’’ does not encompass the intent of
the rule. A ‘‘failure’’ may represent a
‘failure of the component being tested’
or ‘a failure of the test rig such that the
certification test cannot be completed.’
Both of these instances fit the term
‘‘failure’’ and allow for appropriate
review by the Administrator. Therefore,
we find that the term ‘‘failure’’ best
describes the intent of the rule.
Feathering Propellers
We added a new § 35.22, Feathering
propellers, that incorporates
requirements for feathering propellers
formerly located in § 35.23(b) as well as
requirements from EASA’s CS–P 220,
‘‘Feathering Propellers.’’ The new
section requires that feathering
propellers be designed to feather from
all normal and emergency conditions in
flight, considering likely wear and
leakage. It also requires that applicants
document the feathering characteristics
and limitations in the appropriate
manuals. Section 35.22(c) requires that
the applicant design the propeller to be
capable of unfeathering at the minimum
declared outside air temperature after
stabilization to a steady-state
temperature.
GAMA requested the FAA change the
wording of § 35.22(a) as follows:
‘‘Feathering propellers are intended to
be featherable from all flight conditions,
taking into account expected wear and
leakage; however, any feathering or
unfeathering limitations must be
documented in the appropriate
manuals.’’ GAMA claimed that if
feathering propellers must be capable of
being feathered from all conditions inflight, then it is contradictory to require
documentation of unfeathering
limitations.
We agree and modified § 35.22(a) in
the final rule to remove the requirement
that propellers be designed to feather
from all conditions in flight.
GAMA asked for clarification in
advisory material for § 35.22(c), since
there is no declared test duration or
required unfeathering rate, and
Hamilton Sundstrand suggested
changing the paragraph wording for
clarification.
We agree and changed § 35.22(c) in
the final rule to read: ‘‘Feathering
propellers must be designed to be
capable of unfeathering after the
propeller system has stabilized to the
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minimum declared outside air
temperature.’’
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Bird Impact
We added a new § 35.36, Bird impact,
to part 35 to address bird impact with
the propeller. The new § 35.36 requires
the propeller to withstand a 4-pound
bird impact without contributing to a
major or hazardous propeller effect.
This requirement is based on extensive
service history and applies to all
propeller designs, except fixed-pitch
wood propellers of conventional design.
GAMA commented that metal
propellers of conventional design, given
their substantial and positive service
experience, should be exempt from the
proposed changes to § 35.36. MT–
Propellers stated that if metal propellers
are exempt then propellers with
detachable wooden blades should also
be exempt.
Service experience with current type
certificated metal propeller designs has
shown that these designs are able to
withstand the impact of a 4-pound bird.
This section is adopted as proposed.
Fatigue Evaluation of the Propeller
We proposed to revise § 35.37, which
was not harmonized with CS–P 370, to
more adequately address composite
materials. The new § 35.37 expands the
requirement to all materials and
components (including controls system
components, if applicable) whose
failure would cause a hazardous
propeller effect. It also adds
environmental effects to the factors that
must be considered when establishing
fatigue limits. We also proposed adding
a requirement in § 35.37(c) for
applicants to conduct a fatigue
evaluation of the propeller to show that
hazardous propeller effects due to
fatigue will be avoided throughout the
intended operational life of the
propeller, and we renamed § 35.37 from
‘‘Fatigue limit tests’’ to ‘‘Fatigue limits
and evaluation.’’
GAMA commented the requirement
for a fatigue evaluation in § 35.37(c) is
unnecessary and compliance with this
paragraph is unclear. GAMA indicated
this requirement duplicates the
requirements in proposed §§ 23.907 and
25.907, which also require a fatigue
evaluation.
We established the fatigue evaluation
in § 35.37(c) so that, at a minimum, the
propeller will be shown to be acceptable
for fatigue on a typical airplane. If the
airplane installation is known at the
time of propeller certification, then the
same fatigue evaluation may be used to
show compliance with §§ 23.907 or
25.907. If the airplane installation is not
known, a typical airplane will be
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assumed. Without this requirement, a
propeller that does not have the
capability to be installed on an airplane
could be certificated. This section is
adopted as proposed.
Lightning Strike
We added a new § 35.38, Lightning
strike, to harmonize with CS–P 380,
Lightning Strike. Part 35 formerly had
no lightning strike requirements.
Section 35.38 requires that composite
propellers withstand a lightning strike
without contributing to a major or
hazardous propeller effect. The new
requirement applies to metallic blades
but allows compliance by experience
from similar designs. We excluded
conventional fixed-pitch wood
propellers from the requirement because
of their satisfactory service experience.
GAMA commented that, based on
substantial and positive service
experience, metal propellers of
conventional design should be exempt
from the requirements of § 35.38.
Service experience with current type
certificated metal propeller designs has
shown that these designs are able to
withstand lightning strike. Proposed
§ 35.38 allows for use of service
experience on similar designs to show
compliance with lightning strike
provisions. This section is adopted as
proposed.
Overspeed and Overtorque
We added a new overspeed and
overtorque requirement in § 35.41 to
harmonize with CS-P 410(a). This
section requires that applicants verify
the declared transient overspeed and
overtorque limits of the propeller.
GAMA commented that § 35.41(a)(1)
and (b)(1), which refer to the applicant
seeking approval for transient maximum
propeller overspeed and overtorque,
respectively, should be part of advisory
material rather than the rule as they
represent one method, but not the only
method, of compliance. GAMA claimed
the requirements of paragraphs (a)(1)
and (b)(1) are inconsistent with the
requirements of CS–P as EASA does not
require demonstration that ‘‘* * * the
propeller is capable of further operation
without maintenance action.’’
Transient overspeed conditions will
occur over the life of the propeller. This
rule establishes a limit where no
maintenance is required. It does not
prevent an applicant from establishing
other overspeed limits that do require
maintenance action. The sentence is
included in the requirement to define
the intent of an overspeed limit. It is
consistent with EASA definitions.
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Propeller Accessories
We revised §§ 23.905, Propellers, and
25.905, Propellers, to ensure that
propeller controls that are certified as
part of the airplane or engine type
design meet the same requirements as
propeller controls that are certified as
part of the propeller design.
GAMA and Hamilton Sundstrand
suggested the FAA consider including
requirements in § 23.905 for propeller
accessories, such as spinners and deicing equipment, to satisfy the
requirement of § 35.35(c) for overload.
GAMA noted in many cases this
equipment is not type certificated with
the propeller, but rather aircraft
manufacturers or modifiers may install
their own spinners and de-icing
equipment and in these cases no similar
tests are required.
Part 23 requirements for airplane
components requirements are beyond
the scope of the proposed rule.
Paperwork Reduction Act
The Paperwork Reduction Act of 1995
(44 U.S.C. 3507(d)) requires that the
FAA consider the impact of paperwork
and other information collection
burdens imposed on the public. We
have determined there is no current or
new requirement for information
collection associated with this
amendment.
International Compatibility
In keeping with U.S. obligations
under the Convention on International
Civil Aviation, it is FAA policy to
comply with International Civil
Aviation Organization (ICAO) Standards
and Recommended Practices to the
maximum extent practicable. The FAA
has reviewed the corresponding ICAO
Standards and Recommended Practices
and has identified no differences with
these regulations.
Regulatory Evaluation, Regulatory
Flexibility Determination, International
Trade Impact Assessment, and
Unfunded Mandates Assessment
Changes to Federal regulations must
undergo several economic analyses.
First, Executive Order 12866 directs that
each Federal agency shall propose or
adopt a regulation only upon a reasoned
determination that the benefits of the
intended regulation justify its costs.
Second, the Regulatory Flexibility Act
of 1980 (Pub. L. 96–354) requires
agencies to analyze the economic
impact of regulatory changes on small
entities. Third, the Trade Agreements
Act (Pub. L. 96–39) prohibits agencies
from setting standards that create
unnecessary obstacles to the foreign
commerce of the United States. In
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developing U.S. standards, this Trade
Act requires agencies to consider
international standards and, where
appropriate, that they be the basis of
U.S. standards. Fourth, the Unfunded
Mandates Reform Act of 1995 (Pub. L.
104–4) requires agencies to prepare a
written assessment of the costs, benefits,
and other effects of proposed or final
rules that include a Federal mandate
likely to result in the expenditure by
State, local, or tribal governments, in the
aggregate, or by the private sector, of
$100 million or more annually (adjusted
for inflation with base year of 1995).
This portion of the preamble
summarizes the FAA’s analysis of the
economic impacts of this final rule.
Department of Transportation Order
DOT 2100.5 prescribes policies and
procedures for simplification, analysis,
and review of regulations. If the
expected cost impact is so minimal that
a proposed or final rule does not
warrant a full evaluation, this order
permits that a statement to that effect
and the basis for it be included in the
preamble if a full regulatory evaluation
of the cost and benefits is not prepared.
Such a determination has been made for
this final rule. The reasoning for this
determination follows.
To a great extent this final rule
requires propeller manufacturers to
certificate future production propellers
for sale in the United States to the same
European standards that these firms
already meet. EASA became responsible
for certification of aircraft, engines,
parts and appliances on September 28,
2003 by Commission Regulation (EC)
1702/2003. Because the U.S. and
European effort to have common
certification propeller regulations was
almost completed when EASA became
operational, the proposed part 35 and
the European propeller requirements
CS–P are almost identical. CS-P is now
an official rule of a foreign regulatory
agency while this is a final rule. To
export propellers to Europe, U.S.
manufacturers now must meet the
European requirements. Before EASA
issued these requirements, industry
provided us with a cost estimate of $31
million over a 25-year analysis period
for them to be in compliance with the
FAA proposed propeller requirements
which would have codified existing
special tests and conditions. However,
as manufacturers are already in
compliance with these now harmonized
requirements, there are no additional
compliance costs.
This final rule has only one regulation
stricter than EASA’s CS–P. This rule
will codify the current special condition
4-pound bird strike test for composite
propeller blades. CS–P requires newly
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certificated propellers to withstand a 4pound bird strike for equivalent part 25
airplanes. However, CS–P requires
newly certificated propellers to
withstand a 2.8-pound bird strike for
equivalent part 23 commuter airplanes
and does not require a bird strike test for
other equivalent part 23 airplanes. U.S.
propeller manufacturers provided us
with their estimated costs to meet the
proposed 4-pound requirement. Over a
25-year analysis period (based on the
operational life of a propeller) we
estimate the total cost for 635 future
propellers to be $458,000 or $213,000 in
present value (7 percent discount rate)
or approximately $335 per propeller.
For the NPRM we stated this cost would
be minimal. We received no comments
disputing this finding; therefore we
believe our finding is correct.
The benefits from this higher birdstrike requirement are the expected
continuation of over 50 million flight
hours with no accidents attributed to
bird impacts against composite
propellers despite many bird strikes.
Between 1990 and 2004, there have
been over 150 bird strikes to part 23
propellers (see the FAA National
Wildlife Strike Database, Version 6.0,
February 26, 2005; available online at
https://wildlife.pr.erau.edu/public/
index1.html).
No substantive changes were made to
the proposed rule as a result of the
comments received. One comment was
received on the regulatory evaluation.
The commenter agreed with the FAA
that the economic effects on the
industry would be minimal. Therefore,
the regulatory evaluation did not change
the determination that the benefits
exceed the costs and the rule imposes
minimal costs.
FAA has, therefore, determined that
this final rule is not a ‘‘significant
regulatory action’’ as defined in section
3(f) of Executive Order 12866, and is not
‘‘significant’’ as defined in DOT’s
Regulatory Policies and Procedures.
Regulatory Flexibility Determination
The Regulatory Flexibility Act of 1980
(Pub. L. 96–354) (RFA) establishes
‘‘* * * as a principle of regulatory
issuance that agencies shall endeavor,
consistent with the objectives of the rule
and of applicable statutes, to fit
regulatory and informational
requirements to the scale of the
business, organizations, and
governmental jurisdictions subject to
regulation. To achieve this principle,
agencies are required to solicit and
consider flexible regulatory proposals
and to explain the rationale for their
actions to assure that such proposals are
given serious consideration.’’ The RFA
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63343
covers a wide range of small entities,
including small businesses, not-forprofit organizations and small
governmental jurisdictions.
Agencies must perform a review to
determine whether a rule will have a
significant economic impact on a
substantial number of small entities. If
the determination is that it will, the
agency must prepare a regulatory
flexibility analysis as described in the
RFA.
However, if an agency determines that
a rule is not expected to have a
significant economic impact on a
substantial number of small entities,
section 605(b) of the RFA provides that
the head of the agency may so certify
and a regulatory flexibility analysis is
not required. The certification must
include a statement providing the
factual basis for this determination, and
the reasoning should be clear.
The purpose of this FRFA is to ensure
that the agency has considered all
reasonable regulatory alternatives that
would minimize the final rule’s
economic burdens for affected small
entities, while achieving its safety
objectives.
Under Section 603 of the RFA, the
analysis must address:
1. Reasons for this final rule.
2. Significant issues raised in public
comments in response to the Initial
Regulatory Flexibility Analysis (IRFA).
3. Estimated number of small entities
to which this rule would apply.
4. Recordkeeping and other
compliance requirements of this rule.
1. Reasons for This Rule
The FAA revised the airworthiness
standards for the issuance of original
and amended type certificates for
airplane propellers. The previous
propeller requirements did not
adequately address the technological
advances of the past 20 years. The new
standards address the current advances
in technology and harmonize the FAA
requirements with the existing
requirements of Certification
Specifications for Propellers of the
EASA. This final rule establishes nearly
uniform standards for aircraft propellers
certified by the United States under
FAA standards and by European
countries under EASA standards,
thereby simplifying airworthiness
approvals for import and export
products.
2. Significant Issues Raised in Public
Comments in Response to the IRFA
We received no comments on the
IRFA. Therefore, no changes were made
to the IRFA as a result of comments
received.
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Federal Register / Vol. 73, No. 207 / Friday, October 24, 2008 / Rules and Regulations
3. Estimated Number of Small Firms
Potentially Impacted
small entity size and cost thresholds
that vary depending on the affected
industry. The Small Business
Administration (SBA) uses the NAICS
(North American Industry Classification
System) 2002 to determine size
standards for small businesses. There is
no entry in the NAICS 2002 for
Under the RFA, the FAA must
determine whether or not a proposal
significantly affects a substantial
number of small entities. This
determination is typically based on
propeller manufacturers. However, the
NAICS 2002 does list under Sectors 31–
33, Manufacturing, Subsector 336,
Transportation Equipment
Manufacturing, which in turn lists the
following numbers and number of
employees as shown in the following
table:
Number of
employees
NAICS 2002 No.
Description
336411 ...........................
336412 ...........................
336413 ...........................
Aircraft Manufacturing .............................................................................................................................
Aircraft Engine and Engine Parts Manufacturing ...................................................................................
Other Aircraft Part and Auxiliary Equipment ...........................................................................................
Propeller manufacturing could be
included in #336412, Aircraft Engine
and Aircraft Parts Manufacturing; or
#336413, Other Aircraft Parts and
Auxiliary Equipment Manufacturing.
Both these categories use 1,000
employees to define a small business.
Therefore, the FAA defines a small
business in the variable pitch propeller
manufacturing industry as a business
with 1,000 or less employees. In
accordance with SBA usage, this
number applies to the ultimate
ownership of the company.
In 2008, the American airplane
variable pitch propeller industry
consisted of three firms. These firms
were Hamilton Sundstrand, Hartzell
Propeller, and McCauley Propeller
Systems. Hamilton Sundstrand is a
subsidiary of United Technologies
which employed approximately 226,000
people and had annual revenues of
approximately $55 billion in 2007.1
McCauley Propeller Systems is owned
by Cessna, which, in turn, is owned by
Textron, Inc. Textron employed some
44,000 people and had annual revenues
of some $13 billion in 2007.2 Hartzell
Propeller, Inc. employed 300 employees
in 2007 and had annual revenues
between $20 and $50 million in 2007.3
In conclusion, using the above
criteria, Hartzell is a small business and
Hamilton Sundstrand and McCauley are
not small businesses. As only one small
entity will be affected by the rule and
the rule imposes only minimal costs,
there are not a substantial number of
small entities that will be adversely
affected by this rule. Therefore, as the
acting FAA Administrator, I certify that
this rule will not have a significant
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1 United
Technologies Corporation—Our Profile,
https://www.utc.com/profile/facts/index.htm,
(Accessed 04/10/2008).
2 https://www.textron.com/about/company/
index.jsp (Accessed 04/10/2008).
3 Reference USA, Version 2008.4, https://
www.referenceusa.com/bd/
results.asp?backHistory=true (Accessed 04/11/
2008).
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15:58 Oct 23, 2008
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1,500
1,000
1,000
economic impact on a substantial
number of small entities.
levels of government, and, therefore,
does not have federalism implications.
International Trade Impact Assessment
Environmental Analysis
The Trade Agreements Act of 1979
(Pub. L. 96–39) prohibits Federal
agencies from establishing any
standards or engaging in related
activities that create unnecessary
obstacles to the foreign commerce of the
United States. Legitimate domestic
objectives, such as safety, are not
considered unnecessary obstacles. The
statute also requires consideration of
international standards and, where
appropriate, that they be the basis for
U.S. standards. The FAA has assessed
the potential effect of this final rule and
determined that it is in accord with the
Trade Agreements Act as the final rule
uses European standards as the basis for
United States regulation.
FAA Order 1050.1E identifies FAA
actions that are categorically excluded
from preparation of an environmental
assessment or environmental impact
statement under the National
Environmental Policy Act in the
absence of extraordinary circumstances.
The FAA has determined this
rulemaking action qualifies for the
categorical exclusion identified in
paragraph 312d and involves no
extraordinary circumstances.
Unfunded Mandates Assessment
Title II of the Unfunded Mandates
Reform Act of 1995 (Pub. L. 104–4)
requires each Federal agency to prepare
a written statement assessing the effects
of any Federal mandate in a proposed or
final agency rule that may result in an
expenditure of $100 million or more (in
1995 dollars) in any one year by State,
local, and tribal governments, in the
aggregate, or by the private sector; such
a mandate is deemed to be a ‘‘significant
regulatory action.’’ The FAA currently
uses an inflation-adjusted value of
$136.1 million in lieu of $100 million.
This final rule does not contain such
a mandate; therefore, the requirements
of Title II of the Act do not apply.
Executive Order 13132, Federalism
The FAA has analyzed this final rule
under the principles and criteria of
Executive Order 13132, Federalism. We
determined that this action will not
have a substantial direct effect on the
States, or the relationship between the
national Government and the States, or
on the distribution of power and
responsibilities among the various
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Regulations That Significantly Affect
Energy Supply, Distribution, or Use
The FAA has analyzed this final rule
under Executive Order 13211, Actions
Concerning Regulations that
Significantly Affect Energy Supply,
Distribution, or Use (May 18, 2001). We
have determined that it is not a
‘‘significant energy action’’ under the
executive order because it is not a
‘‘significant regulatory action’’ under
Executive Order 12866, and it is not
likely to have a significant adverse effect
on the supply, distribution, or use of
energy.
Availability of Rulemaking Documents
You can get an electronic copy of
rulemaking documents using the
Internet by—
1. Searching the Federal eRulemaking
Portal (https://www.regulations.gov);
2. Visiting the FAA’s Regulations and
Policies Web page at https://
www.faa.gov/regulations_policies; or
3. Accessing the Government Printing
Office’s Web page at https://
www.gpoaccess.gov/fr/.
You can also get a copy by sending a
request to the Federal Aviation
Administration, Office of Rulemaking,
ARM–1, 800 Independence Avenue,
SW., Washington, DC 20591, or by
calling (202) 267–9680. Make sure to
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Federal Register / Vol. 73, No. 207 / Friday, October 24, 2008 / Rules and Regulations
identify the amendment number or
docket number of this rulemaking.
Anyone is able to search the
electronic form of all comments
received into any of our dockets by the
name of the individual submitting the
comment (or signing the comment, if
submitted on behalf of an association,
business, labor union, etc.). You may
review DOT’s complete Privacy Act
statement in the Federal Register
published on April 11, 2000 (Volume
65, Number 70; Pages 19477–78) or you
may visit https://DocketsInfo.dot.gov.
§ 23.907
Propeller vibration and fatigue.
■
This section does not apply to fixedpitch wood propellers of conventional
design.
(a) The applicant must determine the
magnitude of the propeller vibration
stresses or loads, including any stress
peaks and resonant conditions,
throughout the operational envelope of
the airplane by either:
(1) Measurement of stresses or loads
through direct testing or analysis based
on direct testing of the propeller on the
airplane and engine installation for
which approval is sought; or
(2) Comparison of the propeller to
similar propellers installed on similar
airplane installations for which these
measurements have been made.
(b) The applicant must demonstrate
by tests, analysis based on tests, or
previous experience on similar designs
that the propeller does not experience
harmful effects of flutter throughout the
operational envelope of the airplane.
(c) The applicant must perform an
evaluation of the propeller to show that
failure due to fatigue will be avoided
throughout the operational life of the
propeller using the fatigue and
structural data obtained in accordance
with part 35 of this chapter and the
vibration data obtained from
compliance with paragraph (a) of this
section. For the purpose of this
paragraph, the propeller includes the
hub, blades, blade retention component
and any other propeller component
whose failure due to fatigue could be
catastrophic to the airplane. This
evaluation must include:
(1) The intended loading spectra
including all reasonably foreseeable
propeller vibration and cyclic load
patterns, identified emergency
conditions, allowable overspeeds and
overtorques, and the effects of
temperatures and humidity expected in
service.
(2) The effects of airplane and
propeller operating and airworthiness
limitations.
Authority: 49 U.S.C. 106(g), 40113, 44701–
44702, 44704.
PART 25—AIRWORTHINESS
STANDARDS: TRANSPORT
CATEGORY AIRPLANES
2. Revise § 23.905(d) to read as
follows:
■
Small Business Regulatory Enforcement
Fairness Act
The Small Business Regulatory
Enforcement Fairness Act (SBREFA) of
1996 requires FAA to comply with
small entity requests for information or
advice about compliance with statutes
and regulations within its jurisdiction. If
you are a small entity and you have a
question regarding this document, you
may contact your local FAA official, or
the person listed under the FOR FURTHER
INFORMATION CONTACT heading at the
beginning of the preamble. You can find
out more about SBREFA on the Internet
at https://www.faa.gov/regulations_
policies/rulemaking/sbre_act/.
List of Subjects in 14 CFR Parts 23, 25,
33 and 35
Air transportation, Aircraft, Aviation
safety, Safety.
The Amendment
In consideration of the foregoing, the
Federal Aviation Administration
amends parts 23, 25, 33, and 35 of Title
14 Code of Federal Regulations as
follows:
■
PART 23—AIRWORTHINESS
STANDARDS: NORMAL, UTILITY,
ACROBATIC, AND COMMUTER
CATEGORY AIRPLANES
1. The authority citation for part 23
continues to read as follows:
■
§ 23.905
Propellers.
*
mstockstill on PROD1PC66 with RULES
4. The authority citation for part 25
continues to read as follows:
*
*
*
*
(d) The propeller blade pitch control
system must meet the requirements of
§§ 35.21, 35.23, 35.42 and 35.43 of this
chapter.
*
*
*
*
*
■
Authority: 49 U.S.C. 106(g), 40113, 44701–
44702, 44704.
5. Revise § 25.901(b)(1)(i) to read as
follows:
■
§ 25.901
*
3. Revise § 23.907 to read as follows:
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Installation.
*
*
(b) * * *
(1) * * *
Frm 00017
*
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*
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63345
(i) The installation instructions
provided under §§ 33.5 and 35.3 of this
chapter; and
*
*
*
*
*
■ 6. Revise § 25.905(c) to read as
follows:
§ 25.905
Propellers.
*
*
*
*
*
(c) The propeller blade pitch control
system must meet the requirements of
§§ 35.21, 35.23, 35.42 and 35.43 of this
chapter.
*
*
*
*
*
■ 7. Revise § 25.907 to read as follows:
§ 25.907
Propeller vibration and fatigue.
This section does not apply to fixedpitch wood propellers of conventional
design.
(a) The applicant must determine the
magnitude of the propeller vibration
stresses or loads, including any stress
peaks and resonant conditions,
throughout the operational envelope of
the airplane by either:
(1) Measurement of stresses or loads
through direct testing or analysis based
on direct testing of the propeller on the
airplane and engine installation for
which approval is sought; or
(2) Comparison of the propeller to
similar propellers installed on similar
airplane installations for which these
measurements have been made.
(b) The applicant must demonstrate
by tests, analysis based on tests, or
previous experience on similar designs
that the propeller does not experience
harmful effects of flutter throughout the
operational envelope of the airplane.
(c) The applicant must perform an
evaluation of the propeller to show that
failure due to fatigue will be avoided
throughout the operational life of the
propeller using the fatigue and
structural data obtained in accordance
with part 35 of this chapter and the
vibration data obtained from
compliance with paragraph (a) of this
section. For the purpose of this
paragraph, the propeller includes the
hub, blades, blade retention component
and any other propeller component
whose failure due to fatigue could be
catastrophic to the airplane. This
evaluation must include:
(1) The intended loading spectra
including all reasonably foreseeable
propeller vibration and cyclic load
patterns, identified emergency
conditions, allowable overspeeds and
overtorques, and the effects of
temperatures and humidity expected in
service.
(2) The effects of airplane and
propeller operating and airworthiness
limitations.
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Federal Register / Vol. 73, No. 207 / Friday, October 24, 2008 / Rules and Regulations
PART 33—AIRWORTHINESS
STANDARDS: AIRCRAFT ENGINES
8. The authority citation for part 33
continues to read as follows:
■
Authority: 49 U.S.C. 106(g), 40113, 44701–
44702, 44704.
■
9. Revise § 33.19(b) to read as follows:
§ 33.19
Durability.
*
*
*
*
*
(b) Each component of the propeller
blade pitch control system which is a
part of the engine type design must meet
the requirements of §§ 35.21, 35.23,
35.42 and 35.43 of this chapter.
PART 35—AIRWORTHINESS
STANDARDS: PROPELLERS
10. The authority citation for part 35
continues to read as follows:
■
Authority: 49 U.S.C. 106(g), 40113, 44701–
44702, 44704.
Subpart A—General
11. Amend § 35.1 by adding new
paragraphs (c) and (d) to read as follows:
■
§ 35.1
Applicability.
*
*
*
*
*
(c) An applicant is eligible for a
propeller type certificate and changes to
those certificates after demonstrating
compliance with subparts A, B and C of
this part. However, the propeller may
not be installed on an airplane unless
the applicant has shown compliance
with either § 23.907 or § 25.907 of this
chapter, as applicable, or compliance is
not required for installation on that
airplane.
(d) For the purposes of this part, the
propeller consists of those components
listed in the propeller type design, and
the propeller system consists of the
propeller and all the components
necessary for its functioning, but not
necessarily included in the propeller
type design.
■ 12. Add § 35.2 to read as follows:
§ 35.2
Propeller configuration.
The applicant must provide a list of
all the components, including
references to the relevant drawings and
software design data, that define the
type design of the propeller to be
approved under § 21.31 of this chapter.
■ 13. Revise § 35.3 to read as follows:
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§ 35.3 Instructions for propeller
installation and operation.
The applicant must provide
instructions that are approved by the
Administrator. Those approved
instructions must contain:
(a) Instructions for installing the
propeller, which:
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15:58 Oct 23, 2008
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(1) Include a description of the
operational modes of the propeller
control system and functional interface
of the control system with the airplane
and engine systems;
(2) Specify the physical and
functional interfaces with the airplane,
airplane equipment and engine;
(3) Define the limiting conditions on
the interfaces from paragraph (a)(2) of
this section;
(4) List the limitations established
under § 35.5;
(5) Define the hydraulic fluids
approved for use with the propeller,
including grade and specification,
related operating pressure, and filtration
levels; and
(6) State the assumptions made to
comply with the requirements of this
part.
(b) Instructions for operating the
propeller which must specify all
procedures necessary for operating the
propeller within the limitations of the
propeller type design.
■ 14. Revise § 35.5 to read as follows:
§ 35.5 Propeller ratings and operating
limitations.
(a) Propeller ratings and operating
limitations must:
(1) Be established by the applicant
and approved by the Administrator.
(2) Be included directly or by
reference in the propeller type
certificate data sheet, as specified in
§ 21.41 of this chapter.
(3) Be based on the operating
conditions demonstrated during the
tests required by this part as well as any
other information the Administrator
requires as necessary for the safe
operation of the propeller.
(b) Propeller ratings and operating
limitations must be established for the
following, as applicable:
(1) Power and rotational speed:
(i) For takeoff.
(ii) For maximum continuous.
(iii) If requested by the applicant,
other ratings may also be established.
(2) Overspeed and overtorque limits.
■ 15. Add § 35.7 to read as follows:
§ 35.7
Features and characteristics.
(a) The propeller may not have
features or characteristics, revealed by
any test or analysis or known to the
applicant, that make it unsafe for the
uses for which certification is requested.
(b) If a failure occurs during a
certification test, the applicant must
determine the cause and assess the
effect on the airworthiness of the
propeller. The applicant must make
changes to the design and conduct
additional tests that the Administrator
finds necessary to establish the
airworthiness of the propeller.
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Subpart B—Design and Construction
§ 35.11
■
§ 35.13
■
■
[Removed and Reserved.]
16. Remove and reserve § 35.11.
[Removed and Reserved.]
17. Remove and reserve § 35.13.
18. Revise § 35.15 to read as follows:
§ 35.15
Safety analysis.
(a)(1) The applicant must analyze the
propeller system to assess the likely
consequences of all failures that can
reasonably be expected to occur. This
analysis will take into account, if
applicable:
(i) The propeller system in a typical
installation. When the analysis depends
on representative components, assumed
interfaces, or assumed installed
conditions, the assumptions must be
stated in the analysis.
(ii) Consequential secondary failures
and dormant failures.
(iii) Multiple failures referred to in
paragraph (d) of this section, or that
result in the hazardous propeller effects
defined in paragraph (g)(1) of this
section.
(2) The applicant must summarize
those failures that could result in major
propeller effects or hazardous propeller
effects defined in paragraph (g) of this
section, and estimate the probability of
occurrence of those effects.
(3) The applicant must show that
hazardous propeller effects are not
predicted to occur at a rate in excess of
that defined as extremely remote
(probability of 10¥7 or less per propeller
flight hour). Since the estimated
probability for individual failures may
be insufficiently precise to enable the
applicant to assess the total rate for
hazardous propeller effects, compliance
may be shown by demonstrating that the
probability of a hazardous propeller
effect arising from an individual failure
can be predicted to be not greater than
10¥8 per propeller flight hour. In
dealing with probabilities of this low
order of magnitude, absolute proof is
not possible and reliance must be
placed on engineering judgment and
previous experience combined with
sound design and test philosophies.
(b) If significant doubt exists as to the
effects of failures or likely combination
of failures, the Administrator may
require assumptions used in the
analysis to be verified by test.
(c) The primary failures of certain
single elements (for example, blades)
cannot be sensibly estimated in
numerical terms. If the failure of such
elements is likely to result in hazardous
propeller effects, then compliance may
be shown by reliance on the prescribed
integrity requirements of this part.
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These instances must be stated in the
safety analysis.
(d) If reliance is placed on a safety
system to prevent a failure progressing
to hazardous propeller effects, the
possibility of a safety system failure in
combination with a basic propeller
failure must be included in the analysis.
Such a safety system may include safety
devices, instrumentation, early warning
devices, maintenance checks, and other
similar equipment or procedures. If
items of the safety system are outside
the control of the propeller
manufacturer, the assumptions of the
safety analysis with respect to the
reliability of these parts must be clearly
stated in the analysis and identified in
the propeller installation and operation
instructions required under § 35.3.
(e) If the safety analysis depends on
one or more of the following items,
those items must be identified in the
analysis and appropriately
substantiated.
(1) Maintenance actions being carried
out at stated intervals. This includes
verifying that items that could fail in a
latent manner are functioning properly.
When necessary to prevent hazardous
propeller effects, these maintenance
actions and intervals must be published
in the instructions for continued
airworthiness required under § 35.4.
Additionally, if errors in maintenance of
the propeller system could lead to
hazardous propeller effects, the
appropriate maintenance procedures
must be included in the relevant
propeller manuals.
(2) Verification of the satisfactory
functioning of safety or other devices at
pre-flight or other stated periods. The
details of this satisfactory functioning
must be published in the appropriate
manual.
(3) The provision of specific
instrumentation not otherwise required.
Such instrumentation must be
published in the appropriate
documentation.
(4) A fatigue assessment.
(f) If applicable, the safety analysis
must include, but not be limited to,
assessment of indicating equipment,
manual and automatic controls,
governors and propeller control
systems, synchrophasers, synchronizers,
and propeller thrust reversal systems.
(g) Unless otherwise approved by the
Administrator and stated in the safety
analysis, the following failure
definitions apply to compliance with
this part.
(1) The following are regarded as
hazardous propeller effects:
(i) The development of excessive drag.
VerDate Aug<31>2005
15:58 Oct 23, 2008
Jkt 217001
(ii) A significant thrust in the opposite
direction to that commanded by the
pilot.
(iii) The release of the propeller or
any major portion of the propeller.
(iv) A failure that results in excessive
unbalance.
(2) The following are regarded as
major propeller effects for variable pitch
propellers:
(i) An inability to feather the propeller
for feathering propellers.
(ii) An inability to change propeller
pitch when commanded.
(iii) A significant uncommanded
change in pitch.
(iv) A significant uncontrollable
torque or speed fluctuation.
■ 19. Revise § 35.17 to read as follows:
§ 35.17 Materials and manufacturing
methods.
(a) The suitability and durability of
materials used in the propeller must:
(1) Be established on the basis of
experience, tests, or both.
(2) Account for environmental
conditions expected in service.
(b) All materials and manufacturing
methods must conform to specifications
acceptable to the Administrator.
(c) The design values of properties of
materials must be suitably related to the
most adverse properties stated in the
material specification for applicable
conditions expected in service.
■ 20. Revise § 35.21 to read as follows:
§ 35.21 Variable and reversible pitch
propellers.
(a) No single failure or malfunction in
the propeller system will result in
unintended travel of the propeller
blades to a position below the in-flight
low-pitch position. The extent of any
intended travel below the in-flight lowpitch position must be documented by
the applicant in the appropriate
manuals. Failure of structural elements
need not be considered if the occurrence
of such a failure is shown to be
extremely remote under § 35.15.
(b) For propellers incorporating a
method to select blade pitch below the
in-flight low pitch position, provisions
must be made to sense and indicate to
the flight crew that the propeller blades
are below that position by an amount
defined in the installation manual. The
method for sensing and indicating the
propeller blade pitch position must be
such that its failure does not affect the
control of the propeller.
■ 21. Add § 35.22 to read as follows:
§ 35.22
Feathering propellers.
(a) Feathering propellers are intended
to feather from all flight conditions,
taking into account expected wear and
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63347
leakage. Any feathering and
unfeathering limitations must be
documented in the appropriate
manuals.
(b) Propeller pitch control systems
that use engine oil to feather must
incorporate a method to allow the
propeller to feather if the engine oil
system fails.
(c) Feathering propellers must be
designed to be capable of unfeathering
after the propeller system has stabilized
to the minimum declared outside air
temperature.
■ 22. Revise § 35.23 to read as follows:
§ 35.23
Propeller control system.
The requirements of this section
apply to any system or component that
controls, limits or monitors propeller
functions.
(a) The propeller control system must
be designed, constructed and validated
to show that:
(1) The propeller control system,
operating in normal and alternative
operating modes and in transition
between operating modes, performs the
functions defined by the applicant
throughout the declared operating
conditions and flight envelope.
(2) The propeller control system
functionality is not adversely affected
by the declared environmental
conditions, including temperature,
electromagnetic interference (EMI), high
intensity radiated fields (HIRF) and
lightning. The environmental limits to
which the system has been satisfactorily
validated must be documented in the
appropriate propeller manuals.
(3) A method is provided to indicate
that an operating mode change has
occurred if flight crew action is
required. In such an event, operating
instructions must be provided in the
appropriate manuals.
(b) The propeller control system must
be designed and constructed so that, in
addition to compliance with § 35.15:
(1) No single failure or malfunction of
electrical or electronic components in
the control system results in a
hazardous propeller effect.
(2) Failures or malfunctions directly
affecting the propeller control system in
a typical airplane, such as structural
failures of attachments to the control,
fire, or overheat, do not lead to a
hazardous propeller effect.
(3) The loss of normal propeller pitch
control does not cause a hazardous
propeller effect under the intended
operating conditions.
(4) The failure or corruption of data or
signals shared across propellers does
not cause a hazardous propeller effect.
(c) Electronic propeller control system
imbedded software must be designed
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and implemented by a method approved
by the Administrator that is consistent
with the criticality of the performed
functions and that minimizes the
existence of software errors.
(d) The propeller control system must
be designed and constructed so that the
failure or corruption of airplanesupplied data does not result in
hazardous propeller effects.
(e) The propeller control system must
be designed and constructed so that the
loss, interruption or abnormal
characteristic of airplane-supplied
electrical power does not result in
hazardous propeller effects. The power
quality requirements must be described
in the appropriate manuals.
■
23. Add § 35.24 to read as follows:
§ 35.24
Strength.
The maximum stresses developed in
the propeller may not exceed values
acceptable to the Administrator
considering the particular form of
construction and the most severe
operating conditions.
Subpart C—Type Substantiation
§ 35.31
[Removed and Reserved.]
■
24. Remove and reserve § 35.31.
■
25. Revise § 35.33 to read as follows:
§ 35.33
General.
(a) Each applicant must furnish test
article(s) and suitable testing facilities,
including equipment and competent
personnel, and conduct the required
tests in accordance with part 21 of this
chapter.
(b) All automatic controls and safety
systems must be in operation unless it
is accepted by the Administrator as
impossible or not required because of
the nature of the test. If needed for
substantiation, the applicant may test a
different propeller configuration if this
does not constitute a less severe test.
(c) Any systems or components that
cannot be adequately substantiated by
the applicant to the requirements of this
part are required to undergo additional
tests or analysis to demonstrate that the
systems or components are able to
perform their intended functions in all
declared environmental and operating
conditions.
■
mstockstill on PROD1PC66 with RULES
§ 35.34 Inspections, adjustments and
repairs.
(a) Before and after conducting the
tests prescribed in this part, the test
article must be subjected to an
inspection, and a record must be made
of all the relevant parameters,
calibrations and settings.
15:58 Oct 23, 2008
Jkt 217001
■
27. Revise § 35.35 to read as follows:
§ 35.35
Centrifugal load tests.
The applicant must demonstrate that
a propeller complies with paragraphs
(a), (b) and (c) of this section without
evidence of failure, malfunction, or
permanent deformation that would
result in a major or hazardous propeller
effect. When the propeller could be
sensitive to environmental degradation
in service, this must be considered. This
section does not apply to fixed-pitch
wood or fixed-pitch metal propellers of
conventional design.
(a) The hub, blade retention system,
and counterweights must be tested for a
period of one hour to a load equivalent
to twice the maximum centrifugal load
to which the propeller would be
subjected during operation at the
maximum rated rotational speed.
(b) Blade features associated with
transitions to the retention system (for
example, a composite blade bonded to
a metallic retention) must be tested
either during the test of paragraph (a) of
this section or in a separate component
test for a period of one hour to a load
equivalent to twice the maximum
centrifugal load to which the propeller
would be subjected during operation at
the maximum rated rotational speed.
(c) Components used with or attached
to the propeller (for example, spinners,
de-icing equipment, and blade erosion
shields) must be subjected to a load
equivalent to 159 percent of the
maximum centrifugal load to which the
component would be subjected during
operation at the maximum rated
rotational speed. This must be
performed by either:
(1) Testing at the required load for a
period of 30 minutes; or
(2) Analysis based on test.
■
28. Add § 35.36 to read as follows:
§ 35.36
26. Add § 35.34 to read as follows:
VerDate Aug<31>2005
(b) During all tests, only servicing and
minor repairs are permitted. If major
repairs or part replacement is required,
the Administrator must approve the
repair or part replacement prior to
implementation and may require
additional testing. Any unscheduled
repair or action on the test article must
be recorded and reported.
Bird impact.
The applicant must demonstrate, by
tests or analysis based on tests or
experience on similar designs, that the
propeller can withstand the impact of a
4-pound bird at the critical location(s)
and critical flight condition(s) of a
typical installation without causing a
major or hazardous propeller effect.
This section does not apply to fixed-
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Fmt 4700
Sfmt 4700
pitch wood propellers of conventional
design.
■
29. Revise § 35.37 to read as follows:
§ 35.37
Fatigue limits and evaluation.
This section does not apply to fixedpitch wood propellers of conventional
design.
(a) Fatigue limits must be established
by tests, or analysis based on tests, for
propeller:
(1) Hubs.
(2) Blades.
(3) Blade retention components.
(4) Components which are affected by
fatigue loads and which are shown
under § 35.15 to have a fatigue failure
mode leading to hazardous propeller
effects.
(b) The fatigue limits must take into
account:
(1) All known and reasonably
foreseeable vibration and cyclic load
patterns that are expected in service;
and
(2) Expected service deterioration,
variations in material properties,
manufacturing variations, and
environmental effects.
(c) A fatigue evaluation of the
propeller must be conducted to show
that hazardous propeller effects due to
fatigue will be avoided throughout the
intended operational life of the
propeller on either:
(1) The intended airplane by
complying with §§ 23.907 or 25.907 of
this chapter, as applicable; or
(2) A typical airplane.
■
30. Add § 35.38 to read as follows:
§ 35.38
Lightning strike.
The applicant must demonstrate, by
tests, analysis based on tests, or
experience on similar designs, that the
propeller can withstand a lightning
strike without causing a major or
hazardous propeller effect. The limit to
which the propeller has been qualified
must be documented in the appropriate
manuals. This section does not apply to
fixed-pitch wood propellers of
conventional design.
■
31. Revise § 35.39 to read as follows:
§ 35.39
Endurance test.
Endurance tests on the propeller
system must be made on a
representative engine in accordance
with paragraph (a) or (b) of this section,
as applicable, without evidence of
failure or malfunction.
(a) Fixed-pitch and ground adjustablepitch propellers must be subjected to
one of the following tests:
(1) A 50-hour flight test in level flight
or in climb. The propeller must be
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operated at takeoff power and rated
rotational speed during at least five
hours of this flight test, and at not less
than 90 percent of the rated rotational
speed for the remainder of the 50 hours.
(2) A 50-hour ground test at takeoff
power and rated rotational speed.
(b) Variable-pitch propellers must be
subjected to one of the following tests:
(1) A 110-hour endurance test that
must include the following conditions:
(i) Five hours at takeoff power and
rotational speed and thirty 10-minute
cycles composed of:
(A) Acceleration from idle,
(B) Five minutes at takeoff power and
rotational speed,
(C) Deceleration, and
(D) Five minutes at idle.
(ii) Fifty hours at maximum
continuous power and rotational speed,
(iii) Fifty hours, consisting of ten 5hour cycles composed of:
(A) Five accelerations and
decelerations between idle and takeoff
power and rotational speed,
(B) Four and one half hours at
approximately even incremental
conditions from idle up to, but not
including, maximum continuous power
and rotational speed, and
(C) Thirty minutes at idle.
(2) The operation of the propeller
throughout the engine endurance tests
prescribed in part 33 of this chapter.
(c) An analysis based on tests of
propellers of similar design may be used
in place of the tests of paragraphs (a)
and (b) of this section.
■
32. Add § 35.40 to read as follows:
mstockstill on PROD1PC66 with RULES
§ 35.40
The variable-pitch propeller system
must be subjected to the applicable
functional tests of this section. The
same propeller system used in the
endurance test (§ 35.39) must be used in
the functional tests and must be driven
by a representative engine on a test
stand or on an airplane. The propeller
must complete these tests without
evidence of failure or malfunction. This
test may be combined with the
endurance test for accumulation of
cycles.
(a) Manually-controllable propellers.
Five hundred representative flight
cycles must be made across the range of
pitch and rotational speed.
(b) Governing propellers. Fifteen
hundred complete cycles must be made
across the range of pitch and rotational
speed.
(c) Feathering propellers. Fifty cycles
of feather and unfeather operation must
be made.
(d) Reversible-pitch propellers. Two
hundred complete cycles of control
15:58 Oct 23, 2008
Jkt 217001
33. Revise §§ 35.41, 35.42, and 35.43
to read as follows:
■
§ 35.41
Overspeed and overtorque.
(a) When the applicant seeks approval
of a transient maximum propeller
overspeed, the applicant must
demonstrate that the propeller is
capable of further operation without
maintenance action at the maximum
propeller overspeed condition. This
may be accomplished by:
(1) Performance of 20 runs, each of 30
seconds duration, at the maximum
propeller overspeed condition; or
(2) Analysis based on test or service
experience.
(b) When the applicant seeks approval
of a transient maximum propeller
overtorque, the applicant must
demonstrate that the propeller is
capable of further operation without
maintenance action at the maximum
propeller overtorque condition. This
may be accomplished by:
(1) Performance of 20 runs, each of 30
seconds duration, at the maximum
propeller overtorque condition; or
(2) Analysis based on test or service
experience.
§ 35.42 Components of the propeller
control system.
Functional test.
VerDate Aug<31>2005
must be made from lowest normal pitch
to maximum reverse pitch. During each
cycle, the propeller must run for 30
seconds at the maximum power and
rotational speed selected by the
applicant for maximum reverse pitch.
(e) An analysis based on tests of
propellers of similar design may be used
in place of the tests of this section.
The applicant must demonstrate by
tests, analysis based on tests, or service
experience on similar components, that
each propeller blade pitch control
system component, including governors,
pitch change assemblies, pitch locks,
mechanical stops, and feathering system
components, can withstand cyclic
operation that simulates the normal load
and pitch change travel to which the
component would be subjected during
the initially declared overhaul period or
during a minimum of 1,000 hours of
typical operation in service.
§ 35.43
Propeller hydraulic components.
Applicants must show by test,
validated analysis, or both, that
propeller components that contain
hydraulic pressure and whose structural
failure or leakage from a structural
failure could cause a hazardous
propeller effect demonstrate structural
integrity by:
(a) A proof pressure test to 1.5 times
the maximum operating pressure for one
minute without permanent deformation
PO 00000
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Fmt 4700
Sfmt 4700
63349
or leakage that would prevent
performance of the intended function.
(b) A burst pressure test to 2.0 times
the maximum operating pressure for one
minute without failure. Leakage is
permitted and seals may be excluded
from the test.
§ 35.45
■
34. Remove and reserve § 35.45.
§ 35.47
■
[Removed and Reserved.]
[Removed and Reserved.]
35. Remove and reserve § 35.47.
Issued in Washington, DC, on October 12,
2008.
Robert A. Sturgell,
Acting Administrator.
[FR Doc. E8–25418 Filed 10–23–08; 8:45 am]
BILLING CODE 4910–13–P
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 39
[Docket No. FAA–2008–0643; Directorate
Identifier 2008–NM–094–AD; Amendment
39–15698; AD 2008–22–03]
RIN 2120–AA64
Airworthiness Directives; Bombardier
Model CL–600–2B19 (Regional Jet
Series 100 & 440) Airplanes
Federal Aviation
Administration (FAA), Department of
Transportation (DOT).
ACTION: Final rule.
AGENCY:
SUMMARY: We are superseding an
existing airworthiness directive (AD) for
the products listed above. This AD
results from mandatory continuing
airworthiness information (MCAI)
originated by an aviation authority of
another country to identify and correct
an unsafe condition on an aviation
product. The MCAI describes the unsafe
condition as:
Bombardier Aerospace has completed a
system safety review of the aircraft fuel
system against fuel tank safety standards
* * *.
[A]ssessment showed that supplemental
maintenance tasks [for certain bonding
jumpers, wiring harnesses, and hydraulic
systems, among other items] are required to
prevent potential ignition sources inside the
fuel system, which could result in a fuel tank
explosion. * * *
We are issuing this AD to require
actions to correct the unsafe condition
on these products.
DATES: This AD becomes effective
November 28, 2008.
The Director of the Federal Register
approved the incorporation by reference
E:\FR\FM\24OCR1.SGM
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Agencies
[Federal Register Volume 73, Number 207 (Friday, October 24, 2008)]
[Rules and Regulations]
[Pages 63339-63349]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E8-25418]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Parts 23, 25, 33, and 35
[Docket No.: FAA-2007-27310; Amendment Nos. 23-59, 25-126, 33-28, and
35-5]
RIN 2120-AI95
Airworthiness Standards; Propellers
AGENCY: Federal Aviation Administration (FAA), DOT.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: The FAA amends the airworthiness standards for issuance of
original and amended type certificates for airplane propellers. The
previous propeller requirements did not adequately address the
technological advances of the past twenty years. The new standards
address these advances in technology and harmonize FAA and European
Aviation Safety Agency propeller certification requirements, thereby
simplifying airworthiness approvals for imports and exports.
DATES: These amendments become effective December 23, 2008.
FOR FURTHER INFORMATION CONTACT: For questions concerning this final
rule contact Jay Turnberg, Engine and Propeller Directorate Standards
Staff, ANE-110, Federal Aviation Administration, 12 New England
Executive Park, Burlington, Massachusetts 01803-5299; telephone (781)
238-7116; facsimile (781) 238-7199, e-mail: jay.turnberg@faa.gov.
SUPPLEMENTARY INFORMATION:
Authority for This Rulemaking
The FAA's authority to issue rules on aviation safety is found in
Title 49 of the United States Code. Subtitle I, section 106 describes
the authority of the FAA Administrator. Subtitle VII, Aviation
Programs, describes in more detail the scope of the agency's authority.
This rulemaking is promulgated under the authority described in
Subtitle VII, Part A, Subpart III, section 44701, ''General
requirements.'' Under that section, the FAA is charged with prescribing
regulations for practices, methods, and procedures the Administrator
finds necessary for safety in air commerce, including minimum safety
standards for aircraft propellers. This final rule is within the scope
of that authority because it updates existing regulations for airplane
propellers.
Background
Over the past decade, advances in technology have required repeated
application of special conditions or special tests for many propeller
certification programs. In addition, the need to demonstrate compliance
with both FAA and European Aviation Safety Agency (EASA) requirements
placed additional burdens on propeller manufacturers who required
foreign certification. Therefore, we concluded that part 35 should be
substantially revised. This action harmonizes FAA part 35 propeller
certification requirements with most of EASA's Certification
Specifications for Propellers (CS-P).
Summary of the Notice of Proposed Rulemaking
On April 11, 2007 (72 FR 18136), the FAA proposed changes to
propeller requirements in Title 14 Code of Federal Regulations (14 CFR)
parts 23, 25, 33, and 35. We proposed to amend the airworthiness
standards for issuance of original and amended type certificates for
aircraft propellers to address advances in technology and harmonize FAA
requirements with EASA's CS-P. The comment period closed on June 11,
2007. We reopened the comment period on June 20, 2007 (72 FR 33925) for
an additional 45 days in response to requests from propeller
manufacturers for more time to comment. The comment period closed again
on August 6, 2007.
Summary of the Final Rule
This final rule on propeller requirements contains no significant
changes from the Notice of Proposed Rulemaking (NPRM) published on
April 11, 2007. We made minor changes to several sections to ensure
clarity and more consistency with EASA regulations in response to the
comments we received. This rule harmonizes FAA and EASA regulations for
most of part 35, updates Sec. Sec. 23.907 and 25.907 and links part 35
to Sec. Sec. 23.905, 25.901, 25.905, and 33.19.
[[Page 63340]]
Summary of Comments
Six commenters made approximately 50 comments on the proposed rule.
The commenters included two industry associations, two propeller
manufacturers, a foreign aviation regulatory authority, and an
individual. Five commenters support the rule and only requested changes
that clarify specific rule language. For example, the Aircraft Owners
and Pilots Association (AOPA) agreed the proposed rule would clarify
what is expected from the FAA for propeller certification. AOPA is
concerned, however, about the effect of the proposed rule on the owners
of older general aviation aircraft that were type certified with
propellers that are no longer being manufactured. EASA agreed in
principle with the rule, but noted that it is not harmonized with the
latest amendment to its Certification Specifications for Propellers.
The General Aviation Manufacturers Association (GAMA) commented
that FAA's effort to harmonize airworthiness standards for propellers
will help ensure that a streamlined certification process achieves the
highest level of safety. Only one commenter, MT-Propeller, a German
propeller manufacturer, objected to the rule, suggesting the rule is
not compatible with the needs of a modular propeller system in which
different propellers are manufactured for a variety of airplanes.
Discussion of the Final Rule
Below is a more detailed discussion of the rule as it relates to
the comments we received.
Propeller Safety Analysis
We revised the text and title of Sec. 35.15 to require applicants
to conduct a safety analysis of the propeller. The objective of the
safety analysis is to ensure the collective risk from all propeller
failure conditions is acceptably low. The safety analysis provides a
level of assurance that an acceptable total propeller design risk is
achievable through managing individual risks to acceptable levels. The
safety analysis emphasizes reducing the risk of an event proportionally
with the severity of the hazard it represents. Our revision adds
definitions in Sec. 35.15(g) for hazardous and major propeller effects
based on CS-P, historical JAR-P requirements, and the propeller special
conditions listed under ``Reference Material'' in the NPRM. We received
several comments on various aspects of the safety analysis of the
propeller.
GAMA recommended the FAA consider removing two hazardous propeller
effects from those listed under proposed Sec. 35.15(g)(1). The two
effects are: ``(i) A significant overspeed of the propeller''; and
``(vi) the unintended movement of the propeller blades below the
established minimum in-flight low-pitch position.'' GAMA argued that a
significant propeller overspeed does not by itself create a hazardous
propeller effect, but rather, it may be a precursor to either excessive
propeller drag or release of a major portion of the propeller. GAMA
claimed that since both of these effects are already proposed as
hazardous propeller effects, the effect under proposed paragraph (i)
should be eliminated. GAMA also noted that the unintended movement of
the propeller blades below the established minimum in-flight low-pitch
position does not by itself create a hazardous propeller effect, but
rather, it may be a precursor to excessive drag. GAMA said that since
the effect of excessive drag is already proposed as a hazardous
propeller effect, the hazardous propeller effect under proposed
paragraph (vi) should be eliminated.
EASA contended their definition of propeller hazardous effects does
not include ``A significant overspeed of the propeller'' or ``The
unintended movement of the propeller blades below the established
minimum in-flight low-pitch position'' because these events are not
hazardous propeller effects by themselves. EASA argued that these
events only become hazardous if they result in the development of
excessive drag or the release of a portion of the propeller, both of
which are already in the list of hazardous effects.
We agree these two hazardous propeller effects, a significant
overspeed of the propeller and the unintended movement of the propeller
blades below the established minimum in-flight low-pitch position, are
precursors to the hazardous propeller effects of either excessive
propeller drag or release of a major portion of the propeller. We
revised the final rule to remove these hazardous propeller effects.
GAMA and Hamilton Sundstrand requested clarification about use of
the term ``serviceability'' in Sec. 35.15(e)(1). In the proposed rule,
the sentence read: ``This includes the verification of the
serviceability of items that could fail in a latent manner.'' GAMA
noted the term has two common interpretations ``airworthiness'' and
``inspectability.''
We agree the term ``serviceability'' may not be clear in this
usage. By ``serviceability,'' we mean the items are functioning
properly. We, therefore, removed the term ``serviceability'' from the
final rule and replaced it with the phrase ``are functioning properly''
in Sec. 35.15(e)(1).
Hamilton Sundstrand also asked for clarification of the term
``appropriate procedures'' in Sec. 35.15(e)(1) in the sentence
``Additionally, if errors in maintenance of the propeller system could
lead to hazardous propeller effects, the appropriate maintenance
procedures must be included in the relevant propeller manuals.''
In general, appropriate procedures are statements and warnings in
the propeller maintenance manual, overhaul manual, or other relevant
manuals. For example, if scheduled maintenance is required on a
critical part of both propellers on a twin engine airplane, a note
should be added that maintenance should be scheduled to be conducted at
different times so an error is not introduced on both propellers at the
same time. Another example of ``appropriate procedures'' is to require
an independent check during the installation of a critical part to
validate that it is installed correctly. Section 35.15(e)(1) is adopted
as proposed.
Section 35.15(e)(3) lists ``The provision of specific
instrumentation not otherwise required'' as items that must be
identified and substantiated if the safety analysis depends on those
items. GAMA and Hamilton Sundstrand asked for clarification of the term
``provision.''
The term ``provision'' means providing or supplying something. If
the safety analysis depends on data provided by specific
instrumentation that is not otherwise required, the instrumentation
must be identified in the analysis and appropriately substantiated. We
find the wording of the rule is consistent with our intent.
Harmonization With S-P Amendment 1
EASA commented the proposed rule does not consider changes
introduced by CS-P Amendment 1. This amendment, effective on November
16, 2006, revised the CS-P to add new definitions and to modify the
propeller safety analysis and critical parts requirements (CS-P 150 and
160, respectively). Amendment 1 also added a requirement that propeller
components located in a fire zone be ``fire resistant.''
We are aware of the differences brought about as a result of
Amendment 1. The Aviation Rulemaking Advisory Committee has accepted a
task and established a new Propeller Working Group that is assessing
critical parts and will make recommendations to the FAA for revised
propeller critical parts requirements.
We do not believe additional changes to fire resistant requirements
are needed for propeller components located in a
[[Page 63341]]
fire zone. Section 35.23(b)(2) provides that a fire cannot lead to
hazardous propeller effects. This requirement is consistent with
similar fire resistant requirements in EASA's Certification
Specifications for Propellers.
Modular Propeller System
Under part 35, a propeller is issued a type certificate independent
of the airplane and engine on which it is installed.
MT-Propeller recommended the rule be crafted so it can be complied
with by a company with a modular propeller system in which a variety of
propeller models, with different blade types and diameters, can be
certificated for different airplanes.
This rule does not require all potential engine/aircraft
applications be listed on the propeller's type certificate data sheet,
and this is not required for propeller certification. We find,
therefore, that companies that produce propellers for a variety of
engine/aircraft installations can comply with the rule.
Effect of New Part 35 on Older General Aviation Aircraft
This final rule, like the proposed rule, does not make any changes
to Appendix A to Part 35 or to Sec. 35.4, Instructions for Continued
Airworthiness. AOPA commented the FAA should consider and evaluate the
effect the proposed rule would have on propeller airworthiness options
for owners of older general aviation aircraft. This population of
aircraft may be type certificated with propellers that are no longer
being manufactured or that can no longer be overhauled to comply with
applicable instructions for continued airworthiness. AOPA stated that a
supplemental type certificate may be the ``only option'' for these
aircraft. AOPA argued, therefore, that any aircraft or propeller that
falls into this category should be exempt from these proposed changes.
We considered the effect this rule will have on aircraft that were
type certificated with propellers no longer being manufactured or with
propellers that cannot be overhauled to comply with applicable
airworthiness instructions. If the propeller type design is unchanged,
this rule will have no effect on the propellers cited by AOPA. The new
part 35 only affects existing propellers when the propeller type design
is changed. In that case, the applicable propeller requirements would
then be assessed in accordance with Sec. 21.101.
Propeller and Airplane Certification
We are adding a new paragraph (c) to Sec. 35.1, Applicability, in
the final rule to more clearly define the relationship between
propeller and airplane certification. This paragraph notes that a
propeller may not be installed on an airplane unless the applicant has
shown compliance with either Sec. Sec. 23.907 or 25.907, Propeller
vibration and fatigue, as applicable, or unless compliance is not
required for installation on that airplane.
GAMA is concerned that Sec. 35.1(c) might be interpreted as not
allowing experimental or pre-production configuration flight testing to
occur. GAMA suggested that changing the word ``installed'' to
``approved'' would accomplish the FAA's objectives while eliminating
confusion. Hamilton Sundstrand also requested that Sec. 35.1(c) be
clarified to allow installation of propellers for flight tests.
An airplane conducting pre-production or experimental flights would
fly under an experimental certificate. An airplane with an experimental
certificate does not need to show compliance with Sec. Sec. 23.907 or
25.907. Our wording ``or compliance is not required for installation on
that airplane * * *'' permits the installation of the propeller on an
airplane with an experimental certificate. Further, we do not agree
with GAMA that changing ``installed'' to ``approved'' would eliminate
confusion. Our rule language allows the installation of propellers on
airplanes that do not require compliance with either Sec. Sec. 23.907
or 25.907 and prevents installation of propellers on airplanes that do
require compliance with either Sec. Sec. 23.907 or 25.907. For
instance, a propeller installed on an airplane with an experimental
certificate is an approved configuration.
Features of the Propeller
The new Sec. 35.7, Features and characteristics, requires a
propeller not have any features or characteristics that make it unsafe
for the purposes for which it is being certificated. Section 35.7(b)
sets forth the applicant's responsibilities if a failure occurs during
a certification test.
Hamilton Sundstrand commented the term ``failure,'' as used in
Sec. 35.7(b) ``If a failure occurs during a certification test * * *''
is vague. Hamilton claimed some conditions that could affect
airworthiness might not be interpreted as ``failures'' by the
applicant. In addition, not all failures necessarily drive design
changes (for instance, life limits may be imposed instead). Hamilton
noted that analysis should be added as an option when acceptable to the
Administrator. Hamilton Sundstrand recommended deleting ``failure
occurs'' from Sec. 35.7(b) and replacing it with ``test plan objective
is not met''.
The phrase ``test plan objective is not met'' does not encompass
the intent of the rule. A ``failure'' may represent a `failure of the
component being tested' or `a failure of the test rig such that the
certification test cannot be completed.' Both of these instances fit
the term ``failure'' and allow for appropriate review by the
Administrator. Therefore, we find that the term ``failure'' best
describes the intent of the rule.
Feathering Propellers
We added a new Sec. 35.22, Feathering propellers, that
incorporates requirements for feathering propellers formerly located in
Sec. 35.23(b) as well as requirements from EASA's CS-P 220,
``Feathering Propellers.'' The new section requires that feathering
propellers be designed to feather from all normal and emergency
conditions in flight, considering likely wear and leakage. It also
requires that applicants document the feathering characteristics and
limitations in the appropriate manuals. Section 35.22(c) requires that
the applicant design the propeller to be capable of unfeathering at the
minimum declared outside air temperature after stabilization to a
steady-state temperature.
GAMA requested the FAA change the wording of Sec. 35.22(a) as
follows: ``Feathering propellers are intended to be featherable from
all flight conditions, taking into account expected wear and leakage;
however, any feathering or unfeathering limitations must be documented
in the appropriate manuals.'' GAMA claimed that if feathering
propellers must be capable of being feathered from all conditions in-
flight, then it is contradictory to require documentation of
unfeathering limitations.
We agree and modified Sec. 35.22(a) in the final rule to remove
the requirement that propellers be designed to feather from all
conditions in flight.
GAMA asked for clarification in advisory material for Sec.
35.22(c), since there is no declared test duration or required
unfeathering rate, and Hamilton Sundstrand suggested changing the
paragraph wording for clarification.
We agree and changed Sec. 35.22(c) in the final rule to read:
``Feathering propellers must be designed to be capable of unfeathering
after the propeller system has stabilized to the
[[Page 63342]]
minimum declared outside air temperature.''
Bird Impact
We added a new Sec. 35.36, Bird impact, to part 35 to address bird
impact with the propeller. The new Sec. 35.36 requires the propeller
to withstand a 4-pound bird impact without contributing to a major or
hazardous propeller effect. This requirement is based on extensive
service history and applies to all propeller designs, except fixed-
pitch wood propellers of conventional design.
GAMA commented that metal propellers of conventional design, given
their substantial and positive service experience, should be exempt
from the proposed changes to Sec. 35.36. MT-Propellers stated that if
metal propellers are exempt then propellers with detachable wooden
blades should also be exempt.
Service experience with current type certificated metal propeller
designs has shown that these designs are able to withstand the impact
of a 4-pound bird. This section is adopted as proposed.
Fatigue Evaluation of the Propeller
We proposed to revise Sec. 35.37, which was not harmonized with
CS-P 370, to more adequately address composite materials. The new Sec.
35.37 expands the requirement to all materials and components
(including controls system components, if applicable) whose failure
would cause a hazardous propeller effect. It also adds environmental
effects to the factors that must be considered when establishing
fatigue limits. We also proposed adding a requirement in Sec. 35.37(c)
for applicants to conduct a fatigue evaluation of the propeller to show
that hazardous propeller effects due to fatigue will be avoided
throughout the intended operational life of the propeller, and we
renamed Sec. 35.37 from ``Fatigue limit tests'' to ``Fatigue limits
and evaluation.''
GAMA commented the requirement for a fatigue evaluation in Sec.
35.37(c) is unnecessary and compliance with this paragraph is unclear.
GAMA indicated this requirement duplicates the requirements in proposed
Sec. Sec. 23.907 and 25.907, which also require a fatigue evaluation.
We established the fatigue evaluation in Sec. 35.37(c) so that, at
a minimum, the propeller will be shown to be acceptable for fatigue on
a typical airplane. If the airplane installation is known at the time
of propeller certification, then the same fatigue evaluation may be
used to show compliance with Sec. Sec. 23.907 or 25.907. If the
airplane installation is not known, a typical airplane will be assumed.
Without this requirement, a propeller that does not have the capability
to be installed on an airplane could be certificated. This section is
adopted as proposed.
Lightning Strike
We added a new Sec. 35.38, Lightning strike, to harmonize with CS-
P 380, Lightning Strike. Part 35 formerly had no lightning strike
requirements. Section 35.38 requires that composite propellers
withstand a lightning strike without contributing to a major or
hazardous propeller effect. The new requirement applies to metallic
blades but allows compliance by experience from similar designs. We
excluded conventional fixed-pitch wood propellers from the requirement
because of their satisfactory service experience.
GAMA commented that, based on substantial and positive service
experience, metal propellers of conventional design should be exempt
from the requirements of Sec. 35.38.
Service experience with current type certificated metal propeller
designs has shown that these designs are able to withstand lightning
strike. Proposed Sec. 35.38 allows for use of service experience on
similar designs to show compliance with lightning strike provisions.
This section is adopted as proposed.
Overspeed and Overtorque
We added a new overspeed and overtorque requirement in Sec. 35.41
to harmonize with CS-P 410(a). This section requires that applicants
verify the declared transient overspeed and overtorque limits of the
propeller.
GAMA commented that Sec. 35.41(a)(1) and (b)(1), which refer to
the applicant seeking approval for transient maximum propeller
overspeed and overtorque, respectively, should be part of advisory
material rather than the rule as they represent one method, but not the
only method, of compliance. GAMA claimed the requirements of paragraphs
(a)(1) and (b)(1) are inconsistent with the requirements of CS-P as
EASA does not require demonstration that ``* * * the propeller is
capable of further operation without maintenance action.''
Transient overspeed conditions will occur over the life of the
propeller. This rule establishes a limit where no maintenance is
required. It does not prevent an applicant from establishing other
overspeed limits that do require maintenance action. The sentence is
included in the requirement to define the intent of an overspeed limit.
It is consistent with EASA definitions.
Propeller Accessories
We revised Sec. Sec. 23.905, Propellers, and 25.905, Propellers,
to ensure that propeller controls that are certified as part of the
airplane or engine type design meet the same requirements as propeller
controls that are certified as part of the propeller design.
GAMA and Hamilton Sundstrand suggested the FAA consider including
requirements in Sec. 23.905 for propeller accessories, such as
spinners and de-icing equipment, to satisfy the requirement of Sec.
35.35(c) for overload. GAMA noted in many cases this equipment is not
type certificated with the propeller, but rather aircraft manufacturers
or modifiers may install their own spinners and de-icing equipment and
in these cases no similar tests are required.
Part 23 requirements for airplane components requirements are
beyond the scope of the proposed rule.
Paperwork Reduction Act
The Paperwork Reduction Act of 1995 (44 U.S.C. 3507(d)) requires
that the FAA consider the impact of paperwork and other information
collection burdens imposed on the public. We have determined there is
no current or new requirement for information collection associated
with this amendment.
International Compatibility
In keeping with U.S. obligations under the Convention on
International Civil Aviation, it is FAA policy to comply with
International Civil Aviation Organization (ICAO) Standards and
Recommended Practices to the maximum extent practicable. The FAA has
reviewed the corresponding ICAO Standards and Recommended Practices and
has identified no differences with these regulations.
Regulatory Evaluation, Regulatory Flexibility Determination,
International Trade Impact Assessment, and Unfunded Mandates Assessment
Changes to Federal regulations must undergo several economic
analyses. First, Executive Order 12866 directs that each Federal agency
shall propose or adopt a regulation only upon a reasoned determination
that the benefits of the intended regulation justify its costs. Second,
the Regulatory Flexibility Act of 1980 (Pub. L. 96-354) requires
agencies to analyze the economic impact of regulatory changes on small
entities. Third, the Trade Agreements Act (Pub. L. 96-39) prohibits
agencies from setting standards that create unnecessary obstacles to
the foreign commerce of the United States. In
[[Page 63343]]
developing U.S. standards, this Trade Act requires agencies to consider
international standards and, where appropriate, that they be the basis
of U.S. standards. Fourth, the Unfunded Mandates Reform Act of 1995
(Pub. L. 104-4) requires agencies to prepare a written assessment of
the costs, benefits, and other effects of proposed or final rules that
include a Federal mandate likely to result in the expenditure by State,
local, or tribal governments, in the aggregate, or by the private
sector, of $100 million or more annually (adjusted for inflation with
base year of 1995). This portion of the preamble summarizes the FAA's
analysis of the economic impacts of this final rule.
Department of Transportation Order DOT 2100.5 prescribes policies
and procedures for simplification, analysis, and review of regulations.
If the expected cost impact is so minimal that a proposed or final rule
does not warrant a full evaluation, this order permits that a statement
to that effect and the basis for it be included in the preamble if a
full regulatory evaluation of the cost and benefits is not prepared.
Such a determination has been made for this final rule. The reasoning
for this determination follows.
To a great extent this final rule requires propeller manufacturers
to certificate future production propellers for sale in the United
States to the same European standards that these firms already meet.
EASA became responsible for certification of aircraft, engines, parts
and appliances on September 28, 2003 by Commission Regulation (EC)
1702/2003. Because the U.S. and European effort to have common
certification propeller regulations was almost completed when EASA
became operational, the proposed part 35 and the European propeller
requirements CS-P are almost identical. CS-P is now an official rule of
a foreign regulatory agency while this is a final rule. To export
propellers to Europe, U.S. manufacturers now must meet the European
requirements. Before EASA issued these requirements, industry provided
us with a cost estimate of $31 million over a 25-year analysis period
for them to be in compliance with the FAA proposed propeller
requirements which would have codified existing special tests and
conditions. However, as manufacturers are already in compliance with
these now harmonized requirements, there are no additional compliance
costs.
This final rule has only one regulation stricter than EASA's CS-P.
This rule will codify the current special condition 4-pound bird strike
test for composite propeller blades. CS-P requires newly certificated
propellers to withstand a 4-pound bird strike for equivalent part 25
airplanes. However, CS-P requires newly certificated propellers to
withstand a 2.8-pound bird strike for equivalent part 23 commuter
airplanes and does not require a bird strike test for other equivalent
part 23 airplanes. U.S. propeller manufacturers provided us with their
estimated costs to meet the proposed 4-pound requirement. Over a 25-
year analysis period (based on the operational life of a propeller) we
estimate the total cost for 635 future propellers to be $458,000 or
$213,000 in present value (7 percent discount rate) or approximately
$335 per propeller. For the NPRM we stated this cost would be minimal.
We received no comments disputing this finding; therefore we believe
our finding is correct.
The benefits from this higher bird-strike requirement are the
expected continuation of over 50 million flight hours with no accidents
attributed to bird impacts against composite propellers despite many
bird strikes. Between 1990 and 2004, there have been over 150 bird
strikes to part 23 propellers (see the FAA National Wildlife Strike
Database, Version 6.0, February 26, 2005; available online at https://
wildlife.pr.erau.edu/public/index1.html).
No substantive changes were made to the proposed rule as a result
of the comments received. One comment was received on the regulatory
evaluation. The commenter agreed with the FAA that the economic effects
on the industry would be minimal. Therefore, the regulatory evaluation
did not change the determination that the benefits exceed the costs and
the rule imposes minimal costs.
FAA has, therefore, determined that this final rule is not a
``significant regulatory action'' as defined in section 3(f) of
Executive Order 12866, and is not ``significant'' as defined in DOT's
Regulatory Policies and Procedures.
Regulatory Flexibility Determination
The Regulatory Flexibility Act of 1980 (Pub. L. 96-354) (RFA)
establishes ``* * * as a principle of regulatory issuance that agencies
shall endeavor, consistent with the objectives of the rule and of
applicable statutes, to fit regulatory and informational requirements
to the scale of the business, organizations, and governmental
jurisdictions subject to regulation. To achieve this principle,
agencies are required to solicit and consider flexible regulatory
proposals and to explain the rationale for their actions to assure that
such proposals are given serious consideration.'' The RFA covers a wide
range of small entities, including small businesses, not-for-profit
organizations and small governmental jurisdictions.
Agencies must perform a review to determine whether a rule will
have a significant economic impact on a substantial number of small
entities. If the determination is that it will, the agency must prepare
a regulatory flexibility analysis as described in the RFA.
However, if an agency determines that a rule is not expected to
have a significant economic impact on a substantial number of small
entities, section 605(b) of the RFA provides that the head of the
agency may so certify and a regulatory flexibility analysis is not
required. The certification must include a statement providing the
factual basis for this determination, and the reasoning should be
clear.
The purpose of this FRFA is to ensure that the agency has
considered all reasonable regulatory alternatives that would minimize
the final rule's economic burdens for affected small entities, while
achieving its safety objectives.
Under Section 603 of the RFA, the analysis must address:
1. Reasons for this final rule.
2. Significant issues raised in public comments in response to the
Initial Regulatory Flexibility Analysis (IRFA).
3. Estimated number of small entities to which this rule would
apply.
4. Recordkeeping and other compliance requirements of this rule.
1. Reasons for This Rule
The FAA revised the airworthiness standards for the issuance of
original and amended type certificates for airplane propellers. The
previous propeller requirements did not adequately address the
technological advances of the past 20 years. The new standards address
the current advances in technology and harmonize the FAA requirements
with the existing requirements of Certification Specifications for
Propellers of the EASA. This final rule establishes nearly uniform
standards for aircraft propellers certified by the United States under
FAA standards and by European countries under EASA standards, thereby
simplifying airworthiness approvals for import and export products.
2. Significant Issues Raised in Public Comments in Response to the IRFA
We received no comments on the IRFA. Therefore, no changes were
made to the IRFA as a result of comments received.
[[Page 63344]]
3. Estimated Number of Small Firms Potentially Impacted
Under the RFA, the FAA must determine whether or not a proposal
significantly affects a substantial number of small entities. This
determination is typically based on small entity size and cost
thresholds that vary depending on the affected industry. The Small
Business Administration (SBA) uses the NAICS (North American Industry
Classification System) 2002 to determine size standards for small
businesses. There is no entry in the NAICS 2002 for propeller
manufacturers. However, the NAICS 2002 does list under Sectors 31-33,
Manufacturing, Subsector 336, Transportation Equipment Manufacturing,
which in turn lists the following numbers and number of employees as
shown in the following table:
------------------------------------------------------------------------
Number of
NAICS 2002 No. Description employees
------------------------------------------------------------------------
336411....................... Aircraft Manufacturing... 1,500
336412....................... Aircraft Engine and 1,000
Engine Parts
Manufacturing.
336413....................... Other Aircraft Part and 1,000
Auxiliary Equipment.
------------------------------------------------------------------------
Propeller manufacturing could be included in 336412, Aircraft
Engine and Aircraft Parts Manufacturing; or 336413, Other
Aircraft Parts and Auxiliary Equipment Manufacturing. Both these
categories use 1,000 employees to define a small business. Therefore,
the FAA defines a small business in the variable pitch propeller
manufacturing industry as a business with 1,000 or less employees. In
accordance with SBA usage, this number applies to the ultimate
ownership of the company.
In 2008, the American airplane variable pitch propeller industry
consisted of three firms. These firms were Hamilton Sundstrand,
Hartzell Propeller, and McCauley Propeller Systems. Hamilton Sundstrand
is a subsidiary of United Technologies which employed approximately
226,000 people and had annual revenues of approximately $55 billion in
2007.\1\ McCauley Propeller Systems is owned by Cessna, which, in turn,
is owned by Textron, Inc. Textron employed some 44,000 people and had
annual revenues of some $13 billion in 2007.\2\ Hartzell Propeller,
Inc. employed 300 employees in 2007 and had annual revenues between $20
and $50 million in 2007.\3\
---------------------------------------------------------------------------
\1\ United Technologies Corporation--Our Profile, https://
www.utc.com/profile/facts/index.htm, (Accessed 04/10/2008).
\2\ https://www.textron.com/about/company/index.jsp (Accessed 04/
10/2008).
\3\ Reference USA, Version 2008.4, https://www.referenceusa.com/
bd/results.asp?backHistory=true (Accessed 04/11/2008).
---------------------------------------------------------------------------
In conclusion, using the above criteria, Hartzell is a small
business and Hamilton Sundstrand and McCauley are not small businesses.
As only one small entity will be affected by the rule and the rule
imposes only minimal costs, there are not a substantial number of small
entities that will be adversely affected by this rule. Therefore, as
the acting FAA Administrator, I certify that this rule will not have a
significant economic impact on a substantial number of small entities.
International Trade Impact Assessment
The Trade Agreements Act of 1979 (Pub. L. 96-39) prohibits Federal
agencies from establishing any standards or engaging in related
activities that create unnecessary obstacles to the foreign commerce of
the United States. Legitimate domestic objectives, such as safety, are
not considered unnecessary obstacles. The statute also requires
consideration of international standards and, where appropriate, that
they be the basis for U.S. standards. The FAA has assessed the
potential effect of this final rule and determined that it is in accord
with the Trade Agreements Act as the final rule uses European standards
as the basis for United States regulation.
Unfunded Mandates Assessment
Title II of the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-
4) requires each Federal agency to prepare a written statement
assessing the effects of any Federal mandate in a proposed or final
agency rule that may result in an expenditure of $100 million or more
(in 1995 dollars) in any one year by State, local, and tribal
governments, in the aggregate, or by the private sector; such a mandate
is deemed to be a ``significant regulatory action.'' The FAA currently
uses an inflation-adjusted value of $136.1 million in lieu of $100
million.
This final rule does not contain such a mandate; therefore, the
requirements of Title II of the Act do not apply.
Executive Order 13132, Federalism
The FAA has analyzed this final rule under the principles and
criteria of Executive Order 13132, Federalism. We determined that this
action will not have a substantial direct effect on the States, or the
relationship between the national Government and the States, or on the
distribution of power and responsibilities among the various levels of
government, and, therefore, does not have federalism implications.
Environmental Analysis
FAA Order 1050.1E identifies FAA actions that are categorically
excluded from preparation of an environmental assessment or
environmental impact statement under the National Environmental Policy
Act in the absence of extraordinary circumstances. The FAA has
determined this rulemaking action qualifies for the categorical
exclusion identified in paragraph 312d and involves no extraordinary
circumstances.
Regulations That Significantly Affect Energy Supply, Distribution, or
Use
The FAA has analyzed this final rule under Executive Order 13211,
Actions Concerning Regulations that Significantly Affect Energy Supply,
Distribution, or Use (May 18, 2001). We have determined that it is not
a ``significant energy action'' under the executive order because it is
not a ``significant regulatory action'' under Executive Order 12866,
and it is not likely to have a significant adverse effect on the
supply, distribution, or use of energy.
Availability of Rulemaking Documents
You can get an electronic copy of rulemaking documents using the
Internet by--
1. Searching the Federal eRulemaking Portal (https://
www.regulations.gov);
2. Visiting the FAA's Regulations and Policies Web page at https://
www.faa.gov/regulations_policies; or
3. Accessing the Government Printing Office's Web page at https://
www.gpoaccess.gov/fr/.
You can also get a copy by sending a request to the Federal
Aviation Administration, Office of Rulemaking, ARM-1, 800 Independence
Avenue, SW., Washington, DC 20591, or by calling (202) 267-9680. Make
sure to
[[Page 63345]]
identify the amendment number or docket number of this rulemaking.
Anyone is able to search the electronic form of all comments
received into any of our dockets by the name of the individual
submitting the comment (or signing the comment, if submitted on behalf
of an association, business, labor union, etc.). You may review DOT's
complete Privacy Act statement in the Federal Register published on
April 11, 2000 (Volume 65, Number 70; Pages 19477-78) or you may visit
https://DocketsInfo.dot.gov.
Small Business Regulatory Enforcement Fairness Act
The Small Business Regulatory Enforcement Fairness Act (SBREFA) of
1996 requires FAA to comply with small entity requests for information
or advice about compliance with statutes and regulations within its
jurisdiction. If you are a small entity and you have a question
regarding this document, you may contact your local FAA official, or
the person listed under the FOR FURTHER INFORMATION CONTACT heading at
the beginning of the preamble. You can find out more about SBREFA on
the Internet at https://www.faa.gov/regulations_policies/rulemaking/
sbre_act/.
List of Subjects in 14 CFR Parts 23, 25, 33 and 35
Air transportation, Aircraft, Aviation safety, Safety.
The Amendment
0
In consideration of the foregoing, the Federal Aviation Administration
amends parts 23, 25, 33, and 35 of Title 14 Code of Federal Regulations
as follows:
PART 23--AIRWORTHINESS STANDARDS: NORMAL, UTILITY, ACROBATIC, AND
COMMUTER CATEGORY AIRPLANES
0
1. The authority citation for part 23 continues to read as follows:
Authority: 49 U.S.C. 106(g), 40113, 44701-44702, 44704.
0
2. Revise Sec. 23.905(d) to read as follows:
Sec. 23.905 Propellers.
* * * * *
(d) The propeller blade pitch control system must meet the
requirements of Sec. Sec. 35.21, 35.23, 35.42 and 35.43 of this
chapter.
* * * * *
0
3. Revise Sec. 23.907 to read as follows:
Sec. 23.907 Propeller vibration and fatigue.
This section does not apply to fixed-pitch wood propellers of
conventional design.
(a) The applicant must determine the magnitude of the propeller
vibration stresses or loads, including any stress peaks and resonant
conditions, throughout the operational envelope of the airplane by
either:
(1) Measurement of stresses or loads through direct testing or
analysis based on direct testing of the propeller on the airplane and
engine installation for which approval is sought; or
(2) Comparison of the propeller to similar propellers installed on
similar airplane installations for which these measurements have been
made.
(b) The applicant must demonstrate by tests, analysis based on
tests, or previous experience on similar designs that the propeller
does not experience harmful effects of flutter throughout the
operational envelope of the airplane.
(c) The applicant must perform an evaluation of the propeller to
show that failure due to fatigue will be avoided throughout the
operational life of the propeller using the fatigue and structural data
obtained in accordance with part 35 of this chapter and the vibration
data obtained from compliance with paragraph (a) of this section. For
the purpose of this paragraph, the propeller includes the hub, blades,
blade retention component and any other propeller component whose
failure due to fatigue could be catastrophic to the airplane. This
evaluation must include:
(1) The intended loading spectra including all reasonably
foreseeable propeller vibration and cyclic load patterns, identified
emergency conditions, allowable overspeeds and overtorques, and the
effects of temperatures and humidity expected in service.
(2) The effects of airplane and propeller operating and
airworthiness limitations.
PART 25--AIRWORTHINESS STANDARDS: TRANSPORT CATEGORY AIRPLANES
0
4. The authority citation for part 25 continues to read as follows:
Authority: 49 U.S.C. 106(g), 40113, 44701-44702, 44704.
0
5. Revise Sec. 25.901(b)(1)(i) to read as follows:
Sec. 25.901 Installation.
* * * * *
(b) * * *
(1) * * *
(i) The installation instructions provided under Sec. Sec. 33.5
and 35.3 of this chapter; and
* * * * *
0
6. Revise Sec. 25.905(c) to read as follows:
Sec. 25.905 Propellers.
* * * * *
(c) The propeller blade pitch control system must meet the
requirements of Sec. Sec. 35.21, 35.23, 35.42 and 35.43 of this
chapter.
* * * * *
0
7. Revise Sec. 25.907 to read as follows:
Sec. 25.907 Propeller vibration and fatigue.
This section does not apply to fixed-pitch wood propellers of
conventional design.
(a) The applicant must determine the magnitude of the propeller
vibration stresses or loads, including any stress peaks and resonant
conditions, throughout the operational envelope of the airplane by
either:
(1) Measurement of stresses or loads through direct testing or
analysis based on direct testing of the propeller on the airplane and
engine installation for which approval is sought; or
(2) Comparison of the propeller to similar propellers installed on
similar airplane installations for which these measurements have been
made.
(b) The applicant must demonstrate by tests, analysis based on
tests, or previous experience on similar designs that the propeller
does not experience harmful effects of flutter throughout the
operational envelope of the airplane.
(c) The applicant must perform an evaluation of the propeller to
show that failure due to fatigue will be avoided throughout the
operational life of the propeller using the fatigue and structural data
obtained in accordance with part 35 of this chapter and the vibration
data obtained from compliance with paragraph (a) of this section. For
the purpose of this paragraph, the propeller includes the hub, blades,
blade retention component and any other propeller component whose
failure due to fatigue could be catastrophic to the airplane. This
evaluation must include:
(1) The intended loading spectra including all reasonably
foreseeable propeller vibration and cyclic load patterns, identified
emergency conditions, allowable overspeeds and overtorques, and the
effects of temperatures and humidity expected in service.
(2) The effects of airplane and propeller operating and
airworthiness limitations.
[[Page 63346]]
PART 33--AIRWORTHINESS STANDARDS: AIRCRAFT ENGINES
0
8. The authority citation for part 33 continues to read as follows:
Authority: 49 U.S.C. 106(g), 40113, 44701-44702, 44704.
0
9. Revise Sec. 33.19(b) to read as follows:
Sec. 33.19 Durability.
* * * * *
(b) Each component of the propeller blade pitch control system
which is a part of the engine type design must meet the requirements of
Sec. Sec. 35.21, 35.23, 35.42 and 35.43 of this chapter.
PART 35--AIRWORTHINESS STANDARDS: PROPELLERS
0
10. The authority citation for part 35 continues to read as follows:
Authority: 49 U.S.C. 106(g), 40113, 44701-44702, 44704.
Subpart A--General
0
11. Amend Sec. 35.1 by adding new paragraphs (c) and (d) to read as
follows:
Sec. 35.1 Applicability.
* * * * *
(c) An applicant is eligible for a propeller type certificate and
changes to those certificates after demonstrating compliance with
subparts A, B and C of this part. However, the propeller may not be
installed on an airplane unless the applicant has shown compliance with
either Sec. 23.907 or Sec. 25.907 of this chapter, as applicable, or
compliance is not required for installation on that airplane.
(d) For the purposes of this part, the propeller consists of those
components listed in the propeller type design, and the propeller
system consists of the propeller and all the components necessary for
its functioning, but not necessarily included in the propeller type
design.
0
12. Add Sec. 35.2 to read as follows:
Sec. 35.2 Propeller configuration.
The applicant must provide a list of all the components, including
references to the relevant drawings and software design data, that
define the type design of the propeller to be approved under Sec.
21.31 of this chapter.
0
13. Revise Sec. 35.3 to read as follows:
Sec. 35.3 Instructions for propeller installation and operation.
The applicant must provide instructions that are approved by the
Administrator. Those approved instructions must contain:
(a) Instructions for installing the propeller, which:
(1) Include a description of the operational modes of the propeller
control system and functional interface of the control system with the
airplane and engine systems;
(2) Specify the physical and functional interfaces with the
airplane, airplane equipment and engine;
(3) Define the limiting conditions on the interfaces from paragraph
(a)(2) of this section;
(4) List the limitations established under Sec. 35.5;
(5) Define the hydraulic fluids approved for use with the
propeller, including grade and specification, related operating
pressure, and filtration levels; and
(6) State the assumptions made to comply with the requirements of
this part.
(b) Instructions for operating the propeller which must specify all
procedures necessary for operating the propeller within the limitations
of the propeller type design.
0
14. Revise Sec. 35.5 to read as follows:
Sec. 35.5 Propeller ratings and operating limitations.
(a) Propeller ratings and operating limitations must:
(1) Be established by the applicant and approved by the
Administrator.
(2) Be included directly or by reference in the propeller type
certificate data sheet, as specified in Sec. 21.41 of this chapter.
(3) Be based on the operating conditions demonstrated during the
tests required by this part as well as any other information the
Administrator requires as necessary for the safe operation of the
propeller.
(b) Propeller ratings and operating limitations must be established
for the following, as applicable:
(1) Power and rotational speed:
(i) For takeoff.
(ii) For maximum continuous.
(iii) If requested by the applicant, other ratings may also be
established.
(2) Overspeed and overtorque limits.
0
15. Add Sec. 35.7 to read as follows:
Sec. 35.7 Features and characteristics.
(a) The propeller may not have features or characteristics,
revealed by any test or analysis or known to the applicant, that make
it unsafe for the uses for which certification is requested.
(b) If a failure occurs during a certification test, the applicant
must determine the cause and assess the effect on the airworthiness of
the propeller. The applicant must make changes to the design and
conduct additional tests that the Administrator finds necessary to
establish the airworthiness of the propeller.
Subpart B--Design and Construction
Sec. 35.11 [Removed and Reserved.]
0
16. Remove and reserve Sec. 35.11.
Sec. 35.13 [Removed and Reserved.]
0
17. Remove and reserve Sec. 35.13.
0
18. Revise Sec. 35.15 to read as follows:
Sec. 35.15 Safety analysis.
(a)(1) The applicant must analyze the propeller system to assess
the likely consequences of all failures that can reasonably be expected
to occur. This analysis will take into account, if applicable:
(i) The propeller system in a typical installation. When the
analysis depends on representative components, assumed interfaces, or
assumed installed conditions, the assumptions must be stated in the
analysis.
(ii) Consequential secondary failures and dormant failures.
(iii) Multiple failures referred to in paragraph (d) of this
section, or that result in the hazardous propeller effects defined in
paragraph (g)(1) of this section.
(2) The applicant must summarize those failures that could result
in major propeller effects or hazardous propeller effects defined in
paragraph (g) of this section, and estimate the probability of
occurrence of those effects.
(3) The applicant must show that hazardous propeller effects are
not predicted to occur at a rate in excess of that defined as extremely
remote (probability of 10-7 or less per propeller flight
hour). Since the estimated probability for individual failures may be
insufficiently precise to enable the applicant to assess the total rate
for hazardous propeller effects, compliance may be shown by
demonstrating that the probability of a hazardous propeller effect
arising from an individual failure can be predicted to be not greater
than 10-8 per propeller flight hour. In dealing with
probabilities of this low order of magnitude, absolute proof is not
possible and reliance must be placed on engineering judgment and
previous experience combined with sound design and test philosophies.
(b) If significant doubt exists as to the effects of failures or
likely combination of failures, the Administrator may require
assumptions used in the analysis to be verified by test.
(c) The primary failures of certain single elements (for example,
blades) cannot be sensibly estimated in numerical terms. If the failure
of such elements is likely to result in hazardous propeller effects,
then compliance may be shown by reliance on the prescribed integrity
requirements of this part.
[[Page 63347]]
These instances must be stated in the safety analysis.
(d) If reliance is placed on a safety system to prevent a failure
progressing to hazardous propeller effects, the possibility of a safety
system failure in combination with a basic propeller failure must be
included in the analysis. Such a safety system may include safety
devices, instrumentation, early warning devices, maintenance checks,
and other similar equipment or procedures. If items of the safety
system are outside the control of the propeller manufacturer, the
assumptions of the safety analysis with respect to the reliability of
these parts must be clearly stated in the analysis and identified in
the propeller installation and operation instructions required under
Sec. 35.3.
(e) If the safety analysis depends on one or more of the following
items, those items must be identified in the analysis and appropriately
substantiated.
(1) Maintenance actions being carried out at stated intervals. This
includes verifying that items that could fail in a latent manner are
functioning properly. When necessary to prevent hazardous propeller
effects, these maintenance actions and intervals must be published in
the instructions for continued airworthiness required under Sec. 35.4.
Additionally, if errors in maintenance of the propeller system could
lead to hazardous propeller effects, the appropriate maintenance
procedures must be included in the relevant propeller manuals.
(2) Verification of the satisfactory functioning of safety or other
devices at pre-flight or other stated periods. The details of this
satisfactory functioning must be published in the appropriate manual.
(3) The provision of specific instrumentation not otherwise
required. Such instrumentation must be published in the appropriate
documentation.
(4) A fatigue assessment.
(f) If applicable, the safety analysis must include, but not be
limited to, assessment of indicating equipment, manual and automatic
controls, governors and propeller control systems, synchrophasers,
synchronizers, and propeller thrust reversal systems.
(g) Unless otherwise approved by the Administrator and stated in
the safety analysis, the following failure definitions apply to
compliance with this part.
(1) The following are regarded as hazardous propeller effects:
(i) The development of excessive drag.
(ii) A significant thrust in the opposite direction to that
commanded by the pilot.
(iii) The release of the propeller or any major portion of the
propeller.
(iv) A failure that results in excessive unbalance.
(2) The following are regarded as major propeller effects for
variable pitch propellers:
(i) An inability to feather the propeller for feathering
propellers.
(ii) An inability to change propeller pitch when commanded.
(iii) A significant uncommanded change in pitch.
(iv) A significant uncontrollable torque or speed fluctuation.
0
19. Revise Sec. 35.17 to read as follows:
Sec. 35.17 Materials and manufacturing methods.
(a) The suitability and durability of materials used in the
propeller must:
(1) Be established on the basis of experience, tests, or both.
(2) Account for environmental conditions expected in service.
(b) All materials and manufacturing methods must conform to
specifications acceptable to the Administrator.
(c) The design values of properties of materials must be suitably
related to the most adverse properties stated in the material
specification for applicable conditions expected in service.
0
20. Revise Sec. 35.21 to read as follows:
Sec. 35.21 Variable and reversible pitch propellers.
(a) No single failure or malfunction in the propeller system will
result in unintended travel of the propeller blades to a position below
the in-flight low-pitch position. The extent of any intended travel
below the in-flight low-pitch position must be documented by the
applicant in the appropriate manuals. Failure of structural elements
need not be considered if the occurrence of such a failure is shown to
be extremely remote under Sec. 35.15.
(b) For propellers incorporating a method to select blade pitch
below the in-flight low pitch position, provisions must be made to
sense and indicate to the flight crew that the propeller blades are
below that position by an amount defined in the installation manual.
The method for sensing and indicating the propeller blade pitch
position must be such that its failure does not affect the control of
the propeller.
0
21. Add Sec. 35.22 to read as follows:
Sec. 35.22 Feathering propellers.
(a) Feathering propellers are intended to feather from all flight
conditions, taking into account expected wear and leakage. Any
feathering and unfeathering limitations must be documented in the
appropriate manuals.
(b) Propeller pitch control systems that use engine oil to feather
must incorporate a method to allow the propeller to feather if the
engine oil system fails.
(c) Feathering propellers must be designed to be capable of
unfeathering after the propeller system has stabilized to the minimum
declared outside air temperature.
0
22. Revise Sec. 35.23 to read as follows:
Sec. 35.23 Propeller control system.
The requirements of this section apply to any system or component
that controls, limits or monitors propeller functions.
(a) The propeller control system must be designed, constructed and
validated to show that:
(1) The propeller control system, operating in normal and
alternative operating modes and in transition between operating modes,
performs the functions defined by the applicant throughout the declared
operating conditions and flight envelope.
(2) The propeller control system functionality is not adversely
affected by the declared environmental conditions, including
temperature, electromagnetic interference (EMI), high intensity
radiated fields (HIRF) and lightning. The environmental limits to which
the system has been satisfactorily validated must be documented in the
appropriate propeller manuals.
(3) A method is provided to indicate that an operating mode change
has occurred if flight crew action is required. In such an event,
operating instructions must be provided in the appropriate manuals.
(b) The propeller control system must be designed and constructed
so that, in addition to compliance with Sec. 35.15:
(1) No single failure or malfunction of electrical or electronic
components in the control system results in a hazardous propeller
effect.
(2) Failures or malfunctions directly affecting the propeller
control system in a typical airplane, such as structural failures of
attachments to the control, fire, or overheat, do not lead to a
hazardous propeller effect.
(3) The loss of normal propeller pitch control does not cause a
hazardous propeller effect under the intended operating conditions.
(4) The failure or corruption of data or signals shared across
propellers does not cause a hazardous propeller effect.
(c) Electronic propeller control system imbedded software must be
designed
[[Page 63348]]
and implemented by a method approved by the Administrator that is
consistent with the criticality of the performed functions and that
minimizes the existence of software errors.
(d) The propeller control system must be designed and constructed
so that the failure or corruption of airplane-supplied data does not
result in hazardous propeller effects.
(e) The propeller control system must be designed and constructed
so that the loss, interruption or abnormal characteristic of airplane-
supplied electrical power does not result in hazardous propeller
effects. The power quality requirements must be described in the
appropriate manuals.
0
23. Add Sec. 35.24 to read as follows:
Sec. 35.24 Strength.
The maximum stresses developed in the propeller may not exceed
values acceptable to the Administrator considering the particular form
of construction and the most severe operating conditions.
Subpart C--Type Substantiation
Sec. 35.31 [Removed and Reserved.]
0
24. Remove and reserve Sec. 35.31.
0
25. Revise Sec. 35.33 to read as follows:
Sec. 35.33 General.
(a) Each applicant must furnish test article(s) and suitable
testing facilities, including equipment and competent personnel, and
conduct the required tests in accordance with part 21 of this chapter.
(b) All automatic controls and safety systems must be in operation
unless it is accepted by the Administrator as impossible or not
required because of the nature of the test. If needed for
substantiation, the applicant may test a different propeller
configuration if this does not constitute a less severe test.
(c) Any systems or components that cannot be adequately
substantiated by the applicant to the requirements of this part are
required to undergo additional tests or analysis to demonstrate that
the systems or components are able to perform their intended functions
in all declared environmental and operating conditions.
0
26. Add Sec. 35.34 to read as follows:
Sec. 35.34 Inspections, adjustments and repairs.
(a) Before and after conducting the tests prescribed in this part,
the test article must be subjected to an inspection, and a record must
be made of all the relevant parameters, calibrations and settings.
(b) During all tests, only servicing and minor repairs are
permitted. If major repairs or part replacement is required, the
Administrator must approve the repair or part replacement prior to
implementation and may require additional testing. Any unscheduled
repair or action on the test article must be recorded and reported.
0
27. Revise Sec. 35.35 to read as follows:
Sec. 35.35 Centrifugal load tests.
The applicant must demonstrate that a propeller complies with
paragraphs (a), (b) and (c) of this section without evidence of
failure, malfunction, or permanent deformation that would result in a
major or hazardous propeller effect. When the propeller could be
sensitive to environmental degradation in service, this must be
considered. This section does not apply to fixed-pitch wood or fixed-
pitch metal propellers of conventional design.