Roundtable on Mark-to-Market Accounting, 63527 [E8-25387]
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Federal Register / Vol. 73, No. 207 / Friday, October 24, 2008 / Notices
ending on the last day of the month
ended immediately prior to the most
recent distribution declaration date,3
expressed as a percentage of NAV per
share as of such date, is no more than
1 percentage point greater than the
fund’s average annual total return for
the 5-year period ending on such date; 4
and
2. The transmittal letter
accompanying any registration
statement filed with the Commission in
connection with such offering discloses
that the fund has received an Order
under section 19(b) to permit it to make
periodic distributions of long-term
capital gains with respect to its common
stock as frequently as twelve times each
year, and as frequently as distributions
are specified in accordance with the
terms of any outstanding preferred stock
that such fund may issue.
VII. Amendments to Rule 19b–1
The requested relief will expire on the
effective date of any amendment to rule
19b–1 that provides relief permitting
certain closed-end investment
companies to make periodic
distributions of long-term capital gains
with respect to their outstanding
common shares as frequently as twelve
times each year.
For the Commission, by the Division of
Investment Management, under delegated
authority.
Florence E. Harmon,
Acting Secretary.
[FR Doc. E8–25361 Filed 10–23–08; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release Nos. 33–8980; 34–58813; File No.
4–573]
Roundtable on Mark-to-Market
Accounting
Securities and Exchange
Commission.
ACTION: Notice of roundtable discussion;
request for comment.
AGENCY:
jlentini on PROD1PC65 with NOTICES
SUMMARY: On October 29, 2008 from 9
a.m. to 1 p.m., the Securities and
Exchange Commission will hold a
roundtable to discuss mark-to-market
accounting and the recent period of
market turmoil. The roundtable will be
organized as two panels. The panels
will include investors, issuers, auditors,
3 If the fund has been in operation fewer than two
years, the measured period will begin immediately
following the fund’s first public offering.
4 If the fund has been in operation fewer than five
years, the measured period will begin immediately
following the fund’s first public offering.
VerDate Aug<31>2005
16:48 Oct 23, 2008
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63527
and other parties with experience in
mark-to-market accounting.
Additionally, representatives from the
Financial Accounting Standards Board,
the International Accounting Standards
Board and the Public Company
Accounting Oversight Board will be
present as observers.
The roundtable will be held in the
auditorium of SEC headquarters at 100
F Street, NE., Washington, DC. The
roundtable will be open to the public
with seating on a first-come, first-served
basis. The roundtable discussions also
will be available via Webcast on the
SEC’s Web site at https://www.sec.gov.
The roundtable agenda and other
materials related to the roundtable,
including a list of participants and
moderators, will be accessible at https://
www.sec.gov/spotlight/fairvalue.htm.
The Commission welcomes feedback
regarding any of the topics to be
addressed at the roundtable.
DATES: Comments should be received on
or before October 28, 2008.
ADDRESSES: Comments may be
submitted by any of the following
methods:
(202) 551–5300, Office of the Chief
Accountant, Securities and Exchange
Commission, 100 F Street, NE.,
Washington, DC 20549–6561.
SUPPLEMENTARY INFORMATION: The
Commission welcomes feedback
regarding any of the topics to be
addressed at the roundtable. The panel
discussions will focus on:
• The effects of mark-to-market
accounting on financial reporting by
financial institutions.
• Potential market behavior effects
from mark-to-market accounting.
• The usefulness of mark-to-market
accounting to investors and regulators.
• Aspects of the current accounting
standards that can be improved.
Electronic Comments
• Use the Commission’s Internet
submission form (https://www.sec.gov/
rules/other.shtml); or
• Send an e-mail to rulecomments@sec.gov. Please include File
Number 4–573 on the subject line.
[Release No. 34–58814; File No. SR–Amex–
2008–53]
Paper Comments
• Send paper comments in triplicate
to Florence Harmon, Acting Secretary,
Securities and Exchange Commission,
100 F Street, NE., Washington, DC
20549–1090.
All submissions should refer to File No.
4–573. This file number should be
included on the subject line if e-mail is
used. To help us process and review
your comments more efficiently, please
use only one method. The Commission
will post all comments on the
Commission’s Internet Web site (https://
www.sec.gov/rules/other.shtml).
Comments also will be available for
public inspection and copying in the
Commission’s Public Reference Room,
100 F Street, NE., Washington, DC
20549, on official business days
between the hours of 10 a.m. and 3 p.m.
All comments received will be posted
without change; we do not edit personal
identifying information from
submissions. You should submit only
information that you wish to make
available publicly.
FOR FURTHER INFORMATION CONTACT: Bert
Fox or Liza McAndrew Moberg,
Professional Accounting Fellows, at
PO 00000
Frm 00103
Fmt 4703
Sfmt 4703
By the Commission.
Dated: October 20, 2008.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. E8–25387 Filed 10–23–08; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
Self-Regulatory Organizations;
American Stock Exchange LLC; Order
Granting Approval of Proposed Rule
Change Related to Amendments to
Rule 925 (Confirmations) and Rule 921
(Opening of Accounts)
October 20, 2008.
On June 26, 2008, the American Stock
Exchange LLC (the ‘‘Amex’’ or the
‘‘Exchange’’) filed with the Securities
and Exchange Commission
(‘‘Commission’’) a proposed rule change
pursuant to section 19(b)(1) of the
Securities Exchange Act of 1934 (the
‘‘Exchange Act’’) 1 and Rule 19b–4
thereunder.2 Notice of the proposal was
published for comment in the Federal
Register on September 12, 2008.3 The
Commission received no comments on
the proposed rule change. This order
approves the proposed rule change.
I. Description of the Proposed Rule
Change
The Exchange proposed to amend
Amex Rule 925 to clarify that written
confirmations relating to options
transactions are not required to specify
the options exchange or exchanges on
which such options contracts were
executed. The Exchange further
1 15
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 See Securities Exchange Act Release No. 58466
(Sept. 5, 2008) 73 FR 53057 (Sept. 12, 2008).
2 17
E:\FR\FM\24OCN1.SGM
24OCN1
Agencies
[Federal Register Volume 73, Number 207 (Friday, October 24, 2008)]
[Notices]
[Page 63527]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E8-25387]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release Nos. 33-8980; 34-58813; File No. 4-573]
Roundtable on Mark-to-Market Accounting
AGENCY: Securities and Exchange Commission.
ACTION: Notice of roundtable discussion; request for comment.
-----------------------------------------------------------------------
SUMMARY: On October 29, 2008 from 9 a.m. to 1 p.m., the Securities and
Exchange Commission will hold a roundtable to discuss mark-to-market
accounting and the recent period of market turmoil. The roundtable will
be organized as two panels. The panels will include investors, issuers,
auditors, and other parties with experience in mark-to-market
accounting. Additionally, representatives from the Financial Accounting
Standards Board, the International Accounting Standards Board and the
Public Company Accounting Oversight Board will be present as observers.
The roundtable will be held in the auditorium of SEC headquarters
at 100 F Street, NE., Washington, DC. The roundtable will be open to
the public with seating on a first-come, first-served basis. The
roundtable discussions also will be available via Webcast on the SEC's
Web site at https://www.sec.gov. The roundtable agenda and other
materials related to the roundtable, including a list of participants
and moderators, will be accessible at https://www.sec.gov/spotlight/
fairvalue.htm. The Commission welcomes feedback regarding any of the
topics to be addressed at the roundtable.
DATES: Comments should be received on or before October 28, 2008.
ADDRESSES: Comments may be submitted by any of the following methods:
Electronic Comments
Use the Commission's Internet submission form (https://
www.sec.gov/rules/other.shtml); or
Send an e-mail to rule-comments@sec.gov. Please include
File Number 4-573 on the subject line.
Paper Comments
Send paper comments in triplicate to Florence Harmon,
Acting Secretary, Securities and Exchange Commission, 100 F Street,
NE., Washington, DC 20549-1090.
All submissions should refer to File No. 4-573. This file number should
be included on the subject line if e-mail is used. To help us process
and review your comments more efficiently, please use only one method.
The Commission will post all comments on the Commission's Internet Web
site (https://www.sec.gov/rules/other.shtml). Comments also will be
available for public inspection and copying in the Commission's Public
Reference Room, 100 F Street, NE., Washington, DC 20549, on official
business days between the hours of 10 a.m. and 3 p.m. All comments
received will be posted without change; we do not edit personal
identifying information from submissions. You should submit only
information that you wish to make available publicly.
FOR FURTHER INFORMATION CONTACT: Bert Fox or Liza McAndrew Moberg,
Professional Accounting Fellows, at (202) 551-5300, Office of the Chief
Accountant, Securities and Exchange Commission, 100 F Street, NE.,
Washington, DC 20549-6561.
SUPPLEMENTARY INFORMATION: The Commission welcomes feedback regarding
any of the topics to be addressed at the roundtable. The panel
discussions will focus on:
The effects of mark-to-market accounting on financial
reporting by financial institutions.
Potential market behavior effects from mark-to-market
accounting.
The usefulness of mark-to-market accounting to investors
and regulators.
Aspects of the current accounting standards that can be
improved.
By the Commission.
Dated: October 20, 2008.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. E8-25387 Filed 10-23-08; 8:45 am]
BILLING CODE 8011-01-P