Sunshine Act Meeting, 52709 [E8-20957]
Download as PDF
<![CDATA[
Federal Register / Vol. 73, No. 176 / Wednesday, September 10, 2008 / Notices
described in the application. The
prospectus will prominently disclose
that the Advisor has ultimate
responsibility (subject to oversight by
the Boards) to oversee the Subadvisors
and recommend their hiring,
termination and replacement.
7. No trustee or officer of a Company
or officer or director of the Advisor will
own directly or indirectly (other than
through a pooled investment vehicle
that is not controlled by that trustee,
director or officer) any interest in a
Subadvisor except for (i) ownership of
interests in the Advisor or any entity
that controls, is controlled by, or is
under common control with the
Advisor; or (ii) ownership of less than
1% of the outstanding securities of any
class of equity or debt of a publiclytraded company that is either a
Subadvisor or an entity that controls, is
controlled by or is under common
control with a Subadvisor.
8. Within 90 days of the hiring of any
new Subadvisor, shareholders of the
Fund will be furnished all information
about the new Subadvisor that would be
included in a proxy statement,
including any change in shareholder
disclosure caused by the addition of the
new Subadvisor. To meet this condition,
the Funds will provide shareholders
with an information statement meeting
the requirements of Regulation 14C,
Schedule 14C, and Item 22 of Schedule
14A under the Securities Exchange Act
of 1934.
9. The requested order will expire on
the effective date of rule 15a–5 under
the Act, if adopted.
For the Commission, by the Division of
Investment Management, under delegated
authority.
Florence E. Harmon,
Acting Secretary.
[FR Doc. E8–20960 Filed 9–9–08; 8:45 am]
pwalker on PROD1PC71 with NOTICES
SECURITIES AND EXCHANGE
COMMISSION
September 3, 2008.
Sunshine Act Meeting
Notice is hereby given, pursuant to
the provisions of the Government in the
Sunshine Act, Public Law 94–409, that
the Securities and Exchange
Commission will hold a Closed Meeting
on Thursday, September 11, 2008 at 1
p.m.
Commissioners, Counsel to the
Commissioners, the Secretary to the
Commission, and recording secretaries
will attend the Closed Meeting. Certain
staff members who have an interest in
the matters also may be present.
Jkt 214001
BILLING CODE 8010–01–P
Self-Regulatory Organizations;
Chicago Board Options Exchange,
Incorporated; Notice of Filing and
Immediate Effectiveness of Proposed
Rule Change To Delete Obsolete CBOE
Rule 15.10
SECURITIES AND EXCHANGE
COMMISSION
16:52 Sep 09, 2008
Dated: September 4, 2008.
Florence E. Harmon,
Acting Secretary.
[FR Doc. E8–20957 Filed 9–9–08; 8:45 am]
[Release No. 34–58455; File No. SR–CBOE–
2008–94]
BILLING CODE 8010–01–P
VerDate Aug<31>2005
The General Counsel of the
Commission, or his designee, has
certified that, in his opinion, one or
more of the exemptions set forth in 5
U.S.C. 552b(c)(3), (5), (7), 9(B) and (10)
and 17 CFR 200.402(a)(3), (5), (7), 9(ii)
and (10), permit consideration of the
scheduled matters at the Closed
Meeting.
Commissioner Casey, as duty officer,
voted to consider the items listed for the
Closed Meeting in closed session.
The subject matter of the Closed
Meeting scheduled for Thursday,
September 11, 2008 will be:
Formal orders of investigation;
Institution and settlement of injunctive
actions;
Institution and settlement of
administrative proceedings of an
enforcement nature;
Amicus consideration; and
Other matters relating to enforcement
proceedings.
At times, changes in Commission
priorities require alterations in the
scheduling of meeting items.
For further information and to
ascertain what, if any, matters have been
added, deleted or postponed, please
contact:
The Office of the Secretary at (202)
551–5400.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (the
‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on August
29, 2008, the Chicago Board Options
Exchange, Incorporated (‘‘Exchange’’ or
‘‘CBOE’’) filed with the Securities and
Exchange Commission (the
‘‘Commission’’) the proposed rule
change as described in Items I, II, and
III below, which Items have been
substantially prepared by the Exchange.
1 15
2 17
PO 00000
U.S.C. 78s(b)(1).
CFR 240.19b–4.
Frm 00070
Fmt 4703
Sfmt 4703
52709
The Exchange filed the proposal as a
‘‘non-controversial’’ proposed rule
change pursuant to Section
19(b)(3)(A)(iii) of the Act 3 and Rule
19b–4(f)(6) thereunder.4 The
Commission is publishing this notice to
solicit comments on the proposed rule
change from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange proposes to delete
obsolete Rule 15.10, Reporting
Requirements Applicable to Short Sales
in Nasdaq National Market. The text of
the rule proposal is available on the
Exchange’s Web site (https://
www.cboe.org/legal), at the Exchange’s
Office of the Secretary and at the
Commission’s Public Reference Room.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
self-regulatory organization included
statements concerning the purpose of
and basis for the proposed rule change
and discussed any comments it received
on the proposed rule change. The text
of those statements may be examined at
the places specified in Item IV below.
The Exchange has prepared summaries,
set forth in sections A, B, and C below,
of the most significant parts of such
statements.
A. Self-Regulatory Organization’s
Statement of the Purpose of, and the
Statutory Basis for, the Proposed Rule
Change
1. Purpose
CBOE Rule 15.10, Reporting
Requirements Applicable to Short Sales
in Nasdaq National Market, was
adopted several years ago to coordinate
CBOE’s rules with the NASD’s Rules of
Fair Practice relating to a bid test
applicable to short sales in National
Market (‘‘NM’’) securities traded
through Nasdaq.5 In 2007, the
Commission adopted an amendment to
eliminate Rule 10a–1 and to add Rule
201 of Regulation SHO under the Act,
to provide that no price test, including
any price test of any self-regulatory
organization (‘‘SRO’’), shall apply to
short sales in any security.6 Rule 201
3 15
U.S.C. 78s(b)(3)(A)(iii).
CFR 240.19b–4(f)(6).
5 See Securities and Exchange Act Release No.
34632 (September 2, 1994), 59 FR 46999 (September
13, 1994) (SR–CBOE–94–10).
6 See Securities Exchange Act Release No. 34–
55970, 72 FR 36348 (July 3, 2007) (File No. S7–21–
06).
4 17
E:\FR\FM\10SEN1.SGM
10SEN1
]]>Agencies
[Federal Register Volume 73, Number 176 (Wednesday, September 10, 2008)]
[Notices]
[Page 52709]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E8-20957]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
Sunshine Act Meeting
Notice is hereby given, pursuant to the provisions of the
Government in the Sunshine Act, Public Law 94-409, that the Securities
and Exchange Commission will hold a Closed Meeting on Thursday,
September 11, 2008 at 1 p.m.
Commissioners, Counsel to the Commissioners, the Secretary to the
Commission, and recording secretaries will attend the Closed Meeting.
Certain staff members who have an interest in the matters also may be
present.
The General Counsel of the Commission, or his designee, has
certified that, in his opinion, one or more of the exemptions set forth
in 5 U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) and 17 CFR
200.402(a)(3), (5), (7), 9(ii) and (10), permit consideration of the
scheduled matters at the Closed Meeting.
Commissioner Casey, as duty officer, voted to consider the items
listed for the Closed Meeting in closed session.
The subject matter of the Closed Meeting scheduled for Thursday,
September 11, 2008 will be:
Formal orders of investigation;
Institution and settlement of injunctive actions;
Institution and settlement of administrative proceedings of an
enforcement nature;
Amicus consideration; and
Other matters relating to enforcement proceedings.
At times, changes in Commission priorities require alterations in
the scheduling of meeting items.
For further information and to ascertain what, if any, matters have
been added, deleted or postponed, please contact:
The Office of the Secretary at (202) 551-5400.
Dated: September 4, 2008.
Florence E. Harmon,
Acting Secretary.
[FR Doc. E8-20957 Filed 9-9-08; 8:45 am]
BILLING CODE 8010-01-P
