In the Matter of Continental Beverage and Nutrition, Inc.; Order of Suspension of Trading, 51870 [E8-20707]
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51870
Federal Register / Vol. 73, No. 173 / Friday, September 5, 2008 / Notices
UBS Health Sciences Fund, L.L.C. [File
No. 811–9985]
Summary: Applicant, a closed-end
investment company, seeks an order
declaring that it has ceased to be an
investment company. On June 19, 2008,
applicant made a final liquidating
distribution to its shareholders, based
on net asset value. Expenses of $11,045
incurred in connection with the
liquidation were paid by applicant.
Filing Dates: The application was
filed on June 30, 2008 and amended on
August 15, 2008.
Applicant’s Address: c/o UBS
Financial Services, Inc., 51 West 52nd
St., New York, NY 10019.
mstockstill on PROD1PC66 with NOTICES
IQ Tax Advantaged Dividend Income
Fund Inc. [File No. 811–21555]; S&P
500 GEAREDSM Fund V Inc. [File No.
811–21692]; NASDAQ–100 GEAREDSM
Fund Inc. [File No. 811–21693]; S&P
500 GEAREDSM Fund II Inc. [File No.
811–21794]
Summary: Each applicant, a closedend investment company, seeks an
order declaring that it has ceased to be
an investment company. Applicants
have never made a public offering of
their securities and do not propose to
make a public offering or engage in
business of any kind.
Filing Date: The applications were
filed on July 24, 2008.
Applicants’ Address: 2 World
Financial Center, 7th Floor, 225 Liberty
St., New York, NY 10281.
Eaton Vance Prime Rate Reserves [File
No. 811–5808]; EV Classic Senior
Floating-Rate Fund [File No. 811–7946];
Eaton Vance Advisers Senior FloatingRate Fund [File No. 811–8671]; Eaton
Vance Institutional Senior FloatingRate Fund [File No. 811–9249]
Summary: Each applicant, a closedend investment company, seeks an
order declaring that it has ceased to be
an investment company. On March 14,
2008, each applicant transferred its
assets to Eaton Vance Floating-Rate
Advantage Fund, a series of Eaton
Vance Mutual Funds Trust, based on net
asset value. Expenses of $240,232,
$238,662, $88,464 and $30,397,
respectively, incurred in connection
with the reorganizations were paid by
applicants.
Filing Date: The applications were
filed on July 23, 2008.
Applicants’ Address: The Eaton
Vance Building, 255 State St., Boston,
MA 02109.
Sage Life Investment Trust [File No.
811–8623]
Summary: Applicant seeks an order
declaring that it has ceased to be an
VerDate Aug<31>2005
18:40 Sep 04, 2008
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investment company. On May 29, 2003,
Applicant’s board of directors approved
Applicant’s liquidation. On May 30,
2003, Applicant made a liquidating
distribution to its shareholders, based
on net asset value. Expenses of
$35,050.15 incurred in connection with
the liquidation were paid by Applicant
and its investment advisor, Sage
Advisors, Inc. Applicant has no assets
or liabilities and is not now engaged, or
intending to engage, in any business
activities other than those necessary for
winding up its affairs.
Filing Dates: The application was
filed on December 24, 2003, and
amended on June 24, 2008.
Applicant’s Address: 175 King Street,
Armonk, New York, 10504.
For the Commission, by the Division of
Investment Management, pursuant to
delegated authority.
Florence E. Harmon,
Acting Secretary.
[FR Doc. E8–20550 Filed 9–4–08; 8:45 am]
BILLING CODE 8010–01–P
SECURITIES AND EXCHANGE
COMMISSION
[File No. 500–1]
In the Matter of Continental Beverage
and Nutrition, Inc.; Order of
Suspension of Trading
September 3, 2008.
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–58436; File No. SR–DTC–
2008–11]
Self-Regulatory Organizations; The
Depository Trust Company; Notice of
Filing of a Proposed Rule Change To
Implement a New Service to Allow
Issuers To Track and Limit the Number
of Beneficial Owners for an Individual
CUSIP
August 27, 2008.
Pursuant to section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’),1 notice is hereby given that on
August 6, 2008, The Depository Trust
Company (‘‘DTC’’) filed with the
Securities and Exchange Commission
(‘‘Commission’’) the proposed rule
change as described in Items I, II, and
III below, which Items have been
prepared primarily by DTC. The
Commission is publishing this notice to
solicit comments on the proposed rule
change from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The purpose of the rule change is to
implement a new service that will allow
issuers, either themselves or through an
issuer-designated administrator, to track
and limit the number of beneficial
owners for an individual CUSIP. This
service would be called the Security
Holder Tracking Service (‘‘SH Tracking
Service’’).
It appears to the Securities and
Exchange Commission that there is a
lack of current and accurate information
concerning the securities of Continental
Beverage and Nutrition, Inc.
(‘‘Continental’’) because it has not filed
any periodic reports since it filed a
Form 10–QSB for the period ended
November 30, 2006.
The Commission is of the opinion that
the public interest and the protection of
investors require a suspension of trading
in the securities of Continental.
Therefore, it is ordered, pursuant to
Section 12(k) of the Securities Exchange
Act of 1934, that trading in the
securities of Continental is suspended
for the period from 9:30 a.m. EDT on
September 3, 2008, through 11:59 p.m.
EDT on September 16, 2008.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
By the Commission.
Florence E. Harmon,
Acting Secretary.
[FR Doc. E8–20707 Filed 9–3–08; 11:15 am]
A group of investment banks
requested that DTC assist them in
providing greater liquidity and access to
capital for securities of closely held
BILLING CODE 8010–01–P
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In its filing with the Commission,
DTC included statements concerning
the purpose of and basis for the
proposed rule change and discussed any
comments it received on the proposed
rule change. The text of these statements
may be examined at the places specified
in Item IV below. DTC has prepared
summaries, set forth in sections A, B,
and C below, of the most significant
aspects of such statements.
A. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
1. Background
1 15
Sfmt 4703
E:\FR\FM\05SEN1.SGM
U.S.C. 78s(b)(1).
05SEN1
Agencies
[Federal Register Volume 73, Number 173 (Friday, September 5, 2008)]
[Notices]
[Page 51870]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E8-20707]
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SECURITIES AND EXCHANGE COMMISSION
[File No. 500-1]
In the Matter of Continental Beverage and Nutrition, Inc.; Order
of Suspension of Trading
September 3, 2008.
It appears to the Securities and Exchange Commission that there is
a lack of current and accurate information concerning the securities of
Continental Beverage and Nutrition, Inc. (``Continental'') because it
has not filed any periodic reports since it filed a Form 10-QSB for the
period ended November 30, 2006.
The Commission is of the opinion that the public interest and the
protection of investors require a suspension of trading in the
securities of Continental.
Therefore, it is ordered, pursuant to Section 12(k) of the
Securities Exchange Act of 1934, that trading in the securities of
Continental is suspended for the period from 9:30 a.m. EDT on September
3, 2008, through 11:59 p.m. EDT on September 16, 2008.
By the Commission.
Florence E. Harmon,
Acting Secretary.
[FR Doc. E8-20707 Filed 9-3-08; 11:15 am]
BILLING CODE 8010-01-P