Roundtable on International Financial Reporting Standards, 45257-45258 [E8-17763]
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Federal Register / Vol. 73, No. 150 / Monday, August 4, 2008 / Notices
to appropriate agencies, entities, and
persons. This routine use will serve to
protect the interests of any individual
affected by a breach because it will
enable OSHRC to take the steps
necessary to facilitate a timely and
effective response to the breach, thereby
improving its ability to prevent,
minimize, or remedy any harm resulting
from a compromise of data maintained
in its systems of records.
OSHRC’s proposed blanket routine
use is published below. The first ten
blanket routine uses, which remain in
effect, were last published in full text on
April 14, 2006 at 71 FR 19556, 19558–
59.
Blanket Routine Uses
(11) A record from an OSHRC system
of records may be disclosed as a blanket
routine use to appropriate agencies,
entities, and persons when:
(a) OSHRC suspects or has confirmed
that the security or confidentiality of
information in the system of records has
been compromised; and
(b) OSHRC has determined that as a
result of the suspected or confirmed
compromise there is a risk of harm to
economic or property interests, identity
theft or fraud, or harm to the security or
integrity of this system or other systems
or programs (whether maintained by
OSHRC or another agency or entity) that
rely upon the compromised
information; and
(c) The disclosure made to such
agencies, entities, and persons is
reasonably necessary to assist in
connection with OSHRC’s efforts to
respond to the suspected or confirmed
compromise and prevent, minimize, or
remedy such harm.
Dated: July 29, 2008.
Horace A. Thompson III,
Chairman.
[FR Doc. E8–17791 Filed 8–1–08; 8:45 am]
BILLING CODE 7600–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Securities Exchange Act of 1934; Release
No. 58248/July 29, 2008]
pwalker on PROD1PC71 with NOTICES
Order Extending Emergency Order
Pursuant to Section 12(k)(2) of the
Securities Exchange Act of 1934
Taking Temporary Action To Respond
to Market Developments
On July 15, 2008, the Commission
issued an Emergency Order Pursuant to
Section 12(k)(2) of the Securities
Exchange Act of 1934 Taking
Temporary Action to Respond to Market
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16:50 Aug 01, 2008
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Developments (the ‘‘Order’’).1 That
Order took effect on July 21, 2008 and
applies to the publicly traded securities
of the substantial financial firms
identified in Appendix A to the Order.
The Commission updated the Order by
an amendment dated July 18, 2008.2
The Order, as amended (the ‘‘Emergency
Order’’), is currently set to terminate on
July 29, 2008.
Pursuant to its authority under
Section 12(k)(2)(C) of the Securities
Exchange Act of 1934 (‘‘Exchange Act’’),
the Commission is extending the
Emergency Order. Section 12(k)(2)(C)
authorizes the Commission to extend an
emergency order issued pursuant to
Section 12(k)(2)(A) of the Exchange Act
for a total effective period of up to 30
calendar days, if the Commission finds
that the emergency still exists and
determines that an extension is
necessary in the public interest and for
the protection of investors to maintain
fair and orderly securities markets.
The Commission has carefully
reevaluated the current state of the
markets in consultation with officials of
the Board of Governors of the Federal
Reserve System, the Department of the
Treasury and the Federal Reserve Bank
of New York. We note that the Board of
Governors of the Federal Reserve
System, in authorizing the creation of
the temporary Primary Dealer Credit
Facility (‘‘PDCF’’), was required to
determine that ‘‘unusual and exigent
circumstances’’ exist and that the PDCF
remains available to the financial firms
identified in Appendix A. The
Commission continues to remain
concerned about the ongoing threat of
market disruption and effects on
investor confidence, and has
determined in this environment that the
standards under Section 12(k)(2) for
extending the Emergency Order have
been met. Accordingly, the Commission
has determined that extending the
Emergency Order is in the public
interest and necessary to maintain fair
and orderly securities markets and for
the protection of investors. Following
expiration of the Emergency Order, the
Commission will proceed immediately
to consideration of rulemaking, which
would become effective after notice and
comment.
Therefore, it is ordered, pursuant to
Section 12(k)(2)(C) of the Exchange Act,
that the Emergency Order is extended
such that it will terminate at 11:59 p.m.
EDT on Tuesday, August 12, 2008.
1 See Securities Exchange Act Release No. 58166
(July 15, 2008).
2 See Securities Exchange Act Release No. 58190
(July 18, 2008).
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45257
By the Commission.
Florence E. Harmon,
Acting Secretary.
[FR Doc. E8–17759 Filed 8–1–08; 8:45 am]
BILLING CODE 8010–01–P
SECURITIES AND EXCHANGE
COMMISSION
[File No. 500–1]
Global Diamond Exchange, Inc.; Order
of Suspension of Trading
July 31, 2008.
It appears to the Securities and
Exchange Commission that the public
interest and the protection of investors
require a suspension of trading in the
securities of Global Diamond Exchange,
Inc. (‘‘Global Diamond’’) because there
is a lack of current and accurate
information concerning its securities.
Questions have arisen concerning the
company’s current business operations,
control of the company, and the
company’s reliance on Rule 504 of
Regulation D of the Securities Act of
1933 in conducting a distribution of its
securities. Global Diamond, a company
that has made no public filings with the
Commission, is quoted on the Pink
Sheets under the ticker symbol GBDX.
The Commission is of the opinion that
the public interest and the protection of
investors require a suspension of trading
in the securities of the above-listed
company.
Therefore, it is ordered, pursuant to
Section 12(k) of the Securities Exchange
Act of 1934, that trading in the abovelisted company is suspended for the
period from 9:30 a.m. EDT, July 31,
2008, through 11:59 p.m. EDT, on
August 13, 2008.
By the Commission.
Florence E. Harmon,
Acting Secretary.
[FR Doc. E8–17896 Filed 7–31–08; 11:15 am]
BILLING CODE 8010–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release Nos. 33–8947; 34–58236; File No.
4–564]
Roundtable on International Financial
Reporting Standards
Securities and Exchange
Commission.
ACTION: Notice of roundtable discussion;
request for comment.
AGENCY:
SUMMARY: On August 4, 2008 from 1
p.m. to 5 p.m., the Securities and
Exchange Commission will hold a
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45258
Federal Register / Vol. 73, No. 150 / Monday, August 4, 2008 / Notices
roundtable to discuss International
Financial Reporting Standards (‘‘IFRS’’)
and to update the Commission on IFRS
developments, including the experience
with use of IFRS during the recent
period of market turmoil. The
roundtable will be organized as two
panels. The panels will include
investors, issuers, auditors, and other
parties with experience in IFRS
reporting. Additionally, representatives
from the Financial Accounting
Standards Board and the International
Accounting Standards Board will be
present as observers.
The roundtable will be held in the
auditorium of SEC headquarters at 100
F Street, NE., Washington, DC. The
roundtable will be open to the public
with seating on a first-come, first-served
basis. The roundtable discussions also
will be available via webcast on the
SEC’s Web site at https://www.sec.gov.
The roundtable agenda and other
materials related to the roundtable,
including a list of participants and
moderators, will be accessible at
https://www.sec.gov/spotlight/
ifrsroadmap.htm. The Commission
welcomes feedback regarding any of the
topics to be addressed at the roundtable.
DATES: Comments should be received on
or before August 11, 2008.
ADDRESSES: Comments may be
submitted by any of the following
methods:
Electronic Comments
• Use the Commission’s Internet
submission form (https://www.sec.gov/
rules/other.shtml); or
• Send an e-mail to rulecomments@sec.gov. Please include File
Number 4–564 on the subject line.
pwalker on PROD1PC71 with NOTICES
Paper Comments
• Send paper comments in triplicate
to Florence Harmon, Acting Secretary,
Securities and Exchange Commission,
100 F Street, NE., Washington, DC
20549–1090.
All submissions should refer to File
No. 4–564. This file number should be
included on the subject line if e-mail is
used. To help us process and review
your comments more efficiently, please
use only one method. The Commission
will post all comments on the
Commission’s Internet Web site (https://
www.sec.gov/rules/other.shtml).
Comments also will be available for
public inspection and copying in the
Commission’s Public Reference Room,
100 F Street, NE., Washington, DC
20549, on official business days
between the hours of 10 a.m. and 3 p.m.
All comments received will be posted
without change; we do not edit personal
VerDate Aug<31>2005
16:50 Aug 01, 2008
Jkt 214001
identifying information from
submissions. You should submit only
information that you wish to make
available publicly.
FOR FURTHER INFORMATION CONTACT: Liza
McAndrew Moberg, Professional
Accounting Fellow, at (202) 551–5300,
Office of the Chief Accountant,
Securities and Exchange Commission,
100 F Street, NE., Washington, DC
20549–6561.
SUPPLEMENTARY INFORMATION: The
Commission welcomes feedback
regarding any of the topics to be
addressed at the roundtable. The panel
discussions will focus on:
• An update on IFRS developments
• Experience with the use of IFRS in
practice, including during the recent
period of market turmoil, more
specifically:
• Applying IFRS in the preparation of
financial statements
• Working with financial statements
prepared pursuant to IFRS
By the Commission.
Dated: July 29, 2008.
Florence E. Harmon,
Acting Secretary.
[FR Doc. E8–17763 Filed 8–1–08; 8:45 am]
BILLING CODE 8010–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–58244; File No. SR–FINRA–
2008–029]
Self-Regulatory Organizations;
Financial Industry Regulatory
Authority, Inc.; Notice of Filing of a
Proposed Rule Change as Modified by
Amendment No. 1 Thereto To Repeal
NASD Rule 1130 and Incorporated
NYSE Rules 405A, 440F, 440G and 477
as Part of the Process of Developing
the Consolidated FINRA Rulebook
July 29, 2008.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’) 1 and Rule 19b–4 thereunder,2
notice is hereby given that on June 16,
2008, Financial Industry Regulatory
Authority, Inc. (‘‘FINRA’’) (f/k/a
National Association of Securities
Dealers, Inc. (‘‘NASD’’)) filed with the
Securities and Exchange Commission
(‘‘Commission’’) the proposed rule
change as described in Items I, II, and
III below, which Items have been
prepared by FINRA. On July 15, 2008,
FINRA filed Amendment No. 1 to the
proposed rule change. The Commission
is publishing this notice to solicit
1 15
2 17
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U.S.C. 78s(b)(1).
CFR 240.19b–4.
Frm 00054
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comments on the proposed rule change,
as amended, from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
FINRA proposes a rule change to
repeal NASD Rule 1130 (Reliance on
Current Membership List) and
incorporated NYSE Rules 405A (NonManaged Fee-Based Account
Programs—Disclosure and Monitoring),
440F (Public Short Sale Transactions
Effected on the Exchange), 440G
(Transactions in Stocks and Warrants
for the Accounts of Members, Allied
Members and Member Organizations)
and 477 (Retention of Jurisdiction—
Failure to Cooperate) as part of the
process of developing the consolidated
FINRA rulebook. The text of the
proposed rule change is available at
FINRA, the Commission’s Public
Reference Room, and https://
www.finra.org.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission,
FINRA included statements concerning
the purpose of, and basis for, the
proposed rule change and discussed any
comments it received on the proposed
rule change. The text of these statements
may be examined at the places specified
in Item IV below. FINRA has prepared
summaries, set forth in Sections A, B,
and C below, of the most significant
aspects of such statements.
A. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
1. Purpose
Background
As part of the process of developing
the new consolidated rulebook
(‘‘Consolidated FINRA Rulebook’’),3
FINRA is proposing a rule change to
repeal NASD Rule 1130 (Reliance on
Current Membership List) and
incorporated NYSE Rules 405A (NonManaged Fee-Based Account
Programs—Disclosure and Monitoring),
440F (Public Short Sale Transactions
3 The current FINRA rulebook consists of two sets
of rules: (1) NASD Rules and (2) rules incorporated
from NYSE (‘‘Incorporated NYSE Rules’’) (together
referred to as the ‘‘Transitional Rulebook’’). The
Incorporated NYSE Rules apply only to those
members of FINRA that are also members of the
NYSE (‘‘Dual Members’’). Dual Members also must
comply with NASD Rules. From more information
about the rulebook consolidation process, see
FINRA Information Notice, March 12, 2008
(‘‘Rulebook Consolidation Process’’).
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Agencies
[Federal Register Volume 73, Number 150 (Monday, August 4, 2008)]
[Notices]
[Pages 45257-45258]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E8-17763]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release Nos. 33-8947; 34-58236; File No. 4-564]
Roundtable on International Financial Reporting Standards
AGENCY: Securities and Exchange Commission.
ACTION: Notice of roundtable discussion; request for comment.
-----------------------------------------------------------------------
SUMMARY: On August 4, 2008 from 1 p.m. to 5 p.m., the Securities and
Exchange Commission will hold a
[[Page 45258]]
roundtable to discuss International Financial Reporting Standards
(``IFRS'') and to update the Commission on IFRS developments, including
the experience with use of IFRS during the recent period of market
turmoil. The roundtable will be organized as two panels. The panels
will include investors, issuers, auditors, and other parties with
experience in IFRS reporting. Additionally, representatives from the
Financial Accounting Standards Board and the International Accounting
Standards Board will be present as observers.
The roundtable will be held in the auditorium of SEC headquarters
at 100 F Street, NE., Washington, DC. The roundtable will be open to
the public with seating on a first-come, first-served basis. The
roundtable discussions also will be available via webcast on the SEC's
Web site at https://www.sec.gov. The roundtable agenda and other
materials related to the roundtable, including a list of participants
and moderators, will be accessible at https://www.sec.gov/spotlight/
ifrsroadmap.htm. The Commission welcomes feedback regarding any of the
topics to be addressed at the roundtable.
DATES: Comments should be received on or before August 11, 2008.
ADDRESSES: Comments may be submitted by any of the following methods:
Electronic Comments
Use the Commission's Internet submission form (https://
www.sec.gov/rules/other.shtml); or
Send an e-mail to rule-comments@sec.gov. Please include
File Number 4-564 on the subject line.
Paper Comments
Send paper comments in triplicate to Florence Harmon,
Acting Secretary, Securities and Exchange Commission, 100 F Street,
NE., Washington, DC 20549-1090.
All submissions should refer to File No. 4-564. This file number
should be included on the subject line if e-mail is used. To help us
process and review your comments more efficiently, please use only one
method. The Commission will post all comments on the Commission's
Internet Web site (https://www.sec.gov/rules/other.shtml). Comments also
will be available for public inspection and copying in the Commission's
Public Reference Room, 100 F Street, NE., Washington, DC 20549, on
official business days between the hours of 10 a.m. and 3 p.m. All
comments received will be posted without change; we do not edit
personal identifying information from submissions. You should submit
only information that you wish to make available publicly.
FOR FURTHER INFORMATION CONTACT: Liza McAndrew Moberg, Professional
Accounting Fellow, at (202) 551-5300, Office of the Chief Accountant,
Securities and Exchange Commission, 100 F Street, NE., Washington, DC
20549-6561.
SUPPLEMENTARY INFORMATION: The Commission welcomes feedback regarding
any of the topics to be addressed at the roundtable. The panel
discussions will focus on:
An update on IFRS developments
Experience with the use of IFRS in practice, including
during the recent period of market turmoil, more specifically:
Applying IFRS in the preparation of financial statements
Working with financial statements prepared pursuant to
IFRS
By the Commission.
Dated: July 29, 2008.
Florence E. Harmon,
Acting Secretary.
[FR Doc. E8-17763 Filed 8-1-08; 8:45 am]
BILLING CODE 8010-01-P