Annual Report From Federal Contractors, 28710-28725 [E8-10916]
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28710
Federal Register / Vol. 73, No. 97 / Monday, May 19, 2008 / Rules and Regulations
explanation of why using these
standards would be inconsistent with
applicable law or otherwise impractical.
Voluntary consensus standards are
technical standards (e.g., specifications
of materials, performance, design, or
operation; test methods; sampling
procedures; and related management
systems practices) that are developed or
adopted by voluntary consensus
standards bodies.
This rule does not use technical
standards. Therefore, we did not
consider the use of voluntary consensus
standards.
Environment
We have analyzed this rule under
Commandant Instruction M16475.lD
which guides the Coast Guard in
complying with the National
Environmental Policy Act of 1969
(NEPA) (42 U.S.C. 4321–4370f), and
have concluded that there are no factors
in this case that would limit the use of
a categorical exclusion under section
2.B.2 of the Instruction. Therefore, this
rule is categorically excluded, under
figure 2–1, paragraph (34)(g), of the
Instruction, from further environmental
documentation. A final ‘‘Environmental
Analysis Check List’’ and a final
‘‘Categorical Exclusion Determination’’
are available in the docket where
indicated under ADDRESSES.
List of Subjects in 33 CFR Part 165
Harbors, Marine safety, Navigation
(water), Reporting and recordkeeping
requirements, Security measures,
Waterways.
I For the reasons discussed in the
preamble, the Coast Guard amends 33
CFR part 165 as follows:
PART 165—REGULATED NAVIGATION
AREAS AND LIMITED ACCESS AREAS
1. The authority citation for part 165
continues to read as follows:
I
Authority: 33 U.S.C. 1226, 1231; 46 U.S.C.
Chapter 701; 50 U.S.C. 191, 195; 33 CFR
1.05–1, 6.04–1, 6.04–6, and 160.5; Pub. L.
107–295, 116 Stat. 2064; Department of
Homeland Security Delegation No. 0170.1.
I
2. Add § 165.773 to read as follows:
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§ 165.773 Security Zone; Escorted Vessels
in Captain of the Port Zone Jacksonville,
Florida.
(a) Definitions. The following
definitions apply to this section:
COTP means Captain of the Port
Jacksonville, FL.
Designated representatives means
Coast Guard Patrol Commanders
including Coast Guard coxswains, petty
officers and other officers operating
Coast Guard vessels or aircraft, and
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federal, state, and local officers
designated by or assisting the COTP, in
the enforcement of the security zone.
Escorted vessel means a vessel, other
than a large U.S. naval vessel as defined
in 33 CFR 165.2015, that is
accompanied by one or more Coast
Guard assets or other Federal, State, or
local law enforcement agency assets
clearly identifiable by lights, vessel
markings, or with agency insignia as
follows:
(1) Coast Guard surface or air asset
displaying the Coast Guard insignia.
(2) State and/or local law enforcement
asset displaying the applicable agency
markings and/or equipment associated
with the agency.
(3) When escorted vessels are moored,
dayboards or other visual indications
such as lights or buoys may be used. In
all cases, broadcast notice to mariners
will be issued to advise mariners of
these restrictions.
Minimum safe speed means the speed
at which a vessel proceeds when it is
fully off plane, completely settled in the
water and not creating excessive wake.
Due to the different speeds at which
vessels of different sizes and
configurations may travel while in
compliance with this definition, no
specific speed is assigned to minimum
safe speed. In no instance should
minimum safe speed be interpreted as a
speed less than that required for a
particular vessel to maintain
steerageway. A vessel is not proceeding
at minimum safe speed if it is:
(1) On a plane;
(2) In the process of coming up onto
or coming off a plane; or
(3) Creating an excessive wake.
(b) Regulated Area. All navigable
waters, as defined within Captain of the
Port Zone, Jacksonville, Florida as
defined in 33 CFR 3.35–20.
(c) Security Zone. A 500-yard security
zone is established around each
escorted vessel within the regulated area
described in paragraph (b) of this
section. This is a moving security zone
when the escorted vessel is in transit
and becomes a fixed zone when the
escorted vessel is anchored or moored.
A security zone will not extend beyond
the boundary of the regulated area in
this section.
(d) Regulations. (1) The general
regulations for security zones contained
in § 165.33 of this part applies to this
section.
(2) A vessel may request the
permission of the COTP or a designated
representative to enter the security zone
described in paragraph (c) of this
section. If permitted to enter the
security zone, a vessel must proceed at
the minimum safe speed and must
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comply with the orders of the COTP or
a designated representative. No vessel or
person may enter the inner 100-yard
portion of the security zone closest to
the vessel.
(e) Notice of Security Zone. The COTP
will inform the public of the existence
or status of the security zones around
escorted vessels in the regulated area by
Broadcast Notice to Mariners. Coast
Guard assets or other Federal, State or
local law enforcement agency assets will
be clearly identified by lights, vessel
markings, or with agency insignia.
When escorted vessels are moored,
dayboards or other visual indications
such as lights or buoys may be used.
(f) Contact Information. The COTP
Jacksonville may be reached via phone
at (904) 564–7513. Any on scene Coast
Guard or designated representative
assets may be reached via VHF–FM
channel 16.
Dated: May 6, 2008.
P.F. Thomas,
Captain, U.S. Coast Guard, Captain of the
Port Zone Jacksonville, Florida.
[FR Doc. E8–11141 Filed 5–16–08; 8:45 am]
BILLING CODE 4910–15–P
DEPARTMENT OF LABOR
Veterans’ Employment and Training
Service
41 CFR Part 61–300
RIN 1293–AA12
Annual Report From Federal
Contractors
AGENCY: Veterans’ Employment and
Training Service (VETS), Labor.
ACTION: Final rule.
SUMMARY: The Veterans’ Employment
and Training Service is publishing a
new set of regulations, and adopting a
new Federal Contractor Veterans’
Employment Report VETS–100A
(‘‘VETS–100A Report’’) form, to
implement the requirement under the
Vietnam Era Veterans’ Readjustment
Assistance Act of 1974 (‘‘VEVRAA’’)
that Government contractors track and
annually report the number of
employees in their workforces who are
veterans covered under the law. The
final regulations published today
implement amendments to the reporting
requirements under VEVRAA that were
made by the Jobs for Veterans Act
(‘‘JVA’’) in 2002. The JVA amendments:
Raised the dollar amount of the
Government contracts that trigger a
contractor’s obligation to report on
veterans’ employment; and changed the
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Federal Register / Vol. 73, No. 97 / Monday, May 19, 2008 / Rules and Regulations
categories of veterans that contractors
are to track and report. The final
regulations published today apply only
to covered Government contracts
entered into or modified on or after
December 1, 2003. The existing
regulations in 41 CFR part 61–250,
which require contractors to use the
Federal Contractor Veterans’
Employment Report VETS–100 (‘‘VETS–
100 Report’’) form to provide the
information on the covered veterans in
their workforces, will continue to apply
to Government contracts entered into
before December 1, 2003.
DATES: Effective Date: These regulations
are effective June 18, 2008.
FOR FURTHER INFORMATION CONTACT:
Robert Wilson, Chief, Investigations and
Compliance Division, Veterans’
Employment and Training Service, U.S.
Department of Labor, 200 Constitution
Avenue, NW., Room S–1312,
Washington, DC 20210,
RMWilson@dol.gov, (202) 693–4719
(this is not a toll-free number).
For press inquiries, contact Michael
Biddle, Office of Public Affairs, U.S.
Department of Labor, 200 Constitution
Avenue, NW., Room S–1032,
Washington, DC 20210,
Biddle.Michael@dol.gov, (202) 693–5051
(this is not a toll-free number).
SUPPLEMENTARY INFORMATION:
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Background
The Vietnam Era Veterans’
Readjustment Assistance Act of 1974
(‘‘VEVRAA’’), 38 U.S.C. 4212(d),
requires that Federal contractors report
annually to the Secretary of Labor about
their employment of certain categories
of veterans. The Department of Labor
has promulgated regulations found at 41
CFR part 61–250, which require
contractors to use the Federal Contractor
Veterans’ Employment Report VETS–
100 (‘‘VETS–100 Report’’) form for
reporting information on the number of
covered veterans in their workforces.
On November 7, 2002, the President
signed the Jobs for Veterans Act (JVA)
(Pub. L. 107–288, 116 Stat. 2033).
Section 2(d)(1)(A) of JVA amended the
Federal contractor reporting
requirements contained in 38 U.S.C.
4212(d). Section (2)(b)(3) of JVA made
the amendments applicable to
Government contracts entered into on or
after December 1, 2003.
Prior to amendment by JVA, VEVRAA
required contractors with a Government
contract of $25,000 or more to report at
least annually to the Secretary on the
number of employees in their
workforces, by job category and hiring
location, who are ‘‘special disabled
veterans, veterans of the Vietnam era,
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recently separated veterans, or other
veterans who served on active duty
during a war or in a campaign or
expedition for which a campaign badge
has been authorized.’’ In addition, prior
to amendment by JVA, VEVRAA
required contractors to report on the
number of employees hired during the
period covered by the report who belong
to the specified categories of covered
veterans.
The JVA amendments to VEVRAA
made two changes to the reporting
requirements applicable to contracts
entered into on or after December 1,
2003. First, the JVA amendments
increased from $25,000 to $100,000, the
dollar amount of the contract that
subjects a Government contractor to the
requirement to report the number of
employees in their workforces who are
covered veterans.
Second, the JVA amendments
changed the categories of covered
veterans under VEVRAA and thus the
categories of veterans that contractors
are required to track and report on
annually. JVA eliminated the coverage
category of Vietnam era veterans.
However, many Vietnam era veterans
may remain covered in other categories.
JVA added a new category of covered
veterans—those ‘‘veterans who, while
serving on active duty in the Armed
Forces, participated in a United States
military operation for which an Armed
Forces service medal was awarded
pursuant to Executive Order 12985.’’ In
addition, the JVA amendments
expanded the coverage of recently
separated veterans from one year after
discharge or release from active duty, to
three years. Finally, JVA expanded the
coverage of veterans with disabilities.
Prior to amendment by JVA, VEVRAA
covered veterans rated as having 10% to
20% serious employment handicap or a
disability rated 30% or more by the
Department of Veterans Affairs. As a
result of the JVA amendments, all
veterans who were discharged or
released from active duty because of a
service-connected disability are covered
under VEVRAA.
On August 8, 2006, VETS published
a Notice of Proposed Rulemaking
(NPRM), (71 FR 44945), to implement
the changes made by JVA to the
reporting requirements under VEVRAA.
The NPRM proposed to adopt a new set
of regulations that would be codified in
a new 41 CFR part 61–300. The NPRM
also proposed to adopt a new form for
reporting the information on veterans’
employment required by the JVA
amendments to VEVRAA and name it
the ‘‘VETS–100A Report.’’
VETS received a total of six
comments: Two from employer
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associations whose members include
Federal contractors, one from a
management consulting firm that
specializes in human resources, one
from a government agency, one from a
human resources professional, and one
from an attorney. Generally, the
comments discussed the confusion that
might result from VETS maintaining
two sets of VEVRAA regulations and
requested clarification of certain
provisions. VETS reviewed and
carefully considered the comments in
the development of this final rule.
VETS recognized that contractors will
need time to update their recordkeeping
systems to collect the data required by
the VETS–100A Report, and stated in
the NPRM that the reporting
requirements in the new part 61–300
would become effective for the calendar
year 2007, and would be reported in the
VETS–100A Report to be filed by
September 30, 2008. We received two
comments on the proposed effective
date of the final rule. One commenter
asked that VETS extend the effective
date of the new reporting requirements
to 2008, and the date for filing the
VETS–100A Report for the first time to
September 30, 2009, in order to allow
contractors sufficient time to adjust
their computer systems. Another
commenter requested that VETS clarify
in the final rule that contractors do not
have to begin collecting and
maintaining data required for the 2008
VETS–100A Report until the first day of
the 12-month period for which new hire
data will be reported on the 2008 report.
When the effective dates stated in the
NPRM were proposed, VETS anticipated
that today’s final rule and its
information collection requirements
would be effective by a date that would
allow contractors sufficient time to
collect the data needed to complete and
file a VETS–100A Report for the 2008
reporting cycle. The VETS–100A Report
calls for contractors to provide data on
veterans’ employment for a 12-month
period ending on a date in the report
year between July 1 and August 31 that
represents the end of a payroll period.
However, today’s final rule will not take
effect in time for contractors to collect
data for the entire 12-month period
ending on a date between July 1 and
August 31, 2008. Accordingly, VETS has
decided to extend the effective date for
the reporting requirements in the new
part 61–300 regulations. Contractors are
to collect and maintain the data
prescribed by the new part 61–300
regulations beginning in the calendar
year 2008, and report the data in the
VETS–100A Report to be filed by
September 30, 2009.
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Federal Register / Vol. 73, No. 97 / Monday, May 19, 2008 / Rules and Regulations
Overview of the Final Rule
The final regulations implementing
the JVA changes to the reporting
requirements under VEVRAA will be
codified in a new 41 CFR part 61–300.
As was explained in the NPRM, the
provisions in part 61–300 are modeled
after the existing regulations in part 61–
250 implementing the reporting
requirements under VEVRAA prior to
amendment by JVA. The part 61–300
regulations differ from the regulations in
part 61–250 in two ways: The part 61–
300 regulations reflect the changes to
the requirements under VEVRAA made
by JVA, and certain provisions in the
part 61–300 have been revised to
improve the readability of the rule. The
Section-by-Section Analysis of the
NPRM highlighted the differences
between the provisions in the proposed
rule and existing part 61–250.
Throughout the regulation, changes
have been made to clarify the wording
in accordance with plain language
principles. Unless specified below, the
minor language differences are not
intended to create a difference in
substantive meaning between the final
rule and parallel provisions in part 61–
250.
The final rule, for the most part,
adopts the provisions that were
proposed in the NPRM. However, a few
provisions have been modified in
response to the public comments. The
discussion that follows identifies the
significant issues raised in the
comments received in response to the
NPRM, provides VETS responses to
those comments, and explains any
resulting changes to the proposed rule.
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Section-by-Section Analysis of
Comments and Revisions
Section 61–300.1 What are the
purpose and scope of this part?
This section outlines the purpose and
scope of the regulations. Proposed
paragraph (a) states that each contractor
or subcontractor who enters into a
contract on or after December 1, 2003,
in the amount of $100,000 or more with
any department or agency of the United
States, and who is subject to 38 U.S.C.
4212(a) (the affirmative action
provisions of VEVRAA), must submit a
report according to the requirements of
part 61–300. In addition, proposed
paragraph (a) states that any contractor
or subcontractor whose only contract
was entered into before December 1,
2003, must follow the regulations in
part 61–250. Further, proposed
paragraph (a) provides that any
contractor that has a contract of $25,000
or more entered into before December 1,
2003, and has a contract of $100,000 or
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more entered into on or after December
1, 2003, is required to file both the
VETS–100 Report and the VETS–100A
Report as instructed in parts 61–250 and
61–300.
Three commenters—two employer
associations and a consulting firm—
were critical of the requirement in
paragraph (a) that contractors holding a
covered contract entered into before
December 1, 2003, as well as a covered
contract entered into on or after
December 1, 2003, comply with both the
regulations in existing part 61–250 and
new part 61–300. They maintained that
it would be confusing and burdensome
for contractors to collect and report data
about the same workforce on both the
VETS–100 Report required under part
61–250 and the VETS–100A Report
prescribed by new part 61–300 for the
same reporting period, where each form
calls for data on the number of
employees in four different categories of
covered veterans, and only one of those
categories is found on both forms. All of
the commenters offered a
recommendation for minimizing the
recordkeeping and reporting burden.
One commenter asserted that VETS
has flexibility, and as a matter of
enforcement policy the agency could
adopt a rule that requires contractors to
comply with only one set of VEVRAA
regulations. The commenter argued that
VETS could state in the final rule that
contractors with a contract of at least
$100,000 entered into on or after
December 1, 2003, are required to file
only the VETS–100A Report, even if the
contractors also have covered contracts
that were entered into before December
1, 2003. Further, the commenter stated
that the final rule could provide that, if
a contractor with contracts subject to the
regulations in part 61–250 enters into a
contract that is subject to new part 61–
300 regulations after the start of the
Affirmative Action Program (AAP) year,
the contractor has the option of
continuing to comply only with the
reporting requirements under the part
61–250 regulations until the end of the
AAP year.
VETS disagrees with the assertion that
the final rule could provide that
contractors need comply with the
reporting requirements of only one set
of VEVRAA regulations. Some
employees may be counted in more than
one of the covered veteran categories.
For example, an employee may be both
a Vietnam era veteran and an other
protected veteran. Thus, some veterans
in the pre-JVA categories will be
included in one or more of the
categories covered under the JVA as
well. However, a small number of
Vietnam era veterans do not belong to
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any other covered veteran category and
would not be tracked and reported if
VETS were to adopt a rule requiring
contractors with contracts entered into
both before and on or after December 1,
2003, to comply only with the new part
61–300 regulations. Conversely, some
categories of veterans that are covered
under the JVA were not previously
covered under VEVRAA, and therefore,
would not be tracked and reported if
VETS were to allow contractors to
comply only with the existing part 61–
250 regulations.
The rulemaking authority of VETS
can only be exercised in a manner that
carries out the provisions of the statute.
Here, Congress expressly made the JVA
reporting requirements applicable to
contracts entered into on or after
December 1, 2003, and thereby provided
that contracts entered before December
1, 2003, would continue to be subject to
the pre-JVA reporting requirements.
Consequently, VETS has no authority to
allow contractors with contracts entered
into both before and on or after
December 1, 2003, to track and report
only the categories of covered veterans
covered under the JVA. Likewise, VETS
cannot adopt a rule that allows
contractors with contracts entered into
both before and on or after December 1,
2003, to track and report only the preJVA categories. Accordingly, the final
rule provides that a contractor with
covered contracts entered into both
before and on or after December 1, 2003,
must comply with the regulations in
existing part 61–250 and new part 61–
300 and file both the VETS–100 Report
and the VETS–100A Report. However, a
contractor that is covered under existing
part 61–250 that enters into a contract
of $100,000 or more after the start of the
AAP year does not have to file a VETS–
100A Report during that year. The
instructions for completing the VETS–
100A Report state ‘‘[e]ntering into a
covered federal contract or subcontract
during a given calendar year establishes
the requirement to file a VETS–100A
Report during the following calendar
year.’’
Another commenter recommended
that VETS adopt a rule allowing
contractors to comply with only one set
of VEVRAA regulations. This
commenter suggested that VETS permit
those contractors that are subject to both
sets of regulations ‘‘to use the
regulations covering the majority of
their employees.’’ The commenter stated
that this approach would allow
contractors to submit a report for all
employees based on whether a majority
of their employees are covered under
contracts dated prior to December 1,
2003, or after that date. The date of the
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Government contract determines the
categories of veterans contractors must
track and report. However, the date of
the Government contract does not affect
whether the particular employees are
covered by the reporting requirement.
Once a business or organization is
awarded a covered Government
contract, all of the establishments or
facilities of the business or organization
are subject to the same regulatory
requirements, regardless of where the
Government contract is to be performed.
Consequently, if a contractor is subject
to the reporting requirements under
VEVRAA, the contractor is required to
report the number of employees in its
entire workforce, by job category, and by
hiring location, who belong to the
specified categories of covered veterans.
Thus, the commenter’s suggestion that
contractors be permitted to comply with
the regulations that cover the ‘‘majority
of their employees’’ misconstrues the
scope of coverage under VEVRAA, and
does not address the concern about the
burdens of dual reporting.
The remaining commenter
recommended that to minimize
duplicative reporting for those with
covered contracts entered into both
before December 1, 2003, and on or after
that date, VETS should clarify that
modification of a pre-December 1, 2003,
contract for at least $100,000 will
incorporate the VETS–100A reporting
requirements in today’s final rule. We
agree that modification of an otherwise
covered contract on or after December 1,
2003, will substitute the VETS–100A
requirements of 41 CFR 61–300 for the
VETS–100 requirements of 41 CFR 61–
250 in the modified contract.
Two Department of Labor agencies
have promulgated regulations
implementing 38 U.S.C. 4212. VETS has
published regulations at 41 CFR part
61–250 (and now 41 CFR part 61–300)
implementing the reporting
requirements, and OFCCP has published
regulations at 41 CFR parts 60–250 and
60–300 implementing the affirmative
action provisions. Because the
requirements of Section 4212 apply to
the same Federal contractors and apply
to the same categories of veterans, VETS
and OFCCP use the same definitions for
common terms found in both rules.
Section 61–300.2(a) of the final rule
states that, unless otherwise indicated,
the terms set forth in part 61–300 have
the same meaning as those set forth in
part 60–300. Accordingly, the
definitions pertinent to contract
coverage under part 61–300 are
contained in 41 CFR 60–300.2.
The term ‘‘Government contract’’ is
defined at 41 CFR 60–300.2(i) as ‘‘any
agreement or modification thereof
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between any contracting agency and any
person for the purchase, sale, or use of
personal property or nonpersonal
services (including construction).’’ A
‘‘modification’’ is ‘‘any alteration in the
terms and conditions of a contract,
including supplemental agreements,
amendments and extensions.’’ 41 CFR
60–300.2(i)(1) JVA applies to
Government contracts entered on or
after December 1, 2003. Because a
contract modification is a ‘‘Government
contract’’ JVA applies to modifications
of otherwise covered contracts made on
or after December 1, 2003.
Consequently, modification of a contract
that would otherwise be covered by 41
CFR 61–300 on or after December 1,
2003, but for the date the contract was
entered into would have the effect of
modifying the VEVRAA reporting
clause; the new VETS–100A
requirements of 41 CFR 61–300 would
be applicable to the modified contract,
rather than the old VETS–100
requirements of 41 CFR 61–250.
The effect of contract modification is
addressed in § 61–300.10, which
provides that the VETS–100A reporting
clause must be included in each covered
Government contract or subcontract
‘‘and modifications, renewals, or
extensions thereof if not included in the
original contract.’’ To further clarify the
effect of modifying a contract on the
reporting requirements applicable after
modification, language has been added
to § 61–300.1(a) addressing the issue. In
the final rule, § 61–300.1(a) has been
revised to state ‘‘[e]ach contractor or
subcontractor who enters into or
modifies a contract or subcontract on or
after December 1, 2003, in the amount
of $100,000 or more with any
department or agency of the United
States * * * must submit a report
according to the requirements of part
61–300.’’ In addition, § 61–300.1(a) of
the final rule states ‘‘[a]ny contractor or
subcontractor whose only contract with
any department or agency * * * was
entered into before December 1, 2003
(and not modified as described above),
must follow part 61–250.’’
Paragraph (c) of this section states that
reporting requirements of part 61–300
will be deemed waived in those
instances where the Deputy Assistant
Secretary for Federal Contract
Compliance has granted a waiver under
41 CFR 60–300.4(b)(1) (waiver granted
in the ‘‘national interest’’) or under 41
CFR 60–300.4(b)(3) (separate facility
waiver). Paragraphs (b) and (d) refer to
the obligations of contractors to comply
with the regulations implementing the
affirmative action provisions of
VEVRAA found in 41 CFR part 60–300
that are administered by OFCCP.
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28713
Except for the clarification set forth in
paragraph (a) regarding the reporting
requirements that apply to contract
modifications entered into on or after
December 1, 2003, § 61–300.2 is adopted
in the final rule as proposed.
Section 61–300.2 What definitions
apply to this part?
In the NPRM, VETS proposed to
incorporate many of the definitions in
existing § 61–250.2 without any
changes. The proposal called for some
definitions to be incorporated in § 61–
300.2 with modifications necessary to
implement the JVA. Likewise, some
definitions in existing § 61–250.2 were
not carried over to § 61–300.2.
Paragraph (b)(4) defines ‘‘disabled
veteran,’’ paragraph (b)(5) defines ‘‘other
protected veteran,’’ paragraph (b)(6)
defines ‘‘Armed Forces service medal
veteran,’’ paragraph (b)(7) defines
‘‘recently separated veteran,’’ paragraph
(b)(8) defines ‘‘covered veteran,’’ and
paragraph (b)(9) defines the term
‘‘qualified,’’ as required by the JVA.
The definition of ‘‘eligibility period’’
has not been carried over from the part
61–250 regulations because it is not
used in this regulation. Lastly, a
definition for the phrase ‘‘covered
incumbent veteran,’’ has been added to
paragraph (b)(14) to provide a shorthand
phrase that can be used for collectively
referring to all categories of protected
veterans.
Two comments addressed the
proposed definition of the term ‘‘job
category’’ in paragraph (b)(3), which
referenced the job categories that are
used in the EEO–1 Standard Employer
Information Report EEO–1 Report
(‘‘EEO–1 Report’’). The commenters
pointed out that the job categories
described in proposed paragraph (b)(3)
were used for the final time in the EEO–
1 Report filed for the 2006 reporting
period, which ended on September 30,
2006. On November 28, 2005, EEOC
published a notice setting forth the final
revisions to the EEO–1 Report (70 FR
71294), which were approved by OMB
following a 30-day period for public
comment. Employers, including
Government contractors with 50 or more
employees and a contract of $50,000 or
more, must use the revised EEO–1
Report form beginning with the report
that must be filed by September 30,
2007. The approved revisions to the
EEO–1 Report include an increase in the
number of job categories as a result of
dividing the Officials and Managers
category into two subgroups—
Executives/Senior Level Officials and
Managers and First/Mid Level Officials
and Managers, as well as changes in the
definitions of the job categories. The
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revisions to the EEO–1 job categories
and other changes are discussed in the
Federal Register notice published on
November 28, 2005 (70 FR 71294);
available on EEOC’s Web site at
https://www.eeoc.gov/eeo1/.
The commenters urged VETS to
change the definition of job category in
the final rule to reflect the revised EEO–
1 job categories. In response to these
comments, VETS has revised the
definition of ‘‘job category’’ in
paragraph (b)(3) of the final rule. In
addition, during the course of reviewing
the revisions made to EEO–1 job
categories we noted that the definition
of ‘‘employee’’ in proposed paragraph
(b)(2) was consistent with the definition
of ‘‘employee’’ used in the 2006 EEO–
1 Report, but did not track the definition
of that term found in the EEO–1 Report
for 2007. Accordingly, in the final rule,
the definition of ‘‘employee’’ in
paragraph (b)(2) has been revised to
conform to the definition of ‘‘employee’’
adopted in the revised EEO–1 Report.
Finally, VETS added clarifying language
to the definitions for the terms
‘‘disabled veteran’’ in paragraph (b)(4)
and ‘‘recently separated veteran’’ in
paragraph (b)(7) to indicate that the
reporting requirements under VEVRAA
apply to veterans of the United States
armed forces, as opposed to veterans of
the armed forces of other nations. The
definitions for the terms ‘‘other
protected veteran’’ in paragraph (b)(5)
and ‘‘Armed Forces service medal
veteran’’ in paragraph (b)(8) already
contain this clarification.
The remaining definitions in § 61–
300.2 have been adopted in the final
rule as proposed.
Section 61–300.10 What reporting
requirements apply to Federal
contractors and subcontractors, and
what specific wording must the
reporting requirements contract clause
contain?
This section is identical to existing
§ 61–250.10 except for updates
necessary to implement the JVA.
Section 61–300.10 sets forth the
reporting requirements clause that is to
be included in each covered
Government contract or subcontract
(and modifications, renewals, or
extensions thereof if not included in the
original contract). Paragraph (a)(1) states
that covered contractors and
subcontractors agree to report at least
annually the total number of employees
who are disabled veterans, other
protected veterans, Armed Forces
service medal veterans, and recently
separated veterans. Paragraph (a)(1)
differs from the parallel provision of
part 61–250 in that the word ‘‘total’’ has
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been added to clarify that the report
must reflect the total number of
employees in the workforce of the
contractor.
Paragraph (b) provides that the
required information on veterans’
employment is to be reported by
completing the VETS–100A Report
form. Paragraph (c), which prescribes
the date for filing a VETS–100A Report,
is the same as the parallel provision in
§ 61–250.10 except for editing to
improve readability and designating the
name of the report as ‘‘VETS–100A
Report.’’
Paragraphs (d) and (e) are identical to
the parallel provisions in § 61.250.10,
except that this section references the
‘‘VETS–100A Report.’’ Paragraph (d)
addresses the dates of the reporting
period, and paragraph (e) discusses the
methods contractors may use to acquire
information about the veterans status of
their employees.
No comments were received on this
section. Accordingly, the final rule
adopts § 61–300.10 as proposed.
Section 61–300.11 On what form must
the data required by this part be
submitted?
This section states that the data on
veterans employment specified in the
reporting requirements clause set forth
in § 61–250.10 must be reported on the
VETS–100A Report. A major difference
between this section and existing § 61–
250.11 involves the instructions for
completing the report. Some
instructions for completing the VETS–
100 Report are located in the regulations
(§ 61–250.11) and additional
instructions are located in the VETS–
100 Report form (Appendix A.) The
instructions for completing the VETS–
100A Report are provided only in
Appendix A (discussed below), and not
in the regulations. Paragraph (a)
provides that a copy of the VETS–100A
Report and instructions may be found in
Appendix A.
Another difference between this
section and existing § 61–250.11 is that
paragraph (a) states that the report is
‘‘provided’’ annually to contractors who
are included in the VETS–100 database,
while existing § 61–250.11(a) states that
the VETS–100 Report is ‘‘mailed’’
annually to contractors who are
included in the VETS–100 database.
The use of the term ‘‘provided’’ will
allow VETS greater flexibility in
distribution format of the VETS–100A
Report. Paragraph (a) also states that
VETS’ failure to provide a contractor
with a VETS–100A Report does not
excuse a contractor from the
requirement of submitting a VETS–100A
Report.
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Paragraph (b) is identical to paragraph
(b) in existing § 61–250.11.
Paragraph (c) contains the same
information found in existing paragraph
(c) of existing § 61–250.11(c), however,
the text has been simplified in
accordance with plain language
principles. Paragraphs (d) and (e) are
also identical to the parallel provisions
in § 61–250.11, except that an updated
Internet address has been provided for
requesting copies of the VETS–100A
Report form.
Section 61–300.11 is adopted in the
final rule without change.
Section 61–300.20 How will DOL
determine whether a contractor or
subcontractor is complying with the
requirements of this part?
This section is identical to existing
§ 61–250.20. No comments were
received on this section. Accordingly, it
is adopted in the final rule as proposed.
Section 61–300.99 What is the OMB
control number for this part?
This section has been revised in the
final rule to indicate that OMB has
assigned Control Number 1293–0005 to
the information collection requirements
of this part.
Appendix A to Part 61–300—Federal
Contractor Veterans’ Employment
Report VETS–100A
Appendix A contains the VETS–100A
Report form as well as the instructions
for completing the report form.
Appendix A to the final rule differs
substantially from Appendix A to the
existing part 61–250 regulations. A
section-by-section description of those
differences was provided in the NPRM’s
preamble discussion of Appendix A. As
was previously mentioned, a major
difference between the two Appendices
is that all the instructions for
completing the VETS–100A Report form
are set forth in Appendix A to part 61–
300, while the instructions for
completing the VETS–100 Report are
found in both § 61–250.11 and
Appendix A to part 61–250. Other
differences between Appendix A to the
final rule and Appendix A to the
existing part 61–250 regulations reflect
the changes made by JVA to the contract
coverage threshold and the categories of
covered veterans.
VETS received a few comments on
Appendix A. One commenter noted that
the VETS–100A Report contained the
category ‘‘newly separated veterans’’
while the term used in the statute and
the part 61–300 regulations is ‘‘recently
separated veterans.’’ VETS has corrected
this error in the final rule. Other
comments recommended several minor
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technical corrections to the VETS–100A
Report form, which have been
incorporated in the final rule.
In addition, VETS revised proposed
Appendix A to reflect the changes made
to § 61–300.1(a) and § 61–300.2 in
response to the public comments. Thus,
in the instructions regarding ‘‘Who must
file’’ and ‘‘How to prepare forms’’ VETS
clarified that modification of an
otherwise covered contract on or after
December 1, 2003, will mean that the
contractor must comply with the VETS–
100A Report requirements of 41 CFR
part 61–300, and not the VETS–100
Report requirements of 41 CFR part 61–
250. Further, the definition of ‘‘job
categories’’ set forth in the instructions
has been changed to reflect the job
categories adopted in the revised EEO–
1 Report, and the revised EEO–1 job
categories have been added to the
VETS–100A Report form set forth in
Appendix A.
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Regulatory Procedures
Paperwork Reduction Act
This final rule contains information
collection requirements that are subject
to review by the Office of Management
and Budget (OMB) under the Paperwork
Reduction Act of 1995 (PRA). This final
rule adopts a new set of regulations to
implement the JVA amendments to the
reporting requirements under VEVRAA,
and is applicable to covered
Government contracts entered into or
modified on or after December 1, 2003.
The information collection in this final
rule relates to the requirement under the
JVA amendments that contractors track
and report annually the number of new
hires and incumbent employees, by job
category and hiring location, who are
disabled veterans, other protected
veterans, Armed Forces service medal
veterans, and recently separated
veterans (within three years from the
date of discharge or release from active
duty). This final rule adopts a new form
titled the ‘‘Federal Contractor Veterans’’
Employment Report VETS–100A
Report’’ (‘‘VETS–100A Report’’) for
reporting the information on veterans’
employment required by the JVA
amendments.
This final rule impacts the
information collection request for the
Federal Contractor Veterans’
Employment Report VETS–100 (‘‘VETS–
100 Report’’) that is currently approved
under OMB No. 1293–0005. The
existing regulations in 41 CFR part 61–
250, which apply to covered contracts of
$25,000 or more entered into before
December 1, 2003, require contractors to
use the VETS–100 Report for reporting
information on the number of new hires
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and incumbent employees who are
special disabled veterans, veterans of
the Vietnam era, other protected
veterans, and recently separated
veterans (within one year from the date
of discharge or release from active duty).
Some contractors with Government
contracts that were entered into before
December 1, 2003, are still subject to the
VETS–100 reporting requirement in 41
CFR part 61–250. Therefore, VETS has
determined that it will be necessary to
maintain two sets of regulations to
implement the reporting requirements
under VEVRAA, and use two different
forms for providing the required
information on the employment of
covered veterans.
On October 2, 2007, VETS issued a
Federal Register notice (72 FR 56103)
providing a 60-day public comment
period under the Paperwork Reduction
Act (PRA) on its proposal to revise the
currently approved information
collection request for the VETS–100
Report to include the VETS–100A
Report. In the Federal Register notice,
VETS invited the public to comment on:
(1) Whether the proposed collection of
information is necessary to the proper
performance of the agency, including
whether the information will have
practical utility; (2) the accuracy of
agency’s estimate of the burden of the
proposed collection, including the
validity of the methodology and
assumptions used; (3) ways to enhance
the quality, utility, and clarity of the
information collected; and (4) ways to
minimize the burden of the collection of
information on those who are to
respond, including through the use of
appropriate automated, electronic,
mechanical, or other technological
collection techniques, or other forms of
information technology.
One comment was received in
response to the 60-day notice from the
management consulting firm
specializing in human resources that
also submitted comments in response to
the NPRM. The consulting firm again
asserted that the proposed regulations
‘‘would place an enormous burden on
contractors’’ by requiring those
contractors that have contracts dated
prior to December 1, 2003, and contracts
dated after that date, to file both the
VETS–100 Report and the VETS–100A
Report. The consulting firm maintained
that the lack of correlation between the
two reports places great burden on
contractors to collect and maintain two
sets of data.
VETS appreciates the burdens
imposed on those contractors that are
required to file both the VETS–100 and
the VETS–100A Reports, but the agency
is constrained to carry out the
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28715
provisions of the statute. However, as
previously explained in the preamble,
VETS estimates that only a small
percentage of contractors will be
required to file both reports. Because a
contract modification is a ‘‘Government
contract,’’ modification of a contract
that otherwise would be covered under
the JVA amendments but for the date
the contract was entered into renders
the contract subject to the VETS–100A
reporting requirements, rather than the
VETS–100 reporting requirements.
Consequently, VETS estimates that the
vast majority of contractors (80%) will
file either the VETS–100 Report or the
VETS–100A Report, but not both.
The consulting firm also argued that
it is burdensome for contractors to
report on the VETS–100A Report the
total number of employees in the
workforce, when there is no such
requirement under the VETS–100
Report. The JVA amendments to
VEVRAA require that contractors report
on the total number of employees in
their workforces by job category and
hiring location, and the VETS–100A
merely implements the statutory
requirement. The VETS–100 Report
implements the reporting requirements
prior to amendment by the JVA, which
did not call for contractors to report on
their total employment. Further, the
consulting firm asserted that the
proposed regulations do not provide
clear guidance on what contractors are
obligated to do to comply with the
proposed new regulations. However,
VETS maintains that the final
regulations and the instructions for
completing the VETS–100A Report
adequately explain what is required for
reporting on veterans’ employment.
VETS will provide additional technical
support through the https://
www.VETS100.com Web site to further
assist contractors in understanding the
reporting requirements.
Finally, the consulting firm
maintained that the Department
‘‘substantially underestimated’’ the time
and costs for contractors required to
comply with reporting requirements of
two sets of regulations. We disagree.
The consulting firm seemed to believe
that most contractors will have to file
both the VETS–100 and VETS–100A
Reports, but as explained above, VETS
estimates that fewer contractors will be
subject to filing both the VETS–100 and
the VETS–100A Reports than the
consulting firm’s comment suggests.
Further, that number will decrease as
the contracts entered into before
December 1, 2003, are either completed
or modified.
On February 15, 2008, VETS
submitted the information collection
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request for the VETS–100 and the
VETS–100A Reports to the Office of
Management and Budget (OMB) for
review and clearance in accordance
with the PRA. VETS also published a
notice in the Federal Register (73 FR
8905, February 15, 2008) advising the
public the information collection
request for the VETS–100 and VETS–
100A Reports had been submitted to
OMB, and inviting the public to submit
comments within 30 days. In its final
submission to OMB, VETS estimated
that a total of 264,000 reports will be
filed annually and that the total annual
filing burden will be 156,000 hours. On
April 23, 2008, OMB approved the
information collection request for the
VETS–100 Report and the VETS–100A
Report under OMB Control Number
1293–0005.
Executive Order 12866
The Department is issuing this final
rule in conformance with Executive
Order 12866, section 1(b), Principles of
Regulation. The Department has
determined that this rule is a
‘‘significant regulatory action’’ under
Executive Order 12866, section 3(f),
Regulatory Planning and Review, but is
not economically significant as defined
in section 3(f)(1). Therefore, the
information enumerated in section
6(a)(3)(C) of the order is not required.
Pursuant to Executive Order 12866, this
rule has been reviewed by the Office of
Management and Budget.
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Unfunded Mandates
Executive Order 12875—This rule
will not create an unfunded Federal
Mandate upon any State, local, or tribal
government.
Unfunded Mandate Reform Act of
1995—This rule does not include any
Federal mandate that may result in
increased expenditures by State, local
and tribal governments in the aggregate
of $100 million or more, or increased
expenditures by the private sector of
$100 million or more.
Executive Order 13132, Federalism
The Department has reviewed this
rule in accordance with Executive Order
13132 regarding federalism, and has
determined that it does not have
‘‘federalism implications.’’ This rule
does not ‘‘have substantial direct effects
on the States, on the relationship
between the national government and
the States, or on the distribution of
power and responsibilities among the
various levels of government.’’
Regulatory Flexibility Act
This rule does not substantively
change existing reporting requirements
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for Federal contractors. Therefore, the
Department concludes that this rule will
not have a significant economic impact
on a substantial number of small
entities. The Secretary has certified to
the Chief Counsel for Advocacy of the
Small Business Administration to this
effect. Therefore, a regulatory flexibility
analysis under the Regulatory
Flexibility Act is not required.
List of Subjects in 41 CFR Part 61–300
Government contracts, Reporting and
recordkeeping requirements, Veterans.
Signed at Washington, DC, this 12th day of
May, 2008.
John M. McWilliam,
Deputy Assistant Secretary of Labor for
Veterans’ Employment and Training Service.
Accordingly, for the reasons stated in
the preamble, Chapter 61 of Title 41 of
the Code of Federal Regulations is
amended by adding part 61–300 to read
as follows:
I
PART 61–300—ANNUAL REPORT
FROM FEDERAL CONTRACTORS
Sec.
61–300.1 What are the purpose and scope
of this part?
61–300.2 What definitions apply to this
part?
61–300.10 What reporting requirements
apply to Federal contractors and
subcontractors, and what specific
wording must the reporting requirements
contract clause contain?
61–300.11 On what form must the data
required by this part be submitted?
61–300.20 How will DOL determine
whether a contractor or subcontractor is
complying with the requirements of this
part?
61–300.99 What is the OMB control number
for this part?
Appendix A to Part 61–300—Federal
Contractor Veterans’ Employment Report
VETS–100A
Authority: 38 U.S.C. 4211 and 4212.
§ 61–300.1 What are the purpose and
scope of this part?
(a) This part 61–300 implements 38
U.S.C. 4212(d) as amended by the Jobs
for Veterans Act. Each contractor or
subcontractor who enters into or
modifies a contract or subcontract on or
after December 1, 2003, in the amount
of $100,000 or more with any
department or agency of the United
States for the procurement of personal
property and non-personal services
(including construction), and who is
subject to 38 U.S.C. 4212(a), must
submit a report according to the
requirements of part 61–300. Any
contractor or subcontractor whose only
contract with any department or agency
of the United States for the procurement
of personal property and non-personal
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services (including construction) was
entered into before December 1, 2003
(and not modified as described above)
must follow part 61–250 implementing
38 U.S.C. 4212(d). Any contractor or
subcontractor who has both a contract
subject to part 61–250 and a contract
subject to part 61–300 is required to file
both the VETS–100 Report and the
VETS–100A Report.
(b) Notwithstanding the regulations in
this part, the regulations at 41 CFR part
60–300, administered by OFCCP
continue to apply to contractors’ and
subcontractors’ affirmative action
obligations regarding veterans.
(c) Reporting requirements of this part
regarding veterans will be deemed
waived in those instances in which the
Deputy Assistant Secretary, OFCCP, has
granted a waiver under 41 CFR
60–300.4(b)(1), or has concurred in the
granting of a waiver under 41 CFR 60–
300.4(b)(3), from compliance with all
the terms of the equal opportunity
clause for those establishments not
involved in Government contract work.
Where OFCCP grants only a partial
waiver, compliance with these reporting
requirements regarding veterans will be
required.
(d) 41 CFR 60–300.42 and Appendix
B to part 60–300 provide guidance
concerning the affirmative action
obligations of Federal contractors and
subcontractors toward applicants for
employment who are qualified covered
veterans.
§ 61–300.2
part?
What definitions apply to this
(a) For the purposes of this part, and
unless otherwise indicated in paragraph
(b) of this section, the terms set forth in
this part have the same meaning as
those set forth in 41 CFR part 60–300.
(b) For purposes of this part:
(1) Hiring location (this definition is
identical to establishment as defined by
the instructions for completing
Employer Information Report EEO–1,
Standard Form 100 (EEO–1 Report))
means an economic unit which
produces goods or services, such as a
factory, office, store, or mine. In most
instances the establishment is at a single
physical location and is engaged in one,
or predominantly one, type of economic
activity. Units at different locations,
even though engaged in the same kind
of business operation, should be
reported as separate establishments. For
locations involving construction,
transportation, communications,
electric, gas, and sanitary services, oil
and gas fields, and similar types of
physically dispersed industrial
activities, however, it is not necessary to
list separately each individual site,
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project, field, line, etc., unless it is
treated by the contractor as a separate
legal entity. For these physically
dispersed activities, list as
establishments only those relatively
permanent main or branch offices,
terminals, stations, etc., which are
either:
(i) Directly responsible for supervising
such dispersed activities; or
(ii) The base from which personnel
and equipment operate to carry out
these activities. (Where these dispersed
activities cross State lines, at least one
such establishment should be listed for
each State involved.)
(2) Employee means any individual
on the payroll of an employer who is an
employee for purposes of the employer’s
withholding of Social Security taxes
except insurance sales agents who are
considered to be employees for such
purposes solely because of the
provisions of 26 U.S.C. 3121(d)(3)(B)
(the Internal Revenue Code). Leased
employees are included in this
definition. Leased employee means a
permanent employee provided by an
employment agency for a fee to an
outside company for which the
employment agency handles all
personnel tasks including payroll,
staffing, benefit payments and
compliance reporting. The employment
agency shall, therefore, include leased
employees in its VETS–100A Report.
The term employee shall not include
persons who are hired on a casual basis
for a specified time, or for the duration
of a specified job (for example, persons
at a construction site whose
employment relationship is expected to
terminate with the end of the
employee’s work at the site); persons
temporarily employed in any industry
other than construction, such as
temporary office workers, mariners,
stevedores, lumber yard workers, etc.,
who are hired through a hiring hall or
other referral arrangement, through an
employee contractor or agent, or by
some individual hiring arrangement, or
persons (except leased employees) on
the payroll of an employment agency
who are referred by such agency for
work to be performed on the premises
of another employer under that
employer’s direction and control.
(3) Job category means any of the
following: Officials and managers
(Executive/Senior Level Officials and
Managers and First/Mid Level Officials
and Managers), professionals,
technicians, sales workers,
administrative support workers, craft
workers, operatives, laborers and
helpers, and service workers, as
required by the Employer Information
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Report EEO–1, Standard Form 100
(EEO–1 Report), as follows:
(i) Officials and managers as a whole
is to be divided into the following two
subcategories: Executive/Senior Level
Officials and Managers and First/Mid
Level Officials and Managers.
(A) Executive/Senior Level Officials
and Managers means individuals who
plan, direct and formulate policies, set
strategy and provide the overall
direction of enterprises/organizations
for the development and delivery of
products and services, within the
parameters approved by boards of
directors of other governing bodies.
Residing in the highest levels of
organizations, these executives plan,
direct, or coordinate activities with the
support of subordinate executives and
staff managers. They include, in larger
organizations, those individuals within
two reporting levels of the CEO, whose
responsibilities require frequent
interaction with the CEO. Examples of
these kinds of managers are: Chief
executive officers, chief operating
officers, chief financial officers, line of
business heads, presidents or executive
vice presidents of functional areas or
operating groups, chief information
officers, chief human resources officers,
chief marketing officers, chief legal
officers, management directors and
managing partners.
(B) First/Mid Level Officials and
Managers means individuals who serve
as managers, other than those who serve
as Executive/Senior Level Officials and
Managers, including those who oversee
and direct the delivery of products,
services or functions at group, regional
or divisional levels of organizations.
These managers receive directions from
Executive/Senior Level management
and typically lead major business units.
They implement policies, programs and
directives of Executive/Senior Level
management through subordinate
managers and within the parameters set
by Executives/Senior Level
management. Examples of these kinds of
managers are: Vice presidents and
directors; group, regional or divisional
controllers; treasurers; and human
resources, information systems,
marketing, and operations managers.
The First/Mid Level Officials and
Managers subcategory also includes
those who report directly to middle
managers. These individuals serve at
functional, line of business segment or
branch levels and are responsible for
directing and executing the day-to-day
operational objectives of enterprises/
organizations, conveying the directions
of higher level officials and managers to
subordinate personnel and, in some
instances, directly supervising the
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activities of exempt and non-exempt
personnel. Examples of these kinds of
managers are: First-line managers; team
managers; unit managers; operations
and production managers; branch
managers; administrative services
managers; purchasing and
transportation managers; storage and
distribution managers; call center or
customer service managers; technical
support managers; and brand or product
managers.
(ii) Professionals means individuals in
positions that require bachelor and
graduate degrees, and/or professional
certification. In some instances,
comparable experience may establish a
person’s qualifications. Examples of
these kinds of positions include:
Accountants and auditors; airplane
pilots and flight engineers; architects;
artists; chemists; computer
programmers; designers; dieticians;
editors; engineers; lawyers; librarians;
mathematical scientists; natural
scientists; registered nurses; physical
scientists; physicians and surgeons;
social scientists; teachers; and
surveyors.
(iii) Technicians means individuals in
positions that include activities
requiring applied scientific skills,
usually obtained by post secondary
education of varying lengths, depending
on the particular occupation,
recognizing that in some instances
additional training, certification, or
comparable experience is required.
Examples of these types of positions
include: Drafters; emergency medical
technicians; chemical technicians; and
broadcast and sound engineering
technicians.
(iv) Sales workers means individuals
in positions including non-managerial
activities that wholly and primarily
involve direct sales. Examples of these
types of positions include: Advertising
sales agents; insurance sales agents; real
estate brokers and sales agents;
wholesale sales representatives;
securities, commodities, and financial
services sales agents; telemarketers;
demonstrators; retail salespersons;
counter and rental clerks; and cashiers.
(v) Administrative support workers
means individuals in positions
involving non-managerial tasks
providing administrative and support
assistance, primarily in office settings.
Examples of these types of positions
include: Office and administrative
support workers; bookkeeping;
accounting and auditing clerks; cargo
and freight agents; dispatchers; couriers;
data entry keyers; computer operators;
shipping, receiving and traffic clerks;
word processors and typists;
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proofreaders; desktop publishers; and
general office clerks.
(vi) Craft Workers means individuals
in positions that include higher skilled
occupations in construction (building
trades craft workers and their formal
apprentices) and natural resource
extraction workers. Examples of these
types of positions include:
Boilermakers; brick and stone masons;
carpenters; electricians; painters (both
construction and maintenance); glaziers;
pipelayers, plumbers, pipefitters and
steamfitters; plasterers; roofers; elevator
installers; earth drillers; derrick
operators; oil and gas rotary drill
operators; and blasters and explosive
workers. This category also includes
occupations related to the installation,
maintenance and part replacement of
equipment, machines and tools, such as:
Automotive mechanics; aircraft
mechanics; and electric and electronic
equipment repairers. This category also
includes some production occupations
that are distinguished by the high
degree of skill and precision required to
perform them, based on clearly defined
task specifications, such as: Millwrights;
etchers and engravers; tool and die
makers; and pattern makers.
(vii) Operatives means individuals in
intermediate skilled occupations and
includes workers who operate machines
or factory-related processing equipment.
Most of these occupations do not
usually require more than several
months of training. Examples include:
Textile machine workers; laundry and
dry cleaning workers; photographic
process workers; weaving machine
operators; electrical and electronic
equipment assemblers; semiconductor
processors; testers, graders and sorters;
bakers; and butchers and other meat,
poultry and fish processing workers.
This category also includes occupations
of generally intermediate skill levels
that are concerned with operating and
controlling equipment to facilitate the
movement of people or materials, such
as: Bridge and lock tenders; truck, bus
or taxi drivers; industrial truck and
tractor (forklift) operators; parking lot
attendants; sailors; conveyor operators;
and hand packers and packagers.
(viii) Laborers and Helpers means
individuals with more limited skills
who require only brief training to
perform tasks that require little or no
independent judgment. Examples
include: Production and construction
worker helpers; vehicle and equipment
cleaners; laborers; freight, stock and
material movers; service station
attendants; construction laborers; refuse
and recyclable materials collectors;
septic tank servicers; and sewer pipe
cleaners.
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(ix) Service Workers means
individuals in positions that include
food service, cleaning service, personal
service, and protective service activities.
Skill may be acquired through formal
training, job-related training or direct
experience. Examples of food service
positions include: Cooks; bartenders;
and other food service workers.
Examples of personal service positions
include: Medical assistants and other
healthcare support positions;
hairdressers; ushers; and transportation
attendants. Examples of cleaning service
positions include: Cleaners; janitors;
and porters. Examples of protective
service positions include: Transit and
railroad police and fire fighters; guards;
private detectives and investigators.
(4) Disabled veteran means:
(i) A veteran of the U.S. military,
ground, naval or air service who is
entitled to compensation (or who but for
the receipt of military retired pay would
be entitled to compensation) under laws
administered by the Secretary of
Veterans Affairs, or
(ii) A person who was discharged or
released from active duty because of a
service-connected disability.
(5) Other protected veteran means a
veteran who served on active duty in
the U.S. military, ground, naval, or air
service during a war or in a campaign
or expedition for which a campaign
badge has been authorized under the
laws administered by the Department of
Defense.
(6) Armed forces service medal
veteran means a veteran who, while
serving on active duty in the U.S.
military, ground, naval or air service,
participated in a United States military
operation for which an Armed Forces
service medal was awarded pursuant to
Executive Order 12985 (61 FR 1209, 3
CFR, 1996 Comp., p. 159).
(7) Recently separated veteran means
a veteran during the three-year period
beginning on the date of such veteran’s
discharge or release from active duty in
the U.S. military, ground, naval or air
service.
(8) Covered veteran means a veteran
as defined in paragraphs (b)(4) through
(b)(7) of this section.
(9) Qualified means, with respect to
an employment position, having the
ability to perform the essential functions
of the position with or without
reasonable accommodation for an
individual with a disability.
(10) OFCCP means the Office of
Federal Contract Compliance Programs,
Employment Standards Administration,
U.S. Department of Labor.
(11) VETS means the Office of the
Assistant Secretary for Veterans’
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Employment and Training Service, U.S.
Department of Labor.
(12) States means each of the several
States of the United States, the District
of Columbia, the Virgin Islands, the
Commonwealth of Puerto Rico, Guam,
American Samoa, the Commonwealth of
the Northern Mariana Islands, Wake
Island, and the Trust Territories of the
Pacific Islands.
(13) NAICS means the North
American Industrial Classification
System.
(14) Covered incumbent veteran
means a veteran as defined in
paragraphs (b)(4) through (b)(7) of this
section who is employed by a covered
contractor.
§ 61–300.10 What reporting requirements
apply to Federal contractors and
subcontractors, and what specific wording
must the reporting requirements contract
clause contain?
Each contractor or subcontractor
described in § 61–300.1 must submit
reports in accordance with the following
reporting clause, which must be
included in each of its covered
government contracts or subcontracts
(and modifications, renewals, or
extensions thereof if not included in the
original contract). Such clause is
considered as an addition to the equal
opportunity action clause required by
41 CFR 60–300.5. The reporting
requirements clause is as follows:
Employment Reports on Disabled Veterans,
Other Protected Veterans, Armed Forces
Service Medal Veterans, and Recently
Separated Veterans
(a) The contractor or subcontractor agrees
to report at least annually, as required by the
Secretary of Labor, on:
(1) The total number of employees in the
workforce of such contractor or
subcontractor, by job category and hiring
location, and the number of such employees
by job category and hiring location, who are
disabled veterans, other protected veterans,
Armed Forces service medal veterans, and
recently separated veterans;
(2) The total number of new employees
hired by the contractor or subcontractor
during the period covered by the report, and
of such employees, the number who are
disabled veterans, other protected veterans,
Armed Forces service medal veterans, and
recently separated veterans; and
(3) The maximum number and minimum
number of employees of such contractor or
subcontractor at each hiring location during
the period covered by the report.
(b) The above items must be reported by
completing the form entitled ‘‘Federal
Contractor Veterans’’ Employment Report
VETS–100A.’’
(c) VETS–100A Reports must be submitted
no later than September 30 of each year
following a calendar year in which a
contractor or subcontractor held a covered
contract or subcontract.
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(d) The employment activity report
required by paragraphs (a)(2) and (a)(3) of
this clause must reflect total new hires and
maximum and minimum number of
employees during the 12-month period
preceding the ending date that the contractor
selects for the current employment report
required by paragraph (a)(1) of this clause.
Contractors may select an ending date: (1) As
of the end of any pay period during the
period July 1 through August 31 of the year
the report is due; or (2) as of December 31,
if the contractor has previous written
approval from the Equal Employment
Opportunity Commission to do so for
purposes of submitting the Employer
Information Report EEO–1, Standard Form
100 (EEO–1 Report).
(e) The number of veterans reported
according to paragraph (a) above must be
based on data known to contractors and
subcontractors when completing their VETS–
100A Reports. Contractors’ and
subcontractors’ knowledge of veterans status
may be obtained in a variety of ways,
including, in response to an invitation to
applicants to self-identify in accordance with
41 CFR 60–300.42, voluntary self-disclosures
by covered incumbent veterans, or actual
knowledge of an employee’s veteran status by
a contractor or subcontractor. Nothing in this
paragraph (e) relieves a contractor from
liability for discrimination under 38 U.S.C.
4212.
§ 61–300.11 On what form must the data
required by this part be submitted?
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(a) Data items required in paragraph
(a) of the contract clause set forth in
§ 61–300.10 must be reported for each
hiring location on the VETS–100A
Report. This form is provided annually
to those contractors who are included in
the VETS–100 database. VETS failure to
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provide a contractor with a VETS–100A
Report does not excuse the contractor
from the requirement to submit a VETS–
100A Report. The form, and instructions
for preparing it, are set forth in
Appendix A to 41 CFR part 61–300—
Federal Contractor Veterans’
Employment Report VETS–100A and
Instructions.
(b) Contractors and subcontractors
that submit computer-generated output
for more than 10 hiring locations to
satisfy their VETS–100A reporting
obligations must submit the output in
the form of an electronic file. This file
must comply with current Department
of Labor specifications for the layout of
these records, along with any other
specifications established by the
Department for the applicable reporting
year. Contractors and subcontractors
that submit VETS–100A Reports for 10
locations or less are exempt from this
requirement, but are strongly
encouraged to submit an electronic file.
In these cases, state consolidated reports
count as one location each.
(c) VETS–100A Reports must be
submitted no later than September 30 of
each year following a calendar year in
which a contractor or subcontractor
held a covered contract or subcontract.
(d) VETS or its designee will use all
available information to distribute the
required forms to contractors identified
as subject to the requirements of this
part.
(e) It is the responsibility of each
contractor or subcontractor to obtain
necessary supplies of the VETS–100A
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28719
Report before the annual September 30
filing deadline. Contractors and
subcontractors who do not receive forms
should request them in time to meet the
deadline. VETS–100A Report forms may
be obtained by mailing a request to:
Office of the Assistant Secretary for
Veterans’ Employment and Training,
U.S. Department of Labor, 200
Constitution Avenue, NW., Washington,
DC 20210, Attn: VETS–100A Report
Form Request; or on the Internet at the
Internet address https://vets.dol.gov/
vets100/vets100login.htm.
§ 61–300.20 How will DOL determine
whether a contractor or subcontractor is
complying with the requirements of this
part?
During the course of a compliance
evaluation, OFCCP may determine
whether a contractor or subcontractor
has submitted its report as required by
this part.
§ 61–300.99 What is the OMB control
number for this part?
Pursuant to the Paperwork Reduction
Act, 44 U.S.C. 3501 et seq., and its
implementing regulations at 5 CFR part
1320, the Office of Management and
Budget has assigned Control No. 1293–
0005 to the information collection
requirements of this part.
Appendix A to Part 61–300—Federal
Contractor Veterans’ Employment
Report Vets–100A
BILLING CODE 4510–79–P
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[FR Doc. E8–10916 Filed 5–16–08; 8:45 am]
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BILLING CODE 4510–79–C
Agencies
[Federal Register Volume 73, Number 97 (Monday, May 19, 2008)]
[Rules and Regulations]
[Pages 28710-28725]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E8-10916]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF LABOR
Veterans' Employment and Training Service
41 CFR Part 61-300
RIN 1293-AA12
Annual Report From Federal Contractors
AGENCY: Veterans' Employment and Training Service (VETS), Labor.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: The Veterans' Employment and Training Service is publishing a
new set of regulations, and adopting a new Federal Contractor Veterans'
Employment Report VETS-100A (``VETS-100A Report'') form, to implement
the requirement under the Vietnam Era Veterans' Readjustment Assistance
Act of 1974 (``VEVRAA'') that Government contractors track and annually
report the number of employees in their workforces who are veterans
covered under the law. The final regulations published today implement
amendments to the reporting requirements under VEVRAA that were made by
the Jobs for Veterans Act (``JVA'') in 2002. The JVA amendments: Raised
the dollar amount of the Government contracts that trigger a
contractor's obligation to report on veterans' employment; and changed
the
[[Page 28711]]
categories of veterans that contractors are to track and report. The
final regulations published today apply only to covered Government
contracts entered into or modified on or after December 1, 2003. The
existing regulations in 41 CFR part 61-250, which require contractors
to use the Federal Contractor Veterans' Employment Report VETS-100
(``VETS-100 Report'') form to provide the information on the covered
veterans in their workforces, will continue to apply to Government
contracts entered into before December 1, 2003.
DATES: Effective Date: These regulations are effective June 18, 2008.
FOR FURTHER INFORMATION CONTACT: Robert Wilson, Chief, Investigations
and Compliance Division, Veterans' Employment and Training Service,
U.S. Department of Labor, 200 Constitution Avenue, NW., Room S-1312,
Washington, DC 20210, RMWilson@dol.gov, (202) 693-4719 (this is not a
toll-free number).
For press inquiries, contact Michael Biddle, Office of Public
Affairs, U.S. Department of Labor, 200 Constitution Avenue, NW., Room
S-1032, Washington, DC 20210, Biddle.Michael@dol.gov, (202) 693-5051
(this is not a toll-free number).
SUPPLEMENTARY INFORMATION:
Background
The Vietnam Era Veterans' Readjustment Assistance Act of 1974
(``VEVRAA''), 38 U.S.C. 4212(d), requires that Federal contractors
report annually to the Secretary of Labor about their employment of
certain categories of veterans. The Department of Labor has promulgated
regulations found at 41 CFR part 61-250, which require contractors to
use the Federal Contractor Veterans' Employment Report VETS-100
(``VETS-100 Report'') form for reporting information on the number of
covered veterans in their workforces.
On November 7, 2002, the President signed the Jobs for Veterans Act
(JVA) (Pub. L. 107-288, 116 Stat. 2033). Section 2(d)(1)(A) of JVA
amended the Federal contractor reporting requirements contained in 38
U.S.C. 4212(d). Section (2)(b)(3) of JVA made the amendments applicable
to Government contracts entered into on or after December 1, 2003.
Prior to amendment by JVA, VEVRAA required contractors with a
Government contract of $25,000 or more to report at least annually to
the Secretary on the number of employees in their workforces, by job
category and hiring location, who are ``special disabled veterans,
veterans of the Vietnam era, recently separated veterans, or other
veterans who served on active duty during a war or in a campaign or
expedition for which a campaign badge has been authorized.'' In
addition, prior to amendment by JVA, VEVRAA required contractors to
report on the number of employees hired during the period covered by
the report who belong to the specified categories of covered veterans.
The JVA amendments to VEVRAA made two changes to the reporting
requirements applicable to contracts entered into on or after December
1, 2003. First, the JVA amendments increased from $25,000 to $100,000,
the dollar amount of the contract that subjects a Government contractor
to the requirement to report the number of employees in their
workforces who are covered veterans.
Second, the JVA amendments changed the categories of covered
veterans under VEVRAA and thus the categories of veterans that
contractors are required to track and report on annually. JVA
eliminated the coverage category of Vietnam era veterans. However, many
Vietnam era veterans may remain covered in other categories. JVA added
a new category of covered veterans--those ``veterans who, while serving
on active duty in the Armed Forces, participated in a United States
military operation for which an Armed Forces service medal was awarded
pursuant to Executive Order 12985.'' In addition, the JVA amendments
expanded the coverage of recently separated veterans from one year
after discharge or release from active duty, to three years. Finally,
JVA expanded the coverage of veterans with disabilities. Prior to
amendment by JVA, VEVRAA covered veterans rated as having 10% to 20%
serious employment handicap or a disability rated 30% or more by the
Department of Veterans Affairs. As a result of the JVA amendments, all
veterans who were discharged or released from active duty because of a
service-connected disability are covered under VEVRAA.
On August 8, 2006, VETS published a Notice of Proposed Rulemaking
(NPRM), (71 FR 44945), to implement the changes made by JVA to the
reporting requirements under VEVRAA. The NPRM proposed to adopt a new
set of regulations that would be codified in a new 41 CFR part 61-300.
The NPRM also proposed to adopt a new form for reporting the
information on veterans' employment required by the JVA amendments to
VEVRAA and name it the ``VETS-100A Report.''
VETS received a total of six comments: Two from employer
associations whose members include Federal contractors, one from a
management consulting firm that specializes in human resources, one
from a government agency, one from a human resources professional, and
one from an attorney. Generally, the comments discussed the confusion
that might result from VETS maintaining two sets of VEVRAA regulations
and requested clarification of certain provisions. VETS reviewed and
carefully considered the comments in the development of this final
rule.
VETS recognized that contractors will need time to update their
recordkeeping systems to collect the data required by the VETS-100A
Report, and stated in the NPRM that the reporting requirements in the
new part 61-300 would become effective for the calendar year 2007, and
would be reported in the VETS-100A Report to be filed by September 30,
2008. We received two comments on the proposed effective date of the
final rule. One commenter asked that VETS extend the effective date of
the new reporting requirements to 2008, and the date for filing the
VETS-100A Report for the first time to September 30, 2009, in order to
allow contractors sufficient time to adjust their computer systems.
Another commenter requested that VETS clarify in the final rule that
contractors do not have to begin collecting and maintaining data
required for the 2008 VETS-100A Report until the first day of the 12-
month period for which new hire data will be reported on the 2008
report.
When the effective dates stated in the NPRM were proposed, VETS
anticipated that today's final rule and its information collection
requirements would be effective by a date that would allow contractors
sufficient time to collect the data needed to complete and file a VETS-
100A Report for the 2008 reporting cycle. The VETS-100A Report calls
for contractors to provide data on veterans' employment for a 12-month
period ending on a date in the report year between July 1 and August 31
that represents the end of a payroll period. However, today's final
rule will not take effect in time for contractors to collect data for
the entire 12-month period ending on a date between July 1 and August
31, 2008. Accordingly, VETS has decided to extend the effective date
for the reporting requirements in the new part 61-300 regulations.
Contractors are to collect and maintain the data prescribed by the new
part 61-300 regulations beginning in the calendar year 2008, and report
the data in the VETS-100A Report to be filed by September 30, 2009.
[[Page 28712]]
Overview of the Final Rule
The final regulations implementing the JVA changes to the reporting
requirements under VEVRAA will be codified in a new 41 CFR part 61-300.
As was explained in the NPRM, the provisions in part 61-300 are modeled
after the existing regulations in part 61-250 implementing the
reporting requirements under VEVRAA prior to amendment by JVA. The part
61-300 regulations differ from the regulations in part 61-250 in two
ways: The part 61-300 regulations reflect the changes to the
requirements under VEVRAA made by JVA, and certain provisions in the
part 61-300 have been revised to improve the readability of the rule.
The Section-by-Section Analysis of the NPRM highlighted the differences
between the provisions in the proposed rule and existing part 61-250.
Throughout the regulation, changes have been made to clarify the
wording in accordance with plain language principles. Unless specified
below, the minor language differences are not intended to create a
difference in substantive meaning between the final rule and parallel
provisions in part 61-250.
The final rule, for the most part, adopts the provisions that were
proposed in the NPRM. However, a few provisions have been modified in
response to the public comments. The discussion that follows identifies
the significant issues raised in the comments received in response to
the NPRM, provides VETS responses to those comments, and explains any
resulting changes to the proposed rule.
Section-by-Section Analysis of Comments and Revisions
Section 61-300.1 What are the purpose and scope of this part?
This section outlines the purpose and scope of the regulations.
Proposed paragraph (a) states that each contractor or subcontractor who
enters into a contract on or after December 1, 2003, in the amount of
$100,000 or more with any department or agency of the United States,
and who is subject to 38 U.S.C. 4212(a) (the affirmative action
provisions of VEVRAA), must submit a report according to the
requirements of part 61-300. In addition, proposed paragraph (a) states
that any contractor or subcontractor whose only contract was entered
into before December 1, 2003, must follow the regulations in part 61-
250. Further, proposed paragraph (a) provides that any contractor that
has a contract of $25,000 or more entered into before December 1, 2003,
and has a contract of $100,000 or more entered into on or after
December 1, 2003, is required to file both the VETS-100 Report and the
VETS-100A Report as instructed in parts 61-250 and 61-300.
Three commenters--two employer associations and a consulting firm--
were critical of the requirement in paragraph (a) that contractors
holding a covered contract entered into before December 1, 2003, as
well as a covered contract entered into on or after December 1, 2003,
comply with both the regulations in existing part 61-250 and new part
61-300. They maintained that it would be confusing and burdensome for
contractors to collect and report data about the same workforce on both
the VETS-100 Report required under part 61-250 and the VETS-100A Report
prescribed by new part 61-300 for the same reporting period, where each
form calls for data on the number of employees in four different
categories of covered veterans, and only one of those categories is
found on both forms. All of the commenters offered a recommendation for
minimizing the recordkeeping and reporting burden.
One commenter asserted that VETS has flexibility, and as a matter
of enforcement policy the agency could adopt a rule that requires
contractors to comply with only one set of VEVRAA regulations. The
commenter argued that VETS could state in the final rule that
contractors with a contract of at least $100,000 entered into on or
after December 1, 2003, are required to file only the VETS-100A Report,
even if the contractors also have covered contracts that were entered
into before December 1, 2003. Further, the commenter stated that the
final rule could provide that, if a contractor with contracts subject
to the regulations in part 61-250 enters into a contract that is
subject to new part 61-300 regulations after the start of the
Affirmative Action Program (AAP) year, the contractor has the option of
continuing to comply only with the reporting requirements under the
part 61-250 regulations until the end of the AAP year.
VETS disagrees with the assertion that the final rule could provide
that contractors need comply with the reporting requirements of only
one set of VEVRAA regulations. Some employees may be counted in more
than one of the covered veteran categories. For example, an employee
may be both a Vietnam era veteran and an other protected veteran. Thus,
some veterans in the pre-JVA categories will be included in one or more
of the categories covered under the JVA as well. However, a small
number of Vietnam era veterans do not belong to any other covered
veteran category and would not be tracked and reported if VETS were to
adopt a rule requiring contractors with contracts entered into both
before and on or after December 1, 2003, to comply only with the new
part 61-300 regulations. Conversely, some categories of veterans that
are covered under the JVA were not previously covered under VEVRAA, and
therefore, would not be tracked and reported if VETS were to allow
contractors to comply only with the existing part 61-250 regulations.
The rulemaking authority of VETS can only be exercised in a manner
that carries out the provisions of the statute. Here, Congress
expressly made the JVA reporting requirements applicable to contracts
entered into on or after December 1, 2003, and thereby provided that
contracts entered before December 1, 2003, would continue to be subject
to the pre-JVA reporting requirements. Consequently, VETS has no
authority to allow contractors with contracts entered into both before
and on or after December 1, 2003, to track and report only the
categories of covered veterans covered under the JVA. Likewise, VETS
cannot adopt a rule that allows contractors with contracts entered into
both before and on or after December 1, 2003, to track and report only
the pre-JVA categories. Accordingly, the final rule provides that a
contractor with covered contracts entered into both before and on or
after December 1, 2003, must comply with the regulations in existing
part 61-250 and new part 61-300 and file both the VETS-100 Report and
the VETS-100A Report. However, a contractor that is covered under
existing part 61-250 that enters into a contract of $100,000 or more
after the start of the AAP year does not have to file a VETS-100A
Report during that year. The instructions for completing the VETS-100A
Report state ``[e]ntering into a covered federal contract or
subcontract during a given calendar year establishes the requirement to
file a VETS-100A Report during the following calendar year.''
Another commenter recommended that VETS adopt a rule allowing
contractors to comply with only one set of VEVRAA regulations. This
commenter suggested that VETS permit those contractors that are subject
to both sets of regulations ``to use the regulations covering the
majority of their employees.'' The commenter stated that this approach
would allow contractors to submit a report for all employees based on
whether a majority of their employees are covered under contracts dated
prior to December 1, 2003, or after that date. The date of the
[[Page 28713]]
Government contract determines the categories of veterans contractors
must track and report. However, the date of the Government contract
does not affect whether the particular employees are covered by the
reporting requirement. Once a business or organization is awarded a
covered Government contract, all of the establishments or facilities of
the business or organization are subject to the same regulatory
requirements, regardless of where the Government contract is to be
performed. Consequently, if a contractor is subject to the reporting
requirements under VEVRAA, the contractor is required to report the
number of employees in its entire workforce, by job category, and by
hiring location, who belong to the specified categories of covered
veterans. Thus, the commenter's suggestion that contractors be
permitted to comply with the regulations that cover the ``majority of
their employees'' misconstrues the scope of coverage under VEVRAA, and
does not address the concern about the burdens of dual reporting.
The remaining commenter recommended that to minimize duplicative
reporting for those with covered contracts entered into both before
December 1, 2003, and on or after that date, VETS should clarify that
modification of a pre-December 1, 2003, contract for at least $100,000
will incorporate the VETS-100A reporting requirements in today's final
rule. We agree that modification of an otherwise covered contract on or
after December 1, 2003, will substitute the VETS-100A requirements of
41 CFR 61-300 for the VETS-100 requirements of 41 CFR 61-250 in the
modified contract.
Two Department of Labor agencies have promulgated regulations
implementing 38 U.S.C. 4212. VETS has published regulations at 41 CFR
part 61-250 (and now 41 CFR part 61-300) implementing the reporting
requirements, and OFCCP has published regulations at 41 CFR parts 60-
250 and 60-300 implementing the affirmative action provisions. Because
the requirements of Section 4212 apply to the same Federal contractors
and apply to the same categories of veterans, VETS and OFCCP use the
same definitions for common terms found in both rules. Section 61-
300.2(a) of the final rule states that, unless otherwise indicated, the
terms set forth in part 61-300 have the same meaning as those set forth
in part 60-300. Accordingly, the definitions pertinent to contract
coverage under part 61-300 are contained in 41 CFR 60-300.2.
The term ``Government contract'' is defined at 41 CFR 60-300.2(i)
as ``any agreement or modification thereof between any contracting
agency and any person for the purchase, sale, or use of personal
property or nonpersonal services (including construction).'' A
``modification'' is ``any alteration in the terms and conditions of a
contract, including supplemental agreements, amendments and
extensions.'' 41 CFR 60-300.2(i)(1) JVA applies to Government contracts
entered on or after December 1, 2003. Because a contract modification
is a ``Government contract'' JVA applies to modifications of otherwise
covered contracts made on or after December 1, 2003. Consequently,
modification of a contract that would otherwise be covered by 41 CFR
61-300 on or after December 1, 2003, but for the date the contract was
entered into would have the effect of modifying the VEVRAA reporting
clause; the new VETS-100A requirements of 41 CFR 61-300 would be
applicable to the modified contract, rather than the old VETS-100
requirements of 41 CFR 61-250.
The effect of contract modification is addressed in Sec. 61-
300.10, which provides that the VETS-100A reporting clause must be
included in each covered Government contract or subcontract ``and
modifications, renewals, or extensions thereof if not included in the
original contract.'' To further clarify the effect of modifying a
contract on the reporting requirements applicable after modification,
language has been added to Sec. 61-300.1(a) addressing the issue. In
the final rule, Sec. 61-300.1(a) has been revised to state ``[e]ach
contractor or subcontractor who enters into or modifies a contract or
subcontract on or after December 1, 2003, in the amount of $100,000 or
more with any department or agency of the United States * * * must
submit a report according to the requirements of part 61-300.'' In
addition, Sec. 61-300.1(a) of the final rule states ``[a]ny contractor
or subcontractor whose only contract with any department or agency * *
* was entered into before December 1, 2003 (and not modified as
described above), must follow part 61-250.''
Paragraph (c) of this section states that reporting requirements of
part 61-300 will be deemed waived in those instances where the Deputy
Assistant Secretary for Federal Contract Compliance has granted a
waiver under 41 CFR 60-300.4(b)(1) (waiver granted in the ``national
interest'') or under 41 CFR 60-300.4(b)(3) (separate facility waiver).
Paragraphs (b) and (d) refer to the obligations of contractors to
comply with the regulations implementing the affirmative action
provisions of VEVRAA found in 41 CFR part 60-300 that are administered
by OFCCP.
Except for the clarification set forth in paragraph (a) regarding
the reporting requirements that apply to contract modifications entered
into on or after December 1, 2003, Sec. 61-300.2 is adopted in the
final rule as proposed.
Section 61-300.2 What definitions apply to this part?
In the NPRM, VETS proposed to incorporate many of the definitions
in existing Sec. 61-250.2 without any changes. The proposal called for
some definitions to be incorporated in Sec. 61-300.2 with
modifications necessary to implement the JVA. Likewise, some
definitions in existing Sec. 61-250.2 were not carried over to Sec.
61-300.2.
Paragraph (b)(4) defines ``disabled veteran,'' paragraph (b)(5)
defines ``other protected veteran,'' paragraph (b)(6) defines ``Armed
Forces service medal veteran,'' paragraph (b)(7) defines ``recently
separated veteran,'' paragraph (b)(8) defines ``covered veteran,'' and
paragraph (b)(9) defines the term ``qualified,'' as required by the
JVA.
The definition of ``eligibility period'' has not been carried over
from the part 61-250 regulations because it is not used in this
regulation. Lastly, a definition for the phrase ``covered incumbent
veteran,'' has been added to paragraph (b)(14) to provide a shorthand
phrase that can be used for collectively referring to all categories of
protected veterans.
Two comments addressed the proposed definition of the term ``job
category'' in paragraph (b)(3), which referenced the job categories
that are used in the EEO-1 Standard Employer Information Report EEO-1
Report (``EEO-1 Report''). The commenters pointed out that the job
categories described in proposed paragraph (b)(3) were used for the
final time in the EEO-1 Report filed for the 2006 reporting period,
which ended on September 30, 2006. On November 28, 2005, EEOC published
a notice setting forth the final revisions to the EEO-1 Report (70 FR
71294), which were approved by OMB following a 30-day period for public
comment. Employers, including Government contractors with 50 or more
employees and a contract of $50,000 or more, must use the revised EEO-1
Report form beginning with the report that must be filed by September
30, 2007. The approved revisions to the EEO-1 Report include an
increase in the number of job categories as a result of dividing the
Officials and Managers category into two subgroups--Executives/Senior
Level Officials and Managers and First/Mid Level Officials and
Managers, as well as changes in the definitions of the job categories.
The
[[Page 28714]]
revisions to the EEO-1 job categories and other changes are discussed
in the Federal Register notice published on November 28, 2005 (70 FR
71294); available on EEOC's Web site at https://www.eeoc.gov/eeo1/
index.html.
The commenters urged VETS to change the definition of job category
in the final rule to reflect the revised EEO-1 job categories. In
response to these comments, VETS has revised the definition of ``job
category'' in paragraph (b)(3) of the final rule. In addition, during
the course of reviewing the revisions made to EEO-1 job categories we
noted that the definition of ``employee'' in proposed paragraph (b)(2)
was consistent with the definition of ``employee'' used in the 2006
EEO-1 Report, but did not track the definition of that term found in
the EEO-1 Report for 2007. Accordingly, in the final rule, the
definition of ``employee'' in paragraph (b)(2) has been revised to
conform to the definition of ``employee'' adopted in the revised EEO-1
Report. Finally, VETS added clarifying language to the definitions for
the terms ``disabled veteran'' in paragraph (b)(4) and ``recently
separated veteran'' in paragraph (b)(7) to indicate that the reporting
requirements under VEVRAA apply to veterans of the United States armed
forces, as opposed to veterans of the armed forces of other nations.
The definitions for the terms ``other protected veteran'' in paragraph
(b)(5) and ``Armed Forces service medal veteran'' in paragraph (b)(8)
already contain this clarification.
The remaining definitions in Sec. 61-300.2 have been adopted in
the final rule as proposed.
Section 61-300.10 What reporting requirements apply to Federal
contractors and subcontractors, and what specific wording must the
reporting requirements contract clause contain?
This section is identical to existing Sec. 61-250.10 except for
updates necessary to implement the JVA. Section 61-300.10 sets forth
the reporting requirements clause that is to be included in each
covered Government contract or subcontract (and modifications,
renewals, or extensions thereof if not included in the original
contract). Paragraph (a)(1) states that covered contractors and
subcontractors agree to report at least annually the total number of
employees who are disabled veterans, other protected veterans, Armed
Forces service medal veterans, and recently separated veterans.
Paragraph (a)(1) differs from the parallel provision of part 61-250 in
that the word ``total'' has been added to clarify that the report must
reflect the total number of employees in the workforce of the
contractor.
Paragraph (b) provides that the required information on veterans'
employment is to be reported by completing the VETS-100A Report form.
Paragraph (c), which prescribes the date for filing a VETS-100A Report,
is the same as the parallel provision in Sec. 61-250.10 except for
editing to improve readability and designating the name of the report
as ``VETS-100A Report.''
Paragraphs (d) and (e) are identical to the parallel provisions in
Sec. 61.250.10, except that this section references the ``VETS-100A
Report.'' Paragraph (d) addresses the dates of the reporting period,
and paragraph (e) discusses the methods contractors may use to acquire
information about the veterans status of their employees.
No comments were received on this section. Accordingly, the final
rule adopts Sec. 61-300.10 as proposed.
Section 61-300.11 On what form must the data required by this part be
submitted?
This section states that the data on veterans employment specified
in the reporting requirements clause set forth in Sec. 61-250.10 must
be reported on the VETS-100A Report. A major difference between this
section and existing Sec. 61-250.11 involves the instructions for
completing the report. Some instructions for completing the VETS-100
Report are located in the regulations (Sec. 61-250.11) and additional
instructions are located in the VETS-100 Report form (Appendix A.) The
instructions for completing the VETS-100A Report are provided only in
Appendix A (discussed below), and not in the regulations. Paragraph (a)
provides that a copy of the VETS-100A Report and instructions may be
found in Appendix A.
Another difference between this section and existing Sec. 61-
250.11 is that paragraph (a) states that the report is ``provided''
annually to contractors who are included in the VETS-100 database,
while existing Sec. 61-250.11(a) states that the VETS-100 Report is
``mailed'' annually to contractors who are included in the VETS-100
database. The use of the term ``provided'' will allow VETS greater
flexibility in distribution format of the VETS-100A Report. Paragraph
(a) also states that VETS' failure to provide a contractor with a VETS-
100A Report does not excuse a contractor from the requirement of
submitting a VETS-100A Report.
Paragraph (b) is identical to paragraph (b) in existing Sec. 61-
250.11.
Paragraph (c) contains the same information found in existing
paragraph (c) of existing Sec. 61-250.11(c), however, the text has
been simplified in accordance with plain language principles.
Paragraphs (d) and (e) are also identical to the parallel provisions in
Sec. 61-250.11, except that an updated Internet address has been
provided for requesting copies of the VETS-100A Report form.
Section 61-300.11 is adopted in the final rule without change.
Section 61-300.20 How will DOL determine whether a contractor or
subcontractor is complying with the requirements of this part?
This section is identical to existing Sec. 61-250.20. No comments
were received on this section. Accordingly, it is adopted in the final
rule as proposed.
Section 61-300.99 What is the OMB control number for this part?
This section has been revised in the final rule to indicate that
OMB has assigned Control Number 1293-0005 to the information collection
requirements of this part.
Appendix A to Part 61-300--Federal Contractor Veterans' Employment
Report VETS-100A
Appendix A contains the VETS-100A Report form as well as the
instructions for completing the report form. Appendix A to the final
rule differs substantially from Appendix A to the existing part 61-250
regulations. A section-by-section description of those differences was
provided in the NPRM's preamble discussion of Appendix A. As was
previously mentioned, a major difference between the two Appendices is
that all the instructions for completing the VETS-100A Report form are
set forth in Appendix A to part 61-300, while the instructions for
completing the VETS-100 Report are found in both Sec. 61-250.11 and
Appendix A to part 61-250. Other differences between Appendix A to the
final rule and Appendix A to the existing part 61-250 regulations
reflect the changes made by JVA to the contract coverage threshold and
the categories of covered veterans.
VETS received a few comments on Appendix A. One commenter noted
that the VETS-100A Report contained the category ``newly separated
veterans'' while the term used in the statute and the part 61-300
regulations is ``recently separated veterans.'' VETS has corrected this
error in the final rule. Other comments recommended several minor
[[Page 28715]]
technical corrections to the VETS-100A Report form, which have been
incorporated in the final rule.
In addition, VETS revised proposed Appendix A to reflect the
changes made to Sec. 61-300.1(a) and Sec. 61-300.2 in response to the
public comments. Thus, in the instructions regarding ``Who must file''
and ``How to prepare forms'' VETS clarified that modification of an
otherwise covered contract on or after December 1, 2003, will mean that
the contractor must comply with the VETS-100A Report requirements of 41
CFR part 61-300, and not the VETS-100 Report requirements of 41 CFR
part 61-250. Further, the definition of ``job categories'' set forth in
the instructions has been changed to reflect the job categories adopted
in the revised EEO-1 Report, and the revised EEO-1 job categories have
been added to the VETS-100A Report form set forth in Appendix A.
Regulatory Procedures
Paperwork Reduction Act
This final rule contains information collection requirements that
are subject to review by the Office of Management and Budget (OMB)
under the Paperwork Reduction Act of 1995 (PRA). This final rule adopts
a new set of regulations to implement the JVA amendments to the
reporting requirements under VEVRAA, and is applicable to covered
Government contracts entered into or modified on or after December 1,
2003. The information collection in this final rule relates to the
requirement under the JVA amendments that contractors track and report
annually the number of new hires and incumbent employees, by job
category and hiring location, who are disabled veterans, other
protected veterans, Armed Forces service medal veterans, and recently
separated veterans (within three years from the date of discharge or
release from active duty). This final rule adopts a new form titled the
``Federal Contractor Veterans'' Employment Report VETS-100A Report''
(``VETS-100A Report'') for reporting the information on veterans'
employment required by the JVA amendments.
This final rule impacts the information collection request for the
Federal Contractor Veterans' Employment Report VETS-100 (``VETS-100
Report'') that is currently approved under OMB No. 1293-0005. The
existing regulations in 41 CFR part 61-250, which apply to covered
contracts of $25,000 or more entered into before December 1, 2003,
require contractors to use the VETS-100 Report for reporting
information on the number of new hires and incumbent employees who are
special disabled veterans, veterans of the Vietnam era, other protected
veterans, and recently separated veterans (within one year from the
date of discharge or release from active duty). Some contractors with
Government contracts that were entered into before December 1, 2003,
are still subject to the VETS-100 reporting requirement in 41 CFR part
61-250. Therefore, VETS has determined that it will be necessary to
maintain two sets of regulations to implement the reporting
requirements under VEVRAA, and use two different forms for providing
the required information on the employment of covered veterans.
On October 2, 2007, VETS issued a Federal Register notice (72 FR
56103) providing a 60-day public comment period under the Paperwork
Reduction Act (PRA) on its proposal to revise the currently approved
information collection request for the VETS-100 Report to include the
VETS-100A Report. In the Federal Register notice, VETS invited the
public to comment on: (1) Whether the proposed collection of
information is necessary to the proper performance of the agency,
including whether the information will have practical utility; (2) the
accuracy of agency's estimate of the burden of the proposed collection,
including the validity of the methodology and assumptions used; (3)
ways to enhance the quality, utility, and clarity of the information
collected; and (4) ways to minimize the burden of the collection of
information on those who are to respond, including through the use of
appropriate automated, electronic, mechanical, or other technological
collection techniques, or other forms of information technology.
One comment was received in response to the 60-day notice from the
management consulting firm specializing in human resources that also
submitted comments in response to the NPRM. The consulting firm again
asserted that the proposed regulations ``would place an enormous burden
on contractors'' by requiring those contractors that have contracts
dated prior to December 1, 2003, and contracts dated after that date,
to file both the VETS-100 Report and the VETS-100A Report. The
consulting firm maintained that the lack of correlation between the two
reports places great burden on contractors to collect and maintain two
sets of data.
VETS appreciates the burdens imposed on those contractors that are
required to file both the VETS-100 and the VETS-100A Reports, but the
agency is constrained to carry out the provisions of the statute.
However, as previously explained in the preamble, VETS estimates that
only a small percentage of contractors will be required to file both
reports. Because a contract modification is a ``Government contract,''
modification of a contract that otherwise would be covered under the
JVA amendments but for the date the contract was entered into renders
the contract subject to the VETS-100A reporting requirements, rather
than the VETS-100 reporting requirements. Consequently, VETS estimates
that the vast majority of contractors (80%) will file either the VETS-
100 Report or the VETS-100A Report, but not both.
The consulting firm also argued that it is burdensome for
contractors to report on the VETS-100A Report the total number of
employees in the workforce, when there is no such requirement under the
VETS-100 Report. The JVA amendments to VEVRAA require that contractors
report on the total number of employees in their workforces by job
category and hiring location, and the VETS-100A merely implements the
statutory requirement. The VETS-100 Report implements the reporting
requirements prior to amendment by the JVA, which did not call for
contractors to report on their total employment. Further, the
consulting firm asserted that the proposed regulations do not provide
clear guidance on what contractors are obligated to do to comply with
the proposed new regulations. However, VETS maintains that the final
regulations and the instructions for completing the VETS-100A Report
adequately explain what is required for reporting on veterans'
employment. VETS will provide additional technical support through the
https://www.VETS100.com Web site to further assist contractors in
understanding the reporting requirements.
Finally, the consulting firm maintained that the Department
``substantially underestimated'' the time and costs for contractors
required to comply with reporting requirements of two sets of
regulations. We disagree. The consulting firm seemed to believe that
most contractors will have to file both the VETS-100 and VETS-100A
Reports, but as explained above, VETS estimates that fewer contractors
will be subject to filing both the VETS-100 and the VETS-100A Reports
than the consulting firm's comment suggests. Further, that number will
decrease as the contracts entered into before December 1, 2003, are
either completed or modified.
On February 15, 2008, VETS submitted the information collection
[[Page 28716]]
request for the VETS-100 and the VETS-100A Reports to the Office of
Management and Budget (OMB) for review and clearance in accordance with
the PRA. VETS also published a notice in the Federal Register (73 FR
8905, February 15, 2008) advising the public the information collection
request for the VETS-100 and VETS-100A Reports had been submitted to
OMB, and inviting the public to submit comments within 30 days. In its
final submission to OMB, VETS estimated that a total of 264,000 reports
will be filed annually and that the total annual filing burden will be
156,000 hours. On April 23, 2008, OMB approved the information
collection request for the VETS-100 Report and the VETS-100A Report
under OMB Control Number 1293-0005.
Executive Order 12866
The Department is issuing this final rule in conformance with
Executive Order 12866, section 1(b), Principles of Regulation. The
Department has determined that this rule is a ``significant regulatory
action'' under Executive Order 12866, section 3(f), Regulatory Planning
and Review, but is not economically significant as defined in section
3(f)(1). Therefore, the information enumerated in section 6(a)(3)(C) of
the order is not required. Pursuant to Executive Order 12866, this rule
has been reviewed by the Office of Management and Budget.
Unfunded Mandates
Executive Order 12875--This rule will not create an unfunded
Federal Mandate upon any State, local, or tribal government.
Unfunded Mandate Reform Act of 1995--This rule does not include any
Federal mandate that may result in increased expenditures by State,
local and tribal governments in the aggregate of $100 million or more,
or increased expenditures by the private sector of $100 million or
more.
Executive Order 13132, Federalism
The Department has reviewed this rule in accordance with Executive
Order 13132 regarding federalism, and has determined that it does not
have ``federalism implications.'' This rule does not ``have substantial
direct effects on the States, on the relationship between the national
government and the States, or on the distribution of power and
responsibilities among the various levels of government.''
Regulatory Flexibility Act
This rule does not substantively change existing reporting
requirements for Federal contractors. Therefore, the Department
concludes that this rule will not have a significant economic impact on
a substantial number of small entities. The Secretary has certified to
the Chief Counsel for Advocacy of the Small Business Administration to
this effect. Therefore, a regulatory flexibility analysis under the
Regulatory Flexibility Act is not required.
List of Subjects in 41 CFR Part 61-300
Government contracts, Reporting and recordkeeping requirements,
Veterans.
Signed at Washington, DC, this 12th day of May, 2008.
John M. McWilliam,
Deputy Assistant Secretary of Labor for Veterans' Employment and
Training Service.
0
Accordingly, for the reasons stated in the preamble, Chapter 61 of
Title 41 of the Code of Federal Regulations is amended by adding part
61-300 to read as follows:
PART 61-300--ANNUAL REPORT FROM FEDERAL CONTRACTORS
Sec.
61-300.1 What are the purpose and scope of this part?
61-300.2 What definitions apply to this part?
61-300.10 What reporting requirements apply to Federal contractors
and subcontractors, and what specific wording must the reporting
requirements contract clause contain?
61-300.11 On what form must the data required by this part be
submitted?
61-300.20 How will DOL determine whether a contractor or
subcontractor is complying with the requirements of this part?
61-300.99 What is the OMB control number for this part?
Appendix A to Part 61-300--Federal Contractor Veterans' Employment
Report VETS-100A
Authority: 38 U.S.C. 4211 and 4212.
Sec. 61-300.1 What are the purpose and scope of this part?
(a) This part 61-300 implements 38 U.S.C. 4212(d) as amended by the
Jobs for Veterans Act. Each contractor or subcontractor who enters into
or modifies a contract or subcontract on or after December 1, 2003, in
the amount of $100,000 or more with any department or agency of the
United States for the procurement of personal property and non-personal
services (including construction), and who is subject to 38 U.S.C.
4212(a), must submit a report according to the requirements of part 61-
300. Any contractor or subcontractor whose only contract with any
department or agency of the United States for the procurement of
personal property and non-personal services (including construction)
was entered into before December 1, 2003 (and not modified as described
above) must follow part 61-250 implementing 38 U.S.C. 4212(d). Any
contractor or subcontractor who has both a contract subject to part 61-
250 and a contract subject to part 61-300 is required to file both the
VETS-100 Report and the VETS-100A Report.
(b) Notwithstanding the regulations in this part, the regulations
at 41 CFR part 60-300, administered by OFCCP continue to apply to
contractors' and subcontractors' affirmative action obligations
regarding veterans.
(c) Reporting requirements of this part regarding veterans will be
deemed waived in those instances in which the Deputy Assistant
Secretary, OFCCP, has granted a waiver under 41 CFR 60-300.4(b)(1), or
has concurred in the granting of a waiver under 41 CFR 60-300.4(b)(3),
from compliance with all the terms of the equal opportunity clause for
those establishments not involved in Government contract work. Where
OFCCP grants only a partial waiver, compliance with these reporting
requirements regarding veterans will be required.
(d) 41 CFR 60-300.42 and Appendix B to part 60-300 provide guidance
concerning the affirmative action obligations of Federal contractors
and subcontractors toward applicants for employment who are qualified
covered veterans.
Sec. 61-300.2 What definitions apply to this part?
(a) For the purposes of this part, and unless otherwise indicated
in paragraph (b) of this section, the terms set forth in this part have
the same meaning as those set forth in 41 CFR part 60-300.
(b) For purposes of this part:
(1) Hiring location (this definition is identical to establishment
as defined by the instructions for completing Employer Information
Report EEO-1, Standard Form 100 (EEO-1 Report)) means an economic unit
which produces goods or services, such as a factory, office, store, or
mine. In most instances the establishment is at a single physical
location and is engaged in one, or predominantly one, type of economic
activity. Units at different locations, even though engaged in the same
kind of business operation, should be reported as separate
establishments. For locations involving construction, transportation,
communications, electric, gas, and sanitary services, oil and gas
fields, and similar types of physically dispersed industrial
activities, however, it is not necessary to list separately each
individual site,
[[Page 28717]]
project, field, line, etc., unless it is treated by the contractor as a
separate legal entity. For these physically dispersed activities, list
as establishments only those relatively permanent main or branch
offices, terminals, stations, etc., which are either:
(i) Directly responsible for supervising such dispersed activities;
or
(ii) The base from which personnel and equipment operate to carry
out these activities. (Where these dispersed activities cross State
lines, at least one such establishment should be listed for each State
involved.)
(2) Employee means any individual on the payroll of an employer who
is an employee for purposes of the employer's withholding of Social
Security taxes except insurance sales agents who are considered to be
employees for such purposes solely because of the provisions of 26
U.S.C. 3121(d)(3)(B) (the Internal Revenue Code). Leased employees are
included in this definition. Leased employee means a permanent employee
provided by an employment agency for a fee to an outside company for
which the employment agency handles all personnel tasks including
payroll, staffing, benefit payments and compliance reporting. The
employment agency shall, therefore, include leased employees in its
VETS-100A Report. The term employee shall not include persons who are
hired on a casual basis for a specified time, or for the duration of a
specified job (for example, persons at a construction site whose
employment relationship is expected to terminate with the end of the
employee's work at the site); persons temporarily employed in any
industry other than construction, such as temporary office workers,
mariners, stevedores, lumber yard workers, etc., who are hired through
a hiring hall or other referral arrangement, through an employee
contractor or agent, or by some individual hiring arrangement, or
persons (except leased employees) on the payroll of an employment
agency who are referred by such agency for work to be performed on the
premises of another employer under that employer's direction and
control.
(3) Job category means any of the following: Officials and managers
(Executive/Senior Level Officials and Managers and First/Mid Level
Officials and Managers), professionals, technicians, sales workers,
administrative support workers, craft workers, operatives, laborers and
helpers, and service workers, as required by the Employer Information
Report EEO-1, Standard Form 100 (EEO-1 Report), as follows:
(i) Officials and managers as a whole is to be divided into the
following two subcategories: Executive/Senior Level Officials and
Managers and First/Mid Level Officials and Managers.
(A) Executive/Senior Level Officials and Managers means individuals
who plan, direct and formulate policies, set strategy and provide the
overall direction of enterprises/organizations for the development and
delivery of products and services, within the parameters approved by
boards of directors of other governing bodies. Residing in the highest
levels of organizations, these executives plan, direct, or coordinate
activities with the support of subordinate executives and staff
managers. They include, in larger organizations, those individuals
within two reporting levels of the CEO, whose responsibilities require
frequent interaction with the CEO. Examples of these kinds of managers
are: Chief executive officers, chief operating officers, chief
financial officers, line of business heads, presidents or executive
vice presidents of functional areas or operating groups, chief
information officers, chief human resources officers, chief marketing
officers, chief legal officers, management directors and managing
partners.
(B) First/Mid Level Officials and Managers means individuals who
serve as managers, other than those who serve as Executive/Senior Level
Officials and Managers, including those who oversee and direct the
delivery of products, services or functions at group, regional or
divisional levels of organizations. These managers receive directions
from Executive/Senior Level management and typically lead major
business units. They implement policies, programs and directives of
Executive/Senior Level management through subordinate managers and
within the parameters set by Executives/Senior Level management.
Examples of these kinds of managers are: Vice presidents and directors;
group, regional or divisional controllers; treasurers; and human
resources, information systems, marketing, and operations managers. The
First/Mid Level Officials and Managers subcategory also includes those
who report directly to middle managers. These individuals serve at
functional, line of business segment or branch levels and are
responsible for directing and executing the day-to-day operational
objectives of enterprises/organizations, conveying the directions of
higher level officials and managers to subordinate personnel and, in
some instances, directly supervising the activities of exempt and non-
exempt personnel. Examples of these kinds of managers are: First-line
managers; team managers; unit managers; operations and production
managers; branch managers; administrative services managers; purchasing
and transportation managers; storage and distribution managers; call
center or customer service managers; technical support managers; and
brand or product managers.
(ii) Professionals means individuals in positions that require
bachelor and graduate degrees, and/or professional certification. In
some instances, comparable experience may establish a person's
qualifications. Examples of these kinds of positions include:
Accountants and auditors; airplane pilots and flight engineers;
architects; artists; chemists; computer programmers; designers;
dieticians; editors; engineers; lawyers; librarians; mathematical
scientists; natural scientists; registered nurses; physical scientists;
physicians and surgeons; social scientists; teachers; and surveyors.
(iii) Technicians means individuals in positions that include
activities requiring applied scientific skills, usually obtained by
post secondary education of varying lengths, depending on the
particular occupation, recognizing that in some instances additional
training, certification, or comparable experience is required. Examples
of these types of positions include: Drafters; emergency medical
technicians; chemical technicians; and broadcast and sound engineering
technicians.
(iv) Sales workers means individuals in positions including non-
managerial activities that wholly and primarily involve direct sales.
Examples of these types of positions include: Advertising sales agents;
insurance sales agents; real estate brokers and sales agents; wholesale
sales representatives; securities, commodities, and financial services
sales agents; telemarketers; demonstrators; retail salespersons;
counter and rental clerks; and cashiers.
(v) Administrative support workers means individuals in positions
involving non-managerial tasks providing administrative and support
assistance, primarily in office settings. Examples of these types of
positions include: Office and administrative support workers;
bookkeeping; accounting and auditing clerks; cargo and freight agents;
dispatchers; couriers; data entry keyers; computer operators; shipping,
receiving and traffic clerks; word processors and typists;
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proofreaders; desktop publishers; and general office clerks.
(vi) Craft Workers means individuals in positions that include
higher skilled occupations in construction (building trades craft
workers and their formal apprentices) and natural resource extraction
workers. Examples of these types of positions include: Boilermakers;
brick and stone masons; carpenters; electricians; painters (both
construction and maintenance); glaziers; pipelayers, plumbers,
pipefitters and steamfitters; plasterers; roofers; elevator installers;
earth drillers; derrick operators; oil and gas rotary drill operators;
and blasters and explosive workers. This category also includes
occupations related to the installation, maintenance and part
replacement of equipment, machines and tools, such as: Automotive
mechanics; aircraft mechanics; and electric and electronic equipment
repairers. This category also includes some production occupations that
are distinguished by the high degree of skill and precision required to
perform them, based on clearly defined task specifications, such as:
Millwrights; etchers and engravers; tool and die makers; and pattern
makers.
(vii) Operatives means individuals in intermediate skilled
occupations and includes workers who operate machines or factory-
related processing equipment. Most of these occupations do not usually
require more than several months of training. Examples include: Textile
machine workers; laundry and dry cleaning workers; photographic process
workers; weaving machine operators; electrical and electronic equipment
assemblers; semiconductor processors; testers, graders and sorters;
bakers; and butchers and other meat, poultry and fish processing
workers. This category also includes occupations of generally
intermediate skill levels that are concerned with operating and
controlling equipment to facilitate the movement of people or
materials, such as: Bridge and lock tenders; truck, bus or taxi
drivers; industrial truck and tractor (forklift) operators; parking lot
attendants; sailors; conveyor operators; and hand packers and
packagers.
(viii) Laborers and Helpers means individuals with more limited
skills who require only brief training to perform tasks that require
little or no independent judgment. Examples include: Production and
construction worker helpers; vehicle and equipment cleaners; laborers;
freight, stock and material movers; service station attendants;
construction laborers; refuse and recyclable materials collectors;
septic tank servicers; and sewer pipe cleaners.
(ix) Service Workers means individuals in positions that include
food service, cleaning service, personal service, and protective
service activities. Skill may be acquired through formal training, job-
related training or direct experience. Examples of food service
positions include: Cooks; bartenders; and other food service workers.
Examples of personal service positions include: Medical assistants and
other healthcare support positions; hairdressers; ushers; and
transportation attendants. Examples of cleaning service positions
include: Cleaners; janitors; and porters. Examples of protective
service positions include: Transit and railroad police and fire
fighters; guards; private detectives and investigators.
(4) Disabled veteran means:
(i) A veteran of the U.S. military, ground, naval or air service
who is entitled to compensation (or who but for the receipt of military
retired pay would be entitled to compensation) under laws administered
by the Secretary of Veterans Affairs, or
(ii) A person who was discharged or released from active duty
because of a service-connected disability.
(5) Other protected veteran means a veteran who served on active
duty in the U.S. military, ground, naval, or air service during a war
or in a campaign or expedition for which a campaign badge has been
authorized under the laws administered by the Department of Defense.
(6) Armed forces service medal veteran means a veteran who, while
serving on active duty in the U.S. military, ground, naval or air
service, participated in a United States military operation for which
an Armed Forces service medal was awarded pursuant to Executive Order
12985 (61 FR 1209, 3 CFR, 1996 Comp., p. 159).
(7) Recently separated veteran means a veteran during the three-
year period beginning on the date of such veteran's discharge or
release from active duty in the U.S. military, ground, naval or air
service.
(8) Covered veteran means a veteran as defined in paragraphs (b)(4)
through (b)(7) of this section.
(9) Qualified means, with respect to an employment position, having
the ability to perform the essential functions of the position with or
without reasonable accommodation for an individual with a disability.
(10) OFCCP means the Office of Federal Contract Compliance
Programs, Employment Standards Administration, U.S. Department of
Labor.
(11) VETS means the Office of the Assistant Secretary for Veterans'
Employment and Training Service, U.S. Department of Labor.
(12) States means each of the several States of the United States,
the District of Columbia, the Virgin Islands, the Commonwealth of
Puerto Rico, Guam, American Samoa, the Commonwealth of the Northern
Mariana Islands, Wake Island, and the Trust Territories of the Pacific
Islands.
(13) NAICS means the North American Industrial Classification
System.
(14) Covered incumbent veteran means a veteran as defined in
paragraphs (b)(4) through (b)(7) of this section who is employed by a
covered contractor.
Sec. 61-300.10 What reporting requirements apply to Federal
contractors and subcontractors, and what specific wording must the
reporting requirements contract clause contain?
Each contractor or subcontractor described in Sec. 61-300.1 must
submit reports in accordance with the following reporting clause, which
must be included in each of its covered government contracts or
subcontracts (and modifications, renewals, or extensions thereof if not
included in the original contract). Such clause is considered as an
addition to the equal opportunity action clause required by 41 CFR 60-
300.5. The reporting requirements clause is as follows:
Employment Reports on Disabled Veterans, Other Protected Veterans,
Armed Forces Service Medal Veterans, and Recently Separated Veterans
(a) The contractor or subcontractor agrees to report at least
annually, as required by the Secretary of Labor, on:
(1) The total number of employees in the workforce of such
contractor or subcontractor, by job category and hiring location,
and the number of such employees by job category and hiring
location, who are disabled veterans, other protected veterans, Armed
Forces service medal veterans, and recently separated veterans;
(2) The total number of new employees hired by the contractor or
subcontractor during the period covered by the report, and of such
employees, the number who are disabled veterans, other protected
veterans, Armed Forces service medal veterans, and recently
separated veterans; and
(3) The maximum number and minimum number of employees of such
contractor or subcontractor at each hiring location during the
period covered by the report.
(b) The above items must be reported by completing the form
entitled ``Federal Contractor Veterans'' Employment Report VETS-
100A.''
(c) VETS-100A Reports must be submitted no later than September
30 of each year following a calendar year in which a contractor or
subcontractor held a covered contract or subcontract.
[[Page 28719]]
(d) The employment activity report required by paragraphs (a)(2)
and (a)(3) of this clause must reflect total new hires and maximum
and minimum number of employees during the 12-month period preceding
the ending date that the contractor selects for the current
employment report required by paragraph (a)(1) of this clause.
Contractors may select an ending date: (1) As of the end of any pay
period during the period July 1 through August 31 of the year the
report is due; or (2) as of December 31, if the contractor has
previous written approval from the Equal Employment Opportunity
Commission to do so for purposes of submitting the Employer
Information Report EEO-1, Standard Form 100 (EEO-1 Report).
(e) The number of veterans reported according to paragraph (a)
above must be based on data known to contractors and subcontractors
when completing their VETS-100A Reports. Contractors' and
subcontractors' knowledge of veterans status may be obtained in a
variety of ways, including, in response to an invitation to
applicants to self-identify in accordance with 41 CFR 60-300.42,
voluntary self-disclosures by covered incumbent veterans, or actual
knowledge of an employee's veteran status by a contractor or
subcontractor. Nothing in this paragraph (e) relieves a contractor
from liability for discrimination under 38 U.S.C. 4212.
Sec. 61-300.11 On what form must the data required by this part be
submitted?
(a) Data items required in paragraph (a) of the contract clause set
forth in Sec. 61-300.10 must be reported for each hiring location on
the VETS-100A Report. This form is provided annually to those
contractors who are included in the VETS-100 database. VETS failure to
provide a contractor with a VETS-100A Report does not excuse the
contractor from the requirement to submit a VETS-100A Report. The form,
and instructions for preparing it, are set forth in Appendix A to 41
CFR part 61-300--Federal Contractor Veterans' Employment Report VETS-
100A and Instructions.
(b) Contractors and subcontractors that submit computer-generated
output for more than 10 hiring locations to satisfy their VETS-100A
reporting obligations must submit the output in the form of an
electronic file. This file must comply with current Department of Labor
specifications for the layout of these records, along with any other
specifications established by the Department for the applicable
reporting year. Contractors and subcontractors that submit VETS-100A
Reports for 10 locations or less are exempt from this requirement, but
are strongly encouraged to submit an electronic file. In these cases,
state consolidated reports count as one location each.
(c) VETS-100A Reports must be submitted no later than September 30
of each year following a calendar year in which a contractor or
subcontractor held a covered contract or subcontract.
(d) VETS or its designee will use all available information to
distribute the required forms to contractors identified as subject to
the requirements of this part.
(e) It is the responsibility of each contractor or subcontractor to
obtain necessary supplies of the VETS-100A Report before the annual
September 30 filing deadline. Contractors and subcontractors who do not
receive forms should request them in time to meet the deadline. VETS-
100A Report forms may be obtained by mailing a request to: Office of
the Assistant Secretary for Veterans' Employment and Training, U.S.
Department of Labor, 200 Constitution Avenue, NW., Washington, DC
20210, Attn: VETS-100A Report Form Request; or on the Internet at the
Internet address https://vets.dol.gov/vets100/vets100login.htm.
Sec. 61-300.20 How will DOL determine whether a contractor or
subcontractor is complying with the requirements of this part?
During the course of a compliance evaluation, OFCCP may determine
whether a contractor or subcontractor