Sunshine Act Meeting, 19120 [E8-7438]
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19120
Federal Register / Vol. 73, No. 68 / Tuesday, April 8, 2008 / Notices
Nasdaq believes that the proposed
rule change is consistent with the
provisions of Section 6 of the Act,5 in
general, and with Section 6(b)(5) of the
Act,6 in particular, in that the proposal
is designed to prevent fraudulent and
manipulative acts and practices, to
promote just and equitable principles of
trade, to foster cooperation and
coordination with persons engaged in
regulating, clearing, settling, processing
information with respect to, and
facilitating transactions in securities, to
remove impediments to and perfect the
mechanism of a free and open market
and a national market system, and, in
general, to protect investors and the
public interest.
B. Self-Regulatory Organization’s
Statement on Burden on Competition
Nasdaq does not believe that the
proposed rule change will result in any
burden on competition that is not
necessary or appropriate in furtherance
of the purposes of the Act, as amended.
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants, or Others
Written comments were neither
solicited nor received.
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
Within 35 days of the date of
publication of this notice in the Federal
Register or within such longer period (i)
as the Commission may designate up to
90 days of such date if it finds such
longer period to be appropriate and
publishes its reasons for so finding or
(ii) as to which the self-regulatory
organization consents, the Commission
will:
A. By order approve such proposed
rule change, or
B. institute proceedings to determine
whether the proposed rule change
should be disapproved.
pwalker on PROD1PC71 with NOTICES
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act. In
particular, the Commission is interested
in commenters’ views with respect to
whether Nasdaq’s Imbalance Cross trade
qualifies for the single-priced reopening
exception under Rule 611(b)(3) of Reg.
NMS. Comments may be submitted by
any of the following methods:
5 15
6 15
U.S.C. 78f.
U.S.C. 78f(b)(5).
VerDate Aug<31>2005
16:09 Apr 07, 2008
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an e-mail to rulecomments@sec.gov. Please include File
Number SR–NASDAQ–2007–067 on the
subject line.
Sunshine Act Meeting
Notice is hereby given, pursuant to
the provisions of the Government in the
Sunshine Act, Public Law 94–409, that
the Securities and Exchange
Commission will hold a Closed Meeting
Paper Comments
on Thursday, April 10, 2008 at 2 p.m.
Commissioners, Counsel to the
• Send paper comments in triplicate
Commissioners, the Secretary to the
to Nancy M. Morris, Secretary,
Commission, and recording secretaries
Securities and Exchange Commission,
will attend the Closed Meeting. Certain
100 F Street, NE., Washington, DC
staff members who have an interest in
20549–1090.
the matters may also be present.
All submissions should refer to File
The General Counsel of the
Number SR–NASDAQ–2007–067. This
Commission, or his designee, has
file number should be included on the
subject line if e-mail is used. To help the certified that, in his opinion, one or
more of the exemptions set forth in 5
Commission process and review your
U.S.C. 552b(c)(3) (5), (7), (8), (9)(B), and
comments more efficiently, please use
only one method. The Commission will (10) and 17 CFR 200.402(a)(3), (5), (7),
post all comments on the Commission’s (8), 9(ii) and (10), permit consideration
of the scheduled matters at the Closed
Internet Web site (https://www.sec.gov/
Meeting.
rules/sro.shtml). Copies of the
submission, all subsequent
Commissioner Casey, as duty officer,
amendments, all written statements
voted to consider the items listed for the
with respect to the proposed rule
Closed Meeting in closed session.
change that are filed with the
The subject matter of the Closed
Commission, and all written
Meeting scheduled for April 10, 2008
communications relating to the
will be:
proposed rule change between the
Formal orders of investigation;
Commission and any person, other than
Institution and settlement of
those that may be withheld from the
injunctive actions;
public in accordance with the
provisions of 5 U.S.C. 552, will be
Institution and settlement of
available for inspection and copying in
administrative proceedings of an
the Commission’s Public Reference
enforcement nature;
Room, on official business days between
Regulatory matters regarding financial
the hours of 10 a.m. and 3 p.m. Copies
institutions;
of the filing also will be available for
Resolution of litigation claims; and an
inspection and copying at the principal
Adjudicatory matter.
office of Nasdaq. All comments received
will be posted without change; the
At times, changes in Commission
Commission does not edit personal
priorities require alterations in the
identifying information from
scheduling of meeting items.
submissions. You should submit only
For further information and to
information that you wish to make
ascertain what, if any, matters have been
available publicly.
added, deleted or postponed, please
All submissions should refer to File
contact:
Number SR–NASDAQ–2007–067 and
The Office of the Secretary at (202)
should be submitted on or before April
551–5400.
29, 2008.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.7
Florence E. Harmon,
Deputy Secretary.
[FR Doc. E8–7271 Filed 4–7–08; 8:45 am]
Dated: April 3, 2008.
Nancy M. Morris,
Secretary.
[FR Doc. E8–7438 Filed 4–7–08; 8:45 am]
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CFR 200.30–3(a)(12).
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[Federal Register Volume 73, Number 68 (Tuesday, April 8, 2008)]
[Notices]
[Page 19120]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E8-7438]
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SECURITIES AND EXCHANGE COMMISSION
Sunshine Act Meeting
Notice is hereby given, pursuant to the provisions of the
Government in the Sunshine Act, Public Law 94-409, that the Securities
and Exchange Commission will hold a Closed Meeting on Thursday, April
10, 2008 at 2 p.m.
Commissioners, Counsel to the Commissioners, the Secretary to the
Commission, and recording secretaries will attend the Closed Meeting.
Certain staff members who have an interest in the matters may also be
present.
The General Counsel of the Commission, or his designee, has
certified that, in his opinion, one or more of the exemptions set forth
in 5 U.S.C. 552b(c)(3) (5), (7), (8), (9)(B), and (10) and 17 CFR
200.402(a)(3), (5), (7), (8), 9(ii) and (10), permit consideration of
the scheduled matters at the Closed Meeting.
Commissioner Casey, as duty officer, voted to consider the items
listed for the Closed Meeting in closed session.
The subject matter of the Closed Meeting scheduled for April 10,
2008 will be:
Formal orders of investigation;
Institution and settlement of injunctive actions;
Institution and settlement of administrative proceedings of an
enforcement nature;
Regulatory matters regarding financial institutions;
Resolution of litigation claims; and an
Adjudicatory matter.
At times, changes in Commission priorities require alterations in
the scheduling of meeting items.
For further information and to ascertain what, if any, matters have
been added, deleted or postponed, please contact:
The Office of the Secretary at (202) 551-5400.
Dated: April 3, 2008.
Nancy M. Morris,
Secretary.
[FR Doc. E8-7438 Filed 4-7-08; 8:45 am]
BILLING CODE 8011-01-P
