RSI Retirement Trust; Notice of Application, 13052 [E8-4750]
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13052
Federal Register / Vol. 73, No. 48 / Tuesday, March 11, 2008 / Notices
For the Commission, by the Division of
Investment Management, under delegated
authority.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. E8–4684 Filed 3–10–08; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. IC–28184; 811–4193]
RSI Retirement Trust; Notice of
Application
March 5, 2008.
Securities and Exchange
Commission (‘‘SEC’’).
ACTION: Notice of application for
deregistration under section 8(f) of the
Investment Company Act of 1940 (the
‘‘Act’’).
AGENCY:
Summary of Application: Applicant
requests an order declaring that it has
ceased to be an investment company.
Filing Date: The application was filed
on March 4, 2008.
Hearing or Notification of Hearing: An
order granting the application will be
issued unless the SEC orders a hearing.
Interested persons may request a
hearing by writing to the SEC’s
Secretary and serving applicant with a
copy of the request, personally or by
mail. Hearing requests should be
received by the SEC by 5:30 p.m. on
March 25, 2008, and should be
accompanied by proof of service on the
applicant, in the form of an affidavit or,
for lawyers, a certificate of service.
Hearing request should state the nature
of the writer’s interest, the reason for the
request, and the issues contested.
Persons may request notification of a
hearing by writing to the SEC’s
Secretary.
Secretary, U.S. Securities
and Exchange Commission, 100 F St.,
NE., Washington, DC 20549–1090.
Applicant, 150 East 42nd St., New York,
NY 10017.
FOR FURTHER INFORMATION CONTACT:
Diane L. Titus, Paralegal Specialist, at
(202)551–6810, or Mary Kay Frech,
Branch Chief, at (202)551–6821
(Division of Investment Management,
Office of Investment Company
Regulation).
ADDRESSES:
The
following is a summary of the
application. The complete application
may be obtained for a fee at the SEC’s
Public Reference Desk, 100 F Street,
NE., Washington, DC 20549–1520 (tel.
202–551–5850).
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SUPPLEMENTARY INFORMATION:
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Applicant’s Representations and Legal
Analysis
Applicant is registered under the Act
as an open-end management investment
company. On December 27, 2007,
applicant’s securityholders voted to
approve a mandatory redemption of
certain of applicant’s securityholders
and deregistration under the Act.
Applicant’s securities are currently
owned by 45 persons. Applicant states
that its outstanding securities are not
currently and will not be beneficially
owned by more than 100 persons and it
is not now making and does not propose
to make a public offering of its
securities. Applicant states that it will
continue to operate as a company
excepted from the definition of
investment company pursuant to
section 3(c)(1) of the Act. Applicant
requests an order under section 8(f) of
the Act declaring that it has ceased to
be an investment company.
For the Commission, by the Division of
Investment Management, pursuant to
delegated authority.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. E8–4750 Filed 3–10–08; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. IC–28181; File No. 812–13423]
CUNA Mutual Insurance Society, et al;
Notice of Application
March 4, 2008.
Securities and Exchange
Commission (‘‘SEC’’ or ‘‘Commission’’).
ACTION: Notice of application for an
order under Section 6(c) of the
Investment Company Act of 1940, as
amended (the ‘‘Act’’ or ‘‘1940 Act’’)
granting exemptions from the provisions
of Sections 2(a)(32) and 27(i)(2)(A) of
the Act and Rule 22c–1 thereunder.
AGENCY:
Applicants: CUNA Mutual Insurance
Society (‘‘Company’’), CUNA Mutual
Variable Annuity Account (‘‘Variable
Account’’) and CUNA Brokerage
Services, Inc. (‘‘CUNA Brokerage’’).
Summary of Application: Applicants
seek an order under Section 6(c) of the
Act, exempting them from Sections
2(a)(32) and 27(i)(2)(A) of the Act and
Rule 22c–1 thereunder, to permit, the
recapture of credits previously applied
to purchase payments of certain flexible
premium deferred variable annuity
contracts issued by the Company (the
‘‘Contracts’’) under the following
circumstances: (1) If the Contract owner
(‘‘Owner’’) returns the Contract during
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the right to examine period; or (2)
within twelve (12) months of the
annuitant’s death when the Company
pays a death benefit. Applicants further
request that the exemptive relief extend
to: (1) any other variable annuity
contracts that the Company may issue in
the future (‘‘Future Contracts’’) that are
substantially similar in all material
respects to the Contracts, and are
funded through the Variable Account or
through other separate accounts of the
Company (‘‘Future Accounts’’); and (2)
any other broker-dealer, which is a
member of the Financial Industry
Regulatory Authority, Inc. (‘‘FINRA’’)
and which in the future may act as
distributor of and/or principal
underwriter for, the Contracts or Future
Contracts offered through the Variable
Account or Future Accounts (‘‘Future
Underwriters’’).
Filing Date: The application was filed
on September 7, 2007 and amended and
restated on February 5, 2008.
Hearing or Notification of Hearing: An
order granting the application will be
issued unless the Commission orders a
hearing. Interested persons may request
a hearing by writing to the Secretary of
the Commission and serving Applicants
with a copy of the request, personally or
by mail. Hearing requests should be
received by the Commission by 5:30
p.m. on March 31, 2008, and should be
accompanied by proof of service on
Applicants in the form of an affidavit or,
for lawyers, a certificate of service.
Hearing requests should state the nature
of the requester’s interest, the reason for
the request, and the issues contested.
Persons who wish to be notified of a
hearing may request notification by
writing to the Secretary of the
Commission.
ADDRESSES: Secretary, SEC, 100 F Street,
NE., Washington, DC 20549–1090.
Applicants, c/o Pamela M. Krill, Esq.,
CUNA Mutual Insurance Society, 5910
Mineral Point Road, Madison,
Wisconsin 53705.
FOR FURTHER INFORMATION CONTACT:
Sally Samuel, Senior Counsel, or Joyce
M. Pickholz, Branch Chief, Office of
Insurance Products, Division of
Investment Management at 202–551–
6795.
SUPPLEMENTARY INFORMATION: The
following is a summary of the
application. The complete application
may be obtained for a fee from the SEC’s
Public Reference Branch, 100 F Street,
NE., Washington, DC 20549 (tel. (202)
551–8090).
Applicants’ Representations
1. The Company is a mutual life
insurance company originally organized
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11MRN1
]]>Agencies
[Federal Register Volume 73, Number 48 (Tuesday, March 11, 2008)]
[Notices]
[Page 13052]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E8-4750]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. IC-28184; 811-4193]
RSI Retirement Trust; Notice of Application
March 5, 2008.
AGENCY: Securities and Exchange Commission (``SEC'').
ACTION: Notice of application for deregistration under section 8(f) of
the Investment Company Act of 1940 (the ``Act'').
-----------------------------------------------------------------------
Summary of Application: Applicant requests an order declaring that
it has ceased to be an investment company.
Filing Date: The application was filed on March 4, 2008.
Hearing or Notification of Hearing: An order granting the
application will be issued unless the SEC orders a hearing. Interested
persons may request a hearing by writing to the SEC's Secretary and
serving applicant with a copy of the request, personally or by mail.
Hearing requests should be received by the SEC by 5:30 p.m. on March
25, 2008, and should be accompanied by proof of service on the
applicant, in the form of an affidavit or, for lawyers, a certificate
of service. Hearing request should state the nature of the writer's
interest, the reason for the request, and the issues contested. Persons
may request notification of a hearing by writing to the SEC's
Secretary.
ADDRESSES: Secretary, U.S. Securities and Exchange Commission, 100 F
St., NE., Washington, DC 20549-1090. Applicant, 150 East 42nd St., New
York, NY 10017.
FOR FURTHER INFORMATION CONTACT: Diane L. Titus, Paralegal Specialist,
at (202)551-6810, or Mary Kay Frech, Branch Chief, at (202)551-6821
(Division of Investment Management, Office of Investment Company
Regulation).
SUPPLEMENTARY INFORMATION: The following is a summary of the
application. The complete application may be obtained for a fee at the
SEC's Public Reference Desk, 100 F Street, NE., Washington, DC 20549-
1520 (tel. 202-551-5850).
Applicant's Representations and Legal Analysis
Applicant is registered under the Act as an open-end management
investment company. On December 27, 2007, applicant's securityholders
voted to approve a mandatory redemption of certain of applicant's
securityholders and deregistration under the Act.
Applicant's securities are currently owned by 45 persons. Applicant
states that its outstanding securities are not currently and will not
be beneficially owned by more than 100 persons and it is not now making
and does not propose to make a public offering of its securities.
Applicant states that it will continue to operate as a company excepted
from the definition of investment company pursuant to section 3(c)(1)
of the Act. Applicant requests an order under section 8(f) of the Act
declaring that it has ceased to be an investment company.
For the Commission, by the Division of Investment Management,
pursuant to delegated authority.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. E8-4750 Filed 3-10-08; 8:45 am]
BILLING CODE 8011-01-P
