Proposed Collection; Comment Request, 10502 [E8-3667]
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10502
Federal Register / Vol. 73, No. 39 / Wednesday, February 27, 2008 / Notices
that seeks use of this exception would
be required to disclose to third parties
its intention to engage in passive market
making.
There are approximately 214
respondents per year that require an
aggregate total of 214 hours to comply
with this rule. Each respondent makes
an estimated 1 annual response. Each
response takes approximately 1 hour to
complete. Thus, the total compliance
burden per year is 214 burden hours.
The total compliance cost for the
respondents is approximately
$12,037.50, resulting in a cost of
compliance for the respondent per
response of approximately $56.25 (i.e.,
$12,037.50 / 214 responses).
Written comments are invited on: (a)
Whether the proposed collection of
information is necessary for the proper
performance of the functions of the
Commission, including whether the
information shall have practical utility;
(b) the accuracy of the Commission’s
estimates of the burden of the proposed
collection of information; (c) ways to
enhance the quality, utility, and clarity
of the information to be collected; and
(d) ways to minimize the burden of the
collection of information on
respondents, including through the use
of automated collection techniques or
other forms of information technology.
Consideration will be given to
comments and suggestions submitted in
writing within 60 days of this
publication.
Comments should be directed to: R.
Corey Booth, Director/Chief Information
Officer, Securities and Exchange
Commission, C/O Shirley Martinson,
6432 General Green Way, Alexandria,
Virginia 22312 or send an e-mail to:
PRA_Mailbox@sec.gov. Comments must
be submitted within 60 days of this
notice.
Dated: February 19, 2008.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. E8–3666 Filed 2–26–08; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
jlentini on PROD1PC65 with NOTICES
Proposed Collection; Comment
Request
Upon Written Request, Copies Available
From: US Securities and Exchange
Commission, Office of Investor
Education and Advocacy,
Washington, DC 20549–0213.
Extension:
Rule 17f–2(e); OMB Control No. 3235–
0031; SEC File No. 270–37.
VerDate Aug<31>2005
19:49 Feb 26, 2008
Jkt 214001
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501, et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the collection of information
summarized below. The Commission
plans to submit this existing collection
of information to the Office of
Management and Budget for extension
and approval.
• Rule 17f–2(e) (17 CFR 240.17f–
2(e))—Registration of Fiduciaries
On November 18, 1982, effective
November 22, 1982 (see 47 FR 54060,
December 1, 1982), the Commission
adopted Rule 17f–2(e) under the
Securities Exchange Act of 1934 (15
U.S.C. 78a, et seq.) to require members
of national securities exchanges,
brokers, dealers, registered transfer
agents, registered clearing agencies that
claim exemption from the fingerprinting
requirements of Rule 17f–2 to prepare
and maintain a statement entitled
‘‘Notice Pursuant to Rule 17f–2,’’
supporting their claimed exemptions.
This requirement assists the
Commission and other regulatory
agencies in ensuring compliance with
Rule 17f–2. Notices prepared pursuant
to Rule 17f–2(e) must be maintained for
as long as the covered entity claims an
exemption from the fingerprinting
requirements of Rule 17f–2. The
statement is necessary to ensure that the
Commission and the public have
adequate information about the entity
claiming the exemption.
There are approximately 75
respondents per year that requires an
aggregate total of 38 hours to comply
with this rule. Each respondent makes
an estimated 1 annual response. Each
response takes approximately 30
minutes to complete. Thus, the total
compliance burden per year is
approximately 38 burden hours. The
approximate cost per hour is $20,
resulting in a total cost of compliance
for the respondent of approximately
$760 (i.e., 38 hours × $20).
Written comments are invited on: (a)
Whether the proposed collection of
information is necessary for the proper
performance of the functions of the
Commission, including whether the
information shall have practical utility;
(b) the accuracy of the Commission’s
estimates of the burden of the proposed
collection of information; (c) ways to
enhance the quality, utility, and clarity
of the information to be collected; and
(d) ways to minimize the burden of the
collection of information on
respondents, including through the use
of automated collection techniques or
other forms of information technology.
Consideration will be given to
PO 00000
Frm 00085
Fmt 4703
Sfmt 4703
comments and suggestions submitted in
writing within 60 days of this
publication.
Comments should be directed to: R.
Corey Booth, Director/Chief Information
Officer, Securities and Exchange
Commission, C/O Shirley Martinson,
6432 General Green Way, Alexandria,
Virginia 22312 or send an e-mail to:
PRA_Mailbox@sec.gov. Comments must
be submitted within 60 days of this
notice.
Dated: February 19, 2008.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. E8–3667 Filed 2–26–08; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
Proposed Collection; Comment
Request
Upon Written Request, Copies Available
From: U.S. Securities and Exchange
Commission, Office of Investor
Education and Advocacy,
Washington, DC 20549–0213.
Extension:
Rule 102; OMB Control No. 3235–0467;
SEC File No. 270–409.
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501, et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the collection of information
summarized below. The Commission
plans to submit this existing collection
of information to the Office of
Management and Budget for extension
and approval.
• Rule 102 of Regulation M (17 CFR
242.102)—Activities by Issuers and
Selling Security Holders During a
Distribution.
Rule 102 prohibits distribution
participants, issuers, and selling
security holders from purchasing
activities at specified times during a
distribution of securities. Persons
otherwise covered by these rules may
seek to use several applicable
exceptions such as an exclusion for
actively traded reference securities and
the maintenance of policies regarding
information barriers between their
affiliates.
There are approximately 945
respondents per year that require an
aggregate total of 1845 hours to comply
with this rule. Each respondent makes
an estimated 1 annual response. Each
response takes approximately 1.95
hours to complete. Thus, the total
compliance burden per year is
E:\FR\FM\27FEN1.SGM
27FEN1
]]>Agencies
[Federal Register Volume 73, Number 39 (Wednesday, February 27, 2008)]
[Notices]
[Page 10502]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E8-3667]
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SECURITIES AND EXCHANGE COMMISSION
Proposed Collection; Comment Request
Upon Written Request, Copies Available From: US Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC
20549-0213.
Extension:
Rule 17f-2(e); OMB Control No. 3235-0031; SEC File No. 270-37.
Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (44 U.S.C. 3501, et seq.), the Securities and Exchange
Commission (``Commission'') is soliciting comments on the collection of
information summarized below. The Commission plans to submit this
existing collection of information to the Office of Management and
Budget for extension and approval.
Rule 17f-2(e) (17 CFR 240.17f-2(e))--Registration of
Fiduciaries
On November 18, 1982, effective November 22, 1982 (see 47 FR 54060,
December 1, 1982), the Commission adopted Rule 17f-2(e) under the
Securities Exchange Act of 1934 (15 U.S.C. 78a, et seq.) to require
members of national securities exchanges, brokers, dealers, registered
transfer agents, registered clearing agencies that claim exemption from
the fingerprinting requirements of Rule 17f-2 to prepare and maintain a
statement entitled ``Notice Pursuant to Rule 17f-2,'' supporting their
claimed exemptions. This requirement assists the Commission and other
regulatory agencies in ensuring compliance with Rule 17f-2. Notices
prepared pursuant to Rule 17f-2(e) must be maintained for as long as
the covered entity claims an exemption from the fingerprinting
requirements of Rule 17f-2. The statement is necessary to ensure that
the Commission and the public have adequate information about the
entity claiming the exemption.
There are approximately 75 respondents per year that requires an
aggregate total of 38 hours to comply with this rule. Each respondent
makes an estimated 1 annual response. Each response takes approximately
30 minutes to complete. Thus, the total compliance burden per year is
approximately 38 burden hours. The approximate cost per hour is $20,
resulting in a total cost of compliance for the respondent of
approximately $760 (i.e., 38 hours x $20).
Written comments are invited on: (a) Whether the proposed
collection of information is necessary for the proper performance of
the functions of the Commission, including whether the information
shall have practical utility; (b) the accuracy of the Commission's
estimates of the burden of the proposed collection of information; (c)
ways to enhance the quality, utility, and clarity of the information to
be collected; and (d) ways to minimize the burden of the collection of
information on respondents, including through the use of automated
collection techniques or other forms of information technology.
Consideration will be given to comments and suggestions submitted in
writing within 60 days of this publication.
Comments should be directed to: R. Corey Booth, Director/Chief
Information Officer, Securities and Exchange Commission, C/O Shirley
Martinson, 6432 General Green Way, Alexandria, Virginia 22312 or send
an e-mail to: PRA_Mailbox@sec.gov. Comments must be submitted within
60 days of this notice.
Dated: February 19, 2008.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. E8-3667 Filed 2-26-08; 8:45 am]
BILLING CODE 8011-01-P
