Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rule 409(f), 533-534 [E7-25506]
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Federal Register / Vol. 73, No. 2 / Thursday, January 3, 2008 / Notices
between the hours of 10 a.m. and 3 p.m.
Copies of such filing also will be
available for inspection and copying at
the principal office of FINRA. All
comments received will be posted
without change; the Commission does
not edit personal identifying
information from submissions. You
should submit only information that
you wish to make available publicly. All
submissions should refer to File
Number SR–FINRA–2007–040 and
should be submitted on or before
January 24, 2008.
Accounts to Customers) to delete the
requirement that certain confirmations
and reports include the name of the
securities market on which a transaction
is effected. The proposed rule change
conforms NYSE’s version of NYSE Rule
409 to proposed amendments filed by
the Financial Industry Regulatory
Authority, Inc. (‘‘FINRA’’) to its version
of NYSE Rule 409. Below is the text of
the proposed rule change. Proposed new
language is in italics; proposed
deletions are in brackets.
*
*
*
*
*
For the Commission, by the Division of
Market Regulation, pursuant to delegated
authority.7
Nancy M. Morris,
Secretary.
[FR Doc. E7–25571 Filed 1–2–08; 8:45 am]
Rule 409. Statements of Accounts to
Customers
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–57046; File No. SR–NYSE–
2007–118]
Self-Regulatory Organizations; New
York Stock Exchange LLC; Notice of
Filing and Immediate Effectiveness of
Proposed Rule Change Relating to
NYSE Rule 409(f)
December 27, 2007.
pwalker on PROD1PC71 with NOTICES
Pursuant to Section 19(b)(1) 1 of the
Securities Exchange Act of 1934 (‘‘Act’’)
and Rule 19b–4 thereunder,2 notice is
hereby given that on December 21, 2007,
the New York Stock Exchange LLC
(‘‘NYSE’’ or the ‘‘Exchange’’) filed with
the Securities and Exchange
Commission (‘‘Commission’’) the
proposed rule change as described in
Items I, II, and III below, which Items
have been substantially prepared by
NYSE. NYSE has designated the
proposed rule change as constituting a
‘‘non-controversial’’ rule change
pursuant to Section 19(b)(3)(A) of the
Act 3 and Rule 19b–4(f)(6) 4 thereunder,
which renders the proposal effective
upon receipt of this filing by the
Commission. The Commission is
publishing this notice to solicit
comments on the proposed rule change
from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
This proposal is to amend New York
Stock Exchange Rule 409 (Statements of
CFR 200.30–3(a)(12).
U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
3 15 U.S.C. 78s(b)(3)(A).
4 17 CFR 240.19b–4(f)(6).
1 15
20:29 Jan 02, 2008
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
self-regulatory organization included
statements concerning the purpose of
and basis for the proposed rule change
and discussed any comments it received
on the proposed rule change. The text
of these statements may be examined at
the places specified in Item IV below.
The self-regulatory organization has
prepared summaries, set forth in
sections A, B, and C below, of the most
significant aspects of such statements.
A. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
1. Purpose
7 17
VerDate Aug<31>2005
(a) through (e) No change.
(f) Confirmation of all transactions
(including those made ‘‘over-thecounter’’ and on other exchanges) in
securities admitted to dealings on the
Exchange, sent by members or member
organizations to their customers, shall
[indicate]clearly set forth with a suitable
legend the settlement date of each
transaction[ and bear the name of the
securities market on which the
transaction was made]. This
requirement also applies to
confirmations or reports from an
organization to a correspondent, but
does not apply to reports made by floor
brokers to the member organization
from whom the orders were received.
[All confirmations shall contain a
suitable legend clearly setting forth all
required information.]
(g) No change.
*
*
*
*
*
On July 30, 2007, NASD and NYSE
Regulation, Inc. consolidated their
member firm regulation operations into
Jkt 214001
PO 00000
Frm 00090
Fmt 4703
Sfmt 4703
533
a combined organization, FINRA.5
Pursuant to FINRA’s new regulatory
responsibilities, FINRA amended
FINRA’s NYSE Rule 409 to delete the
requirement that certain confirmations
and reports include the name of the
securities market on which a transaction
is effected. The NYSE is proposing to
amend its version of NYSE Rule 409 to
conform to FINRA’s NYSE Rule 409.
As noted in Item 2 of this filing, the
operative date of the proposed rule
change is January 1, 2008, which is the
operative date of FINRA’s identical
amendments to its version of Rule 409.
2. Statutory Basis
The basis under the Act for this
proposed rule change is the requirement
under Section 6(b)(5) 6 that an Exchange
have rules that are designed to promote
just and equitable principles of trade, to
remove impediments to and perfect the
mechanism of a free and open market
and a national market system and, in
general, to protect investors and the
public interest.
B. Self-Regulatory Organization’s
Statement on Burden on Competition
The Exchange does not believe that
the proposed rule change will impose
any burden on competition that is not
necessary or appropriate in furtherance
of the purposes of the Act.
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants or Others
The Exchange has neither solicited
nor received written comments on the
proposed rule change.
5 Pursuant to Rule 17d–2 under the Exchange Act,
NYSE, NYSE Regulation, Inc., and NASD entered
into an agreement (the ‘‘Agreement’’) to reduce
regulatory duplication for firms that are members of
FINRA and also members of NYSE on or after July
30, 2007 (‘‘Dual Members’’), by allocating to FINRA
certain regulatory responsibilities for selected NYSE
rules. The Agreement includes a list of all of those
rules (‘‘Common Rules’’) for which FINRA has
assumed regulatory responsibilities. See Securities
and Exchange Act Release No. 56148 (July 26,
2007), 72 FR 42146 (August 1, 2007) (Notice of
Filing and Order Approving and Declaring Effective
a Plan for the Allocation of Regulatory
Responsibilities). The Common Rules are the same
NYSE rules that FINRA has incorporated into its
rulebook. See Securities Exchange Act Release No.
56418 (July 26, 2007), 72 FR 42146 (August 1, 2007)
(Notice of Filing and Order Granting Accelerated
Approval of Proposed Rule Change to Incorporate
Certain NYSE Rules Relating to Member Firm
Conduct; File No. SR–NASD–2007–054). Paragraph
2(b) of the 17d–2 Agreement sets forth procedures
regarding proposed changes by either NYSE or
FINRA to the substance of any of the Common
Rules.
6 15 U.S.C. 78f(b)(5).
E:\FR\FM\03JAN1.SGM
03JAN1
pwalker on PROD1PC71 with NOTICES
534
Federal Register / Vol. 73, No. 2 / Thursday, January 3, 2008 / Notices
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
The foregoing rule change is being
filed for immediate effectiveness
pursuant to Section 19(b)(3)(A) 7 of the
Act and Rule 19b–4(f)(6) 8 promulgated
thereunder. The foregoing rule change
effects a change that (A) does not
significantly affect the protection of
investors or the public interest; (B) does
not impose any significant burden on
competition; and (C) by its terms, does
not become operative for 30 days after
the date of the filing, or such shorter
time as the Commission may designate
if consistent with the protection of
investors and the public interest.
A proposed rule change filed under
Rule 19b–4(f)(6) becomes effective upon
filing but normally does not become
operative prior to 30 days after the date
of filing. However, pursuant to Rule
19b–4(f)(6)(iii),9 the Commission may
designate a shorter time if such action
is consistent with the protection of
investors and public interest. The
Exchange requests that the Commission
waive the 30-day delayed operative
date, so that the proposed rule change
may become operative on January 1,
2008. In particular, the sole purpose of
the proposed rule change is to conform
NYSE’s version of NYSE Rule 409 to
FINRA’s proposed amendments to
NYSE Rule 409, in furtherance of the
consolidation of the member firm
regulations functions of NYSE
Regulation and NASD. NYSE requests
that the effective date of the proposed
rule change be January 1, 2008, to
conform to the effective date of FINRA’s
identical amendment to Rule 409 to
ensure that Rule 409 maintains its status
as a Common Rule under the 17d–2
Agreement. As provided in paragraph
2(b) of the Agreement, FINRA and NYSE
will, absent a disagreement about the
substance of a proposed rule change to
one of the Common Rules, promptly
propose conforming changes to ensure
that such rules continue to be Common
Rules under the Agreement.
In accordance with Rule 19b–4,10
NYSE submitted written notice of its
intent to file the proposed rule change,
along with a brief description and text
of the proposed rule change, at least five
business days prior to the date of filing.
NYSE has requested that the
Commission waive the 30-day operative
delay contained in Rule 19b–
4(f)(6)(iii) 11 under the Act based upon
7 15
U.S.C. 78s(b)(3)(A).
CFR 240.19b–4(f)(6).
9 17 CFR 240. 19b–4(f)(6)(iii).
10 17 CFR 240.19b–4.
11 17 CFR 240.19b–4(f)(6)(iii).
20:29 Jan 02, 2008
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
Electronic Comments
• Use the Commission’s Internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send e-mail to rulecomments@sec.gov. Please include File
Number SR–NYSE–2007–118 on the
subject line.
Paper Comments
• Send paper comments in triplicate
to Nancy M. Morris, Secretary,
Securities and Exchange Commission,
100 F Street NE., Washington, DC
20549–1090.
All submissions should refer to File
Number SR–NYSE–2007–118. This file
number should be included on the
subject line if e-mail is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
Internet Web site (https://www.sec.gov/
rules/sro/shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
12 For purposes only of waiving the 30-day
operative delay of this proposal, the Commission
has considered the proposed rule’s impact on
efficiency, competition, and capital formation. 15
U.S.C. 78c(f).
8 17
VerDate Aug<31>2005
a representation that the temporary
exemptive relief provided by FINRA
and NYSE expires on January 1, 2008,
and to conform to the identical rule
amendments proposed by FINRA. In
light of the foregoing, the Commission
believes such waiver is consistent with
the protection of investors and the
public interest. Accordingly, the
Commission designates the proposal to
be effective upon filing with the
Commission and operative on January 1,
2008.12
At any time within 60 days of the
filing of the proposed rule change, the
Commission may summarily abrogate
such rule change if it appears to the
Commission that such action is
necessary or appropriate in the public
interest, for the protection of investors,
or otherwise in furtherance of the
purposes of the Act.
Jkt 214001
PO 00000
Frm 00091
Fmt 4703
Sfmt 4703
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for inspection and copying in
the Commission’s Public Reference
Room, 100 F Street, NE., Washington,
DC 20549, on official business days
between the hours of 10 a.m. and 3 p.m.
Copies of such filing will also be
available for inspection and copying at
the principal office of the NYSE. All
comments received will be posted
without change; the Commission does
not edit personal identifying
information from submissions. You
should submit only information that
you wish to make available publicly. All
submissions should refer to File number
SR–NYSE–2007–118 and should be
submitted on or before January 24, 2008.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.13
Nancy M. Morris,
Secretary.
[FR Doc. E7–25506 Filed 1–2–08; 8:45 am]
BILLING CODE 8011–01–P
DEPARTMENT OF STATE
[Public Notice 6051]
Culturally Significant Objects Imported
for Exhibition Determinations: Ancient
Greek Objects: ‘‘The Krimisa Apollo’’
and ‘‘Bronze Hydria’’
SUMMARY: Notice is hereby given of the
following determinations: Pursuant to
the authority vested in me by the Act of
October 19, 1965 (79 Stat. 985; 22 U.S.C.
2459), Executive Order 12047 of March
27, 1978, the Foreign Affairs Reform and
Restructuring Act of 1998 (112 Stat.
2681, et seq.; 22 U.S.C. 6501 note, et
seq.), Delegation of Authority No. 234 of
October 1, 1999, Delegation of Authority
No. 236 of October 19, 1999, as
amended, and Delegation of Authority
No. 257 of April 15, 2003 [68 FR 19875],
I hereby determine that the ancient
Greek objects, ‘‘The Krimisa Apollo’’
and ‘‘Bronze Hydria,’’ to be imported
from abroad for temporary exhibition
within the United States, are of cultural
significance. The objects are imported
pursuant to loan agreements with the
foreign owners or custodians. I also
determine that the exhibition or display
of the exhibit objects at the Princeton
University Art Museum, Princeton, New
Jersey, from on or about January 13,
2008, until on or about January 15,
2012, and at possible additional
exhibitions or venues yet to be
13 17
E:\FR\FM\03JAN1.SGM
CFR 200.30–3(a)(12).
03JAN1
Agencies
[Federal Register Volume 73, Number 2 (Thursday, January 3, 2008)]
[Notices]
[Pages 533-534]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E7-25506]
-----------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
[Release No. 34-57046; File No. SR-NYSE-2007-118]
Self-Regulatory Organizations; New York Stock Exchange LLC;
Notice of Filing and Immediate Effectiveness of Proposed Rule Change
Relating to NYSE Rule 409(f)
December 27, 2007.
Pursuant to Section 19(b)(1) \1\ of the Securities Exchange Act of
1934 (``Act'') and Rule 19b-4 thereunder,\2\ notice is hereby given
that on December 21, 2007, the New York Stock Exchange LLC (``NYSE'' or
the ``Exchange'') filed with the Securities and Exchange Commission
(``Commission'') the proposed rule change as described in Items I, II,
and III below, which Items have been substantially prepared by NYSE.
NYSE has designated the proposed rule change as constituting a ``non-
controversial'' rule change pursuant to Section 19(b)(3)(A) of the Act
\3\ and Rule 19b-4(f)(6) \4\ thereunder, which renders the proposal
effective upon receipt of this filing by the Commission. The Commission
is publishing this notice to solicit comments on the proposed rule
change from interested persons.
---------------------------------------------------------------------------
\1\ 15 U.S.C. 78s(b)(1).
\2\ 17 CFR 240.19b-4.
\3\ 15 U.S.C. 78s(b)(3)(A).
\4\ 17 CFR 240.19b-4(f)(6).
---------------------------------------------------------------------------
I. Self-Regulatory Organization's Statement of the Terms of Substance
of the Proposed Rule Change
This proposal is to amend New York Stock Exchange Rule 409
(Statements of Accounts to Customers) to delete the requirement that
certain confirmations and reports include the name of the securities
market on which a transaction is effected. The proposed rule change
conforms NYSE's version of NYSE Rule 409 to proposed amendments filed
by the Financial Industry Regulatory Authority, Inc. (``FINRA'') to its
version of NYSE Rule 409. Below is the text of the proposed rule
change. Proposed new language is in italics; proposed deletions are in
brackets.
* * * * *
Rule 409. Statements of Accounts to Customers
(a) through (e) No change.
(f) Confirmation of all transactions (including those made ``over-
the-counter'' and on other exchanges) in securities admitted to
dealings on the Exchange, sent by members or member organizations to
their customers, shall [indicate]clearly set forth with a suitable
legend the settlement date of each transaction[ and bear the name of
the securities market on which the transaction was made]. This
requirement also applies to confirmations or reports from an
organization to a correspondent, but does not apply to reports made by
floor brokers to the member organization from whom the orders were
received.
[All confirmations shall contain a suitable legend clearly setting
forth all required information.]
(g) No change.
* * * * *
II. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change
In its filing with the Commission, the self-regulatory organization
included statements concerning the purpose of and basis for the
proposed rule change and discussed any comments it received on the
proposed rule change. The text of these statements may be examined at
the places specified in Item IV below. The self-regulatory organization
has prepared summaries, set forth in sections A, B, and C below, of the
most significant aspects of such statements.
A. Self-Regulatory Organization's Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule Change
1. Purpose
On July 30, 2007, NASD and NYSE Regulation, Inc. consolidated their
member firm regulation operations into a combined organization,
FINRA.\5\ Pursuant to FINRA's new regulatory responsibilities, FINRA
amended FINRA's NYSE Rule 409 to delete the requirement that certain
confirmations and reports include the name of the securities market on
which a transaction is effected. The NYSE is proposing to amend its
version of NYSE Rule 409 to conform to FINRA's NYSE Rule 409.
---------------------------------------------------------------------------
\5\ Pursuant to Rule 17d-2 under the Exchange Act, NYSE, NYSE
Regulation, Inc., and NASD entered into an agreement (the
``Agreement'') to reduce regulatory duplication for firms that are
members of FINRA and also members of NYSE on or after July 30, 2007
(``Dual Members''), by allocating to FINRA certain regulatory
responsibilities for selected NYSE rules. The Agreement includes a
list of all of those rules (``Common Rules'') for which FINRA has
assumed regulatory responsibilities. See Securities and Exchange Act
Release No. 56148 (July 26, 2007), 72 FR 42146 (August 1, 2007)
(Notice of Filing and Order Approving and Declaring Effective a Plan
for the Allocation of Regulatory Responsibilities). The Common Rules
are the same NYSE rules that FINRA has incorporated into its
rulebook. See Securities Exchange Act Release No. 56418 (July 26,
2007), 72 FR 42146 (August 1, 2007) (Notice of Filing and Order
Granting Accelerated Approval of Proposed Rule Change to Incorporate
Certain NYSE Rules Relating to Member Firm Conduct; File No. SR-
NASD-2007-054). Paragraph 2(b) of the 17d-2 Agreement sets forth
procedures regarding proposed changes by either NYSE or FINRA to the
substance of any of the Common Rules.
---------------------------------------------------------------------------
As noted in Item 2 of this filing, the operative date of the
proposed rule change is January 1, 2008, which is the operative date of
FINRA's identical amendments to its version of Rule 409.
2. Statutory Basis
The basis under the Act for this proposed rule change is the
requirement under Section 6(b)(5) \6\ that an Exchange have rules that
are designed to promote just and equitable principles of trade, to
remove impediments to and perfect the mechanism of a free and open
market and a national market system and, in general, to protect
investors and the public interest.
---------------------------------------------------------------------------
\6\ 15 U.S.C. 78f(b)(5).
---------------------------------------------------------------------------
B. Self-Regulatory Organization's Statement on Burden on Competition
The Exchange does not believe that the proposed rule change will
impose any burden on competition that is not necessary or appropriate
in furtherance of the purposes of the Act.
C. Self-Regulatory Organization's Statement on Comments on the Proposed
Rule Change Received From Members, Participants or Others
The Exchange has neither solicited nor received written comments on
the proposed rule change.
[[Page 534]]
III. Date of Effectiveness of the Proposed Rule Change and Timing for
Commission Action
The foregoing rule change is being filed for immediate
effectiveness pursuant to Section 19(b)(3)(A) \7\ of the Act and Rule
19b-4(f)(6) \8\ promulgated thereunder. The foregoing rule change
effects a change that (A) does not significantly affect the protection
of investors or the public interest; (B) does not impose any
significant burden on competition; and (C) by its terms, does not
become operative for 30 days after the date of the filing, or such
shorter time as the Commission may designate if consistent with the
protection of investors and the public interest.
---------------------------------------------------------------------------
\7\ 15 U.S.C. 78s(b)(3)(A).
\8\ 17 CFR 240.19b-4(f)(6).
---------------------------------------------------------------------------
A proposed rule change filed under Rule 19b-4(f)(6) becomes
effective upon filing but normally does not become operative prior to
30 days after the date of filing. However, pursuant to Rule 19b-
4(f)(6)(iii),\9\ the Commission may designate a shorter time if such
action is consistent with the protection of investors and public
interest. The Exchange requests that the Commission waive the 30-day
delayed operative date, so that the proposed rule change may become
operative on January 1, 2008. In particular, the sole purpose of the
proposed rule change is to conform NYSE's version of NYSE Rule 409 to
FINRA's proposed amendments to NYSE Rule 409, in furtherance of the
consolidation of the member firm regulations functions of NYSE
Regulation and NASD. NYSE requests that the effective date of the
proposed rule change be January 1, 2008, to conform to the effective
date of FINRA's identical amendment to Rule 409 to ensure that Rule 409
maintains its status as a Common Rule under the 17d-2 Agreement. As
provided in paragraph 2(b) of the Agreement, FINRA and NYSE will,
absent a disagreement about the substance of a proposed rule change to
one of the Common Rules, promptly propose conforming changes to ensure
that such rules continue to be Common Rules under the Agreement.
---------------------------------------------------------------------------
\9\ 17 CFR 240. 19b-4(f)(6)(iii).
---------------------------------------------------------------------------
In accordance with Rule 19b-4,\10\ NYSE submitted written notice of
its intent to file the proposed rule change, along with a brief
description and text of the proposed rule change, at least five
business days prior to the date of filing. NYSE has requested that the
Commission waive the 30-day operative delay contained in Rule 19b-
4(f)(6)(iii) \11\ under the Act based upon a representation that the
temporary exemptive relief provided by FINRA and NYSE expires on
January 1, 2008, and to conform to the identical rule amendments
proposed by FINRA. In light of the foregoing, the Commission believes
such waiver is consistent with the protection of investors and the
public interest. Accordingly, the Commission designates the proposal to
be effective upon filing with the Commission and operative on January
1, 2008.\12\
---------------------------------------------------------------------------
\10\ 17 CFR 240.19b-4.
\11\ 17 CFR 240.19b-4(f)(6)(iii).
\12\ For purposes only of waiving the 30-day operative delay of
this proposal, the Commission has considered the proposed rule's
impact on efficiency, competition, and capital formation. 15 U.S.C.
78c(f).
---------------------------------------------------------------------------
At any time within 60 days of the filing of the proposed rule
change, the Commission may summarily abrogate such rule change if it
appears to the Commission that such action is necessary or appropriate
in the public interest, for the protection of investors, or otherwise
in furtherance of the purposes of the Act.
IV. Solicitation of Comments
Interested persons are invited to submit written data, views and
arguments concerning the foregoing, including whether the proposed rule
change is consistent with the Act. Comments may be submitted by any of
the following methods:
Electronic Comments
Use the Commission's Internet comment form (https://
www.sec.gov/rules/sro.shtml); or
Send e-mail to rule-comments@sec.gov. Please include File
Number SR-NYSE-2007-118 on the subject line.
Paper Comments
Send paper comments in triplicate to Nancy M. Morris,
Secretary, Securities and Exchange Commission, 100 F Street NE.,
Washington, DC 20549-1090.
All submissions should refer to File Number SR-NYSE-2007-118. This file
number should be included on the subject line if e-mail is used. To
help the Commission process and review your comments more efficiently,
please use only one method. The Commission will post all comments on
the Commission's Internet Web site (https://www.sec.gov/rules/sro/
shtml). Copies of the submission, all subsequent amendments, all
written statements with respect to the proposed rule change that are
filed with the Commission, and all written communications relating to
the proposed rule change between the Commission and any person, other
than those that may be withheld from the public in accordance with the
provisions of 5 U.S.C. 552, will be available for inspection and
copying in the Commission's Public Reference Room, 100 F Street, NE.,
Washington, DC 20549, on official business days between the hours of 10
a.m. and 3 p.m. Copies of such filing will also be available for
inspection and copying at the principal office of the NYSE. All
comments received will be posted without change; the Commission does
not edit personal identifying information from submissions. You should
submit only information that you wish to make available publicly. All
submissions should refer to File number SR-NYSE-2007-118 and should be
submitted on or before January 24, 2008.
---------------------------------------------------------------------------
\13\ 17 CFR 200.30-3(a)(12).
For the Commission, by the Division of Trading and Markets,
pursuant to delegated authority.\13\
Nancy M. Morris,
Secretary.
[FR Doc. E7-25506 Filed 1-2-08; 8:45 am]
BILLING CODE 8011-01-P