Family Violence Prevention and Services/Grants for Battered Women's Shelters/Grants to States; Notice of Grant, 74303-74309 [E7-25338]
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Place of Performance (Street address,
city, county, State, zip code)
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l
Check if there are workplaces on file
that are not identified here.
Alternate II. (Grantees Who Are
Individuals)
(a) The grantee certifies that, as a
condition of the grant, he or she will not
engage in the unlawful manufacture,
distribution, dispensing, possession, or
use of a controlled substance in
conducting any activity with the grant;
(b) If convicted of a criminal drug
offense resulting from a violation
occurring during the conduct of any
grant activity, he or she will report the
conviction, in writing, within 10
calendar days of the conviction, to every
grant officer or other designee, unless
the Federal agency designates a central
point for the receipt of such notices.
When notice is made to such a central
point, it shall include the identification
number(s) of each affected grant.
[FR Doc. E7–25335 Filed 12–28–07; 8:45 am]
BILLING CODE 4184–01–P
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Administration for Children and
Families
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Family Violence Prevention and
Services/Grants for Battered Women’s
Shelters/Grants to States; Notice of
Grant
Program Office: Administration on
Children, Youth and Families (ACYF),
Family and Youth Services Bureau
(FYSB).
Program Announcement Number:
HHS–2008–ACF–ACYF–FVPS–0123.
Announcement Title: Family Violence
Prevention and Services/Grants for
Battered Women’s Shelters/Grants to
States.
CFDA Number: 93.671.
Due Date for Applications: January
30, 2008.
Executive Summary: This
announcement governs the proposed
award of mandatory grants under the
Family Violence Prevention and
Services Act (FVPSA) to States
(including Territories and Insular
Areas). The purpose of these grants is to
assist States in establishing,
maintaining, and expanding programs
and projects to prevent family violence
and to provide immediate shelter and
related assistance for victims of family
violence and their dependents.
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This announcement sets forth the
application requirements, the
application process, and other
administrative and fiscal requirements
for grants in Fiscal Year (FY) 2008.
I. Description
Legislative Authority: Title III of the
Child Abuse Amendments of 1984, Pub.
L. 98–457, 42 U.S.C. 10401 et seq. is
entitled the ‘‘Family Violence
Prevention and Services Act’’ (FVPSA).
FVPSA was first implemented in FY
1986. The statute was subsequently
amended by Public Law 100–294, the
‘‘Child Abuse Prevention, Adoptions,
and Family Services Act of 1988;’’
further amended in 1992 by Public Law
102–295, the ‘‘Child Abuse, Domestic
Violence, Adoption, and Family
Services Act’’ and then amended in
1994 by Public Law 103–322, the
‘‘Violent Crime Control and Law
Enforcement Act.’’ FVPSA was
amended again in 1996 by Public Law
104–235, the ‘‘Child Abuse Prevention
and Treatment Act (CAPTA);’’ in 2000
by Public Law 106–386, the ‘‘Victims of
Trafficking and Violence Protection
Act,’’ and amended further by Public
Law 108–36, the ‘‘Keeping Children and
Families Safe Act of 2003.’’ FVPSA was
most recently amended by Public Law
109–162, the ‘‘Violence Against Women
and Department of Justice
Reauthorization Act of 2005’’ as
amended by Public Law 109–271, which
was enacted on August 17, 2006. FVPSA
can be found at 42 U.S.C. 10401 et. seq.
Background
The purpose of this legislation is to
assist States and Indian Tribes, Tribal
organizations, and non-profit private
organizations approved by an Indian
Tribe in supporting the establishment,
maintenance, and expansion of
programs and projects to prevent
incidents of family violence and to
provide immediate shelter and related
assistance for victims of family violence
and their dependents.
During FY 2007, 237 grants were
made to States and Indian Tribes, Tribal
organizations, and non-profit private
organizations approved by Indian
Tribes. The U.S. Department of Health
and Human Services (HHS) also made
53 family violence prevention grant
awards to non-profit State Domestic
Violence Coalitions.
In addition, HHS supports the
National Resource Center for Domestic
Violence (NRC) and four Special Issue
Resource Centers (SIRCs). The four
SIRCs are the Battered Women’s Justice
Project, the Resource Center on Child
Custody and Protection, Sacred Circle
Resource Center for the Elimination of
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Domestic Violence Against Native
Women, and the Health Resource Center
on Domestic Violence. The purposes of
NRC and SIRCs is to provide resource
information, training, and technical
assistance to Federal, State, and Native
American agencies, local domestic
violence prevention programs, and other
professionals who provide services to
victims of domestic violence.
In February 1996, HHS funded the
National Domestic Violence Hotline
(Hotline) to ensure that everyone has
access to information and emergency
assistance wherever and whenever it is
needed. The Hotline is a 24-hour, tollfree service that provides crisis
assistance, counseling, and local shelter
referrals for people across the country
who need assistance. Hotline counselors
also are available for non-English
speaking persons and for people who
are hearing-impaired. The Hotline
number is 1–800–799–SAFE (7233); the
TTY number for the hearing-impaired is
1–800–787–3224.
General Grant Program Requirements
Applicable To States
Definitions
States should use the following
definitions in carrying out their
programs. The definitions are found in
section 320 of FVPSA.
Family Violence: Any act or
threatened act of violence, including
any forceful detention of an individual,
which: (a) Results or threatens to result
in physical injury; and (b) is committed
by a person against another individual
(including an elderly person) to whom
such person is or was related by blood
or marriage or otherwise legally related
or with whom such person is or was
lawfully residing.
Shelter: The provision of temporary
refuge and related assistance in
compliance with applicable State law
and regulation governing the provision,
on a regular basis, of shelter, safe
homes, meals, and related assistance to
victims of family violence and their
dependents.
Related assistance: The provision of
direct assistance to victims of family
violence and their dependents for the
purpose of preventing further violence,
helping such victims to gain access to
civil and criminal courts and other
community services, facilitating the
efforts of such victims to make decisions
concerning their lives in the interest of
safety, and assisting such victims in
healing from the effects of the violence.
Related assistance includes:
(a) Prevention services such as
outreach and prevention services for
victims and their children, assistance
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for children who witness domestic
violence, employment training,
parenting and other educational services
for victims and their children,
preventive health services within
domestic violence programs (including
services promoting nutrition, disease
prevention, exercise, and prevention of
substance abuse), domestic violence
prevention programs for school-age
children, family violence public
awareness campaigns, and violence
prevention counseling services to
abusers;
(b) Counseling with respect to family
violence, counseling or other supportive
services provided by peers individually
or in groups, and referral to community
social services;
(c) Transportation and technical
assistance with respect to obtaining
financial assistance under Federal and
State programs, and referrals for
appropriate health-care services
(including alcohol and drug abuse
treatment), but shall not include
reimbursement for any health-care
services;
(d) Legal advocacy to provide victims
with information and assistance through
the civil and criminal courts, and legal
assistance; or
(e) Children’s counseling and support
services, and child care services for
children who are victims of family
violence or the dependents of such
victims, and children who witness
domestic violence.
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Annual State Administrators Grantee
Conference
The annual grantee conference for the
State FVPSA Administrators is a
training and technical assistance
activity, and FVPSA State
Administrators should plan to attend.
Subsequent correspondence will advise
the State FVPSA Administrators of the
date, time and location of their grantee
conference.
Client Confidentiality
FVPSA programs must establish or
implement policies and protocols for
maintaining the safety and
confidentiality of the adult victims and
their children of domestic violence,
sexual assault, and stalking. It is
essential that the confidentiality of
individuals receiving FVPSA services be
protected. Consequently, when
providing statistical data on program
activities and program services,
individual identifiers of client records
will not be used (section 303(a)(2)(E)).
The confidentiality provisions
described at 42 U.S.C., section 13701,
apply to programs funded under the
‘‘Violence Against Women Act,’’ as
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amended, including certain awards
made under the Family Violence
Prevention and Services Act. These
confidentiality requirements were
strengthened and clarified with the
passage of the Violence Against Women
Reauthorization Act of 2005, Public Law
109–162, as recently amended by Public
Law 109–271. The revised
confidentiality provisions impose
conditions regarding the disclosure of
personally identifying information,
confidentiality, information sharing,
and compulsory release of information.
Stop Family Violence Postal Stamp
The U.S. Postal Service was directed
by the ‘‘Stamp Out Domestic Violence
Act of 2001’’ (the Act), Public Law 107–
62, to make available a ‘‘semipostal’’
stamp to provide funding for domestic
violence programs. Funds raised in
connection with sales of the stamp, less
reasonable costs, have been transferred
to HHS in accordance with the Act for
support of services to children and
youth affected by domestic violence. As
of FY 2007, $3.2 million has been
transferred and made available in
support of grants for ‘‘Demonstration
Programs for Enhanced Services to
Children and Youth Who Have Been
Exposed to Domestic Violence.’’ Projects
in nine States and communities have
been funded to develop and test new
intervention models for children who
witness domestic violence and their
parents, and to increase direct services
for these families in domestic violence
and other community-based programs.
ACF anticipates developing a collection
of promising practices emerging from
these demonstration projects.
The Importance of Coordination of
Services
The impacts of domestic violence
include physical injury and death of
primary or secondary victims,
psychological trauma, isolation from
family and friends, harm to children
witnessing or experiencing violence in
homes in which the violence occurs,
increased fear, reduced mobility and
employability, homelessness, substance
abuse, and a host of other health and
related mental health consequences.
Coordination and collaboration
among the police, prosecutors, the
courts, victim services providers, child
welfare and family preservation
services, and medical and mental health
service providers is needed to provide
more responsive and effective services
to victims of domestic violence and
their families. It is essential that all
interested parties are involved in the
design and improvement of intervention
and prevention activities. To help bring
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about a more effective response to the
problem of domestic violence, HHS
urges the designated State agencies
receiving funds under this grant
announcement to coordinate activities
funded under this grant with other new
and existing resources for the
prevention of domestic violence and
related issues including community and
faith-based organizations (section
303(a)(2)(B)(ii)).
National Data Collection and Outcomes
Measurement
The need to accurately communicate
reliable and appropriate data that
capture the impact of domestic violence
prevention and intervention efforts, and
to provide shelters, States, Tribes, and
State Domestic Violence Coalitions with
tools for self-assessment, continues
through FVPSA Program participation
in the Documenting our Work (DOW)
Initiative of the NRC. In collaboration
with our partners at State FVPSA
programs, State Domestic Violence
Coalitions, Tribes and Tribal
organizations, and experts on both data
collection and domestic violence
prevention and intervention issues,
FVPSA is developing informative,
succinct, and non-burdensome reporting
formats. During FY 2007, in concert
with State FVPSA administrators, State
Domestic Violence Coalitions and local
service providers, the FVPSA Program
revised and defined the program
services reporting components for
recipients of FVPSA State Formula
Grant funds and piloted outcome data
collection in four States. Throughout FY
2008, grantee workshops,
teleconferences, and information
memoranda will provide further
guidance on FVPSA Annual
Performance Reports.
II. Funds Available
For FY 2008, HHS will make available
for grants to designated State agencies
70 percent of the amount appropriated
under section 310(a)(1) of FVPSA,
which is not reserved under section
310(a)(2). In separate announcements,
HHS will allocate 10 percent of the
foregoing appropriation to Tribes and
Tribal organizations for the
establishment and operation of shelters,
safe houses, and the provision of related
services; and 10 percent to the State
Domestic Violence Coalitions to
continue their work within the domestic
violence community by providing
technical assistance and training, and
advocacy services, among other
activities, with local domestic violence
programs and to encourage appropriate
responses to domestic violence within
the States.
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Five percent of the amount
appropriated under section 310(a)(1) of
FVPSA, which is not reserved under
section 310(a)(2), will be available in FY
2008 to continue the support for the
NRC and the four SIRCs. Additional
funds appropriated under FVPSA will
be used to support other activities,
including training and technical
assistance, collaborative projects with
advocacy organizations and service
providers, data collection efforts, public
education activities, research and other
demonstration projects, as well as the
ongoing operation of the Hotline.
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State Allocation
FVPSA grants to the States, the
District of Columbia, and the
Commonwealth of Puerto Rico are based
on a population formula. Each State
grant shall be $600,000 with the
remaining funds allotted to each State
on the same ratio as the population of
the State has to the population of all
States (section 304(a)(2)). State
populations are determined on the basis
of the most recent census data available
to the Secretary of HHS and, the
Secretary shall use for such purpose, if
available, the annual current interim
census data produced by the Secretary
of Commerce pursuant to section 181 of
Title 13.
For the purpose of computing
allotments, the statute provides that
Guam, American Samoa, the Virgin
Islands, and the Northern Mariana
Islands will each receive grants of not
less than one-eighth of one percent of
the amounts available to the States
(section 304(a)(1)).
Expenditure Period
FVPSA funds may be used for
expenditures on and after October 1 of
each fiscal year for which they are
granted, and will be available for
expenditure through September 30 of
the following fiscal year, i.e., FY 2008
funds may be used for expenditures
from October 1, 2007, through
September 30, 2009. Funds will be
available for obligations only through
September 30, 2008, and must be
liquidated by September 30, 2009.
Re-allotted funds, if any, are available
for expenditure until the end of the
fiscal year following the fiscal year that
the funds became available for reallotment. FY 2008 grant funds that are
made available to the States through reallotment, under section 304(d)(2), must
be expended by the State no later than
September 30, 2009.
III. Eligibility
‘‘States’’ as defined in section 320 of
FVPSA are eligible to apply for funds.
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The term ‘‘State’’ means each of the 50
States, the District of Columbia, the
Commonwealth of Puerto Rico, Guam,
American Samoa, the Virgin Islands,
and the Commonwealth of the Northern
Mariana Islands. In the past, Guam, the
Virgin Islands, the Commonwealth of
the Northern Mariana Islands, and
American Samoa have applied for funds
as a part of their consolidated grant
under the Social Services Block Grant.
These jurisdictions need not submit an
application under this program
announcement if they choose to have
their allotment included as part of a
consolidated grant application.
Additional Information on Eligibility
D–U–N–S Requirement
All applicants must have a D&B Data
Universal Numbering System (D–U–N–
S) number. On June 27, 2003, the Office
of Management and Budget (OMB)
published in the Federal Register a new
Federal policy applicable to all Federal
grant applicants. The policy requires
Federal grant applicants to provide a D–
U–N–S number when applying for
Federal grants or cooperative
agreements on or after October 1, 2003.
The D–U–N–S number will be required
whether an applicant is submitting a
paper application or using the
government-wide electronic portal,
www.Grants.gov. A D–U–N–S number
will be required for every application
for a new award or renewal/
continuation of an award, including
applications or plans under formula,
entitlement, and block grant programs,
submitted on or after October 1, 2003.
Please ensure that the applicant’s
organization has a D–U–N–S number.
To acquire a D–U–N–S number at no
cost call the dedicated toll-free D–U–N–
S number request line at 1–866–705–
5711 or request a number online at
https://www.dnb.com.
IV. Application Requirements
The Paperwork Reduction Act of 1995
(PUB.L. 104–13)
Public reporting burden for this
collection of information is estimated to
average six hours per response,
including the time for reviewing
instructions, gathering and maintaining
the data needed and reviewing the
collection information.
The project description is approved
under Office of Management and Budget
(OMB) control number 0970–0280,
which expires October 31, 2008. An
agency may not conduct or sponsor, and
a person is not required to respond to,
a collection of information unless it
displays a currently valid OMB control
number.
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Form and Content of Application
Submission
The State’s application must be
submitted by the Chief Executive of the
State and signed by the Chief Executive
Officer or the Chief Program Official
designated as responsible for the
administration of FVPSA.
Each application must contain the
following information or
documentation:
(1) The name of the State agency, the
name of the Chief Program Official
designated as responsible for the
administration of funds under FVPSA
and coordination of related programs
within the State, and the name of a
contact person if different from the
Chief Program Official (section
303(a)(2)(D)).
(2) A plan describing in detail how
the needs of underserved populations
will be met. ‘‘Underserved populations’’
include populations underserved
because of geographic location (such as
rural isolation), underserved racial and
ethnic populations, populations
underserved because of special needs
(such as language barriers, disabilities,
immigration status, or age), and any
other population determined to be
underserved by the State planning
process in consultation with the
Attorney General (section 303(a)(2)(C)).
(a) Identify the underserved
populations that are being targeted for
outreach and services.
(b) In meeting the needs of the
underserved population, describe the
domestic violence training that will be
provided to the individuals who will do
the outreach and intervention to these
populations. Describe the specific
service environment, e.g., new shelters;
services for the battered, elderly, women
of color, etc.
(c) Describe the public information
component of the State’s outreach
program; the elements of your program
that are used to explain domestic
violence, the most effective and safe
ways to seek help; tools to identify
available resources, etc.
(3) Provide a complete description of
the process and procedures used to
involve State domestic violence
coalitions, knowledgeable individuals,
and interested organizations, and assure
an equitable distribution of grants and
grant funds within the State, including
an equitable distribution between urban
and rural areas, as required by sections
303(a)(2)(C) and 311(a)(5).
(4) Provide a complete description of
the process and procedures to be
implemented that allow for the
participation of the State domestic
violence coalition in planning and
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monitoring the distribution of grant
funds and determining whether a
grantee is in compliance with section
303(a)(2) as required by sections
303(a)(3) and 311(a)(5).
(5) Provide documentation that
procedures have been developed, and
implemented including copies of the
policies and procedure, to assure
confidentiality of records pertaining to
any individual who has been provided
family violence prevention or treatment
services by any program assisted under
FVPSA (section 303(a)(2)(E)).
(6) Include a description of how the
State plans to use the grant funds; a
description of the target population; the
number of shelters to be funded; the
services the State will provide; and the
expected results from the use of the
grant funds (section 303(a)(2)).
(7) Provide a copy of the law or
procedures that the State has
implemented for the eviction of an
abusive spouse from a shared household
(section 303 (a)(2)(F)).
Assurances
Each application must provide the
following assurances that:
(1) Grant funds under FVPSA will be
distributed to local public agencies and
non-profit private organizations
(including religious and charitable
organizations and voluntary
associations) for programs and projects
within the State to prevent incidents of
family violence and to provide
immediate shelter and related assistance
for victims of family violence and their
dependents in order to prevent future
violent incidents (section 303(a)(2)(A)).
(2) Not less than 70 percent of the
funds distributed shall be used for
immediate shelter and related
assistance, as defined in section
320(5)(A), to the victims of family
violence and their dependents and not
less than 25 percent of the funds
distributed shall be used to provide
related assistance (section 303(g)).
(3) Not more than five percent of the
funds will be used for State
administrative costs (section
303(a)(2)(B)(i)).
(4) In distributing the funds, the
States will give special emphasis to the
support of community-based projects of
demonstrated effectiveness carried out
by non-profit, private organizations,
particularly for those projects where the
primary purpose is to operate shelters
for victims of family violence and their
dependents and those which provide
counseling, advocacy, and self-help
services to victims and their children
(section 303(a)(2)(B)(ii)).
(5) Grants funded by the States will
meet the matching requirements in
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section 303(f), i.e., not less than 20
percent of the total funds provided for
a project under Chapter 110 of Title 42
of the U.S.C. with respect to an existing
program, and with respect to an entity
intending to operate a new program
under this Title, not less than 35
percent. The local share will be cash or
in-kind; and the local share will not
include any Federal funds provided
under any authority other than this
chapter (section 303(f)).
(6) Grant funds made available under
this program by the State will not be
used as direct payment to any victim or
dependent of a victim of family violence
(section 303(d)).
(7) No income eligibility standard will
be imposed on individuals receiving
assistance or services supported with
funds appropriated to carry out FVPSA
(section 303(e)).
(8) The address or location of any
shelter-facility assisted under FVPSA
will not be made public, except with the
written authorization of the person or
persons responsible for the operation of
such shelter (section 303(a)(2)(E)).
(9) All grants, programs or other
activities funded by the State in whole
or in part with funds made available
under FVPSA will prohibit
discrimination on the basis of age,
handicap, sex, race, color, national
origin or religion (section 307).
(10) Funds made available under
FVPSA will be used to supplement and
not supplant other Federal, State and
local public funds expended to provide
services and activities that promote the
purposes of FVPSA (section 303(a)(4)).
Certifications
All applications must submit or
comply with the required certifications
found in the Appendices as follows:
Anti-Lobbying Certification and
Disclosure Form (See Appendix A):
Applicants must furnish prior to award
an executed copy of the Standard Form
(SF) LLL, Certification Regarding
Lobbying, when applying for an award
in excess of $100,000. Applicants who
have used non-Federal funds for
lobbying activities in connection with
receiving assistance under this
announcement shall complete a
disclosure form, if applicable, with their
applications (approved by OMB under
control number 0348–0046). Applicants
should sign and return the certification
with their application.
Certification Regarding
Environmental Tobacco Smoke (See
Appendix B): The Pro-Children Act of
1994, 20 U.S.C. 7183, imposes
restrictions on smoking in facilities
where federally funded children’s
services are provided. HHS grants are
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subject to these requirements only if
they meet the Act’s specified coverage.
The Act specifies that smoking is
prohibited in any indoor facility
(owned, leased, or contracted for) used
for the routine or regular provision of
kindergarten, elementary, or secondary
education or library services to children
under the age of 18. In addition,
smoking is prohibited in any indoor
facility or portion of a facility (owned,
leased, or contracted for) used for the
routine or regular provision of federally
funded health care, day care, or early
childhood development, including Head
Start services to children under the age
of 18. The statutory prohibition also
applies if such facilities are constructed,
operated, or maintained with Federal
funds. The statute does not apply to
children’s services provided in private
residences, facilities funded solely by
Medicare or Medicaid funds, portions of
facilities used for inpatient drug or
alcohol treatment, or facilities where
WIC coupons are redeemed. Failure to
comply with the provisions of the law
may result in the imposition of a civil
monetary penalty of up to $1,000 per
violation and/or the imposition of an
administrative compliance order on the
responsible entity.
Certification Regarding Drug-Free
Workplace Requirements (See Appendix
C): The signature on the application by
the chief program official attests to the
applicant’s intent to comply with the
Drug-Free Workplace requirements and
compliance with the Debarment
Certification. The Drug-Free Workplace
certification does not have to be
returned with the application. These
certifications also may be found at
https://www.acf.hhs.gov/grants/
grants_resources.html.
Notification Under Executive Order
12372
For States, this program is covered
under Executive Order 12372,
‘‘Intergovernmental Review of Federal
Programs,’’ for State plan consolidation
and implication only—45 Code of
Federal Regulations (CFR) 100.12. The
review and comment provisions of the
Executive Order and Part 100 do not
apply.
Applications should be sent to:
Family Violence Prevention and
Services Program, Family and Youth
Services Bureau, Administration on
Children, Youth and Families,
Administration for Children and
Families, Attention: Marylouise Kelley,
1250 Maryland Avenue, SW., Room
8215, Washington, DC 20024.
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V. Approval/Disapproval of a State
Application
The Secretary of HHS will approve
any application that meets the
requirements of FVPSA and this
announcement and will not disapprove
any such application except after
reasonable notice of the Secretary’s
intention to disapprove has been
provided to the applicant and after a
six-month period providing an
opportunity for the applicant to correct
any deficiencies. The notice of intention
to disapprove will be provided to the
applicant within 45 days of the date of
the application.
VI. Reporting Requirements
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Performance Reports
Section 303(a)(4) requires that States
file a performance report with HHS
describing the activities carried out, and
inclusion of an assessment of the
effectiveness of those activities in
achieving the purposes of the grant.
Section 303(a)(5) requires that the State
file a report that contains a description
of the activities carried out with funds
expended for State administrative costs.
A section of this performance report
must be completed by each grantee or
sub-grantee that performed the direct
services contemplated in the State’s
application certifying performance of
such services. State grantees should
compile performance reports into a
comprehensive report for submission.
The Performance Report should
include the following data elements and
narrative examples of the services that
were provided:
Funding—The total amount of the
FVPSA grant funds awarded. The
percentage of FVPSA funds as to total
funding. The percentage of FVPSA
funding used for shelters, and the
percentage of funding used for related
services and assistance.
Shelters—The total number of shelters
and shelter programs (safe homes/
motels, etc.) assisted by FVPSA program
funding. Data elements should include:
• The number of women sheltered.
• The number of shelters in the State.
• The number of safe houses and
shelter alternatives in the State.
• The number of non-shelter
programs in the State.
• The number of young children
sheltered (birth–12 years of age).
• The number of teenagers and young
adults sheltered (13–18 years of age).
• The number of men sheltered.
• The number of elderly sheltered
(55+ years of age).
• The number of elderly provided
non-shelter services.
• The average length of shelter stay.
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• The number of women, children,
teens, and others that were turned away
because shelter was unavailable.
• The number of women, children,
teens, and others that were referred to
other shelters due to a lack of space.
Types of individuals served
(including special populations)—Record
information by numbers and
percentages against the total population
served. Individuals and special
populations served should include:
• Racial identification;
• Language (other than English);
• Geographically isolated from shelter
(urban or rural);
• Persons with disabilities; and
• Other special needs populations.
Related services and assistance—List
the types of related services and
assistance provided to victims and their
family members by indicating the
number of women, children and men
that have received services. Services
and assistance may include, but are not
limited to, the following:
• Individual counseling;
• Group counseling;
• Crisis intervention/hotline;
• Information and referral;
• Batterers support services;
• Legal advocacy services;
• Transportation;
• Services to teenagers;
• Emergency child care;
• Training and technical assistance;
• Housing advocacy; and
• Other innovative program activities.
Volunteers—List the total number of
volunteers and hours worked.
Service referrals—List the number of
women, children and men referred for
the following services: (Note: Please
indicate if the individual was identified
as a batterer.)
• Alcohol abuse;
• Drug abuse;
• Batterer intervention services;
• Witnessed abuse;
• Emergency medical intervention;
and
• Law enforcement intervention.
Narratives of success stories—Provide
narratives of success stories of services
provided and the positive impact on the
lives of children and families. Examples
may include the following:
• An explanation of the activities
carried out including an assessment of
the major activities supported by the
family violence funds, what particular
priorities within the State were
addressed and what special emphases
were placed on these activities;
• A description of the specific
services and facilities that your agency
funded, contracted with, or otherwise
used in the implementation of your
program (e.g., shelters, safe-houses,
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related assistance, programs for
batterers);
• An assessment of the effectiveness
of the direct service activities
contemplated in the application;
• A description of how the needs of
under-served populations, including
populations under-served because of
ethnic, racial, cultural, language
diversity or geographic isolation were
addressed;
• A description and assessment of the
prevention activities supported during
the program year, e.g., community
education events, and public awareness
efforts; and
• A discussion of exceptional issues
or problems arising, but not addressed
in the application.
Performance Reports for the States are
due on an annual basis at the end of the
calendar year (December 29).
Performance Reports should be sent to:
Family Violence Prevention and
Services Program, Family and Youth
Services Bureau, Administration on
Children, Youth and Families,
Administration for Children and
Families, Attention: Marylouise Kelley,
1250 Maryland Avenue, SW., Room
8215, Washington, DC 200247.
Please note that section 303(a)(4) of
FVPSA requires HHS to suspend
funding for an approved application if
any State applicant fails to submit an
annual Performance Report or if the
funds are expended for purposes other
than those set forth under this
announcement.
Financial Status Reports
Grantees must submit annual
Financial Status Reports. The first SF–
269A is due December 29, 2008. The
final SF–269A is due December 29,
2009. SF–269A can be found at https://
www.whitehouse.gov/omb/grants/
grants_forms.html.
Completed reports may be mailed to:
Manolo Salgueiro, Division of
Mandatory Grants, Office of Grants
Management, Administration for
Children and Families, 370 L’Enfant
Promenade, SW., Washington, DC
20447.
Grantees have the option of
submitting their reports online through
the Online Data Collection (OLDC)
system at the following address: https://
extranet.acf.hhs.gov/ssi. Failure to
submit reports on time may be a basis
for withholding grant funds, suspension
or termination of the grant. All funds
reported as unobligated after the
obligation period will be recouped.
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Federal Register / Vol. 72, No. 249 / Monday, December 31, 2007 / Notices
VII. Administrative and National Policy
Requirements
Grantees are subject to the
requirements in 45 CFR Part 74 (nongovernmental) or 45 CFR Part 92
(governmental).
Direct Federal grants, sub-award
funds, or contracts under this ACF
program shall not be used to support
inherently religious activities such as
religious instruction, worship, or
proselytization. Therefore, organizations
must take steps to separate, in time or
location, their inherently religious
activities from the services funded
under this program. Regulations
pertaining to the Equal Treatment for
Faith-Based Organizations, which
includes the prohibition against Federal
funding of inherently religious
activities, can be found at the HHS Web
site at https://www.hhs.gov/fbci/
waisgate21.pdf.
A faith-based organization receiving
HHS funds retains its independence
from Federal, State, and local
governments and may continue to carry
out its mission, including the definition,
practice, and expression of its religious
beliefs. For example, a faith-based
organization may use space in its
facilities to provide secular programs or
services funded with Federal funds
without removing religious art, icons,
scriptures, or other religious symbols. In
addition, a faith-based organization that
receives Federal funds retains its
authority over its internal governance,
and it may retain religious terms in its
organization’s name, select its board
members on a religious basis, and
include religious references in its
organization’s mission statements and
other governing documents in
accordance with program requirements,
statutes, and other applicable
requirements governing the conduct of
HHS funded activities.
Faith-based and community
organizations may reference the
‘‘Guidance to Faith-Based and
Community Organizations on Partnering
with the Federal Government’’ at https://
www.whitehouse.gov/government/fbci/
guidance/.
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VIII. Other Information
For Further Information Contact: Edna
James at (202) 205–7750 or e-mail at
Edna.James@acf.hhs.gov, or Marylouise
Kelley at (202) 401–5756 or e-mail at
Marylouise.Kelley@acf.hhs.gov.
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Dated: December 20, 2007.
Joan E. Ohl,
Commissioner, Administration on Children,
Youth and Families.
Appendices—Required Certifications:
A. Anti-Lobbying and Disclosure
B. Environmental Tobacco Smoke
C. Drug-Free Workplace Requirements
Appendix A
Certification Regarding Lobbying
Certification for Contracts, Grants, Loans,
and Cooperative Agreements
The undersigned certifies, to the best of his
or her knowledge and belief, that:
(1) No Federal appropriated funds have
been paid or will be paid, by or on behalf of
the undersigned, to any person for
influencing or attempting to influence an
officer or employee of an agency, a Member
of Congress, an officer or employee of
Congress, or an employee of a Member of
Congress in connection with the awarding of
any Federal contract, the making of any
Federal grant, the making of any Federal
loan, the entering into of any cooperative
agreement, and the extension, continuation,
renewal, amendment, or modification of any
Federal contract, grant, loan, or cooperative
agreement.
(2) If any funds other than Federal
appropriated funds have been paid or will be
paid to any person for influencing or
attempting to influence an officer or
employee of any agency, a Member of
Congress, an officer or employee of Congress,
or an employee of a Member of Congress in
connection with this Federal contract, grant,
loan, or cooperative agreement, the
undersigned shall complete and submit
Standard Form-LLL, ‘‘Disclosure Form to
Report Lobbying,’’ in accordance with its
instructions.
(3) The undersigned shall require that the
language of this certification be included in
the award documents for all subawards at all
tiers (including subcontracts, subgrants, and
contracts under grants, loans, and
cooperative agreements) and that all
subrecipients shall certify and disclose
accordingly. This certification is a material
representation of fact upon which reliance
was placed when this transaction was made
or entered into. Submission of this
certification is a prerequisite for making or
entering into this transaction imposed by
section 1352, title 31, U.S. Code. Any person
who fails to file the required certification
shall be subject to a civil penalty of not less
than $10,000 and not more than $100,000 for
each such failure.
Statement for Loan Guarantees and Loan
Insurance
The undersigned states, to the best of his
or her knowledge and belief, that:
If any funds have been paid or will be paid
to any person for influencing or attempting
to influence an officer or employee of any
agency, a Member of Congress, an officer or
employee of Congress, or an employee of a
Member of Congress in connection with this
commitment providing for the United States
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to insure or guarantee a loan, the
undersigned shall complete and submit
Standard Form-LLL, ‘‘Disclosure Form to
Report Lobbying,’’ in accordance with its
instructions. Submission of this statement is
a prerequisite for making or entering into this
transaction imposed by section 1352, title 31,
U.S. Code. Any person who fails to file the
required statement shall be subject to a civil
penalty of not less than $10,000 and not more
than $100,000 for each such failure.
lllllllllllllllllllll
Signature
lllllllllllllllllllll
Title
lllllllllllllllllllll
Organization
Appendix B
Certification Regarding Environmental
Tobacco Smoke
Public Law 103–227, Part C Environmental
Tobacco Smoke, also known as the Pro
Children Act of 1994 (Act), requires that
smoking not be permitted in any portion of
any indoor routinely owned or leased or
contracted for by an entity and used
routinely or regularly for provision of health,
day care, education, or library services to
children under the age of 18, if the services
are funded by Federal programs either
directly or through State or local
governments, by Federal grant, contract, loan,
or loan guarantee. The law does not apply to
children’s services provided in private
residences, facilities funded solely by
Medicare or Medicaid funds, and portions of
facilities used for inpatient drug or alcohol
treatment. Failure to comply with the
provisions of the law may result in the
imposition of a civil monetary penalty of up
to $1000 per day and/or the imposition of an
administrative compliance order on the
responsible entity. By signing and submitting
this application the applicant/grantee
certifies that it will comply with the
requirements of the Act.
The applicant/grantee further agrees that it
will require the language of this certification
be included in any subawards which contain
provisions for the children’s services and that
all subgrantees shall certify accordingly.
Certification Regarding Drug-Free
Workplace Requirements
This certification is required by the
regulations implementing the Drug-Free
Workplace Act of 1988: 45 CFR Part 76,
Subpart, F. Sections 76.630(c) and (d)(2) and
76.645(a)(1) and (b) provide that a Federal
agency may designate a central receipt point
for STATE-WIDE AND STATE AGENCYWIDE certifications, and for notification of
criminal drug convictions. For the
Department of Health and Human Services,
the central point is: Division of Grants
Management and Oversight, Office of
Management and Acquisition, Department of
Health and Human Services, Room 517–D,
200 Independence Avenue, SW.,
Washington, DC 20201.
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Federal Register / Vol. 72, No. 249 / Monday, December 31, 2007 / Notices
Certification Regarding Drug-Free
Workplace Requirements (Instructions for
Certification)
1. By signing and/or submitting this
application or grant agreement, the grantee is
providing the certification set out below.
2. The certification set out below is a
material representation of fact upon which
reliance is placed when the agency awards
the grant. If it is later determined that the
grantee knowingly rendered a false
certification, or otherwise violates the
requirements of the Drug-Free Workplace
Act, the agency, in addition to any other
remedies available to the Federal
Government, may take action authorized
under the Drug-Free Workplace Act.
3. For grantees other than individuals,
Alternate I applies.
4. For grantees who are individuals,
Alternate II applies.
5. Workplaces under grants, for grantees
other than individuals, need not be identified
on the certification. If known, they may be
identified in the grant application. If the
grantee does not identify the workplaces at
the time of application, or upon award, if
there is no application, the grantee must keep
the identity of the workplace(s) on file in its
office and make the information available for
Federal inspection. Failure to identify all
known workplaces constitutes a violation of
the grantee’s drug-free workplace
requirements.
6. Workplace identifications must include
the actual address of buildings (or parts of
buildings) or other sites where work under
the grant takes place. Categorical descriptions
may be used (e.g., all vehicles of a mass
transit authority or State highway department
while in operation, State employees in each
local unemployment office, performers in
concert halls or radio studios).
7. If the workplace identified to the agency
changes during the performance of the grant,
the grantee shall inform the agency of the
change(s), if it previously identified the
workplaces in question (see paragraph five).
8. Definitions of terms in the
Nonprocurement Suspension and Debarment
common rule and Drug-Free Workplace
common rule apply to this certification.
Grantees’ attention is called, in particular, to
the following definitions from these rules:
Controlled substance means a controlled
substance in Schedules I through V of the
Controlled Substances Act (21 U.S.C. 812)
and as further defined by regulation (21 CFR
1308.11 through 1308.15);
Conviction means a finding of guilt
(including a plea of nolo contendere) or
imposition of sentence, or both, by any
judicial body charged with the responsibility
to determine violations of the Federal or
State criminal drug statutes;
Criminal drug statute means a Federal or
non-Federal criminal statute involving the
manufacture, distribution, dispensing, use, or
possession of any controlled substance;
Employee means the employee of a grantee
directly engaged in the performance of work
under a grant, including: (i) All direct charge
employees; (ii) All indirect charge employees
unless their impact or involvement is
insignificant to the performance of the grant;
and, (iii) Temporary personnel and
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consultants who are directly engaged in the
performance of work under the grant and
who are on the grantee’s payroll. This
definition does not include workers not on
the payroll of the grantee (e.g., volunteers,
even if used to meet a matching requirement;
consultants or independent contractors not
on the grantee’s payroll; or employees of
subrecipients or subcontractors in covered
workplaces).
Certification Regarding Drug-Free
Workplace Requirements
Alternate I (Grantees Other Than
Individuals)
The grantee certifies that it will or will
continue to provide a drug-free workplace by:
(a) Publishing a statement notifying
employees that the unlawful manufacture,
distribution, dispensing, possession, or use of
a controlled substance is prohibited in the
grantee’s workplace and specifying the
actions that will be taken against employees
for violation of such prohibition;
(b) Establishing an ongoing drug-free
awareness program to inform employees
about—
(1) The dangers of drug abuse in the
workplace;
(2) The grantee’s policy of maintaining a
drug-free workplace;
(3) Any available drug counseling,
rehabilitation, and employee assistance
programs; and
(4) The penalties that may be imposed
upon employees for drug abuse violations
occurring in the workplace;
(c) Making it a requirement that each
employee to be engaged in the performance
of the grant be given a copy of the statement
required by paragraph (a);
(d) Notifying the employee in the statement
required by paragraph (a) that, as a condition
of employment under the grant, the employee
will—
(1) Abide by the terms of the statement;
and
(2) Notify the employer in writing of his or
her conviction for a violation of a criminal
drug statute occurring in the workplace no
later than five calendar days after such
conviction;
(e) Notifying the agency in writing, within
10 calendar days after receiving notice under
paragraph (d)(2) from an employee or
otherwise receiving actual notice of such
conviction. Employers of convicted
employees must provide notice, including
position title, to every grant officer or other
designee on whose grant activity the
convicted employee was working, unless the
Federal agency has designated a central point
for the receipt of such notices. Notice shall
include the identification number(s) of each
affected grant;
(f) Taking one of the following actions,
within 30 calendar days of receiving notice
under paragraph (d)(2), with respect to any
employee who is so convicted—
(1) Taking appropriate personnel action
against such an employee, up to and
including termination, consistent with the
requirements of the Rehabilitation Act of
1973, as amended; or
(2) Requiring such employee to participate
satisfactorily in a drug abuse assistance or
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74309
rehabilitation program approved for such
purposes by a Federal, State, or local health,
law enforcement, or other appropriate
agency;
(g) Making a good faith effort to continue
to maintain a drug-free workplace through
implementation of paragraphs (a), (b), (c), (d),
(e) and (f).
(B) The grantee may insert in the space
provided below the site(s) for the
performance of work done in connection
with the specific grant:
Place of Performance (Street address, city,
county, state, zip code)
lllllllllllllllllllll
lllllllllllllllllllll
Check if there are workplaces on file that
are not identified here.
Alternate II (Grantees Who Are Individuals)
(a) The grantee certifies that, as a condition
of the grant, he or she will not engage in the
unlawful manufacture, distribution,
dispensing, possession, or use of a controlled
substance in conducting any activity with the
grant;
(b) If convicted of a criminal drug offense
resulting from a violation occurring during
the conduct of any grant activity, he or she
will report the conviction, in writing, within
10 calendar days of the conviction, to every
grant officer or other designee, unless the
Federal agency designates a central point for
the receipt of such notices. When notice is
made to such a central point, it shall include
the identification number(s) of each affected
grant.
[FR Doc. E7–25338 Filed 12–28–07; 8:45 am]
BILLING CODE 4184–01–P
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Administration for Children and
Families
Family Violence Prevention and
Services/Grants for Battered Women’s
Shelters/Grants to Native American
Tribes (Including Alaska Native
Villages) and Tribal Organizations
Program Office: Administration on
Children, Youth and Families (ACYF),
Family and Youth Services Bureau
(FYSB).
Program Announcement Number:
HHS–2008–ACF–ACYF–FVPS–0124.
Announcement Title: Family Violence
Prevention and Services/Grants for
Battered Women’s Shelters/Grants to
Native American Tribes (including
Alaska Native Villages) and Tribal
Organizations.
CFDA Number: 93.671.
Due Date for Applications: January
30, 2008.
Executive Summary: This
announcement governs the proposed
award of formula grants under the
Family Violence Prevention and
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[Federal Register Volume 72, Number 249 (Monday, December 31, 2007)]
[Notices]
[Pages 74303-74309]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E7-25338]
-----------------------------------------------------------------------
DEPARTMENT OF HEALTH AND HUMAN SERVICES
Administration for Children and Families
Family Violence Prevention and Services/Grants for Battered
Women's Shelters/Grants to States; Notice of Grant
Program Office: Administration on Children, Youth and Families
(ACYF), Family and Youth Services Bureau (FYSB).
Program Announcement Number: HHS-2008-ACF-ACYF-FVPS-0123.
Announcement Title: Family Violence Prevention and Services/Grants
for Battered Women's Shelters/Grants to States.
CFDA Number: 93.671.
Due Date for Applications: January 30, 2008.
Executive Summary: This announcement governs the proposed award of
mandatory grants under the Family Violence Prevention and Services Act
(FVPSA) to States (including Territories and Insular Areas). The
purpose of these grants is to assist States in establishing,
maintaining, and expanding programs and projects to prevent family
violence and to provide immediate shelter and related assistance for
victims of family violence and their dependents.
This announcement sets forth the application requirements, the
application process, and other administrative and fiscal requirements
for grants in Fiscal Year (FY) 2008.
I. Description
Legislative Authority: Title III of the Child Abuse Amendments of
1984, Pub. L. 98-457, 42 U.S.C. 10401 et seq. is entitled the ``Family
Violence Prevention and Services Act'' (FVPSA). FVPSA was first
implemented in FY 1986. The statute was subsequently amended by Public
Law 100-294, the ``Child Abuse Prevention, Adoptions, and Family
Services Act of 1988;'' further amended in 1992 by Public Law 102-295,
the ``Child Abuse, Domestic Violence, Adoption, and Family Services
Act'' and then amended in 1994 by Public Law 103-322, the ``Violent
Crime Control and Law Enforcement Act.'' FVPSA was amended again in
1996 by Public Law 104-235, the ``Child Abuse Prevention and Treatment
Act (CAPTA);'' in 2000 by Public Law 106-386, the ``Victims of
Trafficking and Violence Protection Act,'' and amended further by
Public Law 108-36, the ``Keeping Children and Families Safe Act of
2003.'' FVPSA was most recently amended by Public Law 109-162, the
``Violence Against Women and Department of Justice Reauthorization Act
of 2005'' as amended by Public Law 109-271, which was enacted on August
17, 2006. FVPSA can be found at 42 U.S.C. 10401 et. seq.
Background
The purpose of this legislation is to assist States and Indian
Tribes, Tribal organizations, and non-profit private organizations
approved by an Indian Tribe in supporting the establishment,
maintenance, and expansion of programs and projects to prevent
incidents of family violence and to provide immediate shelter and
related assistance for victims of family violence and their dependents.
During FY 2007, 237 grants were made to States and Indian Tribes,
Tribal organizations, and non-profit private organizations approved by
Indian Tribes. The U.S. Department of Health and Human Services (HHS)
also made 53 family violence prevention grant awards to non-profit
State Domestic Violence Coalitions.
In addition, HHS supports the National Resource Center for Domestic
Violence (NRC) and four Special Issue Resource Centers (SIRCs). The
four SIRCs are the Battered Women's Justice Project, the Resource
Center on Child Custody and Protection, Sacred Circle Resource Center
for the Elimination of Domestic Violence Against Native Women, and the
Health Resource Center on Domestic Violence. The purposes of NRC and
SIRCs is to provide resource information, training, and technical
assistance to Federal, State, and Native American agencies, local
domestic violence prevention programs, and other professionals who
provide services to victims of domestic violence.
In February 1996, HHS funded the National Domestic Violence Hotline
(Hotline) to ensure that everyone has access to information and
emergency assistance wherever and whenever it is needed. The Hotline is
a 24-hour, toll-free service that provides crisis assistance,
counseling, and local shelter referrals for people across the country
who need assistance. Hotline counselors also are available for non-
English speaking persons and for people who are hearing-impaired. The
Hotline number is 1-800-799-SAFE (7233); the TTY number for the
hearing-impaired is 1-800-787-3224.
General Grant Program Requirements Applicable To States
Definitions
States should use the following definitions in carrying out their
programs. The definitions are found in section 320 of FVPSA.
Family Violence: Any act or threatened act of violence, including
any forceful detention of an individual, which: (a) Results or
threatens to result in physical injury; and (b) is committed by a
person against another individual (including an elderly person) to whom
such person is or was related by blood or marriage or otherwise legally
related or with whom such person is or was lawfully residing.
Shelter: The provision of temporary refuge and related assistance
in compliance with applicable State law and regulation governing the
provision, on a regular basis, of shelter, safe homes, meals, and
related assistance to victims of family violence and their dependents.
Related assistance: The provision of direct assistance to victims
of family violence and their dependents for the purpose of preventing
further violence, helping such victims to gain access to civil and
criminal courts and other community services, facilitating the efforts
of such victims to make decisions concerning their lives in the
interest of safety, and assisting such victims in healing from the
effects of the violence. Related assistance includes:
(a) Prevention services such as outreach and prevention services
for victims and their children, assistance
[[Page 74304]]
for children who witness domestic violence, employment training,
parenting and other educational services for victims and their
children, preventive health services within domestic violence programs
(including services promoting nutrition, disease prevention, exercise,
and prevention of substance abuse), domestic violence prevention
programs for school-age children, family violence public awareness
campaigns, and violence prevention counseling services to abusers;
(b) Counseling with respect to family violence, counseling or other
supportive services provided by peers individually or in groups, and
referral to community social services;
(c) Transportation and technical assistance with respect to
obtaining financial assistance under Federal and State programs, and
referrals for appropriate health-care services (including alcohol and
drug abuse treatment), but shall not include reimbursement for any
health-care services;
(d) Legal advocacy to provide victims with information and
assistance through the civil and criminal courts, and legal assistance;
or
(e) Children's counseling and support services, and child care
services for children who are victims of family violence or the
dependents of such victims, and children who witness domestic violence.
Annual State Administrators Grantee Conference
The annual grantee conference for the State FVPSA Administrators is
a training and technical assistance activity, and FVPSA State
Administrators should plan to attend. Subsequent correspondence will
advise the State FVPSA Administrators of the date, time and location of
their grantee conference.
Client Confidentiality
FVPSA programs must establish or implement policies and protocols
for maintaining the safety and confidentiality of the adult victims and
their children of domestic violence, sexual assault, and stalking. It
is essential that the confidentiality of individuals receiving FVPSA
services be protected. Consequently, when providing statistical data on
program activities and program services, individual identifiers of
client records will not be used (section 303(a)(2)(E)).
The confidentiality provisions described at 42 U.S.C., section
13701, apply to programs funded under the ``Violence Against Women
Act,'' as amended, including certain awards made under the Family
Violence Prevention and Services Act. These confidentiality
requirements were strengthened and clarified with the passage of the
Violence Against Women Reauthorization Act of 2005, Public Law 109-162,
as recently amended by Public Law 109-271. The revised confidentiality
provisions impose conditions regarding the disclosure of personally
identifying information, confidentiality, information sharing, and
compulsory release of information.
Stop Family Violence Postal Stamp
The U.S. Postal Service was directed by the ``Stamp Out Domestic
Violence Act of 2001'' (the Act), Public Law 107-62, to make available
a ``semipostal'' stamp to provide funding for domestic violence
programs. Funds raised in connection with sales of the stamp, less
reasonable costs, have been transferred to HHS in accordance with the
Act for support of services to children and youth affected by domestic
violence. As of FY 2007, $3.2 million has been transferred and made
available in support of grants for ``Demonstration Programs for
Enhanced Services to Children and Youth Who Have Been Exposed to
Domestic Violence.'' Projects in nine States and communities have been
funded to develop and test new intervention models for children who
witness domestic violence and their parents, and to increase direct
services for these families in domestic violence and other community-
based programs. ACF anticipates developing a collection of promising
practices emerging from these demonstration projects.
The Importance of Coordination of Services
The impacts of domestic violence include physical injury and death
of primary or secondary victims, psychological trauma, isolation from
family and friends, harm to children witnessing or experiencing
violence in homes in which the violence occurs, increased fear, reduced
mobility and employability, homelessness, substance abuse, and a host
of other health and related mental health consequences.
Coordination and collaboration among the police, prosecutors, the
courts, victim services providers, child welfare and family
preservation services, and medical and mental health service providers
is needed to provide more responsive and effective services to victims
of domestic violence and their families. It is essential that all
interested parties are involved in the design and improvement of
intervention and prevention activities. To help bring about a more
effective response to the problem of domestic violence, HHS urges the
designated State agencies receiving funds under this grant announcement
to coordinate activities funded under this grant with other new and
existing resources for the prevention of domestic violence and related
issues including community and faith-based organizations (section
303(a)(2)(B)(ii)).
National Data Collection and Outcomes Measurement
The need to accurately communicate reliable and appropriate data
that capture the impact of domestic violence prevention and
intervention efforts, and to provide shelters, States, Tribes, and
State Domestic Violence Coalitions with tools for self-assessment,
continues through FVPSA Program participation in the Documenting our
Work (DOW) Initiative of the NRC. In collaboration with our partners at
State FVPSA programs, State Domestic Violence Coalitions, Tribes and
Tribal organizations, and experts on both data collection and domestic
violence prevention and intervention issues, FVPSA is developing
informative, succinct, and non-burdensome reporting formats. During FY
2007, in concert with State FVPSA administrators, State Domestic
Violence Coalitions and local service providers, the FVPSA Program
revised and defined the program services reporting components for
recipients of FVPSA State Formula Grant funds and piloted outcome data
collection in four States. Throughout FY 2008, grantee workshops,
teleconferences, and information memoranda will provide further
guidance on FVPSA Annual Performance Reports.
II. Funds Available
For FY 2008, HHS will make available for grants to designated State
agencies 70 percent of the amount appropriated under section 310(a)(1)
of FVPSA, which is not reserved under section 310(a)(2). In separate
announcements, HHS will allocate 10 percent of the foregoing
appropriation to Tribes and Tribal organizations for the establishment
and operation of shelters, safe houses, and the provision of related
services; and 10 percent to the State Domestic Violence Coalitions to
continue their work within the domestic violence community by providing
technical assistance and training, and advocacy services, among other
activities, with local domestic violence programs and to encourage
appropriate responses to domestic violence within the States.
[[Page 74305]]
Five percent of the amount appropriated under section 310(a)(1) of
FVPSA, which is not reserved under section 310(a)(2), will be available
in FY 2008 to continue the support for the NRC and the four SIRCs.
Additional funds appropriated under FVPSA will be used to support other
activities, including training and technical assistance, collaborative
projects with advocacy organizations and service providers, data
collection efforts, public education activities, research and other
demonstration projects, as well as the ongoing operation of the
Hotline.
State Allocation
FVPSA grants to the States, the District of Columbia, and the
Commonwealth of Puerto Rico are based on a population formula. Each
State grant shall be $600,000 with the remaining funds allotted to each
State on the same ratio as the population of the State has to the
population of all States (section 304(a)(2)). State populations are
determined on the basis of the most recent census data available to the
Secretary of HHS and, the Secretary shall use for such purpose, if
available, the annual current interim census data produced by the
Secretary of Commerce pursuant to section 181 of Title 13.
For the purpose of computing allotments, the statute provides that
Guam, American Samoa, the Virgin Islands, and the Northern Mariana
Islands will each receive grants of not less than one-eighth of one
percent of the amounts available to the States (section 304(a)(1)).
Expenditure Period
FVPSA funds may be used for expenditures on and after October 1 of
each fiscal year for which they are granted, and will be available for
expenditure through September 30 of the following fiscal year, i.e., FY
2008 funds may be used for expenditures from October 1, 2007, through
September 30, 2009. Funds will be available for obligations only
through September 30, 2008, and must be liquidated by September 30,
2009.
Re-allotted funds, if any, are available for expenditure until the
end of the fiscal year following the fiscal year that the funds became
available for re-allotment. FY 2008 grant funds that are made available
to the States through re-allotment, under section 304(d)(2), must be
expended by the State no later than September 30, 2009.
III. Eligibility
``States'' as defined in section 320 of FVPSA are eligible to apply
for funds. The term ``State'' means each of the 50 States, the District
of Columbia, the Commonwealth of Puerto Rico, Guam, American Samoa, the
Virgin Islands, and the Commonwealth of the Northern Mariana Islands.
In the past, Guam, the Virgin Islands, the Commonwealth of the Northern
Mariana Islands, and American Samoa have applied for funds as a part of
their consolidated grant under the Social Services Block Grant. These
jurisdictions need not submit an application under this program
announcement if they choose to have their allotment included as part of
a consolidated grant application.
Additional Information on Eligibility
D-U-N-S Requirement
All applicants must have a D&B Data Universal Numbering System (D-
U-N-S) number. On June 27, 2003, the Office of Management and Budget
(OMB) published in the Federal Register a new Federal policy applicable
to all Federal grant applicants. The policy requires Federal grant
applicants to provide a D-U-N-S number when applying for Federal grants
or cooperative agreements on or after October 1, 2003. The D-U-N-S
number will be required whether an applicant is submitting a paper
application or using the government-wide electronic portal,
www.Grants.gov. A D-U-N-S number will be required for every application
for a new award or renewal/continuation of an award, including
applications or plans under formula, entitlement, and block grant
programs, submitted on or after October 1, 2003.
Please ensure that the applicant's organization has a D-U-N-S
number. To acquire a D-U-N-S number at no cost call the dedicated toll-
free D-U-N-S number request line at 1-866-705-5711 or request a number
online at https://www.dnb.com.
IV. Application Requirements
The Paperwork Reduction Act of 1995 (PUB.L. 104-13)
Public reporting burden for this collection of information is
estimated to average six hours per response, including the time for
reviewing instructions, gathering and maintaining the data needed and
reviewing the collection information.
The project description is approved under Office of Management and
Budget (OMB) control number 0970-0280, which expires October 31, 2008.
An agency may not conduct or sponsor, and a person is not required to
respond to, a collection of information unless it displays a currently
valid OMB control number.
Form and Content of Application Submission
The State's application must be submitted by the Chief Executive of
the State and signed by the Chief Executive Officer or the Chief
Program Official designated as responsible for the administration of
FVPSA.
Each application must contain the following information or
documentation:
(1) The name of the State agency, the name of the Chief Program
Official designated as responsible for the administration of funds
under FVPSA and coordination of related programs within the State, and
the name of a contact person if different from the Chief Program
Official (section 303(a)(2)(D)).
(2) A plan describing in detail how the needs of underserved
populations will be met. ``Underserved populations'' include
populations underserved because of geographic location (such as rural
isolation), underserved racial and ethnic populations, populations
underserved because of special needs (such as language barriers,
disabilities, immigration status, or age), and any other population
determined to be underserved by the State planning process in
consultation with the Attorney General (section 303(a)(2)(C)).
(a) Identify the underserved populations that are being targeted
for outreach and services.
(b) In meeting the needs of the underserved population, describe
the domestic violence training that will be provided to the individuals
who will do the outreach and intervention to these populations.
Describe the specific service environment, e.g., new shelters; services
for the battered, elderly, women of color, etc.
(c) Describe the public information component of the State's
outreach program; the elements of your program that are used to explain
domestic violence, the most effective and safe ways to seek help; tools
to identify available resources, etc.
(3) Provide a complete description of the process and procedures
used to involve State domestic violence coalitions, knowledgeable
individuals, and interested organizations, and assure an equitable
distribution of grants and grant funds within the State, including an
equitable distribution between urban and rural areas, as required by
sections 303(a)(2)(C) and 311(a)(5).
(4) Provide a complete description of the process and procedures to
be implemented that allow for the participation of the State domestic
violence coalition in planning and
[[Page 74306]]
monitoring the distribution of grant funds and determining whether a
grantee is in compliance with section 303(a)(2) as required by sections
303(a)(3) and 311(a)(5).
(5) Provide documentation that procedures have been developed, and
implemented including copies of the policies and procedure, to assure
confidentiality of records pertaining to any individual who has been
provided family violence prevention or treatment services by any
program assisted under FVPSA (section 303(a)(2)(E)).
(6) Include a description of how the State plans to use the grant
funds; a description of the target population; the number of shelters
to be funded; the services the State will provide; and the expected
results from the use of the grant funds (section 303(a)(2)).
(7) Provide a copy of the law or procedures that the State has
implemented for the eviction of an abusive spouse from a shared
household (section 303 (a)(2)(F)).
Assurances
Each application must provide the following assurances that:
(1) Grant funds under FVPSA will be distributed to local public
agencies and non-profit private organizations (including religious and
charitable organizations and voluntary associations) for programs and
projects within the State to prevent incidents of family violence and
to provide immediate shelter and related assistance for victims of
family violence and their dependents in order to prevent future violent
incidents (section 303(a)(2)(A)).
(2) Not less than 70 percent of the funds distributed shall be used
for immediate shelter and related assistance, as defined in section
320(5)(A), to the victims of family violence and their dependents and
not less than 25 percent of the funds distributed shall be used to
provide related assistance (section 303(g)).
(3) Not more than five percent of the funds will be used for State
administrative costs (section 303(a)(2)(B)(i)).
(4) In distributing the funds, the States will give special
emphasis to the support of community-based projects of demonstrated
effectiveness carried out by non-profit, private organizations,
particularly for those projects where the primary purpose is to operate
shelters for victims of family violence and their dependents and those
which provide counseling, advocacy, and self-help services to victims
and their children (section 303(a)(2)(B)(ii)).
(5) Grants funded by the States will meet the matching requirements
in section 303(f), i.e., not less than 20 percent of the total funds
provided for a project under Chapter 110 of Title 42 of the U.S.C. with
respect to an existing program, and with respect to an entity intending
to operate a new program under this Title, not less than 35 percent.
The local share will be cash or in-kind; and the local share will not
include any Federal funds provided under any authority other than this
chapter (section 303(f)).
(6) Grant funds made available under this program by the State will
not be used as direct payment to any victim or dependent of a victim of
family violence (section 303(d)).
(7) No income eligibility standard will be imposed on individuals
receiving assistance or services supported with funds appropriated to
carry out FVPSA (section 303(e)).
(8) The address or location of any shelter-facility assisted under
FVPSA will not be made public, except with the written authorization of
the person or persons responsible for the operation of such shelter
(section 303(a)(2)(E)).
(9) All grants, programs or other activities funded by the State in
whole or in part with funds made available under FVPSA will prohibit
discrimination on the basis of age, handicap, sex, race, color,
national origin or religion (section 307).
(10) Funds made available under FVPSA will be used to supplement
and not supplant other Federal, State and local public funds expended
to provide services and activities that promote the purposes of FVPSA
(section 303(a)(4)).
Certifications
All applications must submit or comply with the required
certifications found in the Appendices as follows:
Anti-Lobbying Certification and Disclosure Form (See Appendix A):
Applicants must furnish prior to award an executed copy of the Standard
Form (SF) LLL, Certification Regarding Lobbying, when applying for an
award in excess of $100,000. Applicants who have used non-Federal funds
for lobbying activities in connection with receiving assistance under
this announcement shall complete a disclosure form, if applicable, with
their applications (approved by OMB under control number 0348-0046).
Applicants should sign and return the certification with their
application.
Certification Regarding Environmental Tobacco Smoke (See Appendix
B): The Pro-Children Act of 1994, 20 U.S.C. 7183, imposes restrictions
on smoking in facilities where federally funded children's services are
provided. HHS grants are subject to these requirements only if they
meet the Act's specified coverage. The Act specifies that smoking is
prohibited in any indoor facility (owned, leased, or contracted for)
used for the routine or regular provision of kindergarten, elementary,
or secondary education or library services to children under the age of
18. In addition, smoking is prohibited in any indoor facility or
portion of a facility (owned, leased, or contracted for) used for the
routine or regular provision of federally funded health care, day care,
or early childhood development, including Head Start services to
children under the age of 18. The statutory prohibition also applies if
such facilities are constructed, operated, or maintained with Federal
funds. The statute does not apply to children's services provided in
private residences, facilities funded solely by Medicare or Medicaid
funds, portions of facilities used for inpatient drug or alcohol
treatment, or facilities where WIC coupons are redeemed. Failure to
comply with the provisions of the law may result in the imposition of a
civil monetary penalty of up to $1,000 per violation and/or the
imposition of an administrative compliance order on the responsible
entity.
Certification Regarding Drug-Free Workplace Requirements (See
Appendix C): The signature on the application by the chief program
official attests to the applicant's intent to comply with the Drug-Free
Workplace requirements and compliance with the Debarment Certification.
The Drug-Free Workplace certification does not have to be returned with
the application. These certifications also may be found at https://
www.acf.hhs.gov/grants/grants_resources.html.
Notification Under Executive Order 12372
For States, this program is covered under Executive Order 12372,
``Intergovernmental Review of Federal Programs,'' for State plan
consolidation and implication only--45 Code of Federal Regulations
(CFR) 100.12. The review and comment provisions of the Executive Order
and Part 100 do not apply.
Applications should be sent to:
Family Violence Prevention and Services Program, Family and Youth
Services Bureau, Administration on Children, Youth and Families,
Administration for Children and Families, Attention: Marylouise Kelley,
1250 Maryland Avenue, SW., Room 8215, Washington, DC 20024.
[[Page 74307]]
V. Approval/Disapproval of a State Application
The Secretary of HHS will approve any application that meets the
requirements of FVPSA and this announcement and will not disapprove any
such application except after reasonable notice of the Secretary's
intention to disapprove has been provided to the applicant and after a
six-month period providing an opportunity for the applicant to correct
any deficiencies. The notice of intention to disapprove will be
provided to the applicant within 45 days of the date of the
application.
VI. Reporting Requirements
Performance Reports
Section 303(a)(4) requires that States file a performance report
with HHS describing the activities carried out, and inclusion of an
assessment of the effectiveness of those activities in achieving the
purposes of the grant. Section 303(a)(5) requires that the State file a
report that contains a description of the activities carried out with
funds expended for State administrative costs. A section of this
performance report must be completed by each grantee or sub-grantee
that performed the direct services contemplated in the State's
application certifying performance of such services. State grantees
should compile performance reports into a comprehensive report for
submission.
The Performance Report should include the following data elements
and narrative examples of the services that were provided:
Funding--The total amount of the FVPSA grant funds awarded. The
percentage of FVPSA funds as to total funding. The percentage of FVPSA
funding used for shelters, and the percentage of funding used for
related services and assistance.
Shelters--The total number of shelters and shelter programs (safe
homes/motels, etc.) assisted by FVPSA program funding. Data elements
should include:
The number of women sheltered.
The number of shelters in the State.
The number of safe houses and shelter alternatives in the
State.
The number of non-shelter programs in the State.
The number of young children sheltered (birth-12 years of
age).
The number of teenagers and young adults sheltered (13-18
years of age).
The number of men sheltered.
The number of elderly sheltered (55+ years of age).
The number of elderly provided non-shelter services.
The average length of shelter stay.
The number of women, children, teens, and others that were
turned away because shelter was unavailable.
The number of women, children, teens, and others that were
referred to other shelters due to a lack of space.
Types of individuals served (including special populations)--Record
information by numbers and percentages against the total population
served. Individuals and special populations served should include:
Racial identification;
Language (other than English);
Geographically isolated from shelter (urban or rural);
Persons with disabilities; and
Other special needs populations.
Related services and assistance--List the types of related services
and assistance provided to victims and their family members by
indicating the number of women, children and men that have received
services. Services and assistance may include, but are not limited to,
the following:
Individual counseling;
Group counseling;
Crisis intervention/hotline;
Information and referral;
Batterers support services;
Legal advocacy services;
Transportation;
Services to teenagers;
Emergency child care;
Training and technical assistance;
Housing advocacy; and
Other innovative program activities.
Volunteers--List the total number of volunteers and hours worked.
Service referrals--List the number of women, children and men
referred for the following services: (Note: Please indicate if the
individual was identified as a batterer.)
Alcohol abuse;
Drug abuse;
Batterer intervention services;
Witnessed abuse;
Emergency medical intervention; and
Law enforcement intervention.
Narratives of success stories--Provide narratives of success
stories of services provided and the positive impact on the lives of
children and families. Examples may include the following:
An explanation of the activities carried out including an
assessment of the major activities supported by the family violence
funds, what particular priorities within the State were addressed and
what special emphases were placed on these activities;
A description of the specific services and facilities that
your agency funded, contracted with, or otherwise used in the
implementation of your program (e.g., shelters, safe-houses, related
assistance, programs for batterers);
An assessment of the effectiveness of the direct service
activities contemplated in the application;
A description of how the needs of under-served
populations, including populations under-served because of ethnic,
racial, cultural, language diversity or geographic isolation were
addressed;
A description and assessment of the prevention activities
supported during the program year, e.g., community education events,
and public awareness efforts; and
A discussion of exceptional issues or problems arising,
but not addressed in the application.
Performance Reports for the States are due on an annual basis at
the end of the calendar year (December 29). Performance Reports should
be sent to:
Family Violence Prevention and Services Program, Family and Youth
Services Bureau, Administration on Children, Youth and Families,
Administration for Children and Families, Attention: Marylouise Kelley,
1250 Maryland Avenue, SW., Room 8215, Washington, DC 200247.
Please note that section 303(a)(4) of FVPSA requires HHS to suspend
funding for an approved application if any State applicant fails to
submit an annual Performance Report or if the funds are expended for
purposes other than those set forth under this announcement.
Financial Status Reports
Grantees must submit annual Financial Status Reports. The first SF-
269A is due December 29, 2008. The final SF-269A is due December 29,
2009. SF-269A can be found at https://www.whitehouse.gov/omb/grants/
grants_forms.html.
Completed reports may be mailed to:
Manolo Salgueiro, Division of Mandatory Grants, Office of Grants
Management, Administration for Children and Families, 370 L'Enfant
Promenade, SW., Washington, DC 20447.
Grantees have the option of submitting their reports online through
the Online Data Collection (OLDC) system at the following address:
https://extranet.acf.hhs.gov/ssi. Failure to submit reports on time may
be a basis for withholding grant funds, suspension or termination of
the grant. All funds reported as unobligated after the obligation
period will be recouped.
[[Page 74308]]
VII. Administrative and National Policy Requirements
Grantees are subject to the requirements in 45 CFR Part 74 (non-
governmental) or 45 CFR Part 92 (governmental).
Direct Federal grants, sub-award funds, or contracts under this ACF
program shall not be used to support inherently religious activities
such as religious instruction, worship, or proselytization. Therefore,
organizations must take steps to separate, in time or location, their
inherently religious activities from the services funded under this
program. Regulations pertaining to the Equal Treatment for Faith-Based
Organizations, which includes the prohibition against Federal funding
of inherently religious activities, can be found at the HHS Web site at
https://www.hhs.gov/fbci/waisgate21.pdf.
A faith-based organization receiving HHS funds retains its
independence from Federal, State, and local governments and may
continue to carry out its mission, including the definition, practice,
and expression of its religious beliefs. For example, a faith-based
organization may use space in its facilities to provide secular
programs or services funded with Federal funds without removing
religious art, icons, scriptures, or other religious symbols. In
addition, a faith-based organization that receives Federal funds
retains its authority over its internal governance, and it may retain
religious terms in its organization's name, select its board members on
a religious basis, and include religious references in its
organization's mission statements and other governing documents in
accordance with program requirements, statutes, and other applicable
requirements governing the conduct of HHS funded activities.
Faith-based and community organizations may reference the
``Guidance to Faith-Based and Community Organizations on Partnering
with the Federal Government'' at https://www.whitehouse.gov/government/
fbci/guidance/.
VIII. Other Information
For Further Information Contact: Edna James at (202) 205-7750 or e-
mail at Edna.James@acf.hhs.gov, or Marylouise Kelley at (202) 401-5756
or e-mail at Marylouise.Kelley@acf.hhs.gov.
Dated: December 20, 2007.
Joan E. Ohl,
Commissioner, Administration on Children, Youth and Families.
Appendices--Required Certifications:
A. Anti-Lobbying and Disclosure
B. Environmental Tobacco Smoke
C. Drug-Free Workplace Requirements
Appendix A
Certification Regarding Lobbying
Certification for Contracts, Grants, Loans, and Cooperative
Agreements
The undersigned certifies, to the best of his or her knowledge
and belief, that:
(1) No Federal appropriated funds have been paid or will be
paid, by or on behalf of the undersigned, to any person for
influencing or attempting to influence an officer or employee of an
agency, a Member of Congress, an officer or employee of Congress, or
an employee of a Member of Congress in connection with the awarding
of any Federal contract, the making of any Federal grant, the making
of any Federal loan, the entering into of any cooperative agreement,
and the extension, continuation, renewal, amendment, or modification
of any Federal contract, grant, loan, or cooperative agreement.
(2) If any funds other than Federal appropriated funds have been
paid or will be paid to any person for influencing or attempting to
influence an officer or employee of any agency, a Member of
Congress, an officer or employee of Congress, or an employee of a
Member of Congress in connection with this Federal contract, grant,
loan, or cooperative agreement, the undersigned shall complete and
submit Standard Form-LLL, ``Disclosure Form to Report Lobbying,'' in
accordance with its instructions.
(3) The undersigned shall require that the language of this
certification be included in the award documents for all subawards
at all tiers (including subcontracts, subgrants, and contracts under
grants, loans, and cooperative agreements) and that all
subrecipients shall certify and disclose accordingly. This
certification is a material representation of fact upon which
reliance was placed when this transaction was made or entered into.
Submission of this certification is a prerequisite for making or
entering into this transaction imposed by section 1352, title 31,
U.S. Code. Any person who fails to file the required certification
shall be subject to a civil penalty of not less than $10,000 and not
more than $100,000 for each such failure.
Statement for Loan Guarantees and Loan Insurance
The undersigned states, to the best of his or her knowledge and
belief, that:
If any funds have been paid or will be paid to any person for
influencing or attempting to influence an officer or employee of any
agency, a Member of Congress, an officer or employee of Congress, or
an employee of a Member of Congress in connection with this
commitment providing for the United States to insure or guarantee a
loan, the undersigned shall complete and submit Standard Form-LLL,
``Disclosure Form to Report Lobbying,'' in accordance with its
instructions. Submission of this statement is a prerequisite for
making or entering into this transaction imposed by section 1352,
title 31, U.S. Code. Any person who fails to file the required
statement shall be subject to a civil penalty of not less than
$10,000 and not more than $100,000 for each such failure.
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Organization
Appendix B
Certification Regarding Environmental Tobacco Smoke
Public Law 103-227, Part C Environmental Tobacco Smoke, also
known as the Pro Children Act of 1994 (Act), requires that smoking
not be permitted in any portion of any indoor routinely owned or
leased or contracted for by an entity and used routinely or
regularly for provision of health, day care, education, or library
services to children under the age of 18, if the services are funded
by Federal programs either directly or through State or local
governments, by Federal grant, contract, loan, or loan guarantee.
The law does not apply to children's services provided in private
residences, facilities funded solely by Medicare or Medicaid funds,
and portions of facilities used for inpatient drug or alcohol
treatment. Failure to comply with the provisions of the law may
result in the imposition of a civil monetary penalty of up to $1000
per day and/or the imposition of an administrative compliance order
on the responsible entity. By signing and submitting this
application the applicant/grantee certifies that it will comply with
the requirements of the Act.
The applicant/grantee further agrees that it will require the
language of this certification be included in any subawards which
contain provisions for the children's services and that all
subgrantees shall certify accordingly.
Certification Regarding Drug-Free Workplace Requirements
This certification is required by the regulations implementing
the Drug-Free Workplace Act of 1988: 45 CFR Part 76, Subpart, F.
Sections 76.630(c) and (d)(2) and 76.645(a)(1) and (b) provide that
a Federal agency may designate a central receipt point for STATE-
WIDE AND STATE AGENCY-WIDE certifications, and for notification of
criminal drug convictions. For the Department of Health and Human
Services, the central point is: Division of Grants Management and
Oversight, Office of Management and Acquisition, Department of
Health and Human Services, Room 517-D, 200 Independence Avenue, SW.,
Washington, DC 20201.
[[Page 74309]]
Certification Regarding Drug-Free Workplace Requirements (Instructions
for Certification)
1. By signing and/or submitting this application or grant
agreement, the grantee is providing the certification set out below.
2. The certification set out below is a material representation
of fact upon which reliance is placed when the agency awards the
grant. If it is later determined that the grantee knowingly rendered
a false certification, or otherwise violates the requirements of the
Drug-Free Workplace Act, the agency, in addition to any other
remedies available to the Federal Government, may take action
authorized under the Drug-Free Workplace Act.
3. For grantees other than individuals, Alternate I applies.
4. For grantees who are individuals, Alternate II applies.
5. Workplaces under grants, for grantees other than individuals,
need not be identified on the certification. If known, they may be
identified in the grant application. If the grantee does not
identify the workplaces at the time of application, or upon award,
if there is no application, the grantee must keep the identity of
the workplace(s) on file in its office and make the information
available for Federal inspection. Failure to identify all known
workplaces constitutes a violation of the grantee's drug-free
workplace requirements.
6. Workplace identifications must include the actual address of
buildings (or parts of buildings) or other sites where work under
the grant takes place. Categorical descriptions may be used (e.g.,
all vehicles of a mass transit authority or State highway department
while in operation, State employees in each local unemployment
office, performers in concert halls or radio studios).
7. If the workplace identified to the agency changes during the
performance of the grant, the grantee shall inform the agency of the
change(s), if it previously identified the workplaces in question
(see paragraph five).
8. Definitions of terms in the Nonprocurement Suspension and
Debarment common rule and Drug-Free Workplace common rule apply to
this certification. Grantees' attention is called, in particular, to
the following definitions from these rules:
Controlled substance means a controlled substance in Schedules I
through V of the Controlled Substances Act (21 U.S.C. 812) and as
further defined by regulation (21 CFR 1308.11 through 1308.15);
Conviction means a finding of guilt (including a plea of nolo
contendere) or imposition of sentence, or both, by any judicial body
charged with the responsibility to determine violations of the
Federal or State criminal drug statutes;
Criminal drug statute means a Federal or non-Federal criminal
statute involving the manufacture, distribution, dispensing, use, or
possession of any controlled substance;
Employee means the employee of a grantee directly engaged in the
performance of work under a grant, including: (i) All direct charge
employees; (ii) All indirect charge employees unless their impact or
involvement is insignificant to the performance of the grant; and,
(iii) Temporary personnel and consultants who are directly engaged
in the performance of work under the grant and who are on the
grantee's payroll. This definition does not include workers not on
the payroll of the grantee (e.g., volunteers, even if used to meet a
matching requirement; consultants or independent contractors not on
the grantee's payroll; or employees of subrecipients or
subcontractors in covered workplaces).
Certification Regarding Drug-Free Workplace Requirements
Alternate I (Grantees Other Than Individuals)
The grantee certifies that it will or will continue to provide a
drug-free workplace by:
(a) Publishing a statement notifying employees that the unlawful
manufacture, distribution, dispensing, possession, or use of a
controlled substance is prohibited in the grantee's workplace and
specifying the actions that will be taken against employees for
violation of such prohibition;
(b) Establishing an ongoing drug-free awareness program to
inform employees about--
(1) The dangers of drug abuse in the workplace;
(2) The grantee's policy of maintaining a drug-free workplace;
(3) Any available drug counseling, rehabilitation, and employee
assistance programs; and
(4) The penalties that may be imposed upon employees for drug
abuse violations occurring in the workplace;
(c) Making it a requirement that each employee to be engaged in
the performance of the grant be given a copy of the statement
required by paragraph (a);
(d) Notifying the employee in the statement required by
paragraph (a) that, as a condition of employment under the grant,
the employee will--
(1) Abide by the terms of the statement; and
(2) Notify the employer in writing of his or her conviction for
a violation of a criminal drug statute occurring in the workplace no
later than five calendar days after such conviction;
(e) Notifying the agency in writing, within 10 calendar days
after receiving notice under paragraph (d)(2) from an employee or
otherwise receiving actual notice of such conviction. Employers of
convicted employees must provide notice, including position title,
to every grant officer or other designee on whose grant activity the
convicted employee was working, unless the Federal agency has
designated a central point for the receipt of such notices. Notice
shall include the identification number(s) of each affected grant;
(f) Taking one of the following actions, within 30 calendar days
of receiving notice under paragraph (d)(2), with respect to any
employee who is so convicted--
(1) Taking appropriate personnel action against such an
employee, up to and including termination, consistent with the
requirements of the Rehabilitation Act of 1973, as amended; or
(2) Requiring such employee to participate satisfactorily in a
drug abuse assistance or rehabilitation program approved for such
purposes by a Federal, State, or local health, law enforcement, or
other appropriate agency;
(g) Making a good faith effort to continue to maintain a drug-
free workplace through implementation of paragraphs (a), (b), (c),
(d), (e) and (f).
(B) The grantee may insert in the space provided below the
site(s) for the performance of work done in connection with the
specific grant:
Place of Performance (Street address, city, county, state, zip
code)
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Check if there are workplaces on file that are not identified
here.
Alternate II (Grantees Who Are Individuals)
(a) The grantee certifies that, as a condition of the grant, he
or she will not engage in the unlawful manufacture, distribution,
dispensing, possession, or use of a controlled substance in
conducting any activity with the grant;
(b) If convicted of a criminal drug offense resulting from a
violation occurring during the conduct of any grant activity, he or
she will report the conviction, in writing, within 10 calendar days
of the conviction, to every grant officer or other designee, unless
the Federal agency designates a central point for the receipt of
such notices. When notice is made to such a central point, it shall
include the identification number(s) of each affected grant.
[FR Doc. E7-25338 Filed 12-28-07; 8:45 am]
BILLING CODE 4184-01-P