Submission for OMB Review; Comment Request, 67765-67767 [E7-23208]
Download as PDF
Federal Register / Vol. 72, No. 230 / Friday, November 30, 2007 / Notices
over the next 90 days. The comment
period for each RG will be 60 days from
the date of its posting on the NRC Web
site. The NRC will make each revised
RG publicly available through the
following electronic distribution
methods:
1. The NRC’s Electronic Reading
Room on the agency’s public Web site,
under ‘‘Regulatory Guides’’ at https://
www.nrc.gov/reading-rm/doccollections/reg-guides/.
2. The NRC’s Agencywide Documents
Access and Management System
(ADAMS), at https://www.nrc.gov/
reading-rm/adams.html (using the
ADAMS accession number specified in
the footer on the first page of each
regulatory guide).
RGs are not copyrighted, and
Commission approval is not required to
reproduce them. Copies of each RG and
other related publicly available
documents, including public comments
received, can be viewed electronically
on computers in the NRC’s Public
Document Room (PDR), which is
located at One White Flint North, 11555
Rockville Pike, Rockville, Maryland,
Room O–1 F21, and is open to the
public on Federal workdays from 7:45
a.m. until 4:15 p.m. The PDR
reproduction contractor will make
copies of documents for a fee. If you do
not have access to ADAMS or if you
encounter problems in accessing the
documents stored in ADAMS, contact
the PDR Reference Staff at (800) 397–
4209 or (301) 415–4737, or by e-mail to
PDR@nrc.gov.
Dated at Rockville, Maryland, this 20th day
of November, 2007.
For the U.S. Nuclear Regulatory
Commission.
Andrea D. Valentin,
Chief, Regulatory Guide Development Branch,
Division of Engineering, Office of Nuclear
Regulatory Research.
[FR Doc. E7–23221 Filed 11–29–07; 8:45 am]
BILLING CODE 7590–01–P
PENSION BENEFIT GUARANTY
CORPORATION
PBGC Flat Premium Rates
Pension Benefit Guaranty
Corporation.
ACTION: Notice of flat premium rates.
rwilkins on PROD1PC63 with NOTICES
AGENCY:
SUMMARY: This notice informs the public
of the PBGC flat premium rates for
premium payment years beginning in
2008. These rates can be derived from
information published elsewhere but are
published in this notice for the
convenience of the public.
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17:29 Nov 29, 2007
Jkt 214001
The flat premium rates apply to
premium payment years beginning in
2008.
FOR FURTHER INFORMATION CONTACT:
Catherine B. Klion, Manager, Regulatory
and Policy Division, Legislative and
Regulatory Department, Pension Benefit
Guaranty Corporation, 1200 K Street,
NW., Washington, DC 20005, 202–326–
4024. (TTY/TDD users may call the
Federal relay service toll-free at 1–800–
877–8339 and ask to be connected to
202–326–4024.)
SUPPLEMENTARY INFORMATION: The
Pension Benefit Guaranty Corporation
(PBGC) administers the pension plan
termination insurance program under
Title IV of the Employee Retirement
Income Security Act of 1974 (ERISA).
Pension plans covered by Title IV must
pay premiums to PBGC. Section 4006 of
ERISA deals with premium rates.
The Deficit Reduction Act of 2005
(Pub. L. 109–171) (DRA 2005) amended
section 4006 of ERISA. DRA 2005
changed the per-participant flat
premium rate for plan years beginning
in 2006 from $19 to $30 for singleemployer plans and from $2.60 to $8 for
multiemployer plans and provided for
inflation adjustments to the flat rates for
future years. The adjustments are based
on changes in the national average wage
index as defined in section 209(k)(1) of
the Social Security Act, with a two-year
lag—for example, for 2008, the 2006
index is compared to the baseline (the
2004 index). The new provisions are
written in such a way that the premium
rate can never go down; if the change in
the national average wage index is
negative, the premium rate remains the
same as in the preceding year. Also,
premium rates are rounded to the
nearest whole dollar.
The baseline national average wage
index, the 2004 index, was $35,648.55.
The 2006 index was $38,651.41. The
ratio of the 2006 index to the 2004 index
is 1.084235. Multiplying this ratio by
$30.00 gives $32.53 which rounds to
$33.00. Multiplying the ratio by $8.00
gives $8.67, which rounds to $9.00.
Thus, the 2008 flat premium rates for
PBGC’s two insurance programs will be
$33.00 per participant for singleemployer plans and $9.00 per
participant for multiemployer plans.
The PBGC will publish the flat
premium rates annually for the
convenience of the public.
DATES:
Issued in Washington, DC, on this 27th day
of November 2007.
Vincent K. Snowbarger,
Deputy Director, Pension Benefit Guaranty
Corporation.
[FR Doc. E7–23269 Filed 11–29–07; 8:45 am]
BILLING CODE 7709–01–P
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67765
SECURITIES AND EXCHANGE
COMMISSION
Submission for OMB Review;
Comment Request
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of Investor
Education and Advocacy,
Washington, DC 20549–0213.
Extension:
Rule 7d–1; SEC File No. 270–176; OMB
Control No. 3235–0311
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501–3520), the Securities
and Exchange Commission
(‘‘Commission’’) has submitted to the
Office of Management and Budget a
request for extension of the previously
approved collection of information
discussed below.
Section 7(d) of the Investment
Company Act of 1940 (15 U.S.C. 80a7(d)) (the ‘‘Act’’ or ‘‘Investment
Company Act’’) requires an investment
company (‘‘fund’’) organized outside the
United States (‘‘foreign fund’’) to obtain
an order from the Commission allowing
the fund to register under the Act before
making a public offering of its securities
through the United States mail or any
means of interstate commerce. The
Commission may issue an order only if
it finds that it is both legally and
practically feasible effectively to enforce
the provisions of the Act against the
foreign fund, and that the registration of
the fund is consistent with the public
interest and protection of investors.
Rule 7d–1 (17 CFR 270.7d–1) under
the Act, which was adopted in 1954,
specifies the conditions under which a
Canadian management investment
company (‘‘Canadian fund’’) may
request an order from the Commission
permitting it to register under the Act.
Although rule 7d–1 by its terms applies
only to Canadian funds, other foreign
funds generally have agreed to comply
with the requirements of rule 7d–1 as a
prerequisite to receiving an order
permitting the foreign fund’s
registration under the Act.
The rule requires a Canadian fund
proposing to register under the Act to
file an application with the Commission
that contains various undertakings and
agreements of the fund. Certain of these
undertakings and agreements, in turn,
impose the following additional
information collection requirements:
(1) The fund must file agreements
between the fund and its directors,
officers, and service providers requiring
them to comply with the fund’s charter
and bylaws, the Act, and certain other
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67766
Federal Register / Vol. 72, No. 230 / Friday, November 30, 2007 / Notices
obligations relating to the undertakings
and agreements in the application;
(2) The fund and each of its directors,
officers, and investment advisers that is
not a U.S. resident, must file an
irrevocable designation of the fund’s
custodian in the United States as agent
for service of process;
(3) The fund’s charter and bylaws
must provide that (a) the fund will
comply with certain provisions of the
Act applicable to all funds, (b) the fund
will maintain originals or copies of its
books and records in the United States,
and (c) the fund’s contracts with its
custodian, investment adviser, and
principal underwriter, will contain
certain terms, including a requirement
that the adviser maintain originals or
copies of pertinent records in the United
States;
(4) The fund’s contracts with service
providers will require that the provider
perform the contract in accordance with
the Act, the Securities Act of 1933 (15
U.S.C. 77a–77z–3), and the Securities
Exchange Act of 1934 (15 U.S.C. 78a–
78mm), as applicable; and
(5) The fund must file, and
periodically revise, a list of persons
affiliated with the fund or its adviser or
underwriter.
Under section 7(d) of the Act the
Commission may issue an order
permitting a foreign fund’s registration
only if the Commission finds that ‘‘by
reason of special circumstances or
arrangements, it is both legally and
practically feasible effectively to enforce
the provisions of the (Act).’’ The
information collection requirements are
necessary to assure that the substantive
provisions of the Act may be enforced
as a matter of contract right in the
United States or Canada by the fund’s
shareholders or by the Commission.
Certain information collection
requirements in rule 7d–1 are associated
with complying with the Act’s
provisions. These information collection
requirements are reflected in the
information collection requirements
applicable to those provisions for all
registered funds.
The Commission believes that one
fund is registered under rule 7d–1 and
currently active. Apart from
requirements under the Act applicable
to all registered funds, rule 7d–1
imposes ongoing burdens to maintain
records in the United States, and to
update, as necessary, the foreign fund’s
list of affiliated persons. The
Commission staff estimates that the
active registrant makes one response
each year under the rule update its list
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16:27 Nov 29, 2007
Jkt 214001
of affiliated persons.1 Commission staff
estimates that the response to update
the list of affiliated persons requires 2
hours of compliance clerk time at a cost
of $56 per hour, for a total annual
burden of 2 hours at a cost of $112.2 The
estimated number of 2 burden hours is
a reduction of 23.25 hours from the
current allocation. The reduction is a
result of the registrant’s elimination of
duplicative records in the United States.
All of the registrant’s records are only
maintained in the United States.
If a foreign fund were to file an
application under the rule, the
Commission estimates that the rule
would impose initial information
collection burdens (for filing an
application, preparing the specified
charter, bylaw, and contract provisions,
designations of agents for service of
process, and an initial list of affiliated
persons, and establishing a means of
keeping records in the United States) of
approximately 90 hours for the fund and
its associated persons. The Commission
is not including these hours in its
calculation of the annual burden
because no fund has applied under rule
7d–1 to register under the Act in the last
three years.
After registration, a foreign fund may
file a supplemental application seeking
special relief designed for the fund’s
particular circumstances. Because rule
7d–1 does not mandate these
applications and the fund determines
whether to submit an application, the
Commission has not allocated any
burden hours for these applications.
These estimates of average burden
hours are made solely for the purposes
of the Paperwork Reduction Act. The
estimate is not derived from a
comprehensive or even a representative
survey or study of Commission rules.
If a Canadian or other foreign fund in
the future applied to register under the
Act under rule 7d–1, the fund initially
might have capital and start-up costs
(not including hourly burdens) of an
1 The rule requires an applicant to maintain
records in the United States (which, without the
requirement, could be available only in Canada or
another foreign jurisdiction), which facilitates
routine inspections and any special investigations
of the fund by Commission staff. The registrant,
however, only maintains its records in the United
States and in no other jurisdiction. Therefore, the
registrant’s maintenance of records in the United
States does not impose an additional burden
beyond the fund’s compliance with the Act’s
requirements. This recordkeeping requirement is
reflected in the information collection burdens
applicable to those requirements for all registered
funds.
2 The $56/hour figure for a Compliance Clerk is
from the SIA Report on Office Salaries in the
Securities Industry 2006, modified to account for an
1800-hour work-year and multiplied by 2.93 to
account for bonuses, firm size, employee benefits
and overhead.
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estimated $17,280 to comply with the
rule’s initial information collection
requirements. These costs include legal
and processing-related fees for
preparing the required documentation
(such as the application, charter, bylaw,
and contract provisions), designations
for service of process, and the list of
affiliated persons. Other related costs
would include fees for establishing
arrangements with a custodian or other
agent for maintaining records in the
United States, copying and
transportation costs for records, and the
costs of purchasing or leasing computer
equipment, software, or other record
storage equipment for records
maintained in electronic or
photographic form.
The Commission expects that a
foreign fund and its sponsors would
incur these costs immediately, and that
the annualized cost of the expenditures
would be $17,280 in the first year. Some
expenditures might involve capital
improvements, such as computer
equipment, having expected useful lives
for which annualized figures beyond the
first year would be meaningful. These
annualized figures are not provided,
however, because, in most cases, the
expenses would be incurred
immediately rather than on an annual
basis. The Commission is not including
these costs in its calculation of the
annualized capital/start-up costs
because no investment company has
applied under rule 7d–1 to register
under the Act pursuant to rule 7d–1 in
the last three years.
These estimates of average costs are
made solely for the purposes of the
Paperwork Reduction Act. The estimate
is not derived from a comprehensive or
even a representative survey or study of
the costs of Commission rules.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid OMB
control number. Please direct general
comments regarding the above
information to the following persons: (i)
Desk Officer for the Securities and
Exchange Commission, Office of
Management and Budget, Room 10102,
New Executive Office Building,
Washington, DC 20503 or e-mail to:
Alexander_T._Hunt@omb.eop.gov; and
(ii) R. Corey Booth, Director/Chief
Information Officer, Securities and
Exchange Commission, C/O Shirley
Martinson, 6432 General Green Way,
Alexandria, VA 22312; or send an email to: PRA_Mailbox@sec.gov.
Comments must be submitted to OMB
within 30 days of this notice.
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Federal Register / Vol. 72, No. 230 / Friday, November 30, 2007 / Notices
Dated: November 26, 2007.
Nancy M. Morris,
Secretary.
[FR Doc. E7–23208 Filed 11–29–07; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
Submission for OMB Review;
Comment Request
Upon written request, copies available
from: Securities and Exchange
Commission, Office of Investor
Education and Advocacy,
Washington, DC 20549–0213.
e-mail to
Alexander_T._Hunt@omb.eop.gov and
(ii) R. Corey Booth, Director/Chief
Information Officer, Securities and
Exchange Commission, C/O Shirley
Martinson, 6432 General Green Way,
Alexandria, Virginia 22312; or send an
e-mail to: PRA_Mailbox@sec.gov.
Comments must be submitted to OMB
within 30 days of this notice.
Dated: November 26, 2007.
Nancy M. Morris,
Secretary.
[FR Doc. E7–23209 Filed 11–29–07; 8:45 am]
BILLING CODE 8011–01–P
rwilkins on PROD1PC63 with NOTICES
Extension:
Form F–4; OMB Control No. 3235–0325;
SEC File No. 270–288
SECURITIES AND EXCHANGE
COMMISSION
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) has submitted to the
Office of Management and Budget the
request for extension of the previously
approved collection of information
discussed below.
Form F–4 (17 CFR 239.34) is used by
foreign issuers to register securities in
business combinations, reorganizations
and exchange offers pursuant to federal
securities laws pursuant to the
Securities Act of 1933 (15 U.S.C. 77a et
seq.). The information collected is
intended to ensure that the information
required to be filed by the Commission
permits verification of compliance with
securities law requirements and assures
the public availability of such
information. The information provided
is mandatory and all information is
made available to the public upon
request. Form F–4 takes approximately
1,447 hours per response and is filed by
approximately 68 respondents. We
estimate that 25% of the 166 hours per
response (361.75 hours) is prepared by
the registrant for a total annual reporting
burden of 24,599 hours (361.75 hours
per response × 68 responses). The
remaining 75% of the burden hours is
attributed to outside cost.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid
control number.
Written comments regarding the
above information should be directed to
the following persons: (i) Desk Officer
for the Securities and Exchange
Commission, Office of Information and
Regulatory Affairs, Office of
Management and Budget, Room 10102,
New Executive Office Building,
Washington, DC 20503 or send an
Proposed Collection; Comment
Request
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16:27 Nov 29, 2007
Jkt 214001
Upon written request, copies available
from: Securities and Exchange
Commission, Office of Investor
Education and Advocacy,
Washington, DC 20549–0213.
Extension:
Rule 19b–4 and Form 19b–4; OMB Control
No. 3235–0045; SEC File No. 270–38.
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) is soliciting comments
on the collection of information
summarized below. The Commission
plans to submit this existing collection
of information to the Office of
Management and Budget for extension
and approval.
• Rule 19b–4 (17 CFR 240.19b–4) and
Form 19b–4—Filings with respect to
proposed rule changes by self-regulatory
organizations.
Section 19(b) of the Securities
Exchange Act of 1934 (‘‘Act’’) (15 U.S.C.
78s(b)) requires each self-regulatory
organization (‘‘SRO’’) to file with the
Commission copies of any proposed
rule, or any proposed change in,
addition to, or deletion from the rules of
such SRO. Rule 19b–4 implements the
requirements of Section 19(b) by
requiring the SROs to file their proposed
rule changes on Form 19b–4 and by
clarifying which actions taken by SROs
are deemed proposed rule changes and
so must be filed pursuant to Section
19(b).
The collection of information is
designed to provide the Commission
with the information necessary to
determine, as required by the Act,
whether the proposed rule change is
consistent with the Act and the rules
thereunder. The information is used to
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67767
determine if the proposed rule change
should be approved or if proceedings
should be instituted to determine
whether the proposed rule change
should be disapproved.
The respondents to the collection of
information are self-regulatory
organizations (as defined by the Act),
including national securities exchanges,
national securities associations,
registered clearing agencies and the
Municipal Securities Rulemaking Board.
Twenty-two respondents file an
average total of 1,279 responses per
year. Each response takes approximately
23.22 hours to complete. Thus, the
estimated annual response burden is
29,698 hours. At an average cost per
response of $6,150.31, the resultant total
related cost of compliance for these
respondents is $7,866,246 per year
(1,279 responses × $6,150.31/response =
$7,866,246).
Compliance with Rule 19b–4 is
mandatory. Information received in
response to Rule 19b–4 shall not be kept
confidential; the information collected
is public information.
Written comments are invited on: (a)
Whether the proposed collection of
information is necessary for the proper
performance of the functions of the
Commission, including whether the
information shall have practical utility;
(b) the accuracy of the Commission’s
estimates of the burden of the proposed
collection of information; (c) ways to
enhance the quality, utility, and clarity
of the information to be collected; and
(d) ways to minimize the burden of the
collection of information on
respondents, including through the use
of automated collection techniques or
other forms of information technology.
Consideration will be given to
comments and suggestions submitted in
writing within 60 days of this
publication.
Comments should be directed to: R.
Corey Booth, Director/Chief Information
Officer, Securities and Exchange
Commission, C/O Shirley Martinson,
6432 General Green Way, Alexandria,
Virginia 22312 or send an e-mail to:
PRA_Mailbox@sec.gov. Comments must
be submitted within 60 days of this
notice.
Dated: November 23, 2007.
Nancy M. Morris,
Secretary.
[FR Doc. E7–23210 Filed 11–29–07; 8:45 am]
BILLING CODE 8011–01–P
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Agencies
[Federal Register Volume 72, Number 230 (Friday, November 30, 2007)]
[Notices]
[Pages 67765-67767]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E7-23208]
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SECURITIES AND EXCHANGE COMMISSION
Submission for OMB Review; Comment Request
Upon Written Request, Copies Available From: Securities and Exchange
Commission, Office of Investor Education and Advocacy, Washington, DC
20549-0213.
Extension:
Rule 7d-1; SEC File No. 270-176; OMB Control No. 3235-0311
Notice is hereby given that pursuant to the Paperwork Reduction Act
of 1995 (44 U.S.C. 3501-3520), the Securities and Exchange Commission
(``Commission'') has submitted to the Office of Management and Budget a
request for extension of the previously approved collection of
information discussed below.
Section 7(d) of the Investment Company Act of 1940 (15 U.S.C. 80a-
7(d)) (the ``Act'' or ``Investment Company Act'') requires an
investment company (``fund'') organized outside the United States
(``foreign fund'') to obtain an order from the Commission allowing the
fund to register under the Act before making a public offering of its
securities through the United States mail or any means of interstate
commerce. The Commission may issue an order only if it finds that it is
both legally and practically feasible effectively to enforce the
provisions of the Act against the foreign fund, and that the
registration of the fund is consistent with the public interest and
protection of investors.
Rule 7d-1 (17 CFR 270.7d-1) under the Act, which was adopted in
1954, specifies the conditions under which a Canadian management
investment company (``Canadian fund'') may request an order from the
Commission permitting it to register under the Act. Although rule 7d-1
by its terms applies only to Canadian funds, other foreign funds
generally have agreed to comply with the requirements of rule 7d-1 as a
prerequisite to receiving an order permitting the foreign fund's
registration under the Act.
The rule requires a Canadian fund proposing to register under the
Act to file an application with the Commission that contains various
undertakings and agreements of the fund. Certain of these undertakings
and agreements, in turn, impose the following additional information
collection requirements:
(1) The fund must file agreements between the fund and its
directors, officers, and service providers requiring them to comply
with the fund's charter and bylaws, the Act, and certain other
[[Page 67766]]
obligations relating to the undertakings and agreements in the
application;
(2) The fund and each of its directors, officers, and investment
advisers that is not a U.S. resident, must file an irrevocable
designation of the fund's custodian in the United States as agent for
service of process;
(3) The fund's charter and bylaws must provide that (a) the fund
will comply with certain provisions of the Act applicable to all funds,
(b) the fund will maintain originals or copies of its books and records
in the United States, and (c) the fund's contracts with its custodian,
investment adviser, and principal underwriter, will contain certain
terms, including a requirement that the adviser maintain originals or
copies of pertinent records in the United States;
(4) The fund's contracts with service providers will require that
the provider perform the contract in accordance with the Act, the
Securities Act of 1933 (15 U.S.C. 77a-77z-3), and the Securities
Exchange Act of 1934 (15 U.S.C. 78a-78mm), as applicable; and
(5) The fund must file, and periodically revise, a list of persons
affiliated with the fund or its adviser or underwriter.
Under section 7(d) of the Act the Commission may issue an order
permitting a foreign fund's registration only if the Commission finds
that ``by reason of special circumstances or arrangements, it is both
legally and practically feasible effectively to enforce the provisions
of the (Act).'' The information collection requirements are necessary
to assure that the substantive provisions of the Act may be enforced as
a matter of contract right in the United States or Canada by the fund's
shareholders or by the Commission.
Certain information collection requirements in rule 7d-1 are
associated with complying with the Act's provisions. These information
collection requirements are reflected in the information collection
requirements applicable to those provisions for all registered funds.
The Commission believes that one fund is registered under rule 7d-1
and currently active. Apart from requirements under the Act applicable
to all registered funds, rule 7d-1 imposes ongoing burdens to maintain
records in the United States, and to update, as necessary, the foreign
fund's list of affiliated persons. The Commission staff estimates that
the active registrant makes one response each year under the rule
update its list of affiliated persons.\1\ Commission staff estimates
that the response to update the list of affiliated persons requires 2
hours of compliance clerk time at a cost of $56 per hour, for a total
annual burden of 2 hours at a cost of $112.\2\ The estimated number of
2 burden hours is a reduction of 23.25 hours from the current
allocation. The reduction is a result of the registrant's elimination
of duplicative records in the United States. All of the registrant's
records are only maintained in the United States.
---------------------------------------------------------------------------
\1\ The rule requires an applicant to maintain records in the
United States (which, without the requirement, could be available
only in Canada or another foreign jurisdiction), which facilitates
routine inspections and any special investigations of the fund by
Commission staff. The registrant, however, only maintains its
records in the United States and in no other jurisdiction.
Therefore, the registrant's maintenance of records in the United
States does not impose an additional burden beyond the fund's
compliance with the Act's requirements. This recordkeeping
requirement is reflected in the information collection burdens
applicable to those requirements for all registered funds.
\2\ The $56/hour figure for a Compliance Clerk is from the SIA
Report on Office Salaries in the Securities Industry 2006, modified
to account for an 1800-hour work-year and multiplied by 2.93 to
account for bonuses, firm size, employee benefits and overhead.
---------------------------------------------------------------------------
If a foreign fund were to file an application under the rule, the
Commission estimates that the rule would impose initial information
collection burdens (for filing an application, preparing the specified
charter, bylaw, and contract provisions, designations of agents for
service of process, and an initial list of affiliated persons, and
establishing a means of keeping records in the United States) of
approximately 90 hours for the fund and its associated persons. The
Commission is not including these hours in its calculation of the
annual burden because no fund has applied under rule 7d-1 to register
under the Act in the last three years.
After registration, a foreign fund may file a supplemental
application seeking special relief designed for the fund's particular
circumstances. Because rule 7d-1 does not mandate these applications
and the fund determines whether to submit an application, the
Commission has not allocated any burden hours for these applications.
These estimates of average burden hours are made solely for the
purposes of the Paperwork Reduction Act. The estimate is not derived
from a comprehensive or even a representative survey or study of
Commission rules.
If a Canadian or other foreign fund in the future applied to
register under the Act under rule 7d-1, the fund initially might have
capital and start-up costs (not including hourly burdens) of an
estimated $17,280 to comply with the rule's initial information
collection requirements. These costs include legal and processing-
related fees for preparing the required documentation (such as the
application, charter, bylaw, and contract provisions), designations for
service of process, and the list of affiliated persons. Other related
costs would include fees for establishing arrangements with a custodian
or other agent for maintaining records in the United States, copying
and transportation costs for records, and the costs of purchasing or
leasing computer equipment, software, or other record storage equipment
for records maintained in electronic or photographic form.
The Commission expects that a foreign fund and its sponsors would
incur these costs immediately, and that the annualized cost of the
expenditures would be $17,280 in the first year. Some expenditures
might involve capital improvements, such as computer equipment, having
expected useful lives for which annualized figures beyond the first
year would be meaningful. These annualized figures are not provided,
however, because, in most cases, the expenses would be incurred
immediately rather than on an annual basis. The Commission is not
including these costs in its calculation of the annualized capital/
start-up costs because no investment company has applied under rule 7d-
1 to register under the Act pursuant to rule 7d-1 in the last three
years.
These estimates of average costs are made solely for the purposes
of the Paperwork Reduction Act. The estimate is not derived from a
comprehensive or even a representative survey or study of the costs of
Commission rules.
An agency may not conduct or sponsor, and a person is not required
to respond to, a collection of information unless it displays a
currently valid OMB control number. Please direct general comments
regarding the above information to the following persons: (i) Desk
Officer for the Securities and Exchange Commission, Office of
Management and Budget, Room 10102, New Executive Office Building,
Washington, DC 20503 or e-mail to: Alexander--T.--Hunt@omb.eop.gov; and
(ii) R. Corey Booth, Director/Chief Information Officer, Securities and
Exchange Commission, C/O Shirley Martinson, 6432 General Green Way,
Alexandria, VA 22312; or send an e-mail to: PRA--Mailbox@sec.gov.
Comments must be submitted to OMB within 30 days of this notice.
[[Page 67767]]
Dated: November 26, 2007.
Nancy M. Morris,
Secretary.
[FR Doc. E7-23208 Filed 11-29-07; 8:45 am]
BILLING CODE 8011-01-P