Application and Opportunity for Hearing: Grupo Iusacell Celular, S.A. de C.V., 59575-59576 [E7-20782]
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Federal Register / Vol. 72, No. 203 / Monday, October 22, 2007 / Notices
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[FR Doc. E7–20742 Filed 10–19–07; 8:45 am]
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performance of the senior executive.
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[FR Doc. E7–20636 Filed 10–19–07; 8:45 am]
BILLING CODE 6325–45–P
BILLING CODE 7590–01–P
SECURITIES AND EXCHANGE
COMMISSION
OFFICE OF PERSONNEL
MANAGEMENT
[Release No. 39–2449; File No. 22–28859]
Application and Opportunity for
Hearing: Grupo Iusacell Celular, S.A.
de C.V.
SES Performance Review Board
Office of Personnel
Management.
ACTION: Notice.
AGENCY:
October 15, 2007.
Notice is hereby given of the
appointment of members of the OPM
Performance Review Board.
FOR FURTHER INFORMATION CONTACT:
Mark Reinhold, Center for Human
Capital Management Services, Office of
Personnel Management, 1900 E Street,
NW., Washington, DC 20415, (202) 606–
1402.
SUPPLEMENTARY INFORMATION: Section
4314(c)(1) through (5) of Title 5, U.S.C.,
requires each agency to establish, in
accordance with regulations prescribed
by the U.S. Office of Personnel
Management, one or more SES
ebenthall on PRODPC61 with NOTICES
SUMMARY:
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The Securities and Exchange
Commission gives notice that Grupo
Iusacell Celular, S.A. de C.V. has filed
an application under section 304(d) of
the Trust Indenture Act of 1939. Iusacell
Celular asks the Commission to exempt
from the certificate or opinion delivery
requirements of section 314(d) of the
1939 Act certain provisions of
indentures between Iusacell Celular,
certain guarantors and Law Debenture
Trust Company of New York, as trustee.
The indentures relate to Senior Floating
Rate First Lien Notes due 2011 and 10%
Senior Subordinated Second Lien Notes
due 2012.
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Fmt 4703
Sfmt 4703
59575
Section 304(d) of the 1939 Act, in
part, authorizes the Commission to
exempt conditionally or
unconditionally any indenture from one
or more provisions of the 1939 Act. The
Commission may provide an exemption
under Section 304(d) if it finds that the
exemption is necessary or appropriate
in the public interest and consistent
with the protection of investors and the
purposes fairly intended by the 1939
Act.
Section 314(d) requires the obligor to
furnish to the indenture trustee
certificates or opinions of fair value
from an engineer, appraiser or other
expert upon any release of collateral
from the lien of the indenture. The
engineer, appraiser or other expert must
opine that the proposed release will not
impair the security under the indenture
in contravention of the provisions of the
indenture. The application requests an
exemption from Section 314(d) for
specified dispositions of collateral that
are made in Iusacell Celular’s and the
guarantors’ ordinary course of business.
In its application, Iusacell Celular
alleges that:
1. The indentures permit Iusacell
Celular and the guarantors to dispose of
collateral in the ordinary course of their
business;
2. Iusacell Celular and the guarantors
will deliver to the trustee annual
consolidated financial statements
audited by certified independent
accountants; and
3. Iusacell Celular and the guarantors
will deliver to the trustee a semi-annual
certificate stating that all dispositions of
collateral during the relevant six-month
period occurred in Iusacell Celular’s
and the guarantors’ ordinary course of
business and that all of the proceeds
were used as permitted by the
indentures.
Any interested persons should look to
the application for a more detailed
statement of the asserted matters of fact
and law. The application is on file in
the Commission’s Public Reference
Section, File Number 22–28859, 100 F
Street, NE., Washington, DC 20549.
The Commission also gives notice that
any interested persons may request, in
writing, that a hearing be held on this
matter. Interested persons must submit
those requests to the Commission no
later than November 14, 2007. Interested
persons must include the following in
their request for a hearing on this
matter:
—The nature of that person’s interest;
—The reasons for the request; and
—The issues of law or fact raised by
the application that the interested
person desires to refute or request a
hearing on.
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59576
Federal Register / Vol. 72, No. 203 / Monday, October 22, 2007 / Notices
The interested person should address
this request for a hearing to: Nancy M.
Morris, Secretary, Securities and
Exchange Commission, 100 F Street,
NE., Washington, DC 20549–1090. At
any time after November 14, 2007, the
Commission may issue an order
granting the application, unless the
Commission orders a hearing.
the proposed rule change, and discussed
any comments it received on the
proposed rule change. The text of these
statements may be examined at the
places specified in Item IV below. The
Exchange has prepared summaries, set
forth in Sections A, B, and C below, of
the most significant aspects of such
statements.
For the Commission, by the Division of
Corporation Finance, pursuant to delegated
authority.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. E7–20782 Filed 10–19–07; 8:45 am]
A. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–56662; File No. SR–ISE–
2007–71]
Self-Regulatory Organizations;
International Securities Exchange,
LLC; Notice of Filing of a Proposed
Rule Change Relating to Fee Changes
on a Retroactive Basis
October 16, 2007.
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’) 1 and Rule 19b–4 thereunder,2
notice is hereby given that on October
2, 2007, the International Securities
Exchange, LLC (‘‘ISE’’ or ‘‘Exchange’’)
filed with the Securities and Exchange
Commission (‘‘Commission’’) the
proposed rule change as described in
Items I, II, and III below, which Items
have been substantially prepared by the
Exchange. The Commission is
publishing this notice to solicit
comments on the proposed rule change
from interested persons.
ebenthall on PRODPC61 with NOTICES
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange proposes to
retroactively apply the fee reduction
that was implemented on September 4,
2007 to the time period of July 1, 2007
to August 31, 2007 (‘‘Retroactive
Period’’). The text of the proposed rule
change is available at the Commission’s
Public Reference Room, at the
Exchange, and at www.ise.com.
II. Self-Regulatory Organization’s
Statement of the Purpose of, and
Statutory Basis for, the Proposed Rule
Change
In its filing with the Commission, the
Exchange included statements
concerning the purpose of, and basis for
1 15
2 17
U.S.C. 78s(b)(1).
CFR 240.19b–4.
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1. Purpose
On September 4, 2007, the Exchange
implemented a fee reduction to the
Schedule of Fees with respect to
Electronic Access Member (‘‘EAM’’)
Trading Application Software Fees
(‘‘Software Fees’’).3 Consequently, the
Software Fees are as follows:
• Equity EAMs are charged $250 for
each of the first and second connections
and $50 for each additional connection
thereafter, regardless of whether the
Equity EAM is connected via Financial
Information eXchange (‘‘FIX’’) or
Application Programming Interface
(‘‘API’’).4
• Options EAMs that connect via API
are charged $250 for each of the first
five connections and $100 for each
additional connection.
• Options EAMs that connect via FIX
are charged $250 for each of the first
and second connections and $50 for
each additional connection thereafter.
In this filing, the Exchange proposes
to retroactively apply the abovementioned reduced fees during the
Retroactive Period. The Exchange
believes that retroactive application is
appropriate for Equity EAMs because
prior to July 1, 2007, Equity EAMs were
charged a fee of $250 per month to
connect to the ISE Stock Exchange, and
fees on second and subsequent
connections were waived, regardless of
whether the Equity EAM connected via
FIX or API.5 The Exchange allowed this
waiver to expire on June 30, 2007, at
which time the fee to connect to the ISE
Stock Exchange, on a monthly basis,
became $250 per connection.
3 See
Securities Exchange Act Release No. 56379
(September 10, 2007), 72 FR 52591 (September 14,
2007) (SR–ISE–2007–79) (notice of filing and
immediate effectiveness of a proposed rule change
relating to fee changes).
4 ISE uses an open API, which members program
to in order to develop applications that send trading
commands and/or queries to and receive broadcasts
and/or transactions from the trading system. FIX is
an industry-wide messaging standard protocol.
5 See Securities Exchange Act Release No. 54897
(December 8, 2006), 71 FR 75593 (December 15,
2006) (SR–ISE–2006–76) (notice of filing and
immediate effectiveness of a proposed rule change
relating to ISE Stock Exchange fees).
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Subsequent to the fee increase, the
Exchange analyzed the impact of the fee
increase on Equity EAMs and
determined that the disparity between
the increase in fees and the additional
work required to assist the Equity EAMs
in maintaining additional lines to the
Exchange was not accurately correlated.
Accordingly, the Exchange believes it is
appropriate to retroactively apply this
reduction to the Schedule of Fees.
The Exchange believes that retroactive
application is appropriate for Options
EAMs because originally Options EAMs
were charged $250 per month for each
of the first five CLICK terminals, and
$100 per month for each additional
terminal. However, under a now expired
pilot program previously adopted by the
Exchange, Options EAMs’ fees
associated with a second and any
subsequent CLICK terminals were
waived. As a result, Options EAMs were
only charged a $250 per month to
connect to the Exchange. Earlier this
year, once all existing CLICK terminals
were decommissioned, the Exchange
submitted a fee filing that, among other
things, proposed to remove all
references to CLICK terminals from its
fee schedule.6 In doing so, and after
conducting an internal analysis of the
impact of fees to members, the Exchange
notes that the CLICK Fee Filing actually
raised the connection fees for Options
EAMs, contrary to what the Exchange
intended. Thus, this filing seeks to
remedy the mistake the CLICK Fee
Filing has caused during the Retroactive
Period by retroactively applying this
reduction to the Schedule of Fees
during the Retroactive Period.
2. Statutory Basis
The Exchange believes that the
proposed rule change is consistent with
Section 6(b)(4) of the Act,7 which
requires that an exchange have an
equitable allocation of reasonable dues,
fees, and other charges among its
members and other persons using its
facilities.
B. Self-Regulatory Organization’s
Statement on Burden on Competition
This proposed rule change does not
impose any burden on competition that
is not necessary or appropriate in
furtherance of the purposes of the Act.
6 See Securities Exchange Act Release No. 55960
(June 26, 2007), 72 FR 36531 (July 3, 2007) (SR–
ISE–2007–42) (the ‘‘CLICK fee filing’’).
7 15 U.S.C. 78f(b)(4).
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Agencies
[Federal Register Volume 72, Number 203 (Monday, October 22, 2007)]
[Notices]
[Pages 59575-59576]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E7-20782]
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SECURITIES AND EXCHANGE COMMISSION
[Release No. 39-2449; File No. 22-28859]
Application and Opportunity for Hearing: Grupo Iusacell Celular,
S.A. de C.V.
October 15, 2007.
The Securities and Exchange Commission gives notice that Grupo
Iusacell Celular, S.A. de C.V. has filed an application under section
304(d) of the Trust Indenture Act of 1939. Iusacell Celular asks the
Commission to exempt from the certificate or opinion delivery
requirements of section 314(d) of the 1939 Act certain provisions of
indentures between Iusacell Celular, certain guarantors and Law
Debenture Trust Company of New York, as trustee. The indentures relate
to Senior Floating Rate First Lien Notes due 2011 and 10% Senior
Subordinated Second Lien Notes due 2012.
Section 304(d) of the 1939 Act, in part, authorizes the Commission
to exempt conditionally or unconditionally any indenture from one or
more provisions of the 1939 Act. The Commission may provide an
exemption under Section 304(d) if it finds that the exemption is
necessary or appropriate in the public interest and consistent with the
protection of investors and the purposes fairly intended by the 1939
Act.
Section 314(d) requires the obligor to furnish to the indenture
trustee certificates or opinions of fair value from an engineer,
appraiser or other expert upon any release of collateral from the lien
of the indenture. The engineer, appraiser or other expert must opine
that the proposed release will not impair the security under the
indenture in contravention of the provisions of the indenture. The
application requests an exemption from Section 314(d) for specified
dispositions of collateral that are made in Iusacell Celular's and the
guarantors' ordinary course of business.
In its application, Iusacell Celular alleges that:
1. The indentures permit Iusacell Celular and the guarantors to
dispose of collateral in the ordinary course of their business;
2. Iusacell Celular and the guarantors will deliver to the trustee
annual consolidated financial statements audited by certified
independent accountants; and
3. Iusacell Celular and the guarantors will deliver to the trustee
a semi-annual certificate stating that all dispositions of collateral
during the relevant six-month period occurred in Iusacell Celular's and
the guarantors' ordinary course of business and that all of the
proceeds were used as permitted by the indentures.
Any interested persons should look to the application for a more
detailed statement of the asserted matters of fact and law. The
application is on file in the Commission's Public Reference Section,
File Number 22-28859, 100 F Street, NE., Washington, DC 20549.
The Commission also gives notice that any interested persons may
request, in writing, that a hearing be held on this matter. Interested
persons must submit those requests to the Commission no later than
November 14, 2007. Interested persons must include the following in
their request for a hearing on this matter:
--The nature of that person's interest;
--The reasons for the request; and
--The issues of law or fact raised by the application that the
interested person desires to refute or request a hearing on.
[[Page 59576]]
The interested person should address this request for a hearing to:
Nancy M. Morris, Secretary, Securities and Exchange Commission, 100 F
Street, NE., Washington, DC 20549-1090. At any time after November 14,
2007, the Commission may issue an order granting the application,
unless the Commission orders a hearing.
For the Commission, by the Division of Corporation Finance,
pursuant to delegated authority.
Florence E. Harmon,
Deputy Secretary.
[FR Doc. E7-20782 Filed 10-19-07; 8:45 am]
BILLING CODE 8011-01-P