Privacy Act of 1974 Republication of Systems of Records Notices, 56570-56598 [E7-19351]
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NATIONAL ARCHIVES AND RECORDS
ADMINISTRATION
Privacy Act of 1974 Republication of
Systems of Records Notices
National Archives and Records
Administration (NARA).
ACTION: Republication of Systems of
Records Notices.
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AGENCY:
SUMMARY: The National Archives and
Records Administration (NARA) is
republishing 34 system of records
notices in its existing inventory of
record systems subject to the Privacy
Act of 1974 (5 U.S.C. 552a), as amended,
to incorporate minor corrective and
administrative changes. NARA proposes
to add one new system to its inventory,
NARA 39, Visitor Ticketing Application
(VISTA) Files; change the name of
NARA 37 from ‘‘Order Online!’’ to
‘‘NARA Online Ordering System;’’ and
to revise its routine uses (found in
Appendix A) to incorporate routine use
language recommended by the
President’s Task Force on Identity Theft.
This routine use is being added to all of
the systems in NARA’s inventory. One
system, among NARA’s inventory of
system notices, NARA 23, Office of
Inspector General Investigative Case
Files, was published in the Federal
Register on June 6, 2007 [72 FR 31348].
That system notice is not republished
here. The proposed changes are in
compliance with OMB Circular No. A–
130, Appendix I.
One system is being deleted from the
inventory of systems notices because
NARA no longer maintains the
information (NARA 29, State Historical
Records Advisory Board Member Files).
EFFECTIVE DATES: This proposed action
will become effective without further
notice on November 2, 2007, unless
comments received on or before that
date cause a contrary decision. If
changes are made based on NARA’s
review of any comments received, a new
final notice will be published.
ADDRESSES: NARA invites interested
persons to submit comments on this
system notice. Comments may be
submitted by any of the following
methods:
Mail: Send comments to: Privacy Act
Officer, Office of General Counsel
(NGC), Room 3110, National Archives
and Records Administration, 8601
Adelphi Road, College Park, MD,
20740–6001.
Fax: Submit comments by facsimile
transmission to 301–837–0293.
E-Mail: Send comments to
ramona.oliver@nara.gov.
FOR FURTHER INFORMATION CONTACT:
Ramona Branch Oliver, Privacy Act
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Officer, 301–837–2024 (voice) or 301–
837–0293 (fax).
SUPPLEMENTARY INFORMATION: The
NARA system of records notices subject
to the Privacy Act of 1974 (5 U.S.C.
552a), as amended, have been published
in the Federal Register. They are
available on the Internet at https://
www.archives.gov/foia/privacyprogram/inventory.html or from the
Privacy Act Officer, Office of General
Counsel (NGC), Room 3110, National
Archives and Records Administration,
8601 Adelphi Road, College Park, MD,
20740–6001.
The notice for each system of records
states the name and the location of the
record system, the authority for and
manner of its operation, the categories
of individuals that it covers, the types
of records that it contains, the sources
of information in these records, and the
proposed ‘‘routine uses’’ of each system
of records. Each notice also includes the
business address of the NARA official
who will inform interested persons of
the procedures for gaining access to and
correcting records pertaining to
themselves.
One of the purposes of the Privacy
Act, as stated in section 2(b)(4) of the
Act, is to provide certain safeguards for
an individual against an invasion of
personal privacy by requiring Federal
agencies to disseminate any record of
identifiable personal information in a
manner that assures that such action is
for a necessary and lawful purpose, that
information is current and accurate for
its intended use, and that adequate
safeguards are provided to prevent
misuse of such information. NARA
intends to follow these principles in
transferring information to another
agency or individual as a ‘‘routine use’’,
including assurance that the
information is relevant for the purposes
for which it is transferred.
The NARA notices and the inventory
of routine uses, as amended, are
published at the end of this notice.
Dated: September 25, 2007.
Allen Weinstein,
Archivist of the United States.
NARA 1
SYSTEM NAME:
Researcher Application Files.
SYSTEM LOCATION:
Researcher application files are
maintained in the following locations in
the Washington, DC area and other
geographical regions. The addresses for
these locations are listed in Appendix B
following the NARA Notices:
(1) Customer Services Division;
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(2) Presidential Libraries, Projects,
and Staffs;
(3) Regional Records Services
Facilities; and
(4) Washington National Records
Center.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Individuals covered by this system
include persons who apply to use
original records for research in NARA
facilities in the Washington, DC area,
the Presidential libraries and projects,
and the regional records services
facilities.
CATEGORIES OF RECORDS IN THE SYSTEM:
Researcher application files may
include: researcher applications; related
correspondence; and electronic records.
These files may contain the following
information about an individual: name,
address, telephone number, proposed
research topic(s), occupation, name and
address of employer/institutional
affiliation, educational level and major
field of study, expected result(s) of
research, photo, researcher card
number, type of records used, and other
information furnished by the individual.
Electronic systems may also contain
additional information related to the
application process.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
44 U.S.C. 2108, 2111 note, and
2203(f)(1).
PURPOSE(S):
The information in this system is used
to register researchers who wish to gain
access to original records; to assist
NARA in maintaining intellectual
control over archival holdings and to
refer related information to the Office of
Inspector General if original records are
determined to be missing or mutilated;
to disseminate information related to
events and programs of interest to
NARA’s researchers as appropriate; and
measure customer satisfaction with
NARA services. Aggregate information
from this system may be used for the
purposes of review, analysis, planning
and policy formulation related to
customer service staffing and facility
needs.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
NARA maintains researcher
application files on individuals to:
register persons who apply to use
original records for research at a NARA
facility; record initial research interests
of researchers; determine which records
researchers may want to use; to contact
researchers if additional information
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related to their research interest is found
or if problems with the requested
records are discovered; and prepare
mailing lists for sending notices of
events and programs of interest to
researchers, including the fundraising
and related activities of NARAassociated foundations, and invitations
to participate in voluntary customer
satisfaction surveys, unless individuals
elect that their application information
not be used for this purpose. The
electronic databases serve as finding
aids to the applications. Information in
the system is also used by NARA staff
to compile statistical and other
aggregate reports regarding researcher
use of records.
The routine use statements A, C, E, F,
G, and H, described in Appendix A
following the NARA Notices, also apply
to this system of records.
Presidential projects, and the regional
records services facilities, the system
managers of researcher application files
are the directors of the individual
libraries and regional records services
facilities. For researchers who apply to
use records on storage at the
Washington National Records Center
(WNRC), the system manager is the
Director of the WNRC. The addresses for
these locations are listed in Appendix B
following the NARA Notices.
NOTIFICATION PROCEDURE:
Individuals interested in inquiring
about their records should notify the
NARA Privacy Act Officer, whose
address is listed in Appendix B
following the NARA Notices.
RECORD ACCESS PROCEDURES:
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
Individuals who wish to gain access
to their records should submit their
request in writing to the NARA Privacy
Act Officer at the address listed in
Appendix B.
STORAGE:
CONTESTING RECORD PROCEDURES:
Paper and electronic records.
RETRIEVABILITY:
Information in the records may be
retrieved by the name of the individual
or by researcher card number.
SAFEGUARDS:
During normal hours of operation,
paper records are maintained in areas
accessible only to authorized personnel
of NARA. Electronic records are
accessible via passwords from
workstations located in attended offices.
After hours, buildings have security
guards and/or doors are secured and all
entrances are monitored by electronic
surveillance equipment.
RETENTION AND DISPOSAL:
Researcher application files are
temporary records and are destroyed in
accordance with the disposition
instructions in the NARA Records
Schedule (a supplement to the NARA
Files Maintenance and Records
Disposition Manual). Individuals may
request a copy of the disposition
instructions from the NARA Privacy Act
Officer.
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SYSTEM MANAGER(S) AND ADDRESS:
For researchers who apply to use
records and Nixon presidential
materials in the Washington, DC area,
the system manager for researcher
application files is: Assistant Archivist
for Records Services—Washington DC
(NW). For researchers who apply to use
accessioned records, presidential
records, and donated historical
materials in the Presidential libraries,
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NARA rules for contesting the
contents and appealing initial
determinations are found in 36 CFR part
1202.
RECORD SOURCE CATEGORIES:
Information in researcher application
files is obtained from researchers and
from NARA employees who maintain
the files.
NARA 2
SYSTEM NAME:
Reference Request Files.
SYSTEM LOCATION:
Reference request files are maintained
in the following locations in the
Washington, DC, area and other
geographical regions. The addresses for
these locations are listed in Appendix B
following the NARA Notices:
(1) Office of Records Services—
Washington, DC;
(2) National Historical Publications
and Records Commission;
(3) Presidential Libraries, Projects,
and Staffs; and
(4) Regional Records Services
Facilities.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Individuals covered by this system
include persons who request
information from or access to
accessioned, inactive, congressional,
presidential records, presidential
materials, and/or donated historical
materials in the custody of
organizational units located in the
Washington, DC, area; Presidential
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Libraries, Projects, and Staffs; and
Regional Records Services Facilities.
CATEGORIES OF RECORDS IN THE SYSTEM:
Reference request files may include:
reference service slips; reference service
databases; correspondence control
registers and databases; and
correspondence, including
administrative forms used for routine
inquiries and replies, between NARA
staff and researchers. These files may
contain some or all of the following
information about an individual: name,
address, telephone number, position
title, name of employer/institutional
affiliation, educational background,
research topic(s), field(s) of interest,
identification of requested records,
credit card or purchase order
information, and other information
furnished by the researcher.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
44 U.S.C. 2108, 2111 note, 2203(f)(2),
and 2907.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
NARA maintains reference request
files on individuals to: maintain control
of records being used in a research
room; establish researcher
accountability for records; prepare
replies to researchers’ reference
questions; record the status of
researchers’ requests and NARA replies
to those requests; enable future contact
with researchers, if necessary; and
facilitate the preparation of statistical
and other aggregate reports on
researcher use of records. The routine
use statements A, C, E, F, G and H,
described in Appendix A following the
NARA Notices, also apply to this system
of records.
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
Paper and electronic records.
RETRIEVABILITY:
Information in reference request files
may be retrieved by: the name of the
individual; the Record Group number;
or the name, social security number, or
military service number of the former
civilian employee/veteran whose record
was the subject of the request at the
National Personnel Records Center.
SAFEGUARDS:
During business hours, paper records
are maintained in areas accessible only
to authorized NARA personnel.
Electronic records are accessible via
passwords from workstations located in
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attended offices. After business hours,
buildings have security guards and/or
secured doors, and all entrances are
monitored by electronic surveillance
equipment.
RETENTION AND DISPOSAL:
Reference request files are temporary
records and are destroyed in accordance
with the disposition instructions in the
NARA Records Schedule (a supplement
to the NARA Files Maintenance and
Records Disposition Manual).
Individuals may request a copy of the
disposition instructions from the NARA
Privacy Act Officer.
SYSTEM MANAGER(S) AND ADDRESS:
For reference request files located in
organizational units in the Office of
Records Services-Washington, DC, the
system manager is the Assistant
Archivist for Records ServicesWashington, DC. For reference request
files located in the National Historical
Publications and Records Commission,
the system manager is the Executive
Director, National Historical
Publications and Records Commission
(NHPRC). For reference request files
located in the following locations, the
system manager is the director:
Presidential Libraries, Projects, and
Staffs; and Regional Records Services
Facilities. The addresses for these
locations are listed in Appendix B
following the NARA Notices.
NOTIFICATION PROCEDURE:
Individuals interested in inquiring
about their records should notify the
NARA Privacy Act Officer at the address
listed in Appendix B.
RECORD ACCESS PROCEDURES:
Individuals who wish to gain access
to their records should submit their
request in writing to the NARA Privacy
Act Officer at the address listed in
Appendix B.
CONTESTING RECORD PROCEDURES:
NARA rules for contesting the
contents and appealing initial
determinations are found in 36 CFR part
1202.
RECORD SOURCE CATEGORIES:
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Information in reference request files
is obtained from researchers and from
NARA employees who maintain the
files.
the Washington, DC area and other
geographical regions. The addresses for
these locations are listed in Appendix B
following the NARA Notices:
(1) Office of Records Services—
Washington, DC organizational units;
(2) Office of Presidential Libraries:
(3) Presidential Libraries, Projects,
and Staffs; and
(4) Regional Records Services
Facilities.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Individuals covered by this system
include donors and potential donors of
historical materials and oral history
interviews to the Office of Records
Services—Washington, DC, Presidential
Libraries, Projects, and Staffs, and
Regional Records Services Facilities.
CATEGORIES OF RECORDS IN THE SYSTEM:
Categories of records in this system
may include correspondence, deeds of
gift, deposit agreements, accession files,
accession cards, accession logs,
inventories of museum objects, and oral
history use agreements, all of which are
related to the solicitation and
preservation of donations and oral
history interviews. These files may
contain the following information about
an individual: name, address, telephone
number, occupation, and other
biographical data as it relates to the
solicitation and donation of historical
materials and oral history interviews.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
44 U.S.C. 2111 and 2112.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
NARA maintains donors of historical
materials files on individuals to: Record
deeds of gift and oral history use
agreements; administer the solicitation
of, accessioning of, and access to
historical materials; maintain control
over the accessions program; and
facilitate future solicitations of gifts.
NARA may disclose these records to
other Federal agencies and former
presidents and their agents as NARA
administers the access provisions of a
deed of gift. The routine use statements
A, F, G and H, described in Appendix
A following the NARA Notices, also
apply to this system of records.
NARA 3
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
SYSTEM NAME:
STORAGE:
Donors of Historical Materials Files.
Paper and electronic records.
name of the individual or by the
accession number assigned to the
donation.
SAFEGUARDS:
During business hours, paper records
are maintained in areas accessible only
to authorized NARA personnel.
Electronic records are accessible via
passwords from workstations located in
attended offices. After business hours,
buildings have security guards and/or
secured doors, and all entrances are
monitored by electronic surveillance
equipment.
RETENTION AND DISPOSAL:
Some donor and historical materials
files are permanent records and are
transferred to the National Archives of
the United States in accordance with the
disposition instructions in the NARA
Records Schedule (a supplement to the
NARA Files Maintenance and Records
Disposition Manual). Other files have
temporary dispositions and are
destroyed in accordance with the
instructions in the NARA Records
Schedule. Individuals may request a
copy of the disposition instructions
from the NARA Privacy Act Officer.
SYSTEM MANAGER(S) AND ADDRESS:
For donors of historical materials files
located in organizational units in the
Office of Records Services—
Washington, DC, the system manager is
the Assistant Archivist for Records
Services—Washington, DC, (NW). For
donors of historical materials files
located in the Office of Presidential
Libraries, the system manager is the
Assistant Archivist for Presidential
Libraries (NL). For donors of historical
materials files located in Presidential
Libraries, Projects, and Staffs and the
Regional Records Services Facilities, the
system manager is the director of the
individual Presidential Library, Project,
or Staff or Regional Records Services
Facility. The addresses for these
locations are listed in Appendix B
following the NARA Notices.
NOTIFICATION PROCEDURE:
Individuals interested in inquiring
about their records should submit their
request in writing to the NARA Privacy
Act Officer at the address listed in
Appendix B.
RECORD ACCESS PROCEDURES:
Individuals who wish to gain access
to their records should submit their
request in writing to the NARA Privacy
Act Officer at the address listed above.
SYSTEM LOCATION:
RETRIEVABILITY:
CONTESTING RECORD PROCEDURES:
Donors of historical materials files are
maintained in the following locations in
Information in donors of historical
materials files may be retrieved by the
NARA rules for contesting the
contents and appealing initial
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determinations are found in 36 CFR part
1202.
RECORD SOURCE CATEGORIES:
Information in donors of historical
materials files may be obtained from:
donors; potential donors; NARA
employees who maintain the files and
handle solicitations and donations of
historical materials and oral history
interviews; associates and family
members of donors; associates of former
presidents; and published sources.
NARA 4
SYSTEM NAME:
Committee and Foundation Member
Files
SYSTEM LOCATION:
Committee member files may be
maintained in NARA organizational
units that provide administrative
support to or oversight of internal and
inter-agency committees and external
standards-setting and professional
organizations. Committee member files
may also be located in organizational
units that provide administrative
support to NARA’s Federal advisory
committees. Foundation member files
for the Foundation for the National
Archives are maintained in the Center
for the National Archives Experience
within the Office of Records Services—
Washington, DC. Foundation member
files for the private foundations that
support the presidential libraries may be
located at individual Presidential
Libraries and Projects. The addresses are
listed in Appendix B following the
NARA Notices.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Individuals covered by this system
include NARA employees who serve on
committees and current and prospective
members of NARA’s Federal advisory
committees, the National Archives
Foundation, and foundations associated
with the presidential libraries.
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CATEGORIES OF RECORDS IN THE SYSTEM:
Committee and foundation member
files may include correspondence,
resumes, biographical statements,
mailing lists, and travel documents.
These files may contain the following
information about an individual: name,
address, telephone number, NARA
correspondence symbol, educational
background, employment history, list of
professional accomplishments and
awards, titles of publications, and other
information furnished by the individual.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
44 U.S.C. 2104.
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ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
NARA maintains committee member
files to: review professional
qualifications of prospective committee
members; document committee
members’ travel activities related to
committee business; record the
participation of committee members in
committee activities; and contact
members about future meetings and
events. NARA maintains foundation
member files in order to contact
members about meetings, conferences
and special events. The routine use
statements A, F, G, and H described in
Appendix A following the NARA
Notices, also apply to this system of
records.
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
Paper and electronic records.
RETRIEVABILITY:
Information in committee and
foundation member files may be
retrieved by the name of the individual
or by the name of the committee or
foundation.
SAFEGUARDS:
During business hours, paper records
are maintained in areas accessible only
to authorized NARA personnel.
Electronic records are accessible via
passwords from workstations located in
attended offices. After business hours,
buildings have security guards and/or
secured doors, and all entrances are
monitored by electronic surveillance
equipment.
RETENTION AND DISPOSAL:
Some committee member files are
permanent records and are transferred
to the National Archives of the United
States in accordance with the
disposition instructions in the NARA
Records Schedule (a supplement to the
NARA Files Maintenance and Records
Disposition Manual). Other committee
member [and foundation member—if
applicable] files have temporary
dispositions and are destroyed in
accordance with the instructions in the
NARA Records Schedule. Individuals
may request a copy of the disposition
instructions from the NARA Privacy Act
Officer. One series of committee
member files is unscheduled and,
therefore, are retained until the
Archivist of the United States approves
one or more dispositions.
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SYSTEM MANAGER(S) AND ADDRESS:
For committee member files the
system manager is the Chief of the
Policy and Planning Staff (NPOL). For
working group member files, the system
manager is the Assistant Archivist for
Records Services—Washington, DC
(NW). For the Foundation for the
National Archives member files, the
system manager is the Assistant
Archivist for Records Services—
Washington, DC (NW). For foundation
member files located in the presidential
libraries and projects, the system
manager is the director of the individual
Presidential Library or Project. The
addresses for these locations are listed
in Appendix B following the NARA
Notices.
NOTIFICATION PROCEDURE:
Individuals interested in inquiring
about their records should notify the
NARA Privacy Act Officer at the
address, listed in Appendix B following
the NARA Notices.
RECORD ACCESS PROCEDURES:
Individuals who wish to gain access
to their records should submit their
request in writing to the NARA Privacy
Act Officer at the address listed in
Appendix B.
CONTESTING RECORD PROCEDURES:
NARA rules for contesting the
contents and appealing initial
determinations are found in 36 CFR part
1202.
RECORD SOURCE CATEGORIES:
Information in committee, working
group, and foundation member files is
obtained from NARA employees,
current and prospective members of
Federal advisory committees, working
groups, foundations, and references
furnished by such persons.
NARA 5
SYSTEM NAME:
Conference, Workshop, and Training
Course Files.
SYSTEM LOCATION:
Conference, workshop, and training
course files may be maintained in the
following locations in the Washington,
DC, area and other geographical regions.
The addresses for these locations are
listed in Appendix B following the
NARA Notices:
(1) Office of Records Services—
Washington, DC;
(2) Office of Administration;
(3) Presidential libraries, staffs, and
projects; and
(4) Office of Regional Records
Services.
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CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Individuals covered by this system
include attendees and speakers at
NARA-sponsored conferences,
workshops, and training courses.
STORAGE:
Paper and electronic records.
RETRIEVABILITY:
CATEGORIES OF RECORDS IN THE SYSTEM:
Conference, workshop, and training
course files maintained on attendees
may include: Standard Forms 182,
Request, Authorization, Agreement, and
Certification of Training; application/
registration forms; evaluations; other
administrative forms; and copies of
payment records. Files maintained on
speakers may include correspondence,
biographical statements, and resumes.
These files may contain some or all of
the following information about an
individual: name, home address,
business address, home telephone
number, business telephone number,
social security number, birth date,
position title, name of employer/
organization, employment history,
professional awards, areas of expertise,
research interests, reason(s) for
attendance, titles of publications, and
other information furnished by the
attendee or speaker.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
44 U.S.C. 2104, 2109, and 2904.
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ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
NARA maintains files on attendees
and speakers to: register attendees for
conferences, workshops, training
courses, and other events; contact
attendees for follow-up discussions;
plan, publicize, and document interest
in current and future NARA-sponsored
conferences, workshops, training
courses, and special events; and prepare
mailing lists in order to disseminate
information on future events and
publications of related interest.
Information in the records is also used
to prepare statistical and other reports
on conferences, workshops, training
courses, and other events sponsored by
NARA.
NARA may disclose information on
individuals in the files to outside
organizations that co-sponsor
conferences, workshops, training
courses, and other events for purposes
of administering the course or event.
NARA may disclose information on an
individual to the organization or agency
that funded the individual’s attendance.
The routine use statements F and H,
described in Appendix A following the
NARA Notices, also apply to this system
of records.
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POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
SAFEGUARDS:
During business hours, paper records
are maintained in areas accessible only
to authorized NARA personnel.
Electronic records are accessible via
passwords from workstations located in
attended offices. After business hours,
buildings have security guards and/or
secured doors, and all entrances are
monitored by electronic surveillance
equipment.
RETENTION AND DISPOSAL:
Some of the conference, workshop,
and training course files are permanent
records and are transferred to the
National Archives of the United States
in accordance with the disposition
instructions in the NARA Records
Schedule (a supplement to the NARA
Files Maintenance and Records
Disposition Manual). Other files have
temporary dispositions and are
destroyed in accordance with the
instructions in the NARA Records
Schedule. Individuals may request a
copy of the disposition instructions
from the NARA Privacy Act Officer.
SYSTEM MANAGER(S) AND ADDRESS
For conference, workshop, and
training course files located in the
Office of Records Services—
Washington, DC, the system manager is
the Assistant Archivist for Records
Services—Washington, DC (NW.). For
files located in the Office of Human
Resources Services, the system manager
is the Assistant Archivist for
Administration (NA). For files in the
following locations, the system manager
is the Director: Presidential Libraries
and Projects, and Office of Regional
Records Services. The addresses are
listed in Appendix B following the
NARA Notices.
NOTIFICATION PROCEDURE:
Individuals interested in inquiring
about their records should notify the
NARA Privacy Act Officer at the address
is listed in Appendix B following the
NARA notices.
Frm 00006
Fmt 4701
Individuals who wish to gain access
to their records should submit their
request in writing to the NARA Privacy
Act Officer at the address listed in
Appendix B.
CONTESTING RECORD PROCEDURES:
Information in paper records may be
retrieved by either the title or the date
of the conference, workshop, training
course, or event and thereunder by the
name of the individual. Information in
electronic records may be retrieved by
the name of the individual.
PO 00000
RECORD ACCESS PROCEDURES:
Sfmt 4703
NARA rules for contesting the
contents and appealing initial
determinations are found in 36 CFR part
1202.
RECORD SOURCE CATEGORIES:
Information in the files may be
obtained from speakers, attendees, and
potential speakers and attendees at
NARA-sponsored conferences,
workshops, and training courses, and
from references provided by those
individuals.
NARA 6
SYSTEM NAME:
Mailing List Files.
SYSTEM LOCATION:
Mailing lists may be maintained in
the following NARA locations. The
addresses for these locations are listed
in Appendix B following the NARA
Notices:
(1) Congressional and Public Affairs
Staff;
(2) National Historical Publications
and Records Commission;
(3) Public Programs Division;
(4) Organization and Staff
Development Staff;
(5) Acquisitions Services Division;
(6) Presidential Libraries and Projects;
(7) Regional Records Services
Facilities;
(8) Policy and Planning Staff; and
(9) Office of the Federal Register.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Individuals covered by this system
may include: members of the media;
members of Congress; members of the
National Historical Publications and
Records Commission; members of the
Foundation for the National Archives;
local, political, and other dignitaries;
researchers and records managers;
historians, archivists, librarians,
documentary editors, and other
professionals in related fields;
educators; authors; subscribers to free
and fee publications and newsletters;
buyers of NARA products; vendors; and
other persons with an interest in
National Archives programs, exhibits,
conferences, training courses, and other
events.
CATEGORIES OF RECORDS IN THE SYSTEM:
In addition to names and addresses,
mailing lists may include any of the
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cited. For those programs and functions
for which mailing lists and all other
records have not yet been scheduled,
NARA is in the process of identifying
and scheduling these records.
following information about an
individual: home/business telephone
number; position title; name of
employer, organization, and/or
institutional affiliation; and
subscription expiration date.
SYSTEM MANAGER(S) AND ADDRESS:
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
44 U.S.C. 2104, 2307 and 2904(c).
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
NARA maintains mailing lists to
generate address labels to: disseminate
mailings of NARA publications,
newsletters, press releases, and
announcements of meetings,
conferences, workshops, training
courses, public and educational
programs, special events, and
procurements; send invitations for
exhibit openings, lectures, and other
special events; and send customers
updated information about NARA
holdings and about methods of
requesting copies of accessioned and
non-current records. The routine use
statements F and H, described in
Appendix A following the NARA
Notices, also apply to this system of
records.
NOTIFICATION PROCEDURE:
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
Electronic records from which paper
records may be printed.
RETRIEVABILITY:
Information about individuals
maintained in mailing lists may be
retrieved by: the name of the individual;
the name of an employer or
institutional/organizational affiliation;
the category of individuals/
organizations on mailing lists; the city
or zip code.
SAFEGUARDS:
During business hours, paper records
are maintained in areas accessible only
to authorized NARA personnel.
Electronic records are accessible via
passwords from workstations located in
attended offices. After business hours,
buildings have security guards and/or
secured doors, and all entrances are
monitored by electronic surveillance
equipment.
mstockstill on PROD1PC66 with NOTICES2
RETENTION AND DISPOSAL:
When maintained for programs and
functions for which the records have
been scheduled, mailing lists are
categorized as temporary records.
Organizational units update these lists
and purge outdated information as
needed for the purposes previously
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For mailing lists maintained in the
previously cited locations (1) through
(9), the system managers are:
(1) Director, Congressional and Public
Affairs Staff (NCON);
(2) Executive Director, National
Historical Publications and Records
Commission (NHPRC);
(3) Assistant Archivist for Records
Services—Washington, DC (NW);
(4) Assistant Archivist for
Administration (NA);
(5) Assistant Archivist for
Administration (NA);
(6) Directors, of the individual
Presidential Libraries;
(7) Directors, of the individual
Regional Records Services Facilities;
(8) Director, Policy and Planning Staff
(NPOL); and
(9) Director of the Federal Register
(NF).
The addresses are listed in Appendix
B following the NARA Notices.
Individuals interested in inquiring
about their records should notify NARA
Privacy Act Officer at the address listed
in Appendix B.
RECORD ACCESS PROCEDURES:
Individuals who wish to gain access
to their records should submit their
request in writing to the NARA Privacy
Act Officer at the address listed in
Appendix B.
CONTESTING RECORD PROCEDURES:
NARA rules for contesting the
contents and appealing initial
determinations are found in 36 CFR part
1202.
RECORD SOURCE CATEGORIES:
Information in mailing lists is
obtained from individuals whose names
are recorded on mailing lists for the
purposes previously cited or from
NARA employees who maintain the
lists.
NARA 7
SYSTEM NAME:
Freedom of Information Act (FOIA)
Request Files and Mandatory Review of
Classified Documents Request Files
SYSTEM LOCATION:
Freedom of Information Act (FOIA)
and mandatory review request files are
maintained in the following locations.
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56575
The addresses for these locations are
listed in Appendix B following the
NARA Notices.
(1) Office of the Federal Register;
(2) Office of the Inspector General;
(3) Office of General Counsel;
(4) Office of Records Services—
Washington, DC;
(5) Regional Records Services
Facilities; and
(6) Presidential Libraries, Projects,
and Staffs.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Individuals covered by this system
include persons who cite the Freedom
of Information Act (FOIA) to request
access to records and persons who
request the mandatory review of
security-classified materials under
Executive Order 12958, as amended or
predecessor orders.
CATEGORIES OF RECORDS IN THE SYSTEM:
Files for requests made under the
Freedom of Information Act and the
mandatory review provisions of
Executive Order 12958, as amended (or
predecessor orders) may include:
correspondence control registers, logs,
and databases; requests for access or
mandatory review, appeal letters from
requestors, NARA replies to original
requests and appeals, and supporting
documents; Certificate of Citizenship;
and other administrative forms used in
the process. These files may also
contain information or determinations
furnished by and correspondence with
other Federal agencies. FOIA and
mandatory review request files may
contain some or all of the following
information about an individual: name,
address, telephone number, position
title, name of employer/institutional
affiliation, marital status, birthplace,
birth date, citizenship, research
interests, other information provided by
the requestor, and copies of documents
furnished to the requestor.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
Executive Order 12958, as amended,
its predecessor orders governing access
to classified information, and 5 U.S.C.
552, as amended.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
NARA maintains FOIA and
mandatory review request files on
individuals to record: requests for
records under the FOIA, requests for
access to security-classified materials
under the mandatory review provisions
of Executive Order 12958, as amended
and predecessor orders, and appeals of
denials of access; actions taken on
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requests and appeals; and the status of
requests and appeals in logs and
databases. The records are also used to
facilitate the preparation of statistical
and other reports regarding use of the
FOIA and the mandatory review
provisions of Executive Order 12958, as
amended.
NARA may disclose information in
request files to agencies that have equity
in the requested records in order for
those agencies to review records for
possible declassification and release.
The routine use statements A, E, F, G
and H, described in Appendix A
following the NARA Notices, also apply
to this system of records.
SYSTEM MANAGER(S) AND ADDRESS:
NARA 8
Information in FOIA and mandatory
review request files may be retrieved by
one or more of the following data
elements: the name of the individual; an
alphanumeric case file number; a
project number assigned to the request;
the Record Group number; the type of
request (FOIA or mandatory review); or
the name, social security number, or
military service number of the former
civilian employee/veteran whose record
was the subject of the request at the
National Personnel Records Center.
For Freedom of Information Act
(FOIA) request files and mandatory
review request files, the system
managers are:
(1) For FOIA requests files maintained
by the Office of Federal Register, the
system manager is the Director of the
Federal Register (NF);
(2) For FOIA request files related
maintained by the Office of the
Inspector General, the system manager
is the Inspector General, Office of the
Inspector General (OIG);
(3) For FOIA request files for NARA’s
operational records the system manager
is the General Counsel, Office of General
Counsel (NGC);
(4) For FOIA and mandatory review
request files maintained by
organizational units within the Office of
Records Services—Washington, DC, the
system manager is the Assistant
Archivist for the Office of Records
Services—Washington, DC.
(5) For FOIA and mandatory review
request files maintained by Regional
Record Services Facilities the system
manager is the Director for the
individual regional facility.
(6) For FOIA and mandatory review
request files maintained by Presidential
Libraries, Projects, and Staffs, the
Director of the Library, Project, or Staff
is the system manager. The addresses
for these locations are listed in
Appendix B following the NARA
Notices.
SAFEGUARDS:
NOTIFICATION PROCEDURE:
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
Paper and electronic records.
RETRIEVABILITY:
During business hours, paper records
are maintained in areas accessible only
to authorized NARA personnel.
Electronic records are accessible via
passwords from workstations located in
attended offices. After business hours,
buildings have security guards and/or
secured doors, and all entrances are
monitored by electronic surveillance
equipment.
Individuals interested in inquiring
about their records should notify NARA
Privacy Act Officer at the address listed
in Appendix B.
RECORD ACCESS PROCEDURES:
Individuals who wish to gain access
to their records should submit their
request in writing to the NARA Privacy
Act Officer at the address listed in
Appendix B.
mstockstill on PROD1PC66 with NOTICES2
RETENTION AND DISPOSAL:
CONTESTING RECORD PROCEDURES:
Some of the Freedom of Information
Act (FOIA) and Mandatory Review of
Classified Documents Request files are
permanent records and are transferred
to the National Archives of the United
States in accordance with the
disposition instructions in the NARA
Records Schedule (a supplement to the
NARA Files Maintenance and Records
Disposition Manual). Other files have
temporary dispositions and are
destroyed in accordance with the
instructions in the NARA Records
Schedule. Individuals may request a
copy of the disposition instructions
from the NARA Privacy Act Officer.
NARA rules for contesting the
contents and appealing initial
determinations are found in 36 CFR Part
1202.
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19:10 Oct 02, 2007
Jkt 214001
RECORD SOURCE CATEGORIES:
Information in FOIA and mandatory
review request files is obtained from
persons who cite the FOIA to request
access to records, researchers who
request mandatory review of securityclassified records, NARA employees
who maintain the files and handle FOIA
and mandatory review requests and
appeals, and other agencies that have
reviewed the requested records.
PO 00000
Frm 00008
Fmt 4701
Sfmt 4703
SYSTEM NAME:
Restricted and Classified Records
Access Authorization Files.
SYSTEM LOCATION:
Restricted and classified records
access authorization files are
maintained in the following locations.
The addresses are listed in Appendix B
following the NARA Notices.
(1) Space and Security Management
Division;
(2) Office of Records Services—
Washington, DC;
(3) Regional Records Services
Facilities;
(4) Presidential Libraries, Projects,
and Staffs; and
(5) Office of General Counsel.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Individuals covered by the system
include persons who request to use
agency-restricted, donor-restricted, and
security-classified records or materials
in the custody of organizational units
located in the Washington, DC, area;
Regional Records Services Facilities;
and Presidential Libraries, Projects, and
Staffs. This includes records requested
for the purpose of conducting statistical,
social science or biomedical research in
accordance with 36 CFR 1256.
CATEGORIES OF RECORDS IN THE SYSTEM:
Access authorization files include
applications for access to restricted and
classified records, letters of
authorization from sponsoring agencies,
other documentation related to security
clearance levels, and information in an
electronic database. These files may
include some or all of the following
information about an individual: name,
address, telephone number, birth date,
birthplace, citizenship, social security
number, occupation, name of employer/
institutional affiliation, security
clearance level, basis of clearance, name
of sponsoring agency, field(s) of interest,
intention to publish, type of
publication, subject(s) of restricted or
classified records to be reviewed, the
expiration date for authorization to
review the records, and other
information furnished by the requestor,
including reference letters which may
contain identifying information
concerning a third party.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
44 U.S.C. 2108 and 2204.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
NARA maintains restricted and
classified records access authorization
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files on individuals to: maintain a
record of requests for access to restricted
and classified records; authorize and
control access to restricted and
classified records and materials; and
facilitate preparation of statistical and
other reports.
NARA may disclose information in
these access authorization files to other
agencies that have an equity in the
restricted or classified records in order
for agency officials to review access
authorization requests. The routine use
statements A, F, G and H, described in
Appendix A following the NARA
Notices, also apply to this system of
records.
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
NOTIFICATION PROCEDURE:
STORAGE:
Paper and electronic records.
RETRIEVABILITY:
Information in restricted and
classified records access authorization
files may be retrieved by some or all of
the following: the name of the
individual, the name of the sponsoring
agency, Record Group number, or
collection title.
SAFEGUARDS:
During business hours, paper records
are maintained in areas accessible only
to authorized NARA personnel.
Electronic records are accessible via
passwords from workstations located in
attended offices. After business hours,
buildings have security guards and/or
doors are secured and all entrances are
monitored by electronic surveillance
equipment.
RETENTION AND DISPOSAL:
Restricted and classified records
access authorization files are temporary
records and are destroyed in accordance
with the disposition instructions in the
NARA Records Schedule (a supplement
to, the NARA Files Maintenance and
Records Disposition Manual).
Individuals may request a copy of the
disposition instructions from the NARA
Privacy Act Officer.
mstockstill on PROD1PC66 with NOTICES2
For restricted and classified records
access authorization files the system
managers are:
(1) For authorization files maintained
by Space and Security Management
Divisions, the system manager is the
Assistant Archivist for Administration
(NA);
(2) For access authorization files
maintained by organizational units
within the Office of Records Services—
19:10 Oct 02, 2007
Jkt 214001
Individuals interested in inquiring
about their records should notify the
NARA Privacy Act Officer at the address
listed in Appendix B.
RECORD ACCESS PROCEDURES:
Individuals who wish to gain access
to their records should submit their
request in writing to the NARA Privacy
Act Officer at the address listed in
Appendix B.
CONTESTING RECORD PROCEDURES:
NARA rules for contesting the
contents and appealing initial
determinations are found in 36 CFR part
1202.
RECORD SOURCE CATEGORIES:
Information in these files is obtained
from persons who request to use
restricted and classified records, NARA
employees who maintain the files,
employers of requestors, and sponsoring
agency officials.
NARA 9
SYSTEM NAME:
Authors Files.
SYSTEM LOCATION:
Authors files are maintained in the
Congressional and Public Affairs Office
(NCON), in the Washington, DC area.
some or all of the following information
about an individual: name, address,
telephone number, educational
background, professional experience
and awards, research interests, and titles
of previous publications.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
44 U.S.C. 2307.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
NARA maintains files on individual
authors in order to: select authors’
manuscripts for publishing in Prologue:
Quarterly of the National Archives or in
other NARA publications; maintain a
record of authors’ manuscripts; contact
authors concerning re-publication of
manuscripts and other related issues.
The routine use statement F and H,
described in Appendix A following the
NARA Notices, also apply to this system
of records.
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
Paper and electronic records.
RETRIEVABILITY:
Information in authors files may be
retrieved by the issue date of the
publication and there under by the
name of the individual.
SAFEGUARDS:
During normal hours of operation,
records are maintained in areas
accessible only to authorized personnel
of NARA. After hours, buildings have
security guards and/or doors are
secured, and all entrances are monitored
by electronic surveillance equipment.
RETENTION AND DISPOSAL:
Authors files are temporary records
and are destroyed in accordance with
the disposition instructions in the
NARA Records Schedule (a supplement
to, the NARA Files Maintenance and
Records Disposition Manual).
Individuals may request a copy of the
disposition instructions from the NARA
Privacy Act Officer.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
SYSTEM MANAGER(S) AND ADDRESS:
VerDate Aug<31>2005
Washington, DC, the system manager is
the Assistant Archivist for Records
Services—Washington, DC (NW).
(3) For access authorization files
maintained at a Regional Records
Services Facility, the system manager is
the Director of the Regional Records
Services Facility.
(4) For access authorization files
maintained by a Presidential Library,
Project or Staff, the system manager is
the Director of the Presidential Library,
Project, or Staff.
(5) For access authorization files
located in the Office of General Counsel
(NGC) the system manager is the
General Counsel.
The addresses for these locations are
listed in Appendix B following the
NARA Notices.
56577
SYSTEM MANAGER(S) AND ADDRESS:
Individuals covered by this system
include authors who have submitted
manuscripts for publication in Prologue:
Quarterly of the National Archives or in
other NARA publications.
The system manager is: The Director
of the Congressional Affairs and Public
Affairs Office (NCON). The address for
this location is listed in Appendix B
following the NARA Notices.
CATEGORIES OF RECORDS IN THE SYSTEM:
NOTIFICATION PROCEDURE:
Files on authors may include
correspondence, resumes, biographical
statements, and manuscript copies of
articles. These records may contain
Individuals interested in inquiring
about their records should notify the
NARA Privacy Act Officer at the address
listed in Appendix B.
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RECORD ACCESS PROCEDURES:
Individuals who wish to gain access
to their records should submit their
request in writing to the NARA Privacy
Act Officer at the address listed in
Appendix B.
CONTESTING RECORD PROCEDURES:
NARA rules for contesting the
contents and appealing initial
determinations are found in 36 CFR part
1202.
RECORD SOURCE CATEGORIES:
Information in authors files is
obtained from authors or their agents.
NARA 10 [RESERVED]
NARA 11
SYSTEM NAME:
Credentials and Passes.
SYSTEM LOCATION:
Records related to credentials and
passes are maintained at the following
locations in the Washington, DC area
and other geographical regions. The
addresses are listed in Appendix B
following the NARA Notices.
(1) Policy and Planning Staff;
(2) Space and Security Management
Division;
(3) Facilities and Personal Property
Management Division;
(4) Office of the Federal Register;
(5) Regional Records Services
Facilities;
(6) Presidential Libraries, Projects and
Staffs; and
(7) Washington National Records
Center.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Individuals covered by this system
may include NARA employees,
volunteers, contractors at all NARA
facilities, and employees or contractors
of other federal agencies temporarily
stationed at NARA.
mstockstill on PROD1PC66 with NOTICES2
CATEGORIES OF RECORDS IN THE SYSTEM:
Credentials and passes may include:
Copies of official passport records;
copies of identification badges; and
administrative forms and information in
electronic databases used to generate
NARA identification badges and access
cards and to issue room and stack area
keys and parking space permits.
Credentials and passes may contain
some or all of the following information
about an individual:
1. Official passport records: Copies of
passport application records which
include: Name; photograph; name of
agency (NARA); address; telephone
number; social security number;
position title; grade; birth date; height;
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weight; color of hair and eyes; passport
number; passport issue and expiration
dates;
2. Copies of identification badges and
administrative forms and information in
electronic databases used to generate
NARA identification badges and access
cards: Name; photograph; NARA
correspondence symbol; office
telephone number; social security
number; position title; grade; name of
agency or firm (contractors only); birth
date; height; weight; color of hair and
eyes; identification/access card number;
card issue and expiration dates;
building locations, time zones, and
reasons for required access; signatures
of the individual and authorized
officials; and dates of signatures;
3. Administrative forms and
information in electronic databases used
to issue room and stack area keys:
Name; NARA correspondence symbol;
office telephone number; building room
number/stack area; type of key issued
(single door or stack master); key tag
number; signatures of the individual
and authorized official; and dates of
signatures; and
4. Administrative forms used to assign
parking spaces: Name; address; office
telephone number; name of agency;
make, year, and license number of
vehicle; signatures of carpool members;
and dates of signatures.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
44 U.S.C. 2104.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
NARA maintains records on
individuals in order to facilitate the
issuance and control of Government
passports, NARA identification badges,
access cards, room and stack area keys,
and parking space permits. At the
National Archives at College Park,
information in an electronic database is
used to generate single badges that
identify individuals and electronically
allow individuals to enter and exit
secured and non-secured areas of the
building. Routine use statements A, B,
C, D, E, F, G and H, described in
Appendix A following the NARA
Notices, also apply to this system of
records.
STORAGE:
Paper and electronic records.
RETRIEVABILITY:
Information in credentials and passes
may be retrieved by the name of the
individual, identification card number,
and/or social security number.
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SAFEGUARDS:
During business hours, paper records
are maintained in areas accessible only
to authorized NARA personnel.
Electronic records are accessible via
passwords from workstations located in
attended offices. After business hours,
buildings have security guards and/or
secured doors, and all entrances are
monitored by electronic surveillance
equipment.
RETENTION AND DISPOSAL:
Credentials and passes are temporary
records and are destroyed in accordance
with the disposition instructions in the
NARA Records Schedule (a supplement
to the NARA Files Maintenance and
Records Disposition Manual).
Individuals may request a copy of the
disposition instructions from the NARA
Privacy Act Officer.
SYSTEM MANAGER(S) AND ADDRESS:
The system managers for the
following types of credentials and
passes are:
1. Official passport records: Director,
Policy and Communications Staff
(NPOL);
2. Records used for NARA
identification badges and access cards
for employees and volunteers in the
Washington, DC area, for badges and
access cards for contractors at the
National Archives Building and the
National Archives at College Park, and
for key issuance and parking control at
the National Archives Building and the
National Archives at College Park:
Assistant Archivist for Administration
(NA).
3. Records used for NARA
identification badges and access cards
for contractors and for key issuance and
parking control at the Washington
National Records Center: Director,
Washington National Records Center
(NWMW).
4. Records used for key issuance and
parking control at the Office of the
Federal Register: Director of the Federal
Register (NF).
5. Records used for NARA
identification badges and access cards
and for key issuance and parking
control at the National Personnel
Records Center, Presidential Libraries
and Projects, and Regional Records
Services Facilities: Directors of the
National Personnel Records Center,
Presidential Libraries and Projects, and
Regional Records Services Facilities.
The addresses for these locations are
listed in Appendix B following the
NARA Notices.
NOTIFICATION PROCEDURE:
Individuals interested in inquiring
about their records should notify the
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NARA Privacy Act Officer at the address
listed in Appendix B.
RECORD ACCESS PROCEDURES:
Individuals who wish to gain access
to their records should submit their
request in writing to the NARA Privacy
Act Officer at the address listed in
Appendix B.
routine use statement A, D, F and H,
described in Appendix A following the
NARA Notices, also apply to this system
of records.
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
NARA rules for contesting the
contents and appealing initial
determinations are found in 36 CFR part
1202.
RETRIEVABILITY:
RECORD SOURCE CATEGORIES:
SAFEGUARDS:
Information in credentials and passes
is obtained from individuals being
issued credentials and passes from
authorized issuing officials.
During business hours, records are
maintained in areas accessible only to
authorized NARA personnel and
contractors. Electronic records are
accessible via passwords from
workstations located in attended offices.
After business hours, buildings have
security guards and/or secured doors,
and all entrances are monitored by
electronic surveillance equipment.
Authorized individuals may maintain
copies in additional locations.
NARA 12
SYSTEM NAME:
Emergency Notification Files.
SYSTEM LOCATION:
Emergency notification lists are
maintained in the Space and Security
Management Division at the National
Archives at College Park. Local
emergency notification files are
maintained in all NARA facilities
nationwide. The addresses for these
locations are listed in Appendix B
following the NARA Notices.
Emergency notification files are
unscheduled records and, therefore, are
retained until the Archivist of the
United States approves dispositions.
NARA is in the process of scheduling
emergency notification records.
Individuals covered by this system
include NARA employees who have
been designated as primary and
alternate emergency contact personnel.
CATEGORIES OF RECORDS IN THE SYSTEM:
Emergency notification files include
lists of names of NARA officials, cover
memoranda, and administrative forms.
These files may contain some or all of
the following information about an
individual: Name, correspondence
symbol, home address, business and
home telephone numbers, position title,
and emergency assignments.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
44 U.S.C. 2104.
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ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
NARA maintains current directory
information on designated NARA
employees to contact outside of
business hours in case of emergencies
involving NARA facilities, including
records storage areas, and to notify these
employees of weather and energy
emergencies that would result in the
closing of Government offices. The
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Information in emergency notification
files may be retrieved by the name of the
individual or the facility.
RETENTION AND DISPOSAL:
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
SYSTEM MANAGER(S) AND ADDRESS:
The system manager for the NARAwide and Washington, DC, area
notification lists is the Assistant
Archivist for Administration (NA). The
system managers for local emergency
notification files are the Directors of the
Federal Records Centers, Presidential
Libraries, Projects and Staffs, and
Regional Records Services Facilities.
The addresses for these locations are
listed in Appendix B following the
NARA Notices.
NOTIFICATION PROCEDURE:
Individuals interested in inquiring
about their records should notify the
NARA Privacy Act Officer at the address
listed in Appendix B.
RECORD ACCESS PROCEDURES:
Individuals who wish to gain access
to their records should submit their
request in writing to the NARA Privacy
Act Officer at the address listed in
Appendix B.
CONTESTING RECORD PROCEDURES:
NARA rules for contesting the
contents and appealing initial
determinations are found in 36 CFR part
1202.
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RECORD SOURCE CATEGORIES:
Information in emergency notification
files is obtained from the NARA
employees whose names appear on
emergency notification lists and forms.
NARA 13
SYSTEM NAME:
Paper and electronic records.
CONTESTING RECORD PROCEDURES:
56579
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Defunct Agency Records.
SYSTEM LOCATION:
Defunct agency records may be
located in the Regional Records Services
Facilities at the locations listed in
Appendix B following the NARA
Notices.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Individuals covered by this system
include employees of a defunct agency
and those persons who may have had
dealings with the agency prior to
termination.
CATEGORIES OF RECORDS IN THE SYSTEM:
This system includes those records of
an agency whose existence has been
terminated with no successor in
function. This system also contains
those records that were maintained by a
defunct agency in an internal Privacy
Act system of records. Categories of
personal information maintained on
individuals in these records are
described in the Privacy Act system
notices previously published by the
originating agency. Defunct agency
records that are located in the Regional
Records Services Facilities may be
temporary records or permanent records
that have not yet been transferred to the
custody of the Archivist of the United
States.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
44 U.S.C. 2104, 2107, 2108, 2907,
2908, and 3104.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
If records of a defunct agency are
unscheduled, NARA may review the
records during the appraisal process in
order to determine the disposition of the
records. NARA may disclose the
records, while providing reference
service on the records, in accordance
with the routine uses in the Privacy Act
notices previously published by the
defunct agency. The routine use
statements A, F, G and H, described in
Appendix A following the NARA
notices, also apply to this system of
records.
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POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
NARA 14
SYSTEM NAME:
STORAGE:
Paper, electronic, and microfilm
records.
Payroll and Time and Attendance
Reporting System Records.
SYSTEM LOCATION:
RETRIEVABILITY:
Information in records of a defunct
agency may be retrieved by the name of
the individual or by other identifier
established by the defunct agency when
the records were maintained by that
agency.
SAFEGUARDS:
During business hours, records are
maintained in areas accessible only to
authorized NARA personnel. After
business hours, buildings have security
guards and/or secured doors, and all
entrances are monitored by electronic
surveillance equipment.
RETENTION AND DISPOSAL:
Records of a defunct agency that are
appraised as temporary are destroyed in
accordance with the records disposition
instructions approved by the Archivist
of the United States. Records of a
defunct agency that are appraised as
permanent are transferred to the
National Archives of the United States.
SYSTEM MANAGER(S) AND ADDRESS:
The system managers for records of
defunct agencies are the directors of the
Regional Records Services Facilities.
The addresses for these locations are
listed in Appendix B following the
NARA Notices.
NOTIFICATION PROCEDURE:
Individuals interested in inquiring
about their records should notify the
NARA Privacy Act Officer at the address
listed in Appendix B.
RECORD ACCESS PROCEDURES:
Individuals who wish to gain access
to their records should submit their
request in writing to the NARA Privacy
Act Officer at the address listed in
Appendix B.
CONTESTING RECORD PROCEDURES:
NARA rules for contesting the
contents and appealing initial
determinations are found in 36 CFR part
1202.
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RECORD SOURCE CATEGORIES:
Upon termination of an agency with
no successor in function, the agency
transfers its records to the custody of
NARA. Prior to termination, the agency
has described record source categories
in its Privacy Act system notices for
agency records.
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Payroll and time and attendance
reporting system records are located in
NARA organizational units nationwide
that employ timekeepers. The addresses
for Washington, DC area offices and
staffs and regional facilities are listed in
Appendix B following the NARA
Notices. An electronic record-keeping
system, the Electronic Time and
Attendance Management System
(ETAMS), is maintained for NARA by
the General Services Administration
(GSA) under a reimbursable agreement.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Individuals covered by this system
include current and former NARA
employees.
CATEGORIES OF RECORDS IN THE SYSTEM:
Payroll and time and attendance files
may include: Office of Personnel
Management (OPM) Form 71, Request
for Leave or Approved Absence; GSA
Form 873, Annual Attendance Record;
NA Form 3004, Intermittent Employees
Attendance Record; NA Form 3032A or
B, time and Attendance Log; and the
electronic system, the Employee Time
and Attendance Reporting System
(ETAMS). These paper and electronic
records may contain some or all of the
following information about an
individual: name; address;
correspondence symbol; telephone
number; social security number; birth
date; position title; grade; hours of duty;
and salary, payroll and related
information (e.g., withholding status,
voluntary deductions, financial
institution), and attendance
information.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
5 U.S.C., 2101 through 8901 is the
authority for the overall system. Specific
authority for use of social security
numbers is contained in Executive
Order 9397, 26 CFR 31.6011(b)2, and 26
CFR 31.6109–1.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
NARA and GSA maintain payroll,
time and attendance reporting system
records on individual NARA employees
to carry out payroll functions and
account for employee work hours.
To the extent necessary, NARA and
GSA may disclose information in these
records to outside entities for the
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Fmt 4701
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monitoring and documenting of
grievance proceedings, EEO complaints,
and adverse actions, and for conducting
counseling sessions. NARA, GSA, and
other NARA agents may disclose
information in the files to state offices
of unemployment compensation in
connection with claims filed by NARA
employees for unemployment
compensation. NARA and GSA may
disclose information in this system of
records to the Office of Management and
Budget in connection with the review of
private relief legislation. NARA and
GSA may disclose information in these
records to the Office of Personnel
Management for its production of
summary descriptive statistics or for
related work studies; while published
statistics and studies do not contain
individual identifiers, the selection of
elements of data included in studies
may be structured in a way that makes
individuals identifiable by inference.
The routine use statements A, B, C, D,
E, F, G, and H described in Appendix
A following the NARA Notices, also
apply to this system of records.
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
Paper, microfiche, and electronic
records.
RETRIEVABILITY:
Information in payroll, time and
attendance reporting system records
may be retrieved by the name of the
individual or by social security number.
SAFEGUARDS:
During business hours, paper records
are maintained in areas accessible only
to authorized NARA personnel.
Electronic records are accessible via
passwords from terminals located in
attended offices. After business hours,
buildings have security guards and/or
secured doors, and all entrances are
monitored by electronic surveillance
equipment.
RETENTION AND DISPOSAL:
Payroll and time and attendance
paper records are temporary records and
are destroyed in accordance with the
disposition instructions in the NARA
Records Schedule (a supplement to, the
NARA Files Maintenance and Records
Disposition Manual). Electronic records
in PAR are temporary records whose
disposition is governed by the General
Records Schedules. Individuals may
request a copy of the disposition
instructions from the NARA Privacy Act
Officer.
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SYSTEM MANAGER(S) AND ADDRESS:
CATEGORIES OF RECORDS IN THE SYSTEM:
The system manager for the electronic
system and paper records sent to the
National Payroll Center as input to that
system is: Chief, National Payroll Center
(6BCY–N), General Services
Administration, Room 1118, 1500 East
Bannister Rd., Kansas City, MO 64414.
System managers for paper records
maintained in NARA offices such as
OPM Forms 71 and sign-in sheets are
the office heads and staff directors of
individual offices and staffs in the
Washington, DC, area and the directors
of Presidential Libraries and Projects,
and Regional Records Services
Facilities. The system manager for
unemployment compensation records is
the Assistant Archivist for
Administration. The addresses for these
locations are listed in Appendix B
following the NARA Notices.
Freelance editor/indexer files may
include correspondence, resumes,
biographical statements, evaluations,
examples of previous work, invoices,
and certifications for payment. These
records may contain some or all of the
following information about an
individual: name, address, telephone
number, educational background,
professional experience and awards,
research interests, titles of publications,
and other information furnished by the
individual.
NOTIFICATION PROCEDURE:
Individuals interested in inquiring
about their records should notify the
NARA Privacy Act Officer at the address
listed in Appendix B.
RECORD ACCESS PROCEDURES:
Individuals who wish to gain access
to their records should submit their
request in writing to the NARA Privacy
Act Officer at the address listed in
Appendix B.
CONTESTING RECORD PROCEDURES:
NARA rules for contesting the
contents and appealing initial
determinations are found in 36 CFR part
1202.
RECORD SOURCE CATEGORIES:
Information in payroll and time and
attendance reporting system records is
obtained from: current and former
NARA employees themselves,
timekeepers, supervisors of employees,
GSA payroll specialists, and other
Federal agencies for which the
individual worked.
NARA 15
SYSTEM NAME:
Freelance Editor/Indexer Files.
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Freelance editor/indexer files are
located in the Product Development
Staff (NWCD) in the Washington, DC,
area.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Individuals covered by this system
include freelance editors and indexers
with whom NARA has contracted for
editing and indexing services or who
have expressed an interest in
performing such services for NARA.
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Jkt 214001
44 U.S.C. 2104, 2109, and 2307.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
NARA maintains freelance editor/
indexer files on individuals to: review
professional qualifications of editors
and indexers; make assignments and
indicate assignment completion dates;
evaluate the quality of work performed
during assignments; and document
editing and indexing expenditures for
budgetary purposes. The routine use
statements A, F, G, and H described in
Appendix A following the NARA
Notices, also apply to this system of
records.
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
Services—Washington, DC (NW). The
address is listed in Appendix B
following the NARA notices.
NOTIFICATION PROCEDURE:
Individuals interested in inquiring
about their records should notify the
NARA Privacy Act Officer at the address
listed in Appendix B.
RECORD ACCESS PROCEDURES:
Individuals who wish to gain access
to their records should submit their
request in writing to the NARA Privacy
Act Officer at the address listed in
Appendix B.
CONTESTING RECORD PROCEDURES:
NARA rules for contesting the
contents and appealing initial
determinations are found in 36 CFR part
1202.
RECORD SOURCE CATEGORIES:
Information in freelance editor/
indexer files may be obtained from:
freelance editors and indexers with
whom NARA has contracted to perform
editing and indexing services; freelance
editors and indexers who have
expressed an interest in performing
services for NARA; NARA employees
who maintain the files; and references
furnished by freelance editors and
indexers.
NARA 16
SYSTEM NAME:
STORAGE:
Library Circulation Files.
Paper records.
RETRIEVABILITY:
SYSTEM LOCATION:
Information in freelance editor/
indexer files may be retrieved by the
name of the individual.
Library circulation files are located at
the National Archives Library in the
Washington, DC area and at Presidential
Libraries. The addresses are listed in
Appendix B following the NARA
notices.
SAFEGUARDS:
During business hours, records are
maintained in areas accessible only to
authorized NARA personnel. After
business hours, buildings have security
guards and/or secured doors, and all
entrances are monitored by electronic
surveillance equipment.
RETENTION AND DISPOSAL:
SYSTEM LOCATION:
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AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
56581
Freelance editor/indexer files are
temporary records and are destroyed in
accordance with the disposition
instructions in the NARA Records
Schedule (a supplement to, the NARA
Files Maintenance and Records
Disposition Manual). Individuals may
request a copy of the disposition
instructions from the NARA Privacy Act
Officer.
SYSTEM MANAGER(S) AND ADDRESS:
The system manager is Assistant
Archivist for Office of Records
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Fmt 4701
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CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Individuals covered by this system
include all NARA employees and
researchers who have borrowed books
and other materials from the library
collections of the National Archives
Library and/or the Presidential
Libraries.
CATEGORIES OF RECORDS IN THE SYSTEM:
Library circulation files contain the
following information about an
individual: name, correspondence
symbol or address, telephone number,
titles and call numbers of items
borrowed, and dates that the items were
borrowed.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
44 U.S.C. 2104.
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ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
NARA maintains library circulation
files on individuals in order to control
the circulation of library books,
periodicals, and other materials in
NARA’s library collections. The routine
use statements A F, G and H, described
in Appendix A following the NARA
Notices, also apply to this system of
records.
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
Paper and electronic records.
request in writing to the NARA Privacy
Act Officer at the address listed in
Appendix B.
CONTESTING RECORD PROCEDURES:
NARA rules for contesting the
contents and appealing initial
determinations are found in 36 CFR part
1202.
RECORD SOURCE CATEGORIES:
Information in library circulation files
is obtained from NARA employees and
researchers who borrow books and other
materials from the library collections of
the National Archives Library and/or
the Presidential Libraries.
NARA 17
SYSTEM NAME:
RETRIEVABILITY:
Information in library circulation files
may be retrieved by the name of an
individual, by the title of the item
charged out, or by the call number for
the item.
SAFEGUARDS:
During business hours, paper records
are maintained in areas accessible only
to authorized NARA personnel.
Electronic records are accessible via
passwords from workstations located in
attended offices. After business hours,
buildings have security guards and/or
secured doors, and all entrances are
monitored by electronic surveillance
equipment.
Grievance Records
SYSTEM LOCATION:
Grievance records are maintained in
Employee Relations and Benefits Branch
locations at the National Archives at
College Park, MD and in St. Louis, MO.
Individuals covered by this system
include current and former NARA
employees who have submitted
grievances to NARA in accordance with
Office of Personnel Management (OPM)
Regulations (5 CFR part 771) or in
accordance with internal negotiated
grievance procedures.
CATEGORIES OF RECORDS IN THE SYSTEM:
Library circulation files are temporary
records and are destroyed in accordance
with the disposition instructions in the
NARA Records Schedule (a supplement
to the NARA Files Maintenance and
Records Disposition Manual).
Individuals may request a copy of the
disposition instructions from the NARA
Privacy Act Officer.
Grievance records may include
statements of witnesses, reports of
interviews and hearings, findings and
recommendations of examiners, copies
of the original and final decisions, and
related correspondence and exhibits.
These files may contain some or all of
the following information about an
individual: name, address, social
security number, correspondence
symbol, telephone number, occupation,
grade, salary information, educational
background, employment history,
medical information, and names of
supervisors and witnesses.
The system manager for library
circulation files in the Washington, DC
area is: Assistant Archivist, Office of
Records Services—Washington, DC
(NW). The system managers for library
circulation files in the Presidential
Libraries are the directors of the
individual Libraries. The addresses for
the locations are listed in Appendix B
following the NARA Notices.
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NOTIFICATION PROCEDURE:
Individuals interested in inquiring
about their records should notify the
NARA Privacy Act Officer at the address
listed in Appendix B.
RECORD ACCESS PROCEDURES:
Individuals who wish to gain access
to their records should submit their
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POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
RETENTION AND DISPOSAL:
SYSTEM MANAGER(S) AND ADDRESS:
NARA may disclose only enough
information in grievance records to any
source from which additional
information is requested in the course of
processing a grievance in order to:
identify the source to the extent
necessary, inform the source of the
purpose(s) of the request, and identify
the type of information requested from
the source. NARA may also disclose
information in grievance files to officials
of labor organizations recognized under
the Civil Service Reform Act when the
information is relevant to the officials’
duties of exclusive presentation
concerning personnel policies,
practices, and matters affecting work
conditions. The routine use statements
A, D, E, F, G, and H described in
Appendix A following the NARA
Notices, also apply to this system of
records.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
5 U.S.C. 1302, 3301, 3302, and 7121;
Executive Order 10577 (3 CFR 1954
through 1958); Executive Order 10987 (3
CFR 1959 through 1963).
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
NARA maintains grievance records on
individuals in order to process
grievances submitted by or on behalf of
NARA employees in accordance with
OPM Regulations or internal negotiated
grievance procedures.
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Paper and electronic records
RETRIEVABILITY:
Information in grievance records may
be retrieved by the name of the
individual.
SAFEGUARDS:
During business hours, paper records
are maintained in areas accessible only
to authorized NARA personnel.
Electronic records are accessible via
passwords from workstations located in
attended offices. After business hours,
buildings have security guards and/or
secured doors, and all entrances are
monitored by electronic surveillance
equipment.
RETENTION AND DISPOSAL:
Grievance files are temporary records
and are destroyed in accordance with
the disposition instructions in the
NARA Records Schedule (a supplement
to, the NARA Files Maintenance and
Records Disposition Manual).
Individuals may request a copy of the
disposition instructions from the NARA
Privacy Act Officer.
SYSTEM MANAGER(S) AND ADDRESS:
The system manager is the Assistant
Archivist for Administration (NA). The
address for this location is listed in
Appendix B following the NARA
Notices.
NOTIFICATION PROCEDURE:
Individuals interested in inquiring
about their records should notify the
NARA Privacy Act Officer at the address
listed in Appendix B.
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RECORD ACCESS PROCEDURES:
Individuals who wish to gain access
to their records should submit their
request in writing to the NARA Privacy
Act Officer at the address listed in
Appendix B.
CONTESTING RECORD PROCEDURES:
Review of requests from individuals
seeking amendment of their records
which have been the subject of a
judicial or quasi-judicial action will be
limited in scope. Review of amendment
requests of these records will be
restricted to determine if the record
accurately documents the action of the
NARA ruling on the case and will not
include a review of the merits of the
action, determination, or finding. NARA
rules for contesting the contents and
appealing initial determinations are
found in 36 CFR part 1202.
RECORD SOURCE CATEGORIES:
Information in grievance records may
be obtained from: individuals on whom
records are maintained, witnesses,
NARA officials, and NARA and GSA
payroll and personnel specialists.
NARA 18
SYSTEM NAME:
General Law Files.
SYSTEM LOCATION:
Records are located in the Office of
the General Counsel in the Washington,
DC, area.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Individuals covered by this system
include: current and former NARA
employees, other Federal agency
employees, individual members of the
public, witnesses in litigation, persons
who have requested records under the
Freedom of Information Act and/or the
Privacy Act, persons about whom
requests under the Freedom of
Information Act and/or the Privacy Act
have been made, and persons involved
in litigation to which NARA is a party.
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Records in the system may contain
some or all of the following information
about an individual: name, social
security number, position description,
grade, salary, work history, complaint,
credit ratings, medical diagnoses and
prognoses, and doctor’s bills. The
system may also contain other records
such as: case history files, copies of
applicable law(s), working papers of
attorneys, testimony of witnesses,
background investigation materials,
correspondence, damage reports,
contracts, accident reports, pleadings,
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AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
5 U.S.C. 552; 5 U.S.C. 552a; 5 U.S.C.,
Part II; 5 U.S.C., Chapter 33; 5 U.S.C.
5108, 5314–5316 and 42 U.S.C. 20003,
et seq.; 5 U.S.C. 7151–7154; 5 U.S.C.
7301; 5 U.S.C. 7501, note (adverse
actions); 5 U.S.C., Chapter 77; 5 U.S.C.
App.; 28 U.S.C. 1291, 1346(b)(c),
1402(b), 1504, 2110; 31 U.S.C. 3701,
3711, 3713, 3717, 3718, 3721.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
Records are used to: give general legal
advice, as requested, throughout NARA;
prepare attorneys for hearings and trials;
reference past actions; and maintain
internal statistics. Information may be
disclosed to the Department of Justice in
review, settlement, defense, and
prosecution of claims, complaints, and
lawsuits involving contracts, torts,
debts, bankruptcy, personnel adverse
action, EEO, unit determination, unfair
labor practices, and Freedom of
Information and Privacy Act requests.
Information may be disclosed to the
Office of Government Ethics (OGE) to
obtain OGE advice on an ethics issue, to
refer possible ethics violations to OGE,
or during an OGE evaluation of NARA’s
Ethics Program. The routine use
statements A, B, C, D, E, F, G, and H,
described in Appendix A following the
NARA notices, also apply to this system
of records.
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OR RECORDS IN THE SYSTEM:
STORAGE:
Paper and electronic records.
Information may be obtained by the
name of the individual or by a case
number assigned by the court or agency
hearing the complaint or appeal.
During business hours, paper records
are maintained in areas accessible only
to authorized NARA personnel.
Electronic records are accessible via
passwords from workstations located in
attended offices. After business hours,
buildings have security guards and/or
secured doors, and all entrances are
monitored by electronic surveillance
equipment.
RETENTION AND DISPOSAL:
Most files are temporary records and
are destroyed in accordance with
disposition instructions in the NARA
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Records Schedule (a supplement to, the
NARA Files Maintenance and Records
Disposition Manual). Significant
litigation files are permanent records
that are eventually transferred to the
National Archives of the United States.
Individuals may request a copy of the
disposition instructions from the NARA
Privacy Act Officer.
SYSTEM MANAGER(S) AND ADDRESS:
The system manager is the NARA
General Counsel (NGC). The address for
this location is listed in Appendix B
following the NARA Notices.
NOTIFICATION PROCEDURE:
Individuals interested in inquiring
about their records should notify the
NARA Privacy Act Officer at the address
listed in Appendix B.
RECORD ACCESS PROCEDURES:
Individuals who wish to gain access
to their records should submit their
request in writing to the NARA Privacy
Act Officer at the address listed in
Appendix B.
CONTESTING RECORD PROCEDURES:
NARA rules for contesting the
contents and appealing initial
determinations are found in 36 CFR part
1202.
RECORD SOURCE CATEGORIES:
Information in this system of records
comes from one or more of the following
sources: Federal employees and private
parties involved in torts and employee
claims, contracts, personnel actions,
unfair labor practices, and debts
concerning the Federal Government;
witnesses; and doctors and other health
professionals.
NARA 19
SYSTEM NAME:
RETRIEVABILITY:
SAFEGUARDS:
CATEGORIES OF RECORDS IN THE SYSTEM:
VerDate Aug<31>2005
affidavits, estimates of repair costs,
invoices, litigation reports, financial
data, and other data.
56583
Sfmt 4703
Workers Compensation Case Files.
SYSTEM LOCATION:
Workers compensation case files are
located in the Human Resources
Services office at the National Archives
at College Park, and in the
administrative offices of field units. The
addresses are listed in Appendix B
following the NARA notices.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Individuals covered by this system
include NARA employees and former
employees who have reported on CA–1
or CA–2 work-related injuries or other
occupational health problems.
CATEGORIES OF RECORDS IN THE SYSTEM:
Workers compensation case files may
include: accident reports, including
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CA–1 & 2, Federal Employees Notice of
Injury or Occupational Disease; CA–4,
Claims For Compensation for Injury or
Occupation Disease; CA–8, Claims for
Continuance of Compensation on
Account of Disability; time and
attendance reports, and medical reports
from physicians and other health care
professionals. These files may contain
some or all of the following information
about an individual: name, address,
correspondence symbol, telephone
number, occupation, birth date, names
of supervisors and witnesses, and
medical information related to workrelated accidents or other occupational
health problems.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
5 U.S.C. 7902 and Chapter 81.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
NARA maintains workers
compensation case files on individuals
in order to identify and record
information about those NARA
employees who have sustained injuries
or reported other occupational health
problems, and to facilitate the
preparation of statistical and other
reports regarding work-related injuries
or other occupational health problems.
NARA may disclose information in the
files to a Federal, State, or local public
health service agency, concerning
individuals who have contracted certain
communicable diseases or conditions.
NARA may disclose information in the
files to the Department of Labor for
purposes of administering the workers
compensation program. NARA may
disclose information in the files to the
Occupational Safety and Health
Administration for the purposes of
monitoring workplace health and safety
issues. The routine use statements A, B,
C, D, E, F, G, and H, described in
Appendix A following the NARA
Notices, also apply to this system of
records.
RETENTION AND DISPOSAL:
Workers compensation case files are
temporary records and are destroyed in
accordance with the disposition
instructions in the NARA Records
Schedule (a supplement to, the NARA
Files Maintenance and Records
Disposition Manual). Individuals may
request a copy of the disposition
instructions from the NARA Privacy Act
Officer.
SYSTEM MANAGER(S) AND ADDRESS:
The system manager is: Assistant
Archivist for Administration (NA). The
address for this location is listed in
Appendix B following the NARA
Notices.
NOTIFICATION PROCEDURE:
Individuals interested in inquiring
about their records should notify the
NARA Privacy Act Officer at the address
listed in Appendix B.
RECORD ACCESS PROCEDURES:
Individuals who wish to gain access
to their records should submit their
request in writing to the NARA Privacy
Act Officer at the address listed in
Appendix B.
CONTESTING RECORD PROCEDURES:
NARA rules for contesting the
contents and appealing initial
determinations are found in 36 CFR part
1202.
RECORD SOURCE CATEGORIES:
Information in workers compensation
case files may be obtained from:
individuals to whom the records
pertain, NARA supervisors, NARA
personnel specialists, physicians, others
providing health care services, and the
Department of Labor.
NARA 20
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
SYSTEM NAME:
Reviewer/Consultant Files.
STORAGE:
SYSTEM LOCATION:
Paper and electronic records.
RETRIEVABILITY:
Information in workers compensation
case files may be retrieved by the name
of the individual.
mstockstill on PROD1PC66 with NOTICES2
attended offices. After business hours,
buildings have security guards and/or
secured doors, and all entrances are
monitored by electronic surveillance
equipment.
Reviewer/consultant files are located
at the National Historical Publications
and Records Commission (NHPRC) in
Washington, DC.
SAFEGUARDS:
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
During business hours, paper records
are maintained in areas accessible only
to authorized NARA personnel.
Electronic records are accessible via
passwords from workstations located in
Individuals covered by the system
include persons who have expressed an
interest in or have served as reviewers
or consultants for the NHPRC records or
publications grant programs.
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19:10 Oct 02, 2007
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CATEGORIES OF RECORDS IN THE SYSTEM:
Reviewer/consultant files may
include resumes, biographical
statements, correspondence, and lists
containing some or all of the following
information about an individual: name,
address, telephone number, educational
background, professional experience
and awards, and titles of publications.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
44 U.S.C. 2501 through 2506.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
NHPRC maintains reviewer/
consultant files on individuals in order
to select reviewers who will evaluate
proposals received for the records and
publications grant programs, and to
recommend archival consultants for
those State and non-state organizations
that have received grants for records and
publications projects. NARA may
disclose to grant recipients the lists of
names of potential consultants, in order
for the recipients to contact individuals
who have expressed an interest in
serving as consultants on grant projects.
The routine use statements F and H,
described in Appendix A following the
NARA Notices, also apply to this system
of records.
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
Paper and electronic records.
RETRIEVABILITY:
Information in reviewer/consultant
files may be retrieved by the name of the
individual or the proposal evaluated by
the reviewer.
SAFEGUARDS:
During business hours, records are
maintained in areas accessible only to
authorized NARA personnel. Electronic
records are accessible via passwords
from workstations located in attended
offices. After hours, the building has
security guards and/or doors are secured
and all entrances are monitored by
electronic surveillance equipment.
RETENTION AND DISPOSAL:
Reviewer/consultant files are
temporary records and are destroyed in
accordance with the disposition
instructions in the NARA Records
Schedule (a supplement to, the NARA
Files Maintenance and Records
Disposition Manual). Individuals may
request a copy of the disposition
instructions from the NARA Privacy Act
Officer.
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SYSTEM MANAGER(S) AND ADDRESS:
The system manager for reviewer/
consultant files is the Executive
Director, National Historical
Publications and Records Commission
(NHPRC). The address for this location
is listed in Appendix B following the
NARA Notices.
NOTIFICATION PROCEDURE:
Individuals interested in inquiring
about their records should notify the
NARA Privacy Act Officer at the address
listed in Appendix B.
RECORD ACCESS PROCEDURES:
Individuals who wish to gain access
to their records should submit their
request in writing to the NARA Privacy
Act Officer at the address listed in
Appendix B.
CONTESTING RECORD PROCEDURES:
NARA rules for contesting the
contents and appealing initial
determinations are found in 36 CFR part
1202.
RECORD SOURCE CATEGORIES:
Information in reviewer/consultant
files may be obtained from reviewers
and consultants and from references
furnished by them.
NARA 21
SYSTEM NAME:
National Historical Publication and
Records Commission Fellowship and
Editing Institute Application Files
SYSTEM LOCATION:
NHPRC maintains fellowship and
Editing Institute application files on
individuals in order to: Evaluate the
preliminary eligibility of applicants for
fellowships; jointly select, with the
director of the Editing Institute,
applicants to attend the Institute for the
Editing of Historical Documents; and
oversee grant-making and grant
administration programs. NHPRC
discloses copies of individuals’
fellowship application files to officials
of fellowship institutions and
documentary editing projects for the
purposes of selecting fellows and
administering fellowships in archival
administration and advanced historical
editing. NHPRC discloses copies of
individuals’ Editing Institute
applications to the director of the
Editing Institute to select applicants to
attend the annual Institute and to
determine the most useful areas of
instruction for successful applicants.
The routine use statements A, F and H,
described in Appendix A following the
NARA Notices, also apply to this system
of records.
RETRIEVABILITY:
CATEGORIES OF RECORDS IN THE SYSTEM:
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ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
Paper and electronic records.
Individuals covered by this system
include applicants for NHPRC
fellowships in archival administration
and advanced historical editing and for
the annual Institute for the Editing of
Historical Documents.
Fellowship and Editing Institute
application files may include
application forms, correspondence,
resumes, college transcripts, and
evaluations. These records may contain
some or all of the following information
about an individual: Name; address;
telephone number; educational
background; professional experience
and awards; archival and historical
records experience; titles of
publications; and other information
provided in letters of reference
Jkt 214001
44 U.S.C. 2504 and 2506.
STORAGE:
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
19:10 Oct 02, 2007
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
Fellowship and Editing Institute
application files are located in the
National Historical Publications and
Records Commission (NHPRC) in the
Washington, DC area.
VerDate Aug<31>2005
furnished by applicants and in
evaluations completed by fellowship
institutions and documentary editing
projects.
Information in fellowship and Editing
Institute application files may be
retrieved by the name of the individual.
SAFEGUARDS:
During business hours, records are
maintained in areas accessible only to
authorized NARA personnel. Electronic
records are accessible via passwords
from workstations located in attended
offices. After business hours, buildings
have security guards and/or secured
doors, and all entrances are monitored
by electronic surveillance equipment.
RETENTION AND DISPOSAL:
Nearly all fellowship application files
and all Editing Institute application files
are temporary records and are destroyed
in accordance with the disposition
instructions in the NARA Records
Schedule (a supplement to, the NARA
Files Maintenance and Records
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56585
Disposition Manual). However, on
occasion, files for accepted fellowship
applications may be selected by the
Executive Director for inclusion in grant
case files that have met established
criteria for permanent retention in the
National Archives of the United States.
Individuals may request a copy of the
disposition instructions from the NARA
Privacy Act Officer.
SYSTEM MANAGER(S) AND ADDRESS:
The system manager is the Executive
Director, National Historical
Publications and Records Commission
(NHPRC), Washington, DC. The address
for this location is listed in Appendix B
following the NARA notices.
NOTIFICATION PROCEDURE:
Individuals interested in inquiring
about their records should notify the
NARA Privacy Act Officer at the address
listed in Appendix B.
RECORD ACCESS PROCEDURES:
Individuals who wish to gain access
to their records should submit their
request in writing to the NARA Privacy
Act Officer at the address listed in
Appendix B.
CONTESTING RECORD PROCEDURES:
NARA rules for contesting the
contents and appealing initial
determinations are found in 36 CFR part
1202.
RECORD SOURCE CATEGORIES:
Information in fellowship and Editing
Institute application files may be
obtained from: Applicants for
fellowships in archival administration
or advanced historical editing under the
NHPRC grant program; applicants for
the Institute for the Editing of Historical
Documents; references furnished by
applicants; and officials of fellowship
institutions, documentary editing
projects, and the Institute for the Editing
of Historical Documents.
NARA 22
SYSTEM NAME:
Employee Related Files.
SYSTEM LOCATION:
Employee related files may be
maintained at supervisory or
administrative offices at all NARA
facilities.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Individuals covered by this system
include former and current NARA
employees and relatives of employees of
the National Personnel Records Center.
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CATEGORIES OF RECORDS IN THE SYSTEM:
Employee related files consist of a
variety of employee related records
maintained for the purpose of
administering personnel matters. These
files may contain some or all of the
following information about an
individual: Name; home and emergency
addresses and telephone numbers;
social security number; birth date;
professional qualifications, training,
awards, and other recognition;
employment history; and information
about congressional employee relief
bills, conduct, and work assignments.
Employee related records may also
include military service data on
employees of the National Personnel
Records Center and their relatives
accumulated by operating officials in
administering the records security
program at the Center. Employee related
files do not include official personnel
files, which are covered by Office of
Personnel Management systems of
records OPM/GOVT–1 through 10.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
5 U.S.C. and 31 U.S.C.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
NARA maintains employee related
files on individuals in order to
document travel and outside
employment activities of NARA
employees, and to carry out personnel
management responsibilities in general.
The routine use statements A, B, C, D,
F, G and H, described in Appendix A
following the NARA Notices, also apply
to this system of records.
with the disposition instructions in the
NARA Records Schedule (a supplement
to the NARA Files Maintenance and
Records Disposition Manual).
Individuals may request a copy of the
disposition instructions from the NARA
Privacy Act Officer.
SYSTEM MANAGER(S) AND ADDRESS:
System managers for employee files
are the Office heads and staff directors
of individual offices and staffs in the
Washington, DC area and the directors
of the Presidential Libraries and
Projects, and Regional Records Services
Facilities. The addresses for these
locations are listed in Appendix B
following the NARA Notices.
NOTIFICATION PROCEDURE:
Individuals interested in inquiring
about their records should notify the
NARA Privacy Act Officer at the address
listed in Appendix B.
RECORD ACCESS PROCEDURES:
Individuals who wish to gain access
to their records should submit their
request in writing to the NARA Privacy
Act Officer at the address listed in
Appendix B.
CONTESTING RECORD PROCEDURES:
NARA rules for contesting the
contents and appealing initial
determinations are found in 36 CFR part
1202.
RECORD SOURCE CATEGORIES:
Information in employee related files
may be obtained from NARA employees
and supervisors, and other personnel
and administrative records.
Executive Order 10450; Executive
Order 12958, as amended; Executive
Order 12968; Executive Order 13142;
and 5 U.S.C. 301.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
NARA maintains personnel security
records on individuals as a basis for
determining suitability for Federal or
contractual employment and for issuing
and recertifying security clearances.
Routine use statements C and H,
described in Appendix A following the
NARA Notices, apply to this system of
records.
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
Paper, microfiche, and electronic
records.
Information in the records may be
retrieved by the name of the individual
or by social security number.
SECURITY CLASSIFICATION:
Information in employee related files
may be retrieved primarily by the name
of the individual.
Some of the material contained in this
system of records has been classified in
the interests of national security
pursuant to Executive Orders 12958, as
amended and 13142.
SAFEGUARDS:
SYSTEM LOCATION:
During business hours, paper records
are maintained in areas accessible only
to authorized NARA personnel.
Electronic records are accessible via
passwords from workstations located in
attended offices. After business hours,
buildings have security guards and/or
secured doors, and all entrances are
monitored by electronic surveillance
equipment.
Personnel security records are located
in the Space and Security Management
Division at the National Archives at
College Park, MD.
RETRIEVABILITY:
mstockstill on PROD1PC66 with NOTICES2
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
RETRIEVABILITY:
Personnel Security Files.
Paper and electronic records.
RETENTION AND DISPOSAL:
Employee related files are temporary
records and are destroyed in accordance
Jkt 214001
Personnel security files may include
questionnaires, correspondence,
summaries of reports, and electronic
logs of individuals’ security clearance
status. These records may contain the
following information about an
individual: Name, current address,
telephone number, birth date,
birthplace, social security number,
educational background, employment
and residential history, background
investigative material, and security
clearance data.
SYSTEM NAME:
STORAGE:
19:10 Oct 02, 2007
CATEGORIES OF RECORDS IN THE SYSTEM:
NARA 24
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
VerDate Aug<31>2005
consultants who request access to
security-classified records.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Individuals covered by the system
include: Current and former NARA
employees; applicants for employment
with NARA; contract employees
performing services under NARA
jurisdiction; and private and Federal
agency researchers, experts, and
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SAFEGUARDS:
During business hours, paper and
microfiche records are maintained in
locked rooms and/or in three-way
combination dial safes with access
limited to authorized employees.
Electronic records are accessible via
passwords from workstations located in
secured offices. Information is released
only to officials on a need-to-know
basis. After hours, buildings have
security guards and/or doors are
secured, and all entrances are monitored
by electronic surveillance equipment.
RETENTION AND DISPOSAL:
Personnel security files are temporary
records and are destroyed in accordance
with the disposition instructions in the
NARA Records Schedule (a supplement
to the NARA Files Maintenance and
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Records Disposition Manual).
Individuals may request a copy of the
disposition instructions from the NARA
Privacy Act Officer.
SYSTEM MANAGER(S) AND ADDRESS:
The system manager is the Assistant
Archivist for Administration (NA). The
address for this location is listed in
Appendix B following the NARA
notices.
NOTIFICATION PROCEDURE:
Individuals interested in inquiring
about their records should notify the
NARA Privacy Act Officer at the address
listed in Appendix B.
RECORD ACCESS PROCEDURES:
Individuals who wish to gain access
to their records should submit their
request in writing to the NARA Privacy
Act Officer at the address listed in
Appendix B.
CONTESTING RECORD PROCEDURES:
NARA rules for contesting the
contents and appealing initial
determinations are found in 36 CFR part
1202.
RECORD SOURCE CATEGORIES:
Information in personnel security files
may be obtained from: NARA
employees; applicants for employment;
contractor employees; private and
Federal agency researchers, experts, and
consultants; law enforcement agencies;
other government agencies; intelligence
sources; informants; educational
institutions; and individuals’
employers, references, co-workers, and
neighbors.
mstockstill on PROD1PC66 with NOTICES2
SYSTEMS EXEMPTED FROM CERTAIN PROVISIONS
OF THE ACT:
In accordance with 5 U.S.C.
552a(k)(1), (k)(2), and (k)(5), the
personnel security case files in this
system of records are exempt from
subsections (c)(3); (d); (e)(1); (e)(4)(G),
(H), and (I); and (f) of the Privacy Act
of 1974, as amended. The system is
exempt:
a. To the extent that the system
consists of investigatory material
compiled for law enforcement purposes;
however, if any individual is denied any
right, privilege, or benefit to which the
individual would otherwise be eligible
as a result of the maintenance of such
material, such material shall be
provided to such individual, except to
the extent that the disclosure of such
material would reveal the identity of a
person who furnished information to
the Government under an express
promise that the identity of the person
would be held in confidence, or, prior
to the effective date of the Act, under an
VerDate Aug<31>2005
19:10 Oct 02, 2007
Jkt 214001
implied promise that the identity of the
person would be held in confidence;
and
b. To the extent that the system
consists of investigatory material
compiled solely for the purpose of
determining suitability, eligibility, or
qualifications for Federal civilian
employment, military service, Federal
contracts, or access to classified
material, but only to the extent that the
disclosure of such material would reveal
the identity of a person who furnished
information to the Government under an
express promise that the identity of the
person would be held in confidence, or,
prior to the effective date of the Act,
under an implied promise that the
identity of the person would be held in
confidence. This system has been
exempted to maintain the efficacy and
integrity of lawful investigations
conducted pursuant to the
responsibilities of the National Archives
and Records Administration in the areas
of Federal employment, Government
contracts, and access to securityclassified information.
NARA 25
SYSTEM NAME:
Order Fulfillment and Accounting
System Records.
SYSTEM LOCATION:
Order Fulfillment and Accounting
System (OFAS) records are maintained
in organizational units in the following
Washington, DC area locations:
(1) Office of Records Services—
Washington, DC;
(2) Office of Presidential Libraries;
(3) Office of the Federal Register;
(4) Office of Regional Records
Services; and
(5) National Archives Trust Fund
Branch.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Individuals covered by this system
include: Researchers who order
reproductions at Washington, DC area
and regional records facilities or online
via the archives.gov website; and
customers who order NARA inventory
items, such as microform and printed
publications, mementos, and other
specialty products from catalogues and
other marketing publications.
CATEGORIES OF RECORDS IN THE SYSTEM:
OFAS records may include: Ordering
forms; correspondence; copies of
checks, money orders, credit card
citations, and other remittances;
invoices; and order and accounting
information in the electronic system.
These records may contain some or all
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of the following information about an
individual: Name, address, telephone
number, record(s) or item(s) ordered,
and credit card or purchase order
information. OFAS records also include
user profile data, reproduction order
form data, transaction data, and credit
card payment data transmitted from
NARA Online Ordering System, NARA
37, via an automated XML (Extensible
Markup Language) interface that
operates within NARA’s secure internal
network.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
44 U.S.C. 2116(c) and 2307.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
NARA maintains OFAS records on
individuals to: Receive, maintain
control of, and process orders for
reproductions of archival records and
other fee items; bill customers for
orders; maintain payment records for
orders; process refunds; and provide
individuals information on other NARA
products. Customer order information
may be initially disclosed to a NARA
agent, a bank that collects and deposits
payments in a lockbox specifically used
for crediting order payments to the
National Archives Trust Fund. NARA
may disclose certain order information
to contractors, acting as NARA agents
that make reproductions of archival
records. NARA also may disclose
information in OFAS records for the
processing of customer refunds to the
Bureau of Public Debt (BPD), which
provides NARA’s financial and
accounting system under a crossservicing agreement. The routine use
statements A, E, F, and H, described in
Appendix A following the NARA
Notices, also apply to this system of
records.
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
Paper and electronic records.
RETRIEVABILITY:
Information in OFAS records may be
retrieved by the name of the individual
and/or the OFAS transaction number.
Information in electronic records may
also be retrieved by the invoice number
or zip code.
SAFEGUARDS:
During business hours, paper records
are maintained in areas accessible only
to authorized NARA personnel.
Electronic records are accessible via
passwords from workstations located in
attended offices. Credit card information
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is compartmentalized so that it is
available only to those NARA
employees responsible for posting and
billing credit card transactions. After
hours, buildings have security guards
and/or doors are secured and all
entrances are monitored by electronic
surveillance equipment.
CATEGORIES OF RECORDS IN THE SYSTEM:
The system manager for OFAS records
is the Assistant Archivist for
Administration (NA). The address for
this location is listed in Appendix B
following the NARA Notices.
Volunteer files consist of a variety of
records maintained by operating
officials to administer personnel matters
affecting volunteers. Records may
include: Applications for volunteer
service and for building passes,
registration forms, other administrative
forms, correspondence, resumes, letters
of recommendation, college transcripts
and forms, performance assessments,
and copies of timesheets. Volunteer files
may include some or all of the following
information about an individual: Name;
home and emergency addresses and
telephone numbers; social security
number; birth date; professional
qualifications, training, awards, and
other recognition; employment history;
and information about injuries, conduct,
attendance, years of service, and work
assignments. This system of records
does not include official personnel files,
which are covered by Office of
Personnel Management systems of
records OPM/GOVT–1 through 10.
NOTIFICATION PROCEDURE:
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
Individuals interested in inquiring
about their records should notify the
NARA Privacy Act Officer at the address
listed in Appendix B.
44 U.S.C. 2105(d) and generally 5 and
31 U.S.C.
RECORD ACCESS PROCEDURES:
NARA maintains volunteer files on
individuals to: Evaluate individuals
who apply to serve as volunteers,
docents, interns, and work study
students at NARA facilities; assign work
and monitor performance; and carry out
personnel management responsibilities
in general affecting those volunteers.
NARA may disclose attendance and
performance information on interns and
work study students to colleges and
universities that oversee those
individuals in student internships and
work study programs. The routine use
statements A, B, C, D, F, G and H,
described in Appendix A following the
NARA Notices, also apply to this system
of records.
RETENTION AND DISPOSAL:
OFAS records are temporary records
and are destroyed in accordance with
the disposition instructions in the
NARA Records Schedule (a supplement
to, the NARA Files Maintenance and
Records Disposition Manual).
Individuals may request a copy of the
disposition instructions from the NARA
Privacy Act Officer.
SYSTEM MANAGER(S) AND ADDRESS:
Individuals who wish to gain access
to their records should submit their
request in writing to the NARA Privacy
Act Officer at the address listed in
Appendix B.
CONTESTING RECORD PROCEDURES:
NARA rules for contesting the
contents and appealing initial
determinations are found in 36 CFR part
1202.
RECORD SOURCE CATEGORIES:
Information in OFAS records is
obtained from customers, NARA
employees or agents who are involved
in the order process, and BPD
employees who process refunds.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
SYSTEM NAME:
Volunteer Files.
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Volunteer files are temporary records
and are destroyed in accordance with
the disposition instructions in the
NARA Records Schedule (a supplement
to, the NARA Files Maintenance and
Records Disposition Manual).
Individuals may request a copy of the
disposition instructions from the NARA
Privacy Act Officer.
SYSTEM MANAGER(S) AND ADDRESS:
For volunteer files located in Staff
Development Services Branch, the
system manager is the Assistant
Archivist for Administration (NA). For
volunteer files located in organizational
units in the Office of Records Services—
Washington, DC the system manager is
the Assistant Archivist for Records
Services—Washington, DC (NW). For
volunteer files located in individual
Presidential Libraries, Projects, and
Staffs and Regional Records Services
Facilities, the system manager is the
director of the Presidential Library,
Project, or Staff or Regional Records
Services Facilities. The addresses for
these locations are listed in Appendix B
following the NARA Notices.
NOTIFICATION PROCEDURE:
Individuals interested in inquiring
about their records should notify the
NARA Privacy Act Officer at the address
listed in Appendix B following the
NARA notices.
RECORD ACCESS PROCEDURES:
Individuals who wish to gain access
to their records should submit their
request in writing to the NARA Privacy
Act Officer at the address listed in
Appendix B.
CONTESTING RECORD PROCEDURES:
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
NARA rules for contesting the
contents and appealing initial
determinations are found in 36 CFR part
1202.
RECORD SOURCE CATEGORIES:
Paper and electronic records.
SYSTEM LOCATION:
RETRIEVABILITY:
Volunteer files may be maintained at
supervisory or administrative offices at
all NARA facilities that use volunteer
workers.
Information in volunteer files may be
retrieved primarily by the name of the
individual.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
During business hours, paper records
are maintained in areas accessible only
to authorized NARA personnel.
Electronic records are accessible via
passwords from workstations located in
Individuals covered by this system
include persons who have applied to be
NARA volunteers.
19:10 Oct 02, 2007
RETENTION AND DISPOSAL:
STORAGE:
NARA 26
VerDate Aug<31>2005
attended offices. After business hours,
buildings have security guards and/or
secured doors, and all entrances are
monitored by electronic surveillance
equipment.
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SAFEGUARDS:
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Information in volunteer files is
obtained from the volunteers
themselves, NARA supervisors, persons
listed as references in applications
submitted by volunteers, and
educational institutions.
NARA 27
SYSTEM NAME:
Contracting Officer and Contracting
Officer’s Technical Representative
(COTR) Designation Files.
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SYSTEM LOCATION:
Contracting officer and contracting
officer’s technical representative (COTR)
designation files are maintained in the
Acquisitions Services Division and the
Financial Services Division in the
Washington, DC area.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Individuals covered by this system
include current and former NARA
employees who have been appointed as
NARA contracting officers, Government
credit cardholders, and COTRs in
accordance with Federal Acquisition
Regulations (FAR) and internal
procurement procedures.
CATEGORIES OF RECORDS IN THE SYSTEM:
Contracting officer and COTR
designation files may include: Standard
Forms 1402, Certificate of Appointment;
correspondence, copies of training
course certificates; copies of training
forms; and lists. These files may contain
some or all of the following information
about an individual: Name, address,
NARA correspondence symbol,
telephone number, social security
number, birth date, position title, grade,
procurement authorities, and
information about procurement training
and Government credit cards issued.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
NARA maintains contracting officer
and COTR designation files in order to
administer procurement certification
and training programs for NARA
contracting officers, credit cardholders,
and COTRs in accordance with the FAR
and internal procurement procedures.
The routine use statements A, F, and H,
described in Appendix A following the
NARA Notices, also apply to this system
of records.
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
Contracting officer and COTR
designation files are temporary records
and are destroyed in accordance with
the disposition instructions in the
NARA Records Schedule (a supplement
to, the NARA Files Maintenance and
Records Disposition Manual). Electronic
files are periodically updated and
purged of outdated information.
Individuals may request a copy of the
disposition instructions from the NARA
Privacy Act Officer.
SYSTEM MANAGER(S) AND ADDRESS:
The system manager for contracting
officer and COTR designation files is the
Assistant Archivist for Administration
(NA). The address for this location is
listed in Appendix B following the
NARA Notices.
RETRIEVABILITY:
Information in contracting officer and
COTR designation files may be retrieved
by the name of the individual or by
NARA correspondence symbol.
SAFEGUARDS:
During business hours, records are
maintained in areas accessible only to
authorized NARA personnel. Electronic
Jkt 214001
CATEGORIES OF RECORDS IN THE SYSTEM:
Records in the system may contain
some or all of the following information
about an individual: Name, social
security number, position description,
grade, salary, work history, complaint,
credit ratings, medical diagnoses and
prognoses, and doctor’s bills. The
system may also contain other records
such as: Case history files, copies of
applicable law(s), working papers of
attorneys, testimony of witnesses,
background investigation materials,
correspondence, damage reports,
contracts, accident reports, pleadings,
affidavits, estimates of repair costs,
invoices, financial data, and other data.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
5 U.S.C. 552; 5 U.S.C. 552a; 5 U.S.C.,
Part II; 28 U.S.C. 1291, 1346(b)(c),
1402(b), 1504, 2110, 2401(b), 2402,
2411(b), 2412(c), 2671–2680.
NOTIFICATION PROCEDURE:
Individuals interested in inquiring
about their records should notify the
NARA Privacy Act Officer at the address
listed in Appendix B following the
NARA notices.
Individuals who wish to gain access
to their records should submit their
request in writing to the NARA Privacy
Act Officer at the address listed in
Appendix B.
CONTESTING RECORD PROCEDURES:
NARA rules for contesting the
contents and appealing initial
determinations are found in 36 CFR part
1202.
RECORD SOURCE CATEGORIES:
Information in contracting officer and
COTR designation files may be obtained
from the individuals on whom records
are maintained, NARA supervisors, and
organizations that provide procurement
training or issue Government credit
cards.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
Records are used to make
determinations on tort and employee
claims and for internal statistical
reports. Information may be disclosed
to: the General Services Administration
to process payments for approved
claims; and the Department of Justice in
review, settlement, defense, and
prosecution of claims, and law suits
arising from those claims. The routine
use statements A, B, C, E, F, and G,
described in Appendix A following the
NARA notices, also apply to this system
of records.
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OR RECORDS IN THE SYSTEM:
STORAGE:
Paper and electronic records.
RETRIEVABILITY:
Information may be retrieved by the
name of the individual.
SAFEGUARDS:
SYSTEM NAME:
19:10 Oct 02, 2007
employees, other Federal agency
employees, and individual members of
the public who have filed a tort claim
or an employee claim against NARA.
NARA 28
Paper and electronic records.
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RETENTION AND DISPOSAL:
RECORD ACCESS PROCEDURES:
44 U.S.C. 2104 and 48 CFR 1.603
generally.
VerDate Aug<31>2005
records are accessible via passwords
from workstations located in attended
offices. After business hours, buildings
have security guards and/or secured
doors, and all entrances are monitored
by electronic surveillance equipment.
56589
Tort and employee claim files.
SYSTEM LOCATION:
Records are located in the Office of
General Counsel (NGC).
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Individuals covered by this system
include: Current and former NARA
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During business hours, paper records
are maintained in areas accessible only
to authorized NARA personnel.
Electronic records are accessible via
passwords from workstations located in
attended offices. After business hours,
buildings have security guards and/or
secured doors, and all entrances are
monitored by electronic surveillance
equipment.
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RETENTION AND DISPOSAL:
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
CONTESTING RECORD PROCEDURES:
Tort and employee claim files are
temporary records and are destroyed in
accordance with disposition
instructions in the NARA Records
Schedule (a supplement to, the NARA
Files Maintenance and Records
Disposition Manual). Individuals may
request a copy of the disposition
instructions from the NARA Privacy Act
Officer.
5 U.S.C. Part II; 42 U.S.C. 659; 11
U.S.C. 1325; 5 U.S.C. 15512 to 5514,
5517, 5520.
NARA rules for contesting the
contents and appealing initial
determinations are found in 36 CFR part
1202.
SYSTEM MANAGER(S) AND ADDRESS:
The system manager is the General
Counsel, Office of General Counsel
(NGC). The address for this location is
listed in Appendix B following the
NARA Notices.
NOTIFICATION PROCEDURE:
Individuals interested in inquiring
about their records should notify the
NARA Privacy Act Officer at the address
listed in Appendix B following the
NARA Notices.
RECORD ACCESS PROCEDURES:
Individuals who wish to gain access
to their records should submit their
request in writing to the NARA Privacy
Act Officer at the address listed in
Appendix B.
CONTESTING RECORD PROCEDURES:
NARA rules for contesting the
contents and appealing initial
determinations are found in 36 CFR part
1202.
RECORD SOURCE CATEGORIES:
Information in this system of records
comes from one or more of the following
sources: Federal employees and private
parties involved in torts and employee
claims, witnesses, and doctors and other
health professionals.
NARA 29 [DELETED]
NARA 30
SYSTEM NAME:
Garnishment files.
Records are located in the Office of
General Counsel (NGC).
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
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Individuals covered by this system
include current and former NARA
employees against whom a garnishment
order has been filed.
CATEGORIES OF RECORDS IN THE SYSTEM:
Records in the system may contain
some or all of the following information
about an individual: Name, social
security number, address, position title
and NARA unit, salary, debts, and
creditors.
19:10 Oct 02, 2007
Records are used to process
garnishment orders. Information is
disclosed to the General Services
Administration, acting as NARA’s
payroll agent, to process withholdings
for garnishments. The routine use
statements E, F, and H, described in
Appendix A following the NARA
notices, also apply to this system of
records.
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
Paper and electronic records.
RETRIEVABILITY:
Information may be retrieved by the
name of the individual.
SAFEGUARDS:
During business hours, paper records
are maintained in areas accessible only
to authorized NARA personnel.
Electronic records are accessible via
passwords from workstations located in
attended offices. After business hours,
buildings have security guards and/or
secured doors, and all entrances are
monitored by electronic surveillance
equipment.
RETENTION AND DISPOSAL:
Jkt 214001
RECORD SOURCE CATEGORIES:
Information in this system of records
comes from courts that have issued a
garnishment order and NARA personnel
records.
NARA 31
SYSTEM NAME:
Ride Share Locator Database.
SYSTEM LOCATION:
The ride share locator database is
maintained at the Facilities and
Personal Property Management Division
(NAF).
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Individuals covered by this system
include NARA employees whose duty
station is or may become College Park,
MD and who have expressed an interest
in the NARA Ride Share Program.
CATEGORIES OF RECORDS IN THE SYSTEM:
The ride share locator database
contains the following information
about an individual: Name; city, county
and State and zip code of residence;
NARA unit; and NARA work phone
number.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
44 U.S.C. 2104.
Garnishment files are temporary
records and are destroyed in accordance
with disposition instructions in the
NARA Records Schedule (a supplement
to, the NARA Files Maintenance and
Records Disposition Manual).
Individuals may request a copy of the
disposition instructions from the NARA
Privacy Act Officer.
SYSTEM MANAGER(S) AND ADDRESS:
SYSTEM LOCATION:
VerDate Aug<31>2005
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
The system manager is the General
Counsel, Office of General Counsel
(NGC). The address for this location is
listed in Appendix B following the
NARA notices.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
NARA maintains the ride share
locator database to provide employees
with the names of and residential
information of other employees who
have expressed an interest in sharing
rides for daily commuting to the
National Archives at College Park, MD.
The routine use statements F and H,
described in Appendix A following the
NARA Notices, also apply to this
system.
NOTIFICATION PROCEDURE:
Individuals interested in inquiring
about their records should notify the
NARA Privacy Act Officer at the address
listed in Appendix B.
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
Electronic records from which paper
records may be printed.
RECORD ACCESS PROCEDURES:
Individuals who wish to gain access
to their records should submit their
request in writing to the NARA Privacy
Act Officer at the address listed in
Appendix B.
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RETRIEVABILITY:
Information in the ride share locator
database may be retrieved by the name
of the individual, city, State, and/or zip
code.
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SAFEGUARDS:
During business hours, paper records
are maintained in area accessible to
authorized NARA personnel. Electronic
records are accessible via passwords
from workstations located in attended
offices. After business hours, buildings
have security guards and/or secured
doors, and all entrances are monitored
by electronic surveillance equipment.
RETENTION AND DISPOSAL:
Records in the ride share locator
database are temporary records and are
destroyed in accordance with the
disposition instructions in the NARA
Records Schedule (a supplement to, the
NARA Files Maintenance and Records
Disposition Manual). Individuals may
request a copy of the disposition
instructions from the NARA Privacy Act
Officer.
SYSTEM MANAGER(S) AND ADDRESS:
The system manager for the ride share
locator database is the Assistant
Archivist for Administration (NA). The
address for this location is listed in
Appendix B following the NARA
Notices.
NOTIFICATION PROCEDURE:
Individuals interested in inquiring
about their records should notify the
NARA Privacy Act Officer at the address
listed in Appendix B.
RECORD ACCESS PROCEDURES:
Individuals who wish to gain access
to their records should submit their
request in writing to the NARA Privacy
Act Officer at the address listed in
Appendix B.
CONTESTING RECORD PROCEDURES:
NARA rules for contesting the
contents and appealing initial
determinations are found in 36 CFR part
1202.
RECORD SOURCE CATEGORIES:
Information in the ride share locator
database is obtained from individuals
who have furnished information to the
NARA Ride Share Program.
NARA 32
SYSTEM NAME:
SYSTEM LOCATION:
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agency’s Dispute Resolution Specialist
and Deputy Dispute Resolution
Specialist, the agency’s RESOLVE
Contact, members of the ADR panel
(representatives from Equal Opportunity
and Diversity Programs (NEEO), the
Human Resources Services Division
(NHH), and the local American
Federation of Government Employees
(AFGE) union and contractor personnel
used as mediators in the ADR process.
SAFEGUARDS:
CATEGORIES OF RECORDS IN THE SYSTEM:
RETENTION AND DISPOSAL:
ADR files may include: Written and
electronic (sometimes sensitive)
communication between the employee
or former employee, participant
representative(s), Dispute Resolution
Specialist and Deputy Dispute
Resolution Specialist, the agency’s
RESOLVE Contact, members of the ADR
Panel, and the contractor mediator;
procurement data; invoices for services;
and ADR case files. The system
maintains may contain the following
information about an individual: Name,
home and office addresses, telephone
number, social security number, dollar
value of services rendered by the
contractor, previous employment
disputes, and education and
employment experience of the
contractor.
Agency Alternate Dispute Resolution
files are temporary records and are
destroyed in accordance with the
disposition instructions in the NARA
Records Schedule (a supplement to, the
NARA Files Maintenance and Records
Disposition Manual). Individuals may
request a copy of the disposition
instructions from the NARA Privacy Act
Officer.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
Public Laws 101–552 and 104–320, as
amended.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
NARA maintains ADR files in order to
facilitate the Alternative Dispute
Resolution program at the agency. These
records may be used by an employee or
former employee in the course of
resolving a dispute, by members of the
Dispute Resolution staff facilitating
dispute resolution and payment of
contractors, and by the contract
mediators performing services and
invoicing for an ADR case. The Routine
Use statements A, F, and H, described
in Appendix A following the NARA
notices, also apply to this system of
records.
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
Alternate Dispute Resolution Files.
56591
During normal hours of operation,
paper records are maintained in areas
only accessible to authorized personnel
of NARA. Electronic records are
accessible via passwords from
workstations located in attended offices.
After hours, buildings have security
guards and/or doors are secured and all
entrances are monitored by electronic
surveillance equipment.
SYSTEM MANAGER(S) AND ADDRESS:
The system manager for agency ethics
ADR program files is the General
Counsel, Office of General Counsel
(NGC). The address for this organization
is listed in Appendix B following the
NARA notices.
NOTIFICATION PROCEDURE:
Individuals interested in inquiring
about their records should notify the:
NARA Privacy Act Officer at the address
listed in Appendix B.
RECORD ACCESS PROCEDURES:
Individuals who wish to gain access
to their records should submit their
request in writing to the NARA Privacy
Act Officer at the address listed in
Appendix B.
CONTESTING RECORD PROCEDURES:
NARA rules for contesting the
contents and appealing initial
determinations are found in 36 CFR part
1202.
RECORD SOURCE CATEGORIES:
Information in the agency Alternate
Dispute Resolution program files is
obtained from NARA staff and former
staff, participant representative(s), the
Dispute Resolution Staff, the ADR
panel, and the contract mediators.
NARA 33
Alternate Dispute Resolution (ADR)
files are maintained by the Office of
General Counsel (NGC).
STORAGE:
RETRIEVABILITY:
SYSTEM LOCATION:
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Information in the records may be
retrieved by: The name of the
individual; the location of the work site;
a numeric case file number; and/or the
type of request.
The agency’s Development and Donor
files are maintained by the Center for
the National Archives Experience
(NWE) within the Office of Records
Services—Washington, DC (NW) and
Individuals covered by this system
include NARA staff and former staff,
who participate in the ADR process, the
VerDate Aug<31>2005
19:10 Oct 02, 2007
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SYSTEM NAME:
Paper and electronic records.
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Development and Donor Files.
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RETRIEVABILITY:
the National Archives Trust Fund
Division.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Individuals covered by this system
include persons who donate money or
other gifts to NARA, the Foundation for
the National Archives, and prospective
donors and other persons contacted by
the Development Staff, the Archivist of
the United States, and other NARA
officials.
CATEGORIES OF RECORDS IN THE SYSTEM:
Development and Donor Files may
include biographical and demographic
information for individuals and
organizations; background information,
interests, affiliations, and giving history
for donors, including their relationship
and participation with the organization
and its stakeholders; prospect
management data such as interests,
affiliations, cultivation and solicitation
of gifts, strategy reports, and talking
points; information on gifts and pledges
made and miscellaneous information
about each gift; record of
acknowledgment packages and
solicitation letters, including
membership cards, receipts, reminders,
renewal notices, program notices, and
invitations and attendance at special
events.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
44 U.S.C. 2112(g)(1); 2305.
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ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
NARA maintains Development and
Donor Files in order to facilitate the gift
solicitation and receipt authority of the
Archivist of the United States on behalf
of the National Archives and Records
Administration. The information in
these files may be shared, but not for
redistribution, with the member (must
be personal to the member, not shared
among members) and staff, Foundation
Board Directors, and contractors of the
Foundation for the National Archives,
which is a non-governmental, 501(c)(3)
organization that support the programs
and activities of NARA by soliciting,
receiving, expending, and otherwise
utilizing monetary donations and other
gifts on behalf of NARA programs. The
Routine Use statements A, E, F, G, and
H described in Appendix A following
the NARA notices, also apply to this
system of records.
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
Paper and electronic records.
VerDate Aug<31>2005
19:10 Oct 02, 2007
Jkt 214001
Information in the records may be
retrieved by the name of the individual
or the organization, interest, project, or
gift level with which the individual is
associated.
SAFEGUARDS:
During normal hours of operation,
paper records are maintained in areas
accessible only to authorized personnel
of NARA. Electronic records are
accessible via passwords from
workstations located in attended offices.
After hours, buildings have security
guards and/or doors are secured and all
entrances are monitored by electronic
surveillance equipment.
RETENTION AND DISPOSAL:
Development and Donor files are
temporary records and are destroyed in
accordance with the disposition
instructions in the NARA Records
Schedule (a supplement to, the NARA
Files Maintenance and Records
Disposition Manual). Individuals may
request a copy of the disposition
instructions from the NARA Privacy Act
Officer.
SYSTEM MANAGER(S) AND ADDRESS:
For Development and Donor files
relating to the activities of the
Foundation for the National Archives,
the system manager is the Director of
the Center for the National Archives
Experience (NWE). For Development
and Donor files relating to the activities
of the National Archives Trust Fund
Board, the system manager is the
Director, National Archives Trust Fund
Division. The addresses for these offices
are listed in Appendix B following the
NARA notices.
NOTIFICATION PROCEDURE:
Individuals interested in inquiring
about their records should notify the
NARA Privacy Act Officer at the address
is listed in Appendix B following the
NARA notices.
and by the Center for the National
Archives Experience in its daily
business activities, including
communications with and cultivation
and solicitation of prospective donors
and members and publicly available
sources of NARA.
NARA 34
SYSTEM NAME:
Agency Ethics Program Files.
SYSTEM LOCATION:
The agency’s ethics program files are
maintained by the Office of General
Counsel (NGC). The address for this
organization is listed in Appendix B
following the NARA Notices.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Individuals covered by this system
include NARA employees and former
employees who request ethics guidance
form the agency’s ethics staff.
CATEGORIES OF RECORDS IN THE SYSTEM:
Ethics program files may include
employee memoranda and
correspondence, notes taken by the
ethics staff, memoranda summarizing
advice listed orally, and electronic
records. These files may contain the
following information about an
individual: name, address, and
telephone number.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
Executive Orders 12674 and 12731, 5
CFR Parts 2638 and 7601.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
NARA maintains ethics program files
on employees to document advice and
opinions listed in ethics matters and to
maintain a historical record of ethics
opinions that may be used in future
ethics cases. Routine use statements A,
E, G, and H, described in Appendix A
following the NARA Notices, also apply
to this system of records.
RECORD ACCESS PROCEDURES:
Individuals who wish to gain access
to their records should submit their
request in writing to the NARA Privacy
Act Officer at the address listed in
Appendix B.
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
CONTESTING RECORD PROCEDURES:
RETRIEVABILITY:
NARA rules for contesting the
contents and appealing initial
determinations are found in 36 CFR part
1202.
Information in credentials and passes
may be retrieved by the name of the
individual or date.
RECORD SOURCE CATEGORIES:
During business hours, paper records
are maintained in areas accessible only
to authorized NARA personnel.
Electronic records are accessible via
Information in the Development and
Donor files is obtained from the
Foundation for the National Archives
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STORAGE:
Paper and electronic records.
SAFEGUARDS:
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passwords from workstations located in
attended offices. After business hours,
buildings have security guards and/or
secured doors, and all entrances are
monitored by electronic surveillance
equipment.
RETENTION AND DISPOSAL:
Agency ethics program files are
temporary records and are destroyed in
accordance with the disposition
instructions in the NARA Records
Schedule (a supplement to, the NARA
Files Maintenance and Records
Disposition Manual). Individuals may
request a copy of the disposition
instructions from the NARA Privacy Act
Officer.
SYSTEM MANAGER(S) AND ADDRESS:
The system manager for ethic program
files is the Office of General Counsel
(NGC). The address for this organization
is listed in Appendix B following the
NARA notices.
NOTIFICATION PROCEDURE:
Individuals interested in inquiring
about their records should notify the
NARA Privacy Act Officer at the address
listed in Appendix B.
RECORD ACCESS PROCEDURES:
Individuals who wish to gain access
to their records should submit their
request in writing to the NARA Privacy
Act Officer at the address listed in
Appendix B.
CONTESTING RECORD PROCEDURES:
NARA rules for contesting the
contents and appealing initial
determinations are found in 36 CFR part
1202.
RECORD SOURCE CATEGORIES:
Information in ethics program files is
obtained from NARA employees, former
employees and the agency’s ethics staff.
NARA 35
SYSTEM NAME:
Case Management and Reporting
System (CMRS)
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SYSTEM LOCATION:
This automated system is located at
the National Personnel Records Center
(Military Personnel Records) in St.
Louis, MO, and the National Archives
and Records Administration in College
Park, MD. The addresses for these
locations are listed in Appendix B
following the NARA Notices.
military personnel, medical, and
organizational records in the physical
custody of the National Personnel
Records Center (Military Personnel
Records). Subjects of these inactive
records are also covered. In addition,
this system covers current and former
Federal civilian employees whose paper
personnel record have been transferred
to the National Personnel Records
Center (Civilian Personnel Records) for
scanning, transmission to OPM’s
electronic personnel (eOPF) system,
and/or storage at NPRC-CPR.
CATEGORIES OF RECORDS IN THE SYSTEM:
CMRS files may include:
correspondence, including
administrative forms used for routine
inquiries and replies, between NARA
staff and requesters; stored copies of
frequently requested documents from
individual Official Military Personnel
Files (OMPF’s); production and
response time data used for internal
reporting purposes; and databases used
to respond to requests. These files may
contain some or all of the following
information about an individual: Name,
address, telephone number, position
title, name of employer/institutional
affiliation, identification of requested
records, Social Security Number/Service
Number, previous military assignments,
and other information furnished by the
requester. CMRS files may also include
the name and social security number of
the subject of the Federal civilian
employee personnel file.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
44 U.S.C. 2108, 2110, and 2907
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
NARA maintains CMRS files to:
Maintain control of records being
requested for either internal or external
use, establish employee and requester
accountability for records, prepare
replies to requester’s reference
questions, record the status of
requesters’ requests and NARA replies
to those requests, and to facilitate the
preparation of statistical and other
aggregate reports on employee
performance and requester satisfaction.
The routine use statements A, C, D, E,
F, G, and H, described in Appendix A
following the NARA notices, also apply
to this system of records.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Individuals covered by this system
include persons who request
information from or access to inactive
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
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RETRIEVABILITY:
Information in CMRS files may be
retrieved by the name, Social Security
or military service number of the
veteran whose record was the subject of
the request. By use of a querying
capability, information may also be
retrieved by use of a system-assigned
request number, by name and date of
birth of the veteran, and by requestersupplied information, such as name and
address, phone number, or email
address. Information in CMRS files
related to a Federal civilian employee
may be retrieved by the subject of the
record’s name or Social Security
number.
SAFEGUARDS:
During business hours, electronic
records are accessible to authorized
NARA personnel via passwords from
workstations located in attended offices.
After business hours, buildings have
security guards and/or secured doors,
and all entrances are monitored by
electronic surveillance equipment.
RETENTION AND DISPOSAL:
The disposition of the records in the
CMRS system is under consideration.
Accordingly, the records generated by
the system cannot be destroyed until a
Records Schedule is approved by the
Archivist. Once the disposition is
determined, retention and disposal of
the records will be governed in
accordance with the applicable
disposition instructions in the NARA
Records Schedule (a supplement to, the
NARA Files Maintenance and Records
Disposition Manual). Individuals may
request a copy of the disposition
instructions from the NARA Privacy Act
Officer.
SYSTEM MANAGER(S) AND ADDRESS:
The system manager, CMRS, is the
Director, National Personnel Records
Center. The address for this location is
listed in Appendix B following the
NARA Notices.
NOTIFICATION PROCEDURE:
Individuals interested in inquiring
about their records should notify the
NARA Privacy Act Officer at the address
listed in Appendix B.
RECORD ACCESS PROCEDURES:
Individuals who wish to gain access
to their records should submit their
request in writing to the NARA Privacy
Act Officer at the address listed in
Appendix B.
CONTESTING RECORD PROCEDURES:
NARA rules for contesting the
contents and appealing initial
Electronic records.
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determinations are found in 36 CFR part
1202.
RECORD SOURCE CATEGORIES:
Information in the CMRS file is
obtained from requesters, NARA
employees who maintain the file, from
the military service department in
which the subject of the record served,
and from the Federal agency with which
the subject of the record was/is
employed.
Security numbers, and addresses of
NARA employees who have enrolled in
the Public Transit Subsidy Program or
are members of qualified vanpools; and
to verify employee compliance with the
rules of the program. The routine use
statements A, F, and H, described in
Appendix B following the NARA
notices, also apply to this system.
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
NARA 36
STORAGE:
SYSTEM NAME:
Paper forms (NA 6041, Application—
Public Transit Subsidy Program; NA
Form 6042—Authorization for Third
Party Pickup—Public Transit Subsidy
Program) and electronic records.
Public Transportation Benefit
Program Files.
SYSTEM LOCATION:
The transportation benefit program
files are maintained in the following
locations in the Washington, DC, area
and other geographical regions. The
addresses for these locations are listed
in Appendix B following the NARA
Notices:
(1) The Facilities and Personal
Property Management Division (NAF);
(2) Presidential libraries, projects, and
staffs; and
(3) Regional records services facilities.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
All NARA employees who have
enrolled in the Public Transit Subsidy
Program (PTSP) are covered by this
system, including: full-time employees;
part-time employees; intermittent
employees; and temporary employees
and students.
CATEGORIES OF RECORDS IN THE SYSTEM:
The public transportation benefit
program files contain information on
NARA employees that is used to
document the distribution of
transportation subsidies. These files
contain information submitted on NA
Form 6041, Application—Public Transit
Subsidy Program, by both current and
non-current participants and include:
name; home address; Social Security
number; NARA unit; and NARA work
phone number. In addition, files may
contain vouchers and other forms used
to document the disbursement of
subsidies.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
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44 U.S.C. 2104 and Executive Order
13150
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
NARA maintains transportation
benefit program files on individuals in
order to: provide the Department of
Transportation with the names, Social
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19:10 Oct 02, 2007
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Information in the public
transportation benefit program files may
be retrieved by the name of the
individual.
SAFEGUARDS:
During business hours, paper records
are maintained in area accessible to
authorized NARA personnel. Electronic
records are accessible to authorized
personnel via passwords from
workstations located in attended offices.
After business hours, buildings have
security guards and/or secured doors,
and all entrances are monitored by
electronic surveillance equipment.
RETENTION AND DISPOSAL:
Records in the public transportation
benefit program files are temporary
records and are destroyed in accordance
with the disposition instructions in the
NARA Records Schedule (a supplement
to, NARA Files Maintenance and
Records Disposition Manual).
Individuals may request a copy of the
disposition instructions from the NARA
Privacy Act Officer.
SYSTEM MANAGER(S) AND ADDRESS:
The system manager for the
transportation benefit program files in
the Washington, DC, area is the PTSP
Manager in NAF. Local PTSP managers
are designated for the Presidential
libraries and regional records services
facilities. The address for this location
is listed in Appendix B following the
NARA Notices.
NOTIFICATION PROCEDURE:
Individuals interested in inquiring
about their records should notify the
NARA Privacy Act Officer at the address
listed in Appendix B following the
NARA notices.
RECORD ACCESS PROCEDURES:
Individuals who wish to gain access
to their records should submit their
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CONTESTING RECORD PROCEDURES:
NARA rules for contesting the
contents and appealing initial
determinations are found in 36 CFR part
1202.
RECORD SOURCE CATEGORIES:
Information in the public
transportation benefit program files is
obtained from individuals who have
furnished information to the NARA
PTSP.
NARA 37
SYSTEM NAME:
NARA Online Ordering System
RETRIEVABILITY:
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request in writing to the NARA Privacy
Act Officer at the address listed in
Appendix B.
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SYSTEM LOCATION:
The NARA Online Ordering System is
located in the data center at the National
Archives and Records Administration in
College Park, MD.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Individuals covered by this system
include researchers who order
reproductions of NARA archival
materials at https://www.archives.gov.
CATEGORIES OF RECORDS IN THE SYSTEM:
NARA Online Ordering System may
include: user login data (i.e., user ID and
password; user profile data (e.g., name,
address, phone number); credit card
payment data (e.g., card type, card
number, expiration date); reproduction
order form data (e.g., detailed
information describing the requested
archival record); transaction data (e.g.,
system-generated order identification
information such as order number, order
date, order type); correspondence from
NARA (e.g., written responses to
customer requests) and quotations to
initiate an order; and, digital
reproductions (e.g., digital facsimiles of
WWI draft cards available via
download).
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
44 U.S.C. 2116(c), 2307 and 3504.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
Records maintained in the system are
used only for order entry, order
validation, order processing, payment
processing, and order fulfillment. The
public may use the NARA Online
Ordering System to complete and
submit a reproduction order to NARA.
Each night, submissions to the NARA
Online Ordering System are sent to
NARA’s Order Fulfillment and
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Accounting System (OFAS—NARA 25)
via an automated XML (extensible
markup language) interface that operates
within NARA’s secure internal network.
The NARA Online Ordering System
maintains profile data (e.g., name,
address, phone number) for researchers
who initiate orders of reproductions.
The profile data is used to automatically
complete the payment and/or shipping
address sections of the order form so
that customers do not have to manually
re-enter the information. Neither NARA
nor its agents use customer profile data
in the NARA Online Ordering System
for other purposes. The routine use
statements A, E, F, and H, described in
Appendix A apply to this system of
records.
SYSTEM MANAGER(S) AND ADDRESS:
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
CONTESTING RECORD PROCEDURES:
Electronic records.
Individuals interested in inquiring
about their records are to notify the
NARA Privacy Act Officer at the address
listed in Appendix B.
RECORD ACCESS PROCEDURES:
Individuals who wish to gain access
to their records are to submit their
request in writing to the NARA Privacy
Act Officer at the address listed in
Appendix B.
RECORD SOURCE CATEGORIES:
RETRIEVABILITY:
Information in the NARA Online
Ordering System may be retrieved by
the NARA customer using his or her
user ID and password. Also, summary
order data (order number, master
number [OFAS order number]), status
(e.g., received, processing, shipped,
cancelled) and submission date) may be
retrieved by the customer or the NARA
customer service agent using the order
number.
SAFEGUARDS:
Access to the data center that houses
the NARA Online Ordering System is
restricted to approved systems
administrators and, with the exception
of a limited number of operations staff,
is limited to normal business hours.
Electronic records are accessible only on
a ‘‘need to know basis’’ using controlled
logins and passwords from workstations
located in attended offices. Credit card
information is compartmentalized so
that it is available only to those NARA
employees responsible for posting and
billing credit card transactions. The
National Archives at College Park has
24-hour security guards, controlled
entrances, and electronic surveillance.
RETENTION AND DISPOSAL:
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NOTIFICATION PROCEDURE:
NARA rules for contesting the
contents and appealing initial
determinations are found in 36 CFR part
1202.
STORAGE:
Order Online! records are temporary
records and are destroyed in accordance
with the disposition instructions in the
NARA Records Schedule (a supplement
to the NARA Files Maintenance and
Records Disposition Manual).
Individuals may request a copy of the
disposition instructions from the NARA
Privacy Act Officer.
VerDate Aug<31>2005
The system manager for NARA Online
Ordering System is: Assistant Archivist
for Records Services—Washington, DC
(NW). The address for this location is
listed in Appendix B following the
NARA notices.
19:10 Oct 02, 2007
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Information in the NARA Online
Ordering System is obtained from
NARA customers, employees or agents
who are involved in the order process,
and Bureau of Public Debt (BPD)
employees who process refunds.
NARA 38
SYSTEM NAME:
Project Management Records.
SYSTEM LOCATION:
This system is located at the National
Archives and Records Administration
(NARA) in College Park, MD.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Individuals covered by this system
include NARA employees and NARA
contractors who work on NARA
projects.
CATEGORIES OF RECORDS IN THE SYSTEM:
Individual files may contain some or
all of the following information about
NARA employees and NARA
contractors: name, job title, work
organization, supervisor, project
assignments, work experience, and work
availability. Project files consist of a list
of NARA approved projects and related
information about these projects. These
files will contain some or all of the
following information: Work tasks,
planned and actual start and finish
dates, resource requirements,
dependencies and deliverables. Work
files consist of information reported by
an individual that shows, by task:
resource expenditures in hours and
dollars, remaining effort to complete the
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56595
task, date of completion, risk
assessments, issues and documentation
that shows work progress.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
44 U.S.C. 2104, 31 U.S.C. 1115, and
40 U.S.C. 1423
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
NARA maintains this information to
effectively manage NARA’s project
portfolio. This includes defining
projects and, within them, activities,
tasks, milestones, and deliverables and
assigning individuals to projects,
measuring performance of on-going
projects against established baselines,
assessing the availability of resources to
begin new projects and determining the
capital costs of completed projects.
Records will be disclosed for these uses
both to authorized NARA staff and to
contractors assisting NARA in these
activities. These records may also be
used to evaluate the performance of
individuals, both NARA staff and
contractors, against goals established by
project managers and/or contract
managers. Records from this system of
records may be disclosed as a routine
use to an agency or official of the U.S.
Government exercising oversight over
an activity covered by the system, or
over the methods or manner in which
NARA manages these activities, the
resources committed to them, and their
results. Such disclosures are limited to
the extent necessary for them to exercise
their oversight authority. Oversight
agencies include, but are not limited to,
the NARA Inspector General, GAO or
other entities evaluating, auditing, or
reviewing NARA’s project management,
capital investments, and earned value
management. They may include officials
of other agencies who are partners of
NARA in one or more of the projects
covered by the system. The routine use
statements A, C, D, E, F, G, and H
described in Appendix A also apply to
this system of records.
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
Electronic and paper.
RETRIEVABILITY:
Information in employee related files
will be retrieved by the name of the
individual.
SAFEGUARDS:
Electronic records are accessible to
authorized personnel via password from
workstations owned by NARA and
maintained in NARA attended offices.
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After business hours, buildings have
security guards and/or secured doors,
and all entrances are monitored by
electronic surveillance equipment.
SYSTEM LOCATION:
RETENTION AND DISPOSAL:
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Visitor Ticketing Application Files are
maintained at the Presidential Libraries
across the country.
The disposition of the project
management records is under
consideration. Accordingly, the records
generated cannot be destroyed until a
Records Schedule is approved by the
Archivist. Once the disposition is
determined, retention and disposal of
the records will be governed in
accordance with the applicable
disposition instructions in the NARA
Records Schedule (a supplement to, the
NARA Files Maintenance and Records
Disposition Manual). Individuals may
request a copy of the disposition
instructions from the NARA Privacy Act
Officer.
SYSTEM MANAGER(S) AND ADDRESS:
The system manager for project
management records is the Assistant
Archivist for Information Services (NH).
The address for this location is listed in
Appendix B following the NARA
notices.
NOTIFICATION PROCEDURE:
Individuals interested in inquiring
about their records should notify the
NARA Privacy Act Officer at the address
listed in Appendix B.
RECORD ACCESS PROCEDURES:
Individuals who wish to gain access
to their records should submit their
request in writing to the NARA Privacy
Act Officer at the address listed in
Appendix B.
Individuals covered by this system
include persons who serve as points of
contact for groups visiting the
Presidential Libraries and invited guests
to special events at the libraries.
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Information about individuals in the
records is obtained primarily from
NARA employees and NARA
contractors who work on NARA
projects. Additional information may be
obtained from NARA supervisors, other
personnel, NARA operational records
and information provided by contractors
who provide staff to work on NARA
projects.
NARA 39
Visitor Ticketing Application (VISTA)
Files.
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RECORD ACCESS PROCEDURES:
Visitor Ticketing Application Files
may include the following information
on an individual: mailing address,
telephone number, e-mail address, and
credit card information.
CONTESTING RECORD PROCEDURES:
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
44 U.S.C. 2108, 2111 note, and
2203(f)(1).
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
NARA maintains the Visitor Ticketing
Application Files on individuals to:
store information on groups that interact
with the library; conduct outreach with
the points of contact with these groups,
in order to maintain visitor levels and
improve service; to study visitor data
over time; and to store information on
those attending special events. The
routine use statements A, C, E, F, G, and
H, described in Appendix A following
the NARA Notices, also apply to this
system of records.
POLICIES AND PRACTICES FOR STORING,
RETRIEVING, ACCESSING, RETAINING, AND
DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
RETRIEVABILITY:
Information in the records may be
retrieved by the name of the individual.
SAFEGUARDS:
Electronic records are accessible via
passwords from workstations located in
attended offices. VISTA Files are
maintained on servers unique to each
Presidential library.
RETENTION AND DISPOSAL:
Visitor Ticketing Application Files are
unscheduled records and, therefore, are
retained until the Archivist of the
United States approves dispositions.
NARA is in the process of scheduling
the Visitor Ticketing Application Files.
SYSTEM MANAGER(S) AND ADDRESS:
SYSTEM NAME:
Individuals interested in inquiring
about their records should notify the
NARA Privacy Act Officer at the address
listed in Appendix B.
CATEGORIES OF RECORDS IN THE SYSTEM:
Electronic records.
RECORD SOURCE CATEGORIES:
NOTIFICATION PROCEDURE:
Individuals who wish to gain access
to their records should submit their
request in writing to the NARA Privacy
Act Officer at the address listed in
Appendix B.
CONTESTING RECORD PROCEDURES:
NARA rules for contesting the
contents and appealing initial
determinations are found in 36 CFR part
1202.
Libraries (NL). The addresses for these
locations are listed in Appendix B
following the NARA Notices.
The system managers for the Visitor
Ticketing Application Files are the
Directors of the individual Presidential
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Fmt 4701
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NARA rules for contesting the
contents and appealing initial
determinations are found in 36 CFR part
1202.
RECORD SOURCE CATEGORIES:
Information in the Visitor Ticketing
Application Files is obtained from
researchers and from NARA employees
who maintain the files.
Appendix A—Routine Uses
The following routine use statements
will apply to National Archives and
Records Administration notices where
indicated:
A. Routine Use-Law Enforcement: In
the event that a system of records
maintained by this agency to carry out
its functions indicates a violation or
potential violation of law, whether civil,
criminal or regulatory in nature, and
whether arising by general statute or
particular program statute, or by
regulation, rule or order issued pursuant
thereto, the relevant records in the
system of records, may be referred, as a
routine use, to the appropriate agency,
whether Federal, State, local, or foreign,
charged with the responsibility of
investigating or prosecuting such
violation or charged with enforcing or
implementing the statute, or rule,
regulation or order issued pursuant
thereto.
B. Routine Use-Disclosure When
Requesting Information: A record from
this system of records may be disclosed
as a routine use to a Federal, State, or
local agency maintaining civil, criminal
or other relevant enforcement
information or other pertinent
information, such as current licenses, if
necessary, to obtain information
relevant to an agency decision
concerning the hiring or retention of an
employee, the issuance of a security
clearance, the letting of a contract, or
the issuance of a license, grant, or other
benefit.
C. Routine Use-Disclosure of
Requested Information: A record from
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this system of records may be disclosed
to a Federal agency, in response to its
request, in connection with the hiring or
retention of an employee, the issuance
of a security clearance, conducting a
security or suitability investigation,
classifying a job, the reporting of an
investigation of an employee, the letting
of a contract, or the issuance of a
license, grant, or other benefit by the
requesting agency, to the extent that the
information is relevant and necessary to
the requesting agency’s decision on the
matter.
D. Routine Use-Grievance, Complaint,
Appeal: A record from this system of
records may be disclosed to an
authorized appeal or grievance
examiner, formal complaints examiner,
equal employment opportunity
investigator, arbitrator, or other duly
authorized official engaged in
investigation or settlement of a
grievance, complaint, or appeal filed by
an employee. A record from this system
of records may be disclosed to the
United States Office of Personnel
Management, the Merit Systems
Protection Board, Federal Labor
Relations Authority, or the Equal
Employment Opportunity Commission
when requested in the performance of
their authorized duties. To the extent
that official personnel records in the
custody of NARA are covered within the
system of records published by the
Office of Personnel Management as
Government wide records, those records
will be considered as a part of that
Government wide system. Other records
covered by notices published by NARA
and considered to be separate systems of
records may be transferred to the Office
of Personnel Management in accordance
with official personnel programs and
activities as a routine use.
E. Routine Use-Congressional
Inquiries: A record from this system of
records may be disclosed as a routine
use to a Member of Congress or to a
Congressional staff member in response
to an inquiry of the Congressional office
made at the request of the individual
about whom the record is maintained.
F. Routine Use-NARA Agents: A
record from this system of records may
be disclosed as a routine use to an
expert, consultant, agent, or a contractor
of NARA to the extent necessary for
them to assist NARA in the performance
of its duties. Agents include, but are not
limited to, GSA or other entities
supporting NARA’s payroll, finance,
and personnel responsibilities.
G. Routine Use-Department of Justice/
Courts: A record from this system of
records may be disclosed to the
Department of Justice or in a proceeding
before a court or adjudicative body
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before which NARA is authorized to
appear, when: (a) NARA, or any
component thereof; or, (b) any employee
of NARA in his or her official capacity;
or, (c) any employee of NARA in his or
her individual capacity where the
Department of Justice or NARA has
agreed to represent the employee; or (d)
the United States, where NARA
determines that litigation is likely to
affect the agency or any of its
components, is a party to litigation or
has an interest in such litigation, and
the use of such records by the
Department of Justice or by NARA
before a court or adjudicative body is
deemed by NARA to be relevant and
necessary to the litigation, provided,
however, that in each case, NARA
determines that disclosure of the
records is a use of the information
contained in the records that is
compatible with the purpose for which
the records were collected.
H. Routine Use—Data breach: A
record from this system of records may
be disclosed to appropriate agencies,
entities, and persons when (1) it is
suspected or confirmed that the security
or confidentiality of information in the
system of records has been
compromised; (2) NARA has
determined that as a result of the
suspected or confirmed compromise
there is a risk of harm to economic or
property interests, identity theft or
fraud, or harm to the security or
integrity of this system or other systems
or programs (whether maintained by
NARA of another agency or entity) that
rely upon the compromised
information; and (3) the disclosure is
made to such agencies, entities, and
persons who are reasonably necessary to
assist in connection with NARA’s efforts
to respond to the suspected or
confirmed compromise and prevent,
minimize, or remedy such harm.
APPENDIX B
To inquire about your records or to
gain access to your records, you should
submit your request in writing to:
NARA Privacy Act Officer, General
Counsel (NGC), National Archives and
Records Administration, 8601 Adelphi
Road, Room, College Park, MD 20740–
6001.
If the system manager is the Assistant
Archivist for Record Services—
Washington, DC (NW), the records are
located at the following address: Office
of Record Services—Washington, DC
(NW), National Archives and Records
Administration, 8601 Adelphi Road,
Room 3400, College Park, MD 20740–
6001.
If the system manager is the Assistant
Archivist for Presidential Libraries (NL),
PO 00000
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56597
the records are located at the following
address: Office Presidential Libraries
(NL), National Archives and Records
Administration, 8601 Adelphi Road,
Room 2200, College Park, MD 20740–
6001.
If the system manager is the director
of a Presidential library, the records are
located at the appropriate Presidential
library, staff or project:
George Bush Library, 1000 George Bush
Drive West, College Station, TX
77845.
Jimmy Carter Library, 441 Freedom
Parkway, Atlanta, GA 30307–1498.
William J. Clinton Library, 1200
President Clinton Avenue, Little
Rock, AR 72201.
Dwight D. Eisenhower Library, 200 SE
4th Street, Abilene, KS 67410–2900.
Gerald R. Ford Library, 1000 Beal
Avenue, Ann Arbor, MI 48109–2114.
Herbert Hoover Library, 210 Parkside
Drive, P.O. Box 488, West Branch, IA
52358–0488.
Lyndon B. Johnson Library, 2313 Red
River Street, Austin, TX 78705–5702.
John F. Kennedy Library, Columbia
Point, Boston, MA 02125–3398.
Richard Nixon Library, 1800 Yorba
Linda Boulevard, Yorba Linda, CA
92886.
Richard Nixon Library—College Park,
National Archives and Records
Administration, 8601 Adelphi Road,
College Park, MD 20740–6001.
Ronald Reagan Library, 40 Presidential
Drive, Simi Valley, CA 93065–0600.
Franklin D. Roosevelt Library, 4079
Albany Post Road, Hyde Park, NY
12538–1999.
Harry S. Truman Library, 500 West U.S.
Highway 24, Independence, MO
64050–1798.
If the system manager is the Assistant
Archivist for Regional Records Services
(NR), the records are located at the
following address:
Office Regional Records Services
(NR), National Archives and Records
Administration, 8601 Adelphi Road,
Room 3600, College Park, MD 20740–
6001.
If the system manager is the director
of a regional records services facility,
the records are located at the
appropriate regional records services
facility:
NARA’s Pacific Alaska Region
(Anchorage), 654 West Third Avenue,
Anchorage, Alaska 99501–2145.
NARA’s Southeast Region (Atlanta),
5780 Jonesboro Road, Morrow,
Georgia 30260.
NARA’s Northeast Region (Boston),
Frederick C. Murphy Federal Center,
380 Trapelo Road, Waltham,
Massachusetts 02452–6399.
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NARA’s Great Lakes Region (Chicago),
7358 South Pulaski Road, Chicago,
Illinois 60629–5898.
NARA’s Great Lakes Region (Dayton),
3150 Springboro Road, Dayton, Ohio
45439–1883.
NARA’s Rocky Mountain Region
(Denver), Bldg. 48, Denver Federal
Center, West 6th Avenue and Kipling
Street, Denver, Colorado 80225–0307.
NARA’s Southwest Region (Fort Worth),
1400 John Burgess Drive, Fort Worth,
Texas 76140–6222.
NARA’s Southwest Region (Fort Worth),
501 West Felix Street, Building 1, Fort
Worth, Texas 76115–3405.
NARA’s Central Plains Region (Kansas
City), 2312 East Bannister Road,
Kansas City, Missouri 64131–3061.
NARA’s Pacific Region (Laguna Niguel,
CA), 24000 Avila Road, 1st Floor, East
Entrance, Laguna Niguel, California
92677–3497.
NARA’s Pacific Region (Riverside, CA),
23123 Cajalco Road, Perris, California
92570–7298.
NARA’s Central Plains Region (Lee’s
Summit, MO), 200 Space Center
Drive, Lee’s Summit, Missouri 64064–
1182.
NARA’s Northeast Region (New York
City), 201 Varick Street, New York,
New York 10014–4811.
NARA’s Mid Atlantic Region (Center
City Philadelphia), 900 Market Street,
Philadelphia, Pennsylvania 19107–
4292.
NARA’s Mid Atlantic Region (Northeast
Philadelphia), 14700 Townsend Road,
Philadelphia, Pennsylvania 19154–
1096.
NARA’s Northeast Region (Pittsfield,
MA), 10 Conte Drive, Pittsfield,
Massachusetts 01201–8230.
NARA’s Pacific Region (San Francisco),
1000 Commodore Drive, San Bruno,
California 94066–2350.
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NARA’s Pacific Alaska Region (Seattle),
6125 Sand Point Way NE., Seattle,
Washington 98115–7999.
National Personnel Records Center,
Civilian Personnel Records, 111
Winnebago Street, St. Louis, Missouri
63118–4126.
National Personnel Records Center,
Military Personnel Records, 9700 Page
Avenue, St. Louis, MO 63132–5100.
If the system manager is the Director
of the Information Security Oversight
Office (ISOO), the records are located at
the following address: Information
Security Oversight Office (ISOO),
National Archives and Records
Administration, 700 Pennsylvania
Avenue, NW., Room 100, Washington,
DC 20408–0001.
If the system manager is the Director
of the National Historical Publications
and Records Commission (NHPRC), the
records are located at the following
address: National Historical
Publications and Records Commission
(NHPRC), National Archives and
Records Administration, 700
Pennsylvania Avenue, NW., Room 106,
Washington, DC 20408–0001.
If the system manager is the Director
of the Policy and Planning Staff, the
records are located at the following
address: Policy and Planning Staff
(NPOL), National Archives and Records
Administration, 8601 Adelphi Road,
Room 4100, College Park, MD 20740–
6001.
If the system manager is the Assistant
Archivist for Information Services, the
records are located at the following
address: Office of Information Services
(NH), National Archives and Records
Administration, 8601 Adelphi Road,
Room 4400, College Park, MD 20740.
If the system manager is the Assistant
Archivist for Administration, the
PO 00000
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records are located at the following
address: Office of Administration (NA,)
National Archives and Records
Administration, 8601 Adelphi Road,
Room 4200, College Park, MD 20740.
If the system manager is the Director
of the Federal Register, the records are
located at the following address: Office
of the Federal Register (NF), National
Archives and Records Administration,
700 Pennsylvania Avenue, NW.,
Washington, DC 20408–0001.
If the system manager is the Inspector
General, the records are located at the
following address: Office of the
Inspector General (OIG), National
Archives and Records Administration,
8601 Adelphi Road, Room 1300, College
Park, MD 20740.
If the system manager is the General
Counsel, the records are located at the
following address: General Counsel
(NGC), National Archives and Records
Administration, 8601 Adelphi Road,
Room 3110, College Park, MD 20740.
If the system manager is the Director
of the Center for the National Archives
Experience, the records are located at
the following address: Center for the
National Archives Experience (NWE),
National Archives and Records
Administration, 700 Pennsylvania
Avenue, NW., Room G9, Washington,
DC 20408–0001.
If the system manager is the Director
of the Washington National Records
Center, the records are located at the
following address: Washington National
Records Center (NWMW), National
Archives and Records Administration,
4205 Suitland Road, Suitland, MD
20746–8001.
[FR Doc. E7–19351 Filed 10–2–07; 8:45 am]
BILLING CODE 7515–01–P
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[Federal Register Volume 72, Number 191 (Wednesday, October 3, 2007)]
[Notices]
[Pages 56570-56598]
From the Federal Register Online via the Government Printing Office [www.gpo.gov]
[FR Doc No: E7-19351]
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Part IV
National Archives and Records Administration
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Privacy Act of 1974 Republication of Systems of Records Notice; Notice
Federal Register / Vol. 72, No. 191 / Wednesday, October 3, 2007 /
Notices
[[Page 56570]]
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NATIONAL ARCHIVES AND RECORDS ADMINISTRATION
Privacy Act of 1974 Republication of Systems of Records Notices
AGENCY: National Archives and Records Administration (NARA).
ACTION: Republication of Systems of Records Notices.
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SUMMARY: The National Archives and Records Administration (NARA) is
republishing 34 system of records notices in its existing inventory of
record systems subject to the Privacy Act of 1974 (5 U.S.C. 552a), as
amended, to incorporate minor corrective and administrative changes.
NARA proposes to add one new system to its inventory, NARA 39, Visitor
Ticketing Application (VISTA) Files; change the name of NARA 37 from
``Order Online!'' to ``NARA Online Ordering System;'' and to revise its
routine uses (found in Appendix A) to incorporate routine use language
recommended by the President's Task Force on Identity Theft. This
routine use is being added to all of the systems in NARA's inventory.
One system, among NARA's inventory of system notices, NARA 23, Office
of Inspector General Investigative Case Files, was published in the
Federal Register on June 6, 2007 [72 FR 31348]. That system notice is
not republished here. The proposed changes are in compliance with OMB
Circular No. A-130, Appendix I.
One system is being deleted from the inventory of systems notices
because NARA no longer maintains the information (NARA 29, State
Historical Records Advisory Board Member Files).
EFFECTIVE DATES: This proposed action will become effective without
further notice on November 2, 2007, unless comments received on or
before that date cause a contrary decision. If changes are made based
on NARA's review of any comments received, a new final notice will be
published.
ADDRESSES: NARA invites interested persons to submit comments on this
system notice. Comments may be submitted by any of the following
methods:
Mail: Send comments to: Privacy Act Officer, Office of General
Counsel (NGC), Room 3110, National Archives and Records Administration,
8601 Adelphi Road, College Park, MD, 20740-6001.
Fax: Submit comments by facsimile transmission to 301-837-0293.
E-Mail: Send comments to ramona.oliver@nara.gov.
FOR FURTHER INFORMATION CONTACT: Ramona Branch Oliver, Privacy Act
Officer, 301-837-2024 (voice) or 301-837-0293 (fax).
SUPPLEMENTARY INFORMATION: The NARA system of records notices subject
to the Privacy Act of 1974 (5 U.S.C. 552a), as amended, have been
published in the Federal Register. They are available on the Internet
at https://www.archives.gov/foia/privacy-program/inventory.html or from
the Privacy Act Officer, Office of General Counsel (NGC), Room 3110,
National Archives and Records Administration, 8601 Adelphi Road,
College Park, MD, 20740-6001.
The notice for each system of records states the name and the
location of the record system, the authority for and manner of its
operation, the categories of individuals that it covers, the types of
records that it contains, the sources of information in these records,
and the proposed ``routine uses'' of each system of records. Each
notice also includes the business address of the NARA official who will
inform interested persons of the procedures for gaining access to and
correcting records pertaining to themselves.
One of the purposes of the Privacy Act, as stated in section
2(b)(4) of the Act, is to provide certain safeguards for an individual
against an invasion of personal privacy by requiring Federal agencies
to disseminate any record of identifiable personal information in a
manner that assures that such action is for a necessary and lawful
purpose, that information is current and accurate for its intended use,
and that adequate safeguards are provided to prevent misuse of such
information. NARA intends to follow these principles in transferring
information to another agency or individual as a ``routine use'',
including assurance that the information is relevant for the purposes
for which it is transferred.
The NARA notices and the inventory of routine uses, as amended, are
published at the end of this notice.
Dated: September 25, 2007.
Allen Weinstein,
Archivist of the United States.
NARA 1
SYSTEM NAME:
Researcher Application Files.
SYSTEM LOCATION:
Researcher application files are maintained in the following
locations in the Washington, DC area and other geographical regions.
The addresses for these locations are listed in Appendix B following
the NARA Notices:
(1) Customer Services Division;
(2) Presidential Libraries, Projects, and Staffs;
(3) Regional Records Services Facilities; and
(4) Washington National Records Center.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Individuals covered by this system include persons who apply to use
original records for research in NARA facilities in the Washington, DC
area, the Presidential libraries and projects, and the regional records
services facilities.
CATEGORIES OF RECORDS IN THE SYSTEM:
Researcher application files may include: researcher applications;
related correspondence; and electronic records. These files may contain
the following information about an individual: name, address, telephone
number, proposed research topic(s), occupation, name and address of
employer/institutional affiliation, educational level and major field
of study, expected result(s) of research, photo, researcher card
number, type of records used, and other information furnished by the
individual. Electronic systems may also contain additional information
related to the application process.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
44 U.S.C. 2108, 2111 note, and 2203(f)(1).
PURPOSE(S):
The information in this system is used to register researchers who
wish to gain access to original records; to assist NARA in maintaining
intellectual control over archival holdings and to refer related
information to the Office of Inspector General if original records are
determined to be missing or mutilated; to disseminate information
related to events and programs of interest to NARA's researchers as
appropriate; and measure customer satisfaction with NARA services.
Aggregate information from this system may be used for the purposes of
review, analysis, planning and policy formulation related to customer
service staffing and facility needs.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND THE PURPOSES OF SUCH USES:
NARA maintains researcher application files on individuals to:
register persons who apply to use original records for research at a
NARA facility; record initial research interests of researchers;
determine which records researchers may want to use; to contact
researchers if additional information
[[Page 56571]]
related to their research interest is found or if problems with the
requested records are discovered; and prepare mailing lists for sending
notices of events and programs of interest to researchers, including
the fundraising and related activities of NARA-associated foundations,
and invitations to participate in voluntary customer satisfaction
surveys, unless individuals elect that their application information
not be used for this purpose. The electronic databases serve as finding
aids to the applications. Information in the system is also used by
NARA staff to compile statistical and other aggregate reports regarding
researcher use of records.
The routine use statements A, C, E, F, G, and H, described in
Appendix A following the NARA Notices, also apply to this system of
records.
POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,
AND DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
Paper and electronic records.
RETRIEVABILITY:
Information in the records may be retrieved by the name of the
individual or by researcher card number.
SAFEGUARDS:
During normal hours of operation, paper records are maintained in
areas accessible only to authorized personnel of NARA. Electronic
records are accessible via passwords from workstations located in
attended offices. After hours, buildings have security guards and/or
doors are secured and all entrances are monitored by electronic
surveillance equipment.
RETENTION AND DISPOSAL:
Researcher application files are temporary records and are
destroyed in accordance with the disposition instructions in the NARA
Records Schedule (a supplement to the NARA Files Maintenance and
Records Disposition Manual). Individuals may request a copy of the
disposition instructions from the NARA Privacy Act Officer.
SYSTEM MANAGER(S) AND ADDRESS:
For researchers who apply to use records and Nixon presidential
materials in the Washington, DC area, the system manager for researcher
application files is: Assistant Archivist for Records Services--
Washington DC (NW). For researchers who apply to use accessioned
records, presidential records, and donated historical materials in the
Presidential libraries, Presidential projects, and the regional records
services facilities, the system managers of researcher application
files are the directors of the individual libraries and regional
records services facilities. For researchers who apply to use records
on storage at the Washington National Records Center (WNRC), the system
manager is the Director of the WNRC. The addresses for these locations
are listed in Appendix B following the NARA Notices.
NOTIFICATION PROCEDURE:
Individuals interested in inquiring about their records should
notify the NARA Privacy Act Officer, whose address is listed in
Appendix B following the NARA Notices.
RECORD ACCESS PROCEDURES:
Individuals who wish to gain access to their records should submit
their request in writing to the NARA Privacy Act Officer at the address
listed in Appendix B.
CONTESTING RECORD PROCEDURES:
NARA rules for contesting the contents and appealing initial
determinations are found in 36 CFR part 1202.
RECORD SOURCE CATEGORIES:
Information in researcher application files is obtained from
researchers and from NARA employees who maintain the files.
NARA 2
SYSTEM NAME:
Reference Request Files.
SYSTEM LOCATION:
Reference request files are maintained in the following locations
in the Washington, DC, area and other geographical regions. The
addresses for these locations are listed in Appendix B following the
NARA Notices:
(1) Office of Records Services--Washington, DC;
(2) National Historical Publications and Records Commission;
(3) Presidential Libraries, Projects, and Staffs; and
(4) Regional Records Services Facilities.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Individuals covered by this system include persons who request
information from or access to accessioned, inactive, congressional,
presidential records, presidential materials, and/or donated historical
materials in the custody of organizational units located in the
Washington, DC, area; Presidential Libraries, Projects, and Staffs; and
Regional Records Services Facilities.
CATEGORIES OF RECORDS IN THE SYSTEM:
Reference request files may include: reference service slips;
reference service databases; correspondence control registers and
databases; and correspondence, including administrative forms used for
routine inquiries and replies, between NARA staff and researchers.
These files may contain some or all of the following information about
an individual: name, address, telephone number, position title, name of
employer/institutional affiliation, educational background, research
topic(s), field(s) of interest, identification of requested records,
credit card or purchase order information, and other information
furnished by the researcher.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
44 U.S.C. 2108, 2111 note, 2203(f)(2), and 2907.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND THE PURPOSES OF SUCH USES:
NARA maintains reference request files on individuals to: maintain
control of records being used in a research room; establish researcher
accountability for records; prepare replies to researchers' reference
questions; record the status of researchers' requests and NARA replies
to those requests; enable future contact with researchers, if
necessary; and facilitate the preparation of statistical and other
aggregate reports on researcher use of records. The routine use
statements A, C, E, F, G and H, described in Appendix A following the
NARA Notices, also apply to this system of records.
POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,
AND DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
Paper and electronic records.
RETRIEVABILITY:
Information in reference request files may be retrieved by: the
name of the individual; the Record Group number; or the name, social
security number, or military service number of the former civilian
employee/veteran whose record was the subject of the request at the
National Personnel Records Center.
SAFEGUARDS:
During business hours, paper records are maintained in areas
accessible only to authorized NARA personnel. Electronic records are
accessible via passwords from workstations located in
[[Page 56572]]
attended offices. After business hours, buildings have security guards
and/or secured doors, and all entrances are monitored by electronic
surveillance equipment.
RETENTION AND DISPOSAL:
Reference request files are temporary records and are destroyed in
accordance with the disposition instructions in the NARA Records
Schedule (a supplement to the NARA Files Maintenance and Records
Disposition Manual). Individuals may request a copy of the disposition
instructions from the NARA Privacy Act Officer.
SYSTEM MANAGER(S) AND ADDRESS:
For reference request files located in organizational units in the
Office of Records Services-Washington, DC, the system manager is the
Assistant Archivist for Records Services-Washington, DC. For reference
request files located in the National Historical Publications and
Records Commission, the system manager is the Executive Director,
National Historical Publications and Records Commission (NHPRC). For
reference request files located in the following locations, the system
manager is the director: Presidential Libraries, Projects, and Staffs;
and Regional Records Services Facilities. The addresses for these
locations are listed in Appendix B following the NARA Notices.
NOTIFICATION PROCEDURE:
Individuals interested in inquiring about their records should
notify the NARA Privacy Act Officer at the address listed in Appendix
B.
RECORD ACCESS PROCEDURES:
Individuals who wish to gain access to their records should submit
their request in writing to the NARA Privacy Act Officer at the address
listed in Appendix B.
CONTESTING RECORD PROCEDURES:
NARA rules for contesting the contents and appealing initial
determinations are found in 36 CFR part 1202.
RECORD SOURCE CATEGORIES:
Information in reference request files is obtained from researchers
and from NARA employees who maintain the files.
NARA 3
SYSTEM NAME:
Donors of Historical Materials Files.
SYSTEM LOCATION:
Donors of historical materials files are maintained in the
following locations in the Washington, DC area and other geographical
regions. The addresses for these locations are listed in Appendix B
following the NARA Notices:
(1) Office of Records Services--Washington, DC organizational
units;
(2) Office of Presidential Libraries:
(3) Presidential Libraries, Projects, and Staffs; and
(4) Regional Records Services Facilities.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Individuals covered by this system include donors and potential
donors of historical materials and oral history interviews to the
Office of Records Services--Washington, DC, Presidential Libraries,
Projects, and Staffs, and Regional Records Services Facilities.
CATEGORIES OF RECORDS IN THE SYSTEM:
Categories of records in this system may include correspondence,
deeds of gift, deposit agreements, accession files, accession cards,
accession logs, inventories of museum objects, and oral history use
agreements, all of which are related to the solicitation and
preservation of donations and oral history interviews. These files may
contain the following information about an individual: name, address,
telephone number, occupation, and other biographical data as it relates
to the solicitation and donation of historical materials and oral
history interviews.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
44 U.S.C. 2111 and 2112.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND THE PURPOSES OF SUCH USES:
NARA maintains donors of historical materials files on individuals
to: Record deeds of gift and oral history use agreements; administer
the solicitation of, accessioning of, and access to historical
materials; maintain control over the accessions program; and facilitate
future solicitations of gifts.
NARA may disclose these records to other Federal agencies and
former presidents and their agents as NARA administers the access
provisions of a deed of gift. The routine use statements A, F, G and H,
described in Appendix A following the NARA Notices, also apply to this
system of records.
POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,
AND DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
Paper and electronic records.
RETRIEVABILITY:
Information in donors of historical materials files may be
retrieved by the name of the individual or by the accession number
assigned to the donation.
SAFEGUARDS:
During business hours, paper records are maintained in areas
accessible only to authorized NARA personnel. Electronic records are
accessible via passwords from workstations located in attended offices.
After business hours, buildings have security guards and/or secured
doors, and all entrances are monitored by electronic surveillance
equipment.
RETENTION AND DISPOSAL:
Some donor and historical materials files are permanent records and
are transferred to the National Archives of the United States in
accordance with the disposition instructions in the NARA Records
Schedule (a supplement to the NARA Files Maintenance and Records
Disposition Manual). Other files have temporary dispositions and are
destroyed in accordance with the instructions in the NARA Records
Schedule. Individuals may request a copy of the disposition
instructions from the NARA Privacy Act Officer.
SYSTEM MANAGER(S) AND ADDRESS:
For donors of historical materials files located in organizational
units in the Office of Records Services--Washington, DC, the system
manager is the Assistant Archivist for Records Services--Washington,
DC, (NW). For donors of historical materials files located in the
Office of Presidential Libraries, the system manager is the Assistant
Archivist for Presidential Libraries (NL). For donors of historical
materials files located in Presidential Libraries, Projects, and Staffs
and the Regional Records Services Facilities, the system manager is the
director of the individual Presidential Library, Project, or Staff or
Regional Records Services Facility. The addresses for these locations
are listed in Appendix B following the NARA Notices.
NOTIFICATION PROCEDURE:
Individuals interested in inquiring about their records should
submit their request in writing to the NARA Privacy Act Officer at the
address listed in Appendix B.
RECORD ACCESS PROCEDURES:
Individuals who wish to gain access to their records should submit
their request in writing to the NARA Privacy Act Officer at the address
listed above.
CONTESTING RECORD PROCEDURES:
NARA rules for contesting the contents and appealing initial
[[Page 56573]]
determinations are found in 36 CFR part 1202.
RECORD SOURCE CATEGORIES:
Information in donors of historical materials files may be obtained
from: donors; potential donors; NARA employees who maintain the files
and handle solicitations and donations of historical materials and oral
history interviews; associates and family members of donors; associates
of former presidents; and published sources.
NARA 4
SYSTEM NAME:
Committee and Foundation Member Files
SYSTEM LOCATION:
Committee member files may be maintained in NARA organizational
units that provide administrative support to or oversight of internal
and inter-agency committees and external standards-setting and
professional organizations. Committee member files may also be located
in organizational units that provide administrative support to NARA's
Federal advisory committees. Foundation member files for the Foundation
for the National Archives are maintained in the Center for the National
Archives Experience within the Office of Records Services--Washington,
DC. Foundation member files for the private foundations that support
the presidential libraries may be located at individual Presidential
Libraries and Projects. The addresses are listed in Appendix B
following the NARA Notices.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Individuals covered by this system include NARA employees who serve
on committees and current and prospective members of NARA's Federal
advisory committees, the National Archives Foundation, and foundations
associated with the presidential libraries.
CATEGORIES OF RECORDS IN THE SYSTEM:
Committee and foundation member files may include correspondence,
resumes, biographical statements, mailing lists, and travel documents.
These files may contain the following information about an individual:
name, address, telephone number, NARA correspondence symbol,
educational background, employment history, list of professional
accomplishments and awards, titles of publications, and other
information furnished by the individual.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
44 U.S.C. 2104.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND THE PURPOSES OF SUCH USES:
NARA maintains committee member files to: review professional
qualifications of prospective committee members; document committee
members' travel activities related to committee business; record the
participation of committee members in committee activities; and contact
members about future meetings and events. NARA maintains foundation
member files in order to contact members about meetings, conferences
and special events. The routine use statements A, F, G, and H described
in Appendix A following the NARA Notices, also apply to this system of
records.
POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,
AND DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
Paper and electronic records.
RETRIEVABILITY:
Information in committee and foundation member files may be
retrieved by the name of the individual or by the name of the committee
or foundation.
SAFEGUARDS:
During business hours, paper records are maintained in areas
accessible only to authorized NARA personnel. Electronic records are
accessible via passwords from workstations located in attended offices.
After business hours, buildings have security guards and/or secured
doors, and all entrances are monitored by electronic surveillance
equipment.
RETENTION AND DISPOSAL:
Some committee member files are permanent records and are
transferred to the National Archives of the United States in accordance
with the disposition instructions in the NARA Records Schedule (a
supplement to the NARA Files Maintenance and Records Disposition
Manual). Other committee member [and foundation member--if applicable]
files have temporary dispositions and are destroyed in accordance with
the instructions in the NARA Records Schedule. Individuals may request
a copy of the disposition instructions from the NARA Privacy Act
Officer. One series of committee member files is unscheduled and,
therefore, are retained until the Archivist of the United States
approves one or more dispositions.
SYSTEM MANAGER(S) AND ADDRESS:
For committee member files the system manager is the Chief of the
Policy and Planning Staff (NPOL). For working group member files, the
system manager is the Assistant Archivist for Records Services--
Washington, DC (NW). For the Foundation for the National Archives
member files, the system manager is the Assistant Archivist for Records
Services--Washington, DC (NW). For foundation member files located in
the presidential libraries and projects, the system manager is the
director of the individual Presidential Library or Project. The
addresses for these locations are listed in Appendix B following the
NARA Notices.
NOTIFICATION PROCEDURE:
Individuals interested in inquiring about their records should
notify the NARA Privacy Act Officer at the address, listed in Appendix
B following the NARA Notices.
RECORD ACCESS PROCEDURES:
Individuals who wish to gain access to their records should submit
their request in writing to the NARA Privacy Act Officer at the address
listed in Appendix B.
CONTESTING RECORD PROCEDURES:
NARA rules for contesting the contents and appealing initial
determinations are found in 36 CFR part 1202.
RECORD SOURCE CATEGORIES:
Information in committee, working group, and foundation member
files is obtained from NARA employees, current and prospective members
of Federal advisory committees, working groups, foundations, and
references furnished by such persons.
NARA 5
SYSTEM NAME:
Conference, Workshop, and Training Course Files.
SYSTEM LOCATION:
Conference, workshop, and training course files may be maintained
in the following locations in the Washington, DC, area and other
geographical regions. The addresses for these locations are listed in
Appendix B following the NARA Notices:
(1) Office of Records Services--Washington, DC;
(2) Office of Administration;
(3) Presidential libraries, staffs, and projects; and
(4) Office of Regional Records Services.
[[Page 56574]]
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Individuals covered by this system include attendees and speakers
at NARA-sponsored conferences, workshops, and training courses.
CATEGORIES OF RECORDS IN THE SYSTEM:
Conference, workshop, and training course files maintained on
attendees may include: Standard Forms 182, Request, Authorization,
Agreement, and Certification of Training; application/registration
forms; evaluations; other administrative forms; and copies of payment
records. Files maintained on speakers may include correspondence,
biographical statements, and resumes. These files may contain some or
all of the following information about an individual: name, home
address, business address, home telephone number, business telephone
number, social security number, birth date, position title, name of
employer/organization, employment history, professional awards, areas
of expertise, research interests, reason(s) for attendance, titles of
publications, and other information furnished by the attendee or
speaker.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
44 U.S.C. 2104, 2109, and 2904.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND THE PURPOSES OF SUCH USES:
NARA maintains files on attendees and speakers to: register
attendees for conferences, workshops, training courses, and other
events; contact attendees for follow-up discussions; plan, publicize,
and document interest in current and future NARA-sponsored conferences,
workshops, training courses, and special events; and prepare mailing
lists in order to disseminate information on future events and
publications of related interest. Information in the records is also
used to prepare statistical and other reports on conferences,
workshops, training courses, and other events sponsored by NARA.
NARA may disclose information on individuals in the files to
outside organizations that co-sponsor conferences, workshops, training
courses, and other events for purposes of administering the course or
event. NARA may disclose information on an individual to the
organization or agency that funded the individual's attendance. The
routine use statements F and H, described in Appendix A following the
NARA Notices, also apply to this system of records.
POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,
AND DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
Paper and electronic records.
RETRIEVABILITY:
Information in paper records may be retrieved by either the title
or the date of the conference, workshop, training course, or event and
thereunder by the name of the individual. Information in electronic
records may be retrieved by the name of the individual.
SAFEGUARDS:
During business hours, paper records are maintained in areas
accessible only to authorized NARA personnel. Electronic records are
accessible via passwords from workstations located in attended offices.
After business hours, buildings have security guards and/or secured
doors, and all entrances are monitored by electronic surveillance
equipment.
RETENTION AND DISPOSAL:
Some of the conference, workshop, and training course files are
permanent records and are transferred to the National Archives of the
United States in accordance with the disposition instructions in the
NARA Records Schedule (a supplement to the NARA Files Maintenance and
Records Disposition Manual). Other files have temporary dispositions
and are destroyed in accordance with the instructions in the NARA
Records Schedule. Individuals may request a copy of the disposition
instructions from the NARA Privacy Act Officer.
SYSTEM MANAGER(S) AND ADDRESS
For conference, workshop, and training course files located in the
Office of Records Services--Washington, DC, the system manager is the
Assistant Archivist for Records Services--Washington, DC (NW.). For
files located in the Office of Human Resources Services, the system
manager is the Assistant Archivist for Administration (NA). For files
in the following locations, the system manager is the Director:
Presidential Libraries and Projects, and Office of Regional Records
Services. The addresses are listed in Appendix B following the NARA
Notices.
NOTIFICATION PROCEDURE:
Individuals interested in inquiring about their records should
notify the NARA Privacy Act Officer at the address is listed in
Appendix B following the NARA notices.
RECORD ACCESS PROCEDURES:
Individuals who wish to gain access to their records should submit
their request in writing to the NARA Privacy Act Officer at the address
listed in Appendix B.
CONTESTING RECORD PROCEDURES:
NARA rules for contesting the contents and appealing initial
determinations are found in 36 CFR part 1202.
RECORD SOURCE CATEGORIES:
Information in the files may be obtained from speakers, attendees,
and potential speakers and attendees at NARA-sponsored conferences,
workshops, and training courses, and from references provided by those
individuals.
NARA 6
SYSTEM NAME:
Mailing List Files.
SYSTEM LOCATION:
Mailing lists may be maintained in the following NARA locations.
The addresses for these locations are listed in Appendix B following
the NARA Notices:
(1) Congressional and Public Affairs Staff;
(2) National Historical Publications and Records Commission;
(3) Public Programs Division;
(4) Organization and Staff Development Staff;
(5) Acquisitions Services Division;
(6) Presidential Libraries and Projects;
(7) Regional Records Services Facilities;
(8) Policy and Planning Staff; and
(9) Office of the Federal Register.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Individuals covered by this system may include: members of the
media; members of Congress; members of the National Historical
Publications and Records Commission; members of the Foundation for the
National Archives; local, political, and other dignitaries; researchers
and records managers; historians, archivists, librarians, documentary
editors, and other professionals in related fields; educators; authors;
subscribers to free and fee publications and newsletters; buyers of
NARA products; vendors; and other persons with an interest in National
Archives programs, exhibits, conferences, training courses, and other
events.
CATEGORIES OF RECORDS IN THE SYSTEM:
In addition to names and addresses, mailing lists may include any
of the
[[Page 56575]]
following information about an individual: home/business telephone
number; position title; name of employer, organization, and/or
institutional affiliation; and subscription expiration date.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
44 U.S.C. 2104, 2307 and 2904(c).
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND THE PURPOSES OF SUCH USES:
NARA maintains mailing lists to generate address labels to:
disseminate mailings of NARA publications, newsletters, press releases,
and announcements of meetings, conferences, workshops, training
courses, public and educational programs, special events, and
procurements; send invitations for exhibit openings, lectures, and
other special events; and send customers updated information about NARA
holdings and about methods of requesting copies of accessioned and non-
current records. The routine use statements F and H, described in
Appendix A following the NARA Notices, also apply to this system of
records.
POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,
AND DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
Electronic records from which paper records may be printed.
RETRIEVABILITY:
Information about individuals maintained in mailing lists may be
retrieved by: the name of the individual; the name of an employer or
institutional/organizational affiliation; the category of individuals/
organizations on mailing lists; the city or zip code.
SAFEGUARDS:
During business hours, paper records are maintained in areas
accessible only to authorized NARA personnel. Electronic records are
accessible via passwords from workstations located in attended offices.
After business hours, buildings have security guards and/or secured
doors, and all entrances are monitored by electronic surveillance
equipment.
RETENTION AND DISPOSAL:
When maintained for programs and functions for which the records
have been scheduled, mailing lists are categorized as temporary
records. Organizational units update these lists and purge outdated
information as needed for the purposes previously cited. For those
programs and functions for which mailing lists and all other records
have not yet been scheduled, NARA is in the process of identifying and
scheduling these records.
SYSTEM MANAGER(S) AND ADDRESS:
For mailing lists maintained in the previously cited locations (1)
through (9), the system managers are:
(1) Director, Congressional and Public Affairs Staff (NCON);
(2) Executive Director, National Historical Publications and
Records Commission (NHPRC);
(3) Assistant Archivist for Records Services--Washington, DC (NW);
(4) Assistant Archivist for Administration (NA);
(5) Assistant Archivist for Administration (NA);
(6) Directors, of the individual Presidential Libraries;
(7) Directors, of the individual Regional Records Services
Facilities;
(8) Director, Policy and Planning Staff (NPOL); and
(9) Director of the Federal Register (NF).
The addresses are listed in Appendix B following the NARA Notices.
NOTIFICATION PROCEDURE:
Individuals interested in inquiring about their records should
notify NARA Privacy Act Officer at the address listed in Appendix B.
RECORD ACCESS PROCEDURES:
Individuals who wish to gain access to their records should submit
their request in writing to the NARA Privacy Act Officer at the address
listed in Appendix B.
CONTESTING RECORD PROCEDURES:
NARA rules for contesting the contents and appealing initial
determinations are found in 36 CFR part 1202.
RECORD SOURCE CATEGORIES:
Information in mailing lists is obtained from individuals whose
names are recorded on mailing lists for the purposes previously cited
or from NARA employees who maintain the lists.
NARA 7
SYSTEM NAME:
Freedom of Information Act (FOIA) Request Files and Mandatory
Review of Classified Documents Request Files
SYSTEM LOCATION:
Freedom of Information Act (FOIA) and mandatory review request
files are maintained in the following locations. The addresses for
these locations are listed in Appendix B following the NARA Notices.
(1) Office of the Federal Register;
(2) Office of the Inspector General;
(3) Office of General Counsel;
(4) Office of Records Services--Washington, DC;
(5) Regional Records Services Facilities; and
(6) Presidential Libraries, Projects, and Staffs.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Individuals covered by this system include persons who cite the
Freedom of Information Act (FOIA) to request access to records and
persons who request the mandatory review of security-classified
materials under Executive Order 12958, as amended or predecessor
orders.
CATEGORIES OF RECORDS IN THE SYSTEM:
Files for requests made under the Freedom of Information Act and
the mandatory review provisions of Executive Order 12958, as amended
(or predecessor orders) may include: correspondence control registers,
logs, and databases; requests for access or mandatory review, appeal
letters from requestors, NARA replies to original requests and appeals,
and supporting documents; Certificate of Citizenship; and other
administrative forms used in the process. These files may also contain
information or determinations furnished by and correspondence with
other Federal agencies. FOIA and mandatory review request files may
contain some or all of the following information about an individual:
name, address, telephone number, position title, name of employer/
institutional affiliation, marital status, birthplace, birth date,
citizenship, research interests, other information provided by the
requestor, and copies of documents furnished to the requestor.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
Executive Order 12958, as amended, its predecessor orders governing
access to classified information, and 5 U.S.C. 552, as amended.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND THE PURPOSES OF SUCH USES:
NARA maintains FOIA and mandatory review request files on
individuals to record: requests for records under the FOIA, requests
for access to security-classified materials under the mandatory review
provisions of Executive Order 12958, as amended and predecessor orders,
and appeals of denials of access; actions taken on
[[Page 56576]]
requests and appeals; and the status of requests and appeals in logs
and databases. The records are also used to facilitate the preparation
of statistical and other reports regarding use of the FOIA and the
mandatory review provisions of Executive Order 12958, as amended.
NARA may disclose information in request files to agencies that
have equity in the requested records in order for those agencies to
review records for possible declassification and release. The routine
use statements A, E, F, G and H, described in Appendix A following the
NARA Notices, also apply to this system of records.
POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,
AND DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
Paper and electronic records.
RETRIEVABILITY:
Information in FOIA and mandatory review request files may be
retrieved by one or more of the following data elements: the name of
the individual; an alphanumeric case file number; a project number
assigned to the request; the Record Group number; the type of request
(FOIA or mandatory review); or the name, social security number, or
military service number of the former civilian employee/veteran whose
record was the subject of the request at the National Personnel Records
Center.
SAFEGUARDS:
During business hours, paper records are maintained in areas
accessible only to authorized NARA personnel. Electronic records are
accessible via passwords from workstations located in attended offices.
After business hours, buildings have security guards and/or secured
doors, and all entrances are monitored by electronic surveillance
equipment.
RETENTION AND DISPOSAL:
Some of the Freedom of Information Act (FOIA) and Mandatory Review
of Classified Documents Request files are permanent records and are
transferred to the National Archives of the United States in accordance
with the disposition instructions in the NARA Records Schedule (a
supplement to the NARA Files Maintenance and Records Disposition
Manual). Other files have temporary dispositions and are destroyed in
accordance with the instructions in the NARA Records Schedule.
Individuals may request a copy of the disposition instructions from the
NARA Privacy Act Officer.
SYSTEM MANAGER(S) AND ADDRESS:
For Freedom of Information Act (FOIA) request files and mandatory
review request files, the system managers are:
(1) For FOIA requests files maintained by the Office of Federal
Register, the system manager is the Director of the Federal Register
(NF);
(2) For FOIA request files related maintained by the Office of the
Inspector General, the system manager is the Inspector General, Office
of the Inspector General (OIG);
(3) For FOIA request files for NARA's operational records the
system manager is the General Counsel, Office of General Counsel (NGC);
(4) For FOIA and mandatory review request files maintained by
organizational units within the Office of Records Services--Washington,
DC, the system manager is the Assistant Archivist for the Office of
Records Services--Washington, DC.
(5) For FOIA and mandatory review request files maintained by
Regional Record Services Facilities the system manager is the Director
for the individual regional facility.
(6) For FOIA and mandatory review request files maintained by
Presidential Libraries, Projects, and Staffs, the Director of the
Library, Project, or Staff is the system manager. The addresses for
these locations are listed in Appendix B following the NARA Notices.
NOTIFICATION PROCEDURE:
Individuals interested in inquiring about their records should
notify NARA Privacy Act Officer at the address listed in Appendix B.
RECORD ACCESS PROCEDURES:
Individuals who wish to gain access to their records should submit
their request in writing to the NARA Privacy Act Officer at the address
listed in Appendix B.
CONTESTING RECORD PROCEDURES:
NARA rules for contesting the contents and appealing initial
determinations are found in 36 CFR Part 1202.
RECORD SOURCE CATEGORIES:
Information in FOIA and mandatory review request files is obtained
from persons who cite the FOIA to request access to records,
researchers who request mandatory review of security-classified
records, NARA employees who maintain the files and handle FOIA and
mandatory review requests and appeals, and other agencies that have
reviewed the requested records.
NARA 8
SYSTEM NAME:
Restricted and Classified Records Access Authorization Files.
SYSTEM LOCATION:
Restricted and classified records access authorization files are
maintained in the following locations. The addresses are listed in
Appendix B following the NARA Notices.
(1) Space and Security Management Division;
(2) Office of Records Services--Washington, DC;
(3) Regional Records Services Facilities;
(4) Presidential Libraries, Projects, and Staffs; and
(5) Office of General Counsel.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Individuals covered by the system include persons who request to
use agency-restricted, donor-restricted, and security-classified
records or materials in the custody of organizational units located in
the Washington, DC, area; Regional Records Services Facilities; and
Presidential Libraries, Projects, and Staffs. This includes records
requested for the purpose of conducting statistical, social science or
biomedical research in accordance with 36 CFR 1256.
CATEGORIES OF RECORDS IN THE SYSTEM:
Access authorization files include applications for access to
restricted and classified records, letters of authorization from
sponsoring agencies, other documentation related to security clearance
levels, and information in an electronic database. These files may
include some or all of the following information about an individual:
name, address, telephone number, birth date, birthplace, citizenship,
social security number, occupation, name of employer/institutional
affiliation, security clearance level, basis of clearance, name of
sponsoring agency, field(s) of interest, intention to publish, type of
publication, subject(s) of restricted or classified records to be
reviewed, the expiration date for authorization to review the records,
and other information furnished by the requestor, including reference
letters which may contain identifying information concerning a third
party.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
44 U.S.C. 2108 and 2204.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND THE PURPOSES OF SUCH USES:
NARA maintains restricted and classified records access
authorization
[[Page 56577]]
files on individuals to: maintain a record of requests for access to
restricted and classified records; authorize and control access to
restricted and classified records and materials; and facilitate
preparation of statistical and other reports.
NARA may disclose information in these access authorization files
to other agencies that have an equity in the restricted or classified
records in order for agency officials to review access authorization
requests. The routine use statements A, F, G and H, described in
Appendix A following the NARA Notices, also apply to this system of
records.
POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,
AND DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
Paper and electronic records.
RETRIEVABILITY:
Information in restricted and classified records access
authorization files may be retrieved by some or all of the following:
the name of the individual, the name of the sponsoring agency, Record
Group number, or collection title.
SAFEGUARDS:
During business hours, paper records are maintained in areas
accessible only to authorized NARA personnel. Electronic records are
accessible via passwords from workstations located in attended offices.
After business hours, buildings have security guards and/or doors are
secured and all entrances are monitored by electronic surveillance
equipment.
RETENTION AND DISPOSAL:
Restricted and classified records access authorization files are
temporary records and are destroyed in accordance with the disposition
instructions in the NARA Records Schedule (a supplement to, the NARA
Files Maintenance and Records Disposition Manual). Individuals may
request a copy of the disposition instructions from the NARA Privacy
Act Officer.
SYSTEM MANAGER(S) AND ADDRESS:
For restricted and classified records access authorization files
the system managers are:
(1) For authorization files maintained by Space and Security
Management Divisions, the system manager is the Assistant Archivist for
Administration (NA);
(2) For access authorization files maintained by organizational
units within the Office of Records Services--Washington, DC, the system
manager is the Assistant Archivist for Records Services--Washington, DC
(NW).
(3) For access authorization files maintained at a Regional Records
Services Facility, the system manager is the Director of the Regional
Records Services Facility.
(4) For access authorization files maintained by a Presidential
Library, Project or Staff, the system manager is the Director of the
Presidential Library, Project, or Staff.
(5) For access authorization files located in the Office of General
Counsel (NGC) the system manager is the General Counsel.
The addresses for these locations are listed in Appendix B
following the NARA Notices.
NOTIFICATION PROCEDURE:
Individuals interested in inquiring about their records should
notify the NARA Privacy Act Officer at the address listed in Appendix
B.
RECORD ACCESS PROCEDURES:
Individuals who wish to gain access to their records should submit
their request in writing to the NARA Privacy Act Officer at the address
listed in Appendix B.
CONTESTING RECORD PROCEDURES:
NARA rules for contesting the contents and appealing initial
determinations are found in 36 CFR part 1202.
RECORD SOURCE CATEGORIES:
Information in these files is obtained from persons who request to
use restricted and classified records, NARA employees who maintain the
files, employers of requestors, and sponsoring agency officials.
NARA 9
SYSTEM NAME:
Authors Files.
SYSTEM LOCATION:
Authors files are maintained in the Congressional and Public
Affairs Office (NCON), in the Washington, DC area.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Individuals covered by this system include authors who have
submitted manuscripts for publication in Prologue: Quarterly of the
National Archives or in other NARA publications.
CATEGORIES OF RECORDS IN THE SYSTEM:
Files on authors may include correspondence, resumes, biographical
statements, and manuscript copies of articles. These records may
contain some or all of the following information about an individual:
name, address, telephone number, educational background, professional
experience and awards, research interests, and titles of previous
publications.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
44 U.S.C. 2307.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND THE PURPOSES OF SUCH USES:
NARA maintains files on individual authors in order to: select
authors' manuscripts for publishing in Prologue: Quarterly of the
National Archives or in other NARA publications; maintain a record of
authors' manuscripts; contact authors concerning re-publication of
manuscripts and other related issues. The routine use statement F and
H, described in Appendix A following the NARA Notices, also apply to
this system of records.
POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,
AND DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
Paper and electronic records.
RETRIEVABILITY:
Information in authors files may be retrieved by the issue date of
the publication and there under by the name of the individual.
SAFEGUARDS:
During normal hours of operation, records are maintained in areas
accessible only to authorized personnel of NARA. After hours, buildings
have security guards and/or doors are secured, and all entrances are
monitored by electronic surveillance equipment.
RETENTION AND DISPOSAL:
Authors files are temporary records and are destroyed in accordance
with the disposition instructions in the NARA Records Schedule (a
supplement to, the NARA Files Maintenance and Records Disposition
Manual). Individuals may request a copy of the disposition instructions
from the NARA Privacy Act Officer.
SYSTEM MANAGER(S) AND ADDRESS:
The system manager is: The Director of the Congressional Affairs
and Public Affairs Office (NCON). The address for this location is
listed in Appendix B following the NARA Notices.
NOTIFICATION PROCEDURE:
Individuals interested in inquiring about their records should
notify the NARA Privacy Act Officer at the address listed in Appendix
B.
[[Page 56578]]
RECORD ACCESS PROCEDURES:
Individuals who wish to gain access to their records should submit
their request in writing to the NARA Privacy Act Officer at the address
listed in Appendix B.
CONTESTING RECORD PROCEDURES:
NARA rules for contesting the contents and appealing initial
determinations are found in 36 CFR part 1202.
RECORD SOURCE CATEGORIES:
Information in authors files is obtained from authors or their
agents.
NARA 10 [RESERVED]
NARA 11
SYSTEM NAME:
Credentials and Passes.
SYSTEM LOCATION:
Records related to credentials and passes are maintained at the
following locations in the Washington, DC area and other geographical
regions. The addresses are listed in Appendix B following the NARA
Notices.
(1) Policy and Planning Staff;
(2) Space and Security Management Division;
(3) Facilities and Personal Property Management Division;
(4) Office of the Federal Register;
(5) Regional Records Services Facilities;
(6) Presidential Libraries, Projects and Staffs; and
(7) Washington National Records Center.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Individuals covered by this system may include NARA employees,
volunteers, contractors at all NARA facilities, and employees or
contractors of other federal agencies temporarily stationed at NARA.
CATEGORIES OF RECORDS IN THE SYSTEM:
Credentials and passes may include: Copies of official passport
records; copies of identification badges; and administrative forms and
information in electronic databases used to generate NARA
identification badges and access cards and to issue room and stack area
keys and parking space permits. Credentials and passes may contain some
or all of the following information about an individual:
1. Official passport records: Copies of passport application
records which include: Name; photograph; name of agency (NARA);
address; telephone number; social security number; position title;
grade; birth date; height; weight; color of hair and eyes; passport
number; passport issue and expiration dates;
2. Copies of identification badges and administrative forms and
information in electronic databases used to generate NARA
identification badges and access cards: Name; photograph; NARA
correspondence symbol; office telephone number; social security number;
position title; grade; name of agency or firm (contractors only); birth
date; height; weight; color of hair and eyes; identification/access
card number; card issue and expiration dates; building locations, time
zones, and reasons for required access; signatures of the individual
and authorized officials; and dates of signatures;
3. Administrative forms and information in electronic databases
used to issue room and stack area keys: Name; NARA correspondence
symbol; office telephone number; building room number/stack area; type
of key issued (single door or stack master); key tag number; signatures
of the individual and authorized official; and dates of signatures; and
4. Administrative forms used to assign parking spaces: Name;
address; office telephone number; name of agency; make, year, and
license number of vehicle; signatures of carpool members; and dates of
signatures.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
44 U.S.C. 2104.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND THE PURPOSES OF SUCH USES:
NARA maintains records on individuals in order to facilitate the
issuance and control of Government passports, NARA identification
badges, access cards, room and stack area keys, and parking space
permits. At the National Archives at College Park, information in an
electronic database is used to generate single badges that identify
individuals and electronically allow individuals to enter and exit
secured and non-secured areas of the building. Routine use statements
A, B, C, D, E, F, G and H, described in Appendix A following the NARA
Notices, also apply to this system of records.
STORAGE:
Paper and electronic records.
RETRIEVABILITY:
Information in credentials and passes may be retrieved by the name
of the individual, identification card number, and/or social security
number.
SAFEGUARDS:
During business hours, paper records are maintained in areas
accessible only to authorized NARA personnel. Electronic records are
accessible via passwords from workstations located in attended offices.
After business hours, buildings have security guards and/or secured
doors, and all entrances are monitored by electronic surveillance
equipment.
RETENTION AND DISPOSAL:
Credentials and passes are temporary records and are destroyed in
accordance with the disposition instructions in the NARA Records
Schedule (a supplement to the NARA Files Maintenance and Records
Disposition Manual). Individuals may request a copy of the disposition
instructions from the NARA Privacy Act Officer.
SYSTEM MANAGER(S) AND ADDRESS:
The system managers for the following types of credentials and
passes are:
1. Official passport records: Director, Policy and Communications
Staff (NPOL);
2. Records used for NARA identification badges and access cards for
employees and volunteers in the Washington, DC area, for badges and
access cards for contractors at the National Archives Building and the
National Archives at College Park, and for key issuance and parking
control at the National Archives Building and the National Archives at
College Park: Assistant Archivist for Administration (NA).
3. Records used for NARA identification badges and access cards for
contractors and for key issuance and parking control at the Washington
National Records Center: Director, Washington National Records Center
(NWMW).
4. Records used for key issuance and parking control at the Office
of the Federal Register: Director of the Federal Register (NF).
5. Records used for NARA identification badges and access cards and
for key issuance and parking control at the National Personnel Records
Center, Presidential Libraries and Projects, and Regional Records
Services Facilities: Directors of the National Personnel Records
Center, Presidential Libraries and Projects, and Regional Records
Services Facilities. The addresses for these locations are listed in
Appendix B following the NARA Notices.
NOTIFICATION PROCEDURE:
Individuals interested in inquiring about their records should
notify the
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NARA Privacy Act Officer at the address listed in Appendix B.
RECORD ACCESS PROCEDURES:
Individuals who wish to gain access to their records should submit
their request in writing to the NARA Privacy Act Officer at the address
listed in Appendix B.
CONTESTING RECORD PROCEDURES:
NARA rules for contesting the contents and appealing initial
determinations are found in 36 CFR part 1202.
RECORD SOURCE CATEGORIES:
Information in credentials and passes is obtained from individuals
being issued credentials and passes from authorized issuing officials.
NARA 12
SYSTEM NAME:
Emergency Notification Files.
SYSTEM LOCATION:
Emergency notification lists are maintained in the Space and
Security Management Division at the National Archives at College Park.
Local emergency notification files are maintained in all NARA
facilities nationwide. The addresses for these locations are listed in
Appendix B following the NARA Notices.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Individuals covered by this system include NARA employees who have
been designated as primary and alternate emergency contact personnel.
CATEGORIES OF RECORDS IN THE SYSTEM:
Emergency notification files include lists of names of NARA
officials, cover memoranda, and administrative forms. These files may
contain some or all of the following information about an individual:
Name, correspondence symbol, home address, business and home telephone
numbers, position title, and emergency assignments.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
44 U.S.C. 2104.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND THE PURPOSES OF SUCH USES:
NARA maintains current directory information on designated NARA
employees to contact outside of business hours in case of emergencies
involving NARA facilities, including records storage areas, and to
notify these employees of weather and energy emergencies that would
result in the closing of Government offices. The routine use statement
A, D, F and H, described in Appendix A following the NARA Notices, also
apply to this system of records.
POLICIES AND PRACTICES FOR STORING, RETRIEVING, ACCESSING, RETAINING,
AND DISPOSING OF RECORDS IN THE SYSTEM:
STORAGE:
Paper and electronic records.
RETRIEVABILITY:
Information in emergency notification files may be retrieved by the
name of the individual or the facility.
SAFEGUARDS:
During business hours, records are maintained in areas accessible
only to authorized NARA personnel and contractors. Electronic records
are accessible via passwords from workstations located in attended
offices. After business hours, buildings have security guards and/or
secured doors, and all entrances are monitored by electronic
surveillance equipment. Authorized individuals may maintain copies in
additional locations.
RETENTION AND DISPOSAL:
Emergency notification files are unscheduled records and,
therefore, are retained until the Archivist of the United States
approves dispositions. NARA is in the process of scheduling emergency
notification records.
SYSTEM MANAGER(S) AND ADDRESS:
The system manager for the NARA-wide and Washington, DC, area
notification lists is the Assistant Archivist for Administration (NA).
The system managers for local emergency notification files are the
Directors of the Federal Records Centers, Presidential Libraries,
Projects and Staffs, and Regional Records Services Facilities. The
addresses for these locations are listed in Appendix B following the
NARA Notices.
NOTIFICATION PROCEDURE:
Individuals interested in inquiring about their records should
notify the NARA Privacy Act Officer at the address listed in Appendix
B.
RECORD ACCESS PROCEDURES:
Individuals who wish to gain access to their records should submit
their request in writing to the NARA Privacy Act Officer at the address
listed in Appendix B.
CONTESTING RECORD PROCEDURES:
NARA rules for contesting the contents and appealing initial
determinations are found in 36 CFR part 1202.
RECORD SOURCE CATEGORIES:
Information in emergency notification files is obtained from the
NARA employees whose names appear on emergency notification lists and
forms.
NARA 13
SYSTEM NAME:
Defunct Agency Records.
SYSTEM LOCATION:
Defunct agency records may be located in the Regional Records
Services Facilities at the locations listed in Appendix B following the
NARA Notices.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Individuals covered by this system include employees of a defunct
agency and those persons who may have had dealings with the agency
prior to termination.
CATEGORIES OF RECORDS IN THE SYSTEM:
This system includes those records of an agency whose existence has
been terminated with no successor in function. This system also
contains those records that were maintained by a defunct agency in an
internal Privacy Act system of records. Categories of personal
information maintained on individuals in these records are described in
the Privacy Act system notices previously published by the originating
agency. Defunct agency records that are located in the Regional Records
Services Facilities may be temporary records or permanent records that
have not yet been transferred to the custody of the Archivist of the
United States.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
44 U.S.C. 2104, 2107, 2108, 2907, 2908, and 3104.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND THE PURPOSES OF SUCH USES:
If records of a defunct agency are unscheduled, NARA may review the
records during the appraisal process in order to determine the
disposition of the